Vault-13

SPIRIT RLTY CAP INC NEW SRC

COM NEW · REIT · CUSIP 84860W300 · ISIN US84860W3007

329 institutional holders -11 vs Q4 2022
147,339,407147.3m shares reported held*
$5.9bnreported value*
27 new 147 added 103 reduced 33 sold out net bought ≈ $535.6m (+13.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.86. Options: 6 managers hold calls ($3.5m notional), 6 hold puts ($1.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 324Q4 22: 340Q1 23: 329329Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022324
Q4 2022340
Q1 2023329

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 197 bought or addedQ4 22: 136 cut or sold outQ4 22Q1 23: 174 bought or addedQ1 23: 136 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022197136
Q1 2023174136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $6.5mQ3 22 puts: $1.9mQ3 22P/C 0.29Q4 22 calls: $7.1mQ4 22 puts: $1.3mQ4 22P/C 0.18Q1 23 calls: $3.5mQ1 23 puts: $1.8mQ1 23P/C 0.50
Numbers
QuarterCallsPutsP/C
Q3 2022$6.5m$1.9m0.29
Q4 2022$7.1m$1.3m0.18
Q1 2023$3.5m$1.8m0.50

Biggest buyers

FMR LLC Added +9,705,933+9.7m
COHEN & STEERS, INC. Added +2,194,104+2.2m
DEUTSCHE BANK AG\ Added +1,967,467+2.0m
Long Pond Capital, LP Added +1,151,057+1.2m
RUSH ISLAND MANAGEMENT, LP Added +1,032,237+1.0m
WELLINGTON MANAGEMENT GROUP LLP Added +761,826+761.8k
Russell Investments Group, Ltd. Added +744,879+744.9k
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Added +484,712+484.7k
STRS OHIO Added +478,272+478.3k
VANGUARD GROUP INC Added +272,994+273.0k

Biggest sellers

DUFF & PHELPS INVESTMENT MANAGEMENT CO Sold out -1,792,317-1.8m
Brookfield Corp /ON/ Sold out -1,217,473-1.2m
WESTFIELD CAPITAL MANAGEMENT CO LP Reduced -653,209-653.2k
Balyasny Asset Management L.P. Reduced -541,660-541.7k
CITADEL ADVISORS LLC Reduced -526,556-526.6k
NEUBERGER BERMAN GROUP LLC Reduced -489,423-489.4k
GOLDMAN SACHS GROUP INC Reduced -284,554-284.6k
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC Reduced -225,395-225.4k
VIRGINIA RETIREMENT SYSTEMS ET Al Reduced -216,700-216.7k
Bernzott Capital Advisors Reduced -206,974-207.0k

Biggest calls

CITADEL ADVISORS LLC Added $1.1m27.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $936.2k23.5k shares
SIMPLEX TRADING, LLC Added $912.0k22.9k shares
GROUP ONE TRADING LLC Added $282.9k7.1k shares
WOLVERINE TRADING, LLC New $249.0k6.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Added $637.4k16.0k shares
SIMPLEX TRADING, LLC Added $354.0k8.9k shares
WOLVERINE TRADING, LLC Added $318.0k8.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $251.0k6.3k shares
CITADEL ADVISORS LLC Reduced $199.2k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 20,745,06120.7m $826.5m $826.5m 0.02% Added +273.0k +272,994
2 FMR LLC 0.04% of their portfolio BOSTON, MA 19,695,89019.7m $784.7m $784.7m 0.04% Added +9.7m +9,705,933
3 COHEN & STEERS, INC. 1.58% of their portfolio NEW YORK, NY 18,361,77218.4m $731.4m $731.4m 1.58% Added +2.2m +2,194,104
4 BlackRock Inc. 0.02% of their portfolio New York, NY 17,946,88417.9m $715.0m $715.0m 0.02% Reduced -124.5k -124,500
5 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,748,9677.7m $313.8m $313.8m 0.02% Added +34.3k +34,253
6 Long Pond Capital, LP 7.41% of their portfolio New York, NY 3,462,4843.5m $137.9m $137.9m 7.41% Added +1.2m +1,151,057
7 Daiwa Securities Group Inc. 0.84% of their portfolio CHIYODA-KU,TOKYO, M0 3,027,3073.0m $120.6m $120.6m 0.84% Added +42.5k +42,460
8 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.04% of their portfolio Boston, MA 2,926,2192.9m $116.6m $116.6m 0.04% Added +484.7k +484,712
9 MACQUARIE GROUP LTD 0.14% of their portfolio Sydney, NSW 2000, C3 2,861,6642.9m $114.0m $114.0m 0.14% Reduced -45.2k -45,230
10 RUSH ISLAND MANAGEMENT, LP 12.09% of their portfolio NEW YORK, NY 2,478,0472.5m $98.7m $98.7m 12.09% Added +1.0m +1,032,237
11 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 1.60% of their portfolio RADNOR, PA 2,277,4502.3m $90.7m $90.7m 1.60% Reduced -225.4k -225,395
12 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,266,3132.3m $90.3m $90.3m 0.01% Added +72.5k +72,498
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,103,4132.1m $83.8m $83.8m 0.03% Reduced -4.2k -4,206
14 JANUS HENDERSON GROUP PLC 0.05% of their portfolio LONDON, X0 2,081,6492.1m $82.9m $82.9m 0.05% Added +68.8k +68,766
15 DEUTSCHE BANK AG\ 0.04% of their portfolio FRANKFURT AM MAIN, 2M 1,998,4272.0m $79.6m $79.6m 0.04% Added +2.0m +1,967,467
16 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 1,973,5082.0m $78.6m $78.6m 0.03% Added +99.3k +99,336
17 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,854,5391.9m $73.9m $73.9m 0.02% Added +45 +45
18 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,458,3071.5m $58.1m $58.1m 0.01% Added +40.7k +40,668
19 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 1,416,5151.4m $56.4m $56.4m 0.02% Added +47.1k +47,131
20 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,399,8631.4m $55.8m $55.8m 0.01% Added +46.8k +46,787
21 Russell Investments Group, Ltd. 0.10% of their portfolio Seattle, WA 1,256,8771.3m $49.9m $49.9m 0.10% Added +744.9k +744,879
22 CENTERSQUARE INVESTMENT MANAGEMENT LLC 0.58% of their portfolio CONSHOHOCKEN, PA 1,223,9161.2m $48.8m $48.8m 0.58% Reduced -71.7k -71,706
23 Legal & General Group Plc 0.02% of their portfolio London, X0 1,110,7861.1m $44.3m $44.3m 0.02% Added +28.6k +28,644
24 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,029,1671.0m $41.0m $41.0m 0.01% Added +761.8k +761,826
25 PRUDENTIAL FINANCIAL INC 0.06% of their portfolio NEWARK, NJ 976,251976.3k $38.0m $38.0m 0.06% Reduced -146.3k -146,284
26 WESTFIELD CAPITAL MANAGEMENT CO LP 0.27% of their portfolio BOSTON, MA 961,276961.3k $38.3m $38.3m 0.27% Reduced -653.2k -653,209
27 Morningstar Investment Services LLC 0.45% of their portfolio CHICAGO, IL 869,926869.9k $33.8m $33.8m 0.45% Added +36.1k +36,126
28 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 859,766859.8k $34.3m $34.3m 0.01% Reduced -29.0k -29,037
29 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 834,234834.2k $33.2m $33.2m 0.01% Reduced -43.7k -43,727
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 833,104833.1k $33.2m $33.2m 0.00% Reduced -35.5k -35,464
31 FRONTIER CAPITAL MANAGEMENT CO LLC 0.34% of their portfolio Boston, MA 823,081823.1k $32.8m $32.8m 0.34% Reduced -33.4k -33,369
32 STRS OHIO 0.05% of their portfolio COLUMBUS, OH 798,144798.1k $31.8m $31.8m 0.05% Added +478.3k +478,272
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 766,910766.9k $30.6m $30.6m 0.01% Reduced -15.9k -15,899
34 Boston Partners 0.04% of their portfolio BOSTON, MA 689,244689.2k $27.2m $27.2m 0.04% Added +13.2k +13,213
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 665,179665.2k $26.5m $26.5m 0.00% Added +123.1k +123,101
36 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 631,289631.3k $25.2m $25.2m 0.02% Added +3.1k +3,105
37 Aberdeen Group plc 0.05% of their portfolio EDINBURGH, X0 513,071513.1k $20.4m $20.4m 0.05% Added +11.9k +11,930
38 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 491,261491.3k $19.6m $19.6m 0.04% Added +37.8k +37,752
39 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 437,353437.4k $17.4m $17.4m 0.02% Reduced -4.3k -4,310
40 Retirement Systems of Alabama 0.07% of their portfolio MONTGOMERY, AL 402,082402.1k $16.0m $16.0m 0.07% Reduced -1.6k -1,594
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 397,229397.2k $15.8m $15.8m 0.00% Added +27.0k +27,005
42 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 375,765375.8k $15.0m $15.0m 0.02% Added +192.3k +192,311
43 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 370,475370.5k $14.8m $14.8m 0.01% Added +11.4k +11,404
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 341,645341.6k $13.6m $13.6m 0.00% Added +94.4k +94,414
45 Swiss National Bank 0.01% of their portfolio ZURICH, V8 301,454301.5k $12.0m $12.0m 0.01% Reduced -27.7k -27,700
46 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 282,794282.8k $11.3m $11.3m 0.01% Reduced -27.1k -27,149
47 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.04% of their portfolio COLUMBUS, OH 257,191257.2k $10.2m $10.2m 0.04% Added +21.9k +21,892
48 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 257,017257.0k $10.2m $10.2m 0.03% Reduced -541.7k -541,660
49 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 232,733232.7k $9.3m $9.3m 0.02% New
50 Asset Management One Co., Ltd. 0.04% of their portfolio TOKYO, M0 229,439229.4k $9.1m $9.1m 0.04% Reduced -27.2k -27,230
51 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 228,588228.6k $9.1m $9.1m 0.02% Added +11.3k +11,312
52 VIRGINIA RETIREMENT SYSTEMS ET Al 0.09% of their portfolio RICHMOND, VA 227,820227.8k $9.1m $9.1m 0.09% Reduced -216.7k -216,700
53 AMERICAN INTERNATIONAL GROUP, INC. 0.06% of their portfolio New York, NY 215,489215.5k $8.6m $8.6m 0.06% Reduced -2.0k -2,018
54 BRADLEY FOSTER & SARGENT INC/CT 0.20% of their portfolio HARTFORD, CT 211,869211.9k $8.4m $8.4m 0.20% Added +46.1k +46,064
55 Bernzott Capital Advisors 1.71% of their portfolio Camarillo, CA 208,181208.2k $8.3m $8.3m 1.71% Reduced -207.0k -206,974
56 WESTPAC BANKING CORP 0.11% of their portfolio SYDNEY, C3 206,978207.0k $8.2m $8.2m 0.11% Added +90.0k +90,007
57 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 206,771206.8k $8.2m $8.2m 0.01% Added +1.4k +1,439
58 Sound Income Strategies, LLC 0.86% of their portfolio FT LAUDERDALE, FL 197,601197.6k $7.9m $7.9m 0.86% Added +23.1k +23,107
59 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 185,741185.7k $7.4m $7.4m 0.01% Reduced -4.6k -4,597
60 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 178,749178.7k $7.1m $7.1m 0.00% Added +19.2k +19,177
61 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 174,780174.8k $7.0m $7.0m 0.01% Added +264 +264
62 LDR Capital Management LLC 4.33% of their portfolio New York, NY 165,117165.1k $6.6m $6.6m 4.33% Added +43.2k +43,220
63 ADVISORS MANAGEMENT GROUP INC /ADV 2.05% of their portfolio LA CROSSE, WI 161,388161.4k $6.4m $6.4m 2.05% Reduced -4.1k -4,104
64 NOMURA ASSET MANAGEMENT CO LTD 0.03% of their portfolio TOKYO, M0 154,073154.1k $6.1m $6.1m 0.03% Added +5.4k +5,380
65 DekaBank Deutsche Girozentrale 0.01% of their portfolio FRANKFURT, 2M 151,821151.8k $5.8m $5.8m 0.01% Added +63.3k +63,287
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 147,229147.2k $5.9m $5.9m 0.00% Reduced -284.6k -284,554
67 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 136,729136.7k $5.4m $5.4m 0.01% Reduced -5.0k -4,965
68 MILLER HOWARD INVESTMENTS INC /NY 0.19% of their portfolio KINGSTON, NY 130,000130.0k $5.2m $5.2m 0.19% Unchanged
69 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 128,004128.0k $5.1m $5.1m 0.01% Unchanged
70 Alpha Omega Wealth Management LLC 0.87% of their portfolio RICHMOND, VA 125,956126.0k $5.0m $5.0m 0.87% Added +371 +371
71 TEXAS PERMANENT SCHOOL FUND CORP 0.05% of their portfolio AUSTIN, TX 125,247125.2k $5.0m $5.0m 0.05% Added +31.4k +31,355
72 Anson Funds Management LP 0.70% of their portfolio DALLAS, TX 125,000125.0k $5.0m $5.0m 0.70% Added +3.5k +3,500
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 117,013117.0k $4.7m $4.7m 0.00% Reduced -4.3k -4,254
74 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.05% of their portfolio New York, NY 112,287112.3k $4.5m $4.5m 0.05% Reduced -2.4k -2,360
75 Alyeska Investment Group, L.P. 0.04% of their portfolio CHICAGO, IL 108,563108.6k $4.3m $4.3m 0.04% New
76 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 107,897107.9k $4.3m $4.3m 0.01% Reduced -11.4k -11,399
77 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 107,416107.4k $4.3m $4.3m 0.03% Added +2.5k +2,482
78 Amundi 0.00% of their portfolio Paris, I0 106,617106.6k $4.1m $4.1m 0.00% Added +17.1k +17,137
79 BEACON FINANCIAL GROUP 0.57% of their portfolio DALLAS, TX 105,331105.3k $4.1m $4.1m 0.57% Reduced -13.6k -13,581
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 102,451102.5k $4.1m $4.1m 0.00% Reduced -57.2k -57,174
81 Lighthouse Investment Partners, LLC 0.35% of their portfolio Palm Beach Gardens, FL 100,000100.0k $4.0m $4.0m 0.35% New
82 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 97,66397.7k $3.9m $3.9m 0.01% Reduced -3.0k -3,023
83 EXCHANGE TRADED CONCEPTS, LLC 0.11% of their portfolio Oklahoma City, OK 97,49697.5k $3.9m $3.9m 0.11% Added +4.8k +4,761
84 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 96,38496.4k $3.8m $3.8m 0.01% Reduced -86.9k -86,876
85 AMALGAMATED BANK 0.03% of their portfolio NEW YORK, NY 95,93595.9k $3.8m $3.8m 0.03% Reduced -5.3k -5,341
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,01295.0k $3.8m $3.8m 0.00% Reduced -82.4k -82,437
87 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 94,52194.5k $3.8m $3.8m 0.01% Reduced -8.4k -8,426
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,58492.6k $3.7m $3.7m 0.00% Reduced -8.9k -8,898
89 State of Alaska, Department of Revenue 0.04% of their portfolio JUNEAU, AK 91,73991.7k $3.7m $3.7m 0.04% Added +1.8k +1,773
90 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 90,48690.5k $3.6m $3.6m 0.01% Added +9.6k +9,557
91 OVERSEA-CHINESE BANKING Corp Ltd 0.18% of their portfolio SINGAPORE, U0 88,32488.3k $3.5m $3.5m 0.18% Reduced -29.5k -29,542
92 South Dakota Investment Council 0.07% of their portfolio SIOUX FALLS, SD 87,70087.7k $3.5m $3.5m 0.07% Unchanged
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 86,30986.3k $3.4m $3.4m 0.00% Added +15.7k +15,664
94 MetLife Investment Management, LLC 0.02% of their portfolio Whippany, NJ 85,62985.6k $3.4m $3.4m 0.02% Reduced -2.3k -2,293
95 Mesirow Institutional Investment Management, Inc. 0.37% of their portfolio CHICAGO, IL 85,51585.5k $3.4m $3.4m 0.37% New
96 PFS INVESTMENTS INC. 0.06% of their portfolio DULUTH, GA 85,15885.2k $3.3m $3.3m 0.06% New
97 TEACHER RETIREMENT SYSTEM OF TEXAS 0.02% of their portfolio AUSTIN, TX 84,53584.5k $3.4m $3.4m 0.02% Added +28.0k +28,028
98 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 84,51484.5k $3.4m $3.4m 0.00% Added +3.5k +3,489
99 Holocene Advisors, LP 0.02% of their portfolio New York, NY 78,76078.8k $3.1m $3.1m 0.02% Added +68.2k +68,199
100 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 78,33578.3k $3.1m $3.1m 0.01% Added +5.9k +5,923