Vault-13

SLR INVESTMENT CORP SLRC

COM · Common Stock · CUSIP 83413U100

125 institutional holders +1 vs Q1 2026
17,965,15818.0m shares reported held*
32.9% of all shares outstanding*
$222.4mreported value*
28 new 40 added 34 reduced 23 sold out net bought ≈ $5.7m (+464.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 54.6m as of 2026-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $12.38. Options: 3 managers hold calls ($501.0k notional), 2 hold puts ($484.9k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 117Q4 22: 107Q1 23: 97Q2 23: 108Q3 23: 99Q4 23: 118Q1 24: 117Q2 24: 116Q3 24: 120Q4 24: 118Q1 25: 112Q2 25: 129Q3 25: 117Q4 25: 123Q1 26: 124Q2 26: 125125Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022117
Q4 2022107
Q1 202397
Q2 2023108
Q3 202399
Q4 2023118
Q1 2024117
Q2 2024116
Q3 2024120
Q4 2024118
Q1 2025112
Q2 2025129
Q3 2025117
Q4 2025123
Q1 2026124
Q2 2026125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 68 bought or addedQ3 24: 42 cut or sold outQ4 24: 65 bought or addedQ4 24: 48 cut or sold outQ4 24Q1 25: 58 bought or addedQ1 25: 49 cut or sold outQ2 25: 76 bought or addedQ2 25: 41 cut or sold outQ2 25Q3 25: 63 bought or addedQ3 25: 52 cut or sold outQ4 25: 66 bought or addedQ4 25: 49 cut or sold outQ4 25Q1 26: 65 bought or addedQ1 26: 52 cut or sold outQ2 26: 68 bought or addedQ2 26: 57 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246842
Q4 20246548
Q1 20255849
Q2 20257641
Q3 20256352
Q4 20256649
Q1 20266552
Q2 20266857

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $675.2kQ3 25 puts: $3.0kQ3 25P/C 0.00Q4 25 calls: $1.3mQ4 25 puts: $1.4mQ4 25P/C 1.14Q1 26 calls: $613.9kQ1 26 puts: $781.3kQ1 26P/C 1.27Q2 26 calls: $501.0kQ2 26 puts: $484.9kQ2 26P/C 0.97
Numbers
QuarterCallsPutsP/C
Q3 2025$675.2k$3.0k0.00
Q4 2025$1.3m$1.4m1.14
Q1 2026$613.9k$781.3k1.27
Q2 2026$501.0k$484.9k0.97

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +256,281+256.3k
VAN ECK ASSOCIATES CORP Added +219,110+219.1k
North Ground Capital New +168,000+168.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +155,715+155.7k
Trexquant Investment LP Added +127,222+127.2k
BANK OF AMERICA CORP /DE/ Added +119,619+119.6k
Clear Harbor Asset Management, LLC Added +117,502+117.5k
Saba Capital Management, L.P. New +113,038+113.0k
NewGen Asset Management Ltd New +108,983+109.0k
CONDOR CAPITAL MANAGEMENT Added +107,498+107.5k

Biggest sellers

Diameter Capital Partners LP Sold out -827,099-827.1k
TWO SIGMA INVESTMENTS, LP Reduced -227,107-227.1k
Aristotle Capital Boston, LLC Reduced -141,419-141.4k
Ensign Peak Advisors, Inc Reduced -95,548-95.5k
D. E. Shaw & Co., Inc. Sold out -84,512-84.5k
EPIQ PARTNERS, LLC Reduced -74,921-74.9k
SEI INVESTMENTS CO Reduced -60,136-60.1k
Lido Advisors, LLC Sold out -53,382-53.4k
Altrafin AG Sold out -50,852-50.9k
Campbell & CO Investment Adviser LLC Sold out -48,268-48.3k

Biggest calls

CITADEL ADVISORS LLC New $241.2k19.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $204.1k16.5k shares
SIMPLEX TRADING, LLC Reduced $55.7k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $473.8k38.3k shares
SIMPLEX TRADING, LLC New $11.1k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
THORNBURG INVESTMENT MANAGEMENT INC 13G · institution no change · filed 2026-02-19 8.0% no change 4.4m≈ $54.1m 2026-02-19

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 2 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 2 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20252$1.4m0——
Q2 20250—0——
Q3 20251$120.3k0——
Q4 20250—0——
Q1 20262$2.0m0——
Q2 20261$261.9k0——
Q3 20261$247.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-10 GROSS MICHAEL S Officer, director · See Footnotes Bought 20,000 $12.35 $247.0k20.0k shares +0%
2026-05-13 GROSS MICHAEL S Officer, director · See Footnotes Bought 10,000 $13.10 $131.0k10.0k shares +<1%
2026-05-12 GROSS MICHAEL S Officer, director · See Footnotes Bought 10,000 $13.09 $130.9k10.0k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 THORNBURG INVESTMENT MANAGEMENT INC 0.56% of their portfolio SANTA FE, NM 4,708,7724.7m $58.2m $58.2m 0.56% Added +75.3k +75,341
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,247,9411.2m $15.6m $15.6m 0.00% Reduced -14.0k -14,035
3 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 1,104,1141.1m $13.7m $13.7m 0.01% Added +219.1k +219,110
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 614,510614.5k $7.6m $7.6m 0.00% Added +45.3k +45,270
5 Aristotle Capital Boston, LLC 0.51% of their portfolio BOSTON, MA 613,753613.8k $7.6m $7.6m 0.51% Reduced -141.4k -141,419
6 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 549,089549.1k $6.8m $6.8m 0.00% Reduced -19.3k -19,313
7 Muzinich & Co., Inc. 2.30% of their portfolio NEW YORK, NY 544,210544.2k $6.7m $6.7m 2.30% Added +5.4k +5,367
8 CONDOR CAPITAL MANAGEMENT 0.43% of their portfolio MARTINSVILLE, NJ 462,362462.4k $5.7m $5.7m 0.43% Added +107.5k +107,498
9 Legal & General Group Plc 0.00% of their portfolio London, X0 446,125446.1k $5.5m $5.5m 0.00% Added +25.4k +25,444
10 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 381,476381.5k $4.7m $4.7m 0.00% Added +2.6k +2,588
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 366,907366.9k $4.5m $4.5m 0.00% Added +102.7k +102,727
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 360,603360.6k $4.5m $4.5m 0.01% Added +256.3k +256,281
13 Ensign Peak Advisors, Inc 0.01% of their portfolio SALT LAKE CITY, UT 354,452354.5k $4.4m $4.4m 0.01% Reduced -95.5k -95,548
14 EPIQ PARTNERS, LLC 1.84% of their portfolio MINNEAPOLIS, MN 349,772349.8k $4.3m $4.3m 1.84% Reduced -74.9k -74,921
15 Clear Harbor Asset Management, LLC 0.26% of their portfolio Stamford, CT 339,975340.0k $4.2m $4.2m 0.26% Added +117.5k +117,502
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 331,948331.9k $4.1m $4.1m 0.00% Reduced -12.4k -12,363
17 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 264,976265.0k $3.3m $3.3m 0.02% Added +127.2k +127,222
18 INTREPID FAMILY OFFICE LLC 2.74% of their portfolio SARASOTA, FL 240,000240.0k $3.0m $3.0m 2.74% Unchanged
19 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 232,891232.9k $2.9m $2.9m 0.04% Added +4.9k +4,932
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 231,903231.9k $2.9m $2.9m 0.00% Added +5.9k +5,935
21 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 225,258225.3k $2.8m $2.8m 0.00% Reduced -227.1k -227,107
22 BlackRock, Inc. 0.00% of their portfolio New York, NY 203,141203.1k $2.5m $2.5m 0.00% Reduced -8.6k -8,557
23 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 190,034190.0k $2.4m $2.4m 0.00% Reduced -60.1k -60,136
24 Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio Parsippany, NJ 183,960184.0k $2.3m $2.3m 0.06% Reduced -17.1k -17,063
25 North Ground Capital 2.49% of their portfolio Cohasset, MA 168,000168.0k $2.1m $2.1m 2.49% New
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 167,300167.3k $2.1m $2.1m 0.00% Added +119.6k +119,619
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,732162.7k $2.0m $2.0m 0.00% Added +11.9k +11,852
28 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.09% of their portfolio WEST PALM BEACH, FL 155,715155.7k $1.9m $1.9m 0.09% New
29 Triad Investment Management 2.07% of their portfolio NEWPORT BEACH, CA 152,053152.1k $1.9m $1.9m 2.07% Added +26.2k +26,239
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 141,525141.5k $1.8m $1.8m 0.00% Added +18.0k +17,955
31 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 128,742128.7k $1.6m $1.6m 0.00% Reduced -12.2k -12,150
32 Saba Capital Management, L.P. 0.04% of their portfolio NEW YORK, NY 113,038113.0k $1.4m $1.4m 0.04% New
33 NewGen Asset Management Ltd 0.74% of their portfolio TORONTO, A6 108,983109.0k $1.3m $1.3m 0.74% New
34 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 101,573101.6k $1.3m $1.3m 0.01% Added +3.4k +3,425
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 97,99498.0k $1.2m $1.2m 0.00% Added +59.2k +59,179
36 DENALI ADVISORS LLC 0.10% of their portfolio SAN DIEGO, CA 82,17582.2k $1.0m $1.0m 0.10% Reduced -5.0k -5,012
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 78,09278.1k $966.0k $966.0k 0.00% Added +132 +132
38 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 68,84368.8k $849.0k $849.0k 0.00% Added +9.4k +9,354
39 MERIDIAN INVESTMENT COUNSEL INC. 0.18% of their portfolio LAFAYETTE, CA 68,62568.6k $848.9k $848.9k 0.18% Added +6.3k +6,350
40 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 63,87163.9k $790.1k $790.1k 0.00% New
41 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ST. LOUIS, MO 63,85363.9k $789.9k $789.9k 0.01% Reduced -113 -113
42 Garner Asset Management Corp 0.24% of their portfolio PLANO, TX 60,83260.8k $752.5k $752.5k 0.24% Reduced -26.8k -26,762
43 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 58,53958.5k $724.0k $724.0k 0.02% Added +4.4k +4,419
44 VARCOV Co. 0.27% of their portfolio DARIEN, CT 57,34657.3k $709.4k $709.4k 0.27% New
45 Triumph Capital Management 0.12% of their portfolio DENVER, CO 54,81454.8k $678.0k $678.0k 0.12% Added +7.9k +7,946
46 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 53,81253.8k $665.7k $665.7k 0.00% New
47 Dynamic Technology Lab Private Ltd 0.14% of their portfolio SINGAPORE, U0 51,01551.0k $631.0k $631.0k 0.14% New
48 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 46,87546.9k $579.8k $579.8k 0.00% New
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 45,98246.0k $568.0k $568.0k 0.00% Added +21.4k +21,392
50 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 45,46845.5k $562.5k $562.5k 0.00% Added +44.6k +44,579
51 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 42,86142.9k $530.2k $530.2k 0.00% Added +21.0k +21,044
52 MANGROVE PARTNERS IM, LLC 0.03% of their portfolio Greenwich, CT 42,00842.0k $519.6k $519.6k 0.03% Unchanged
53 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 40,86440.9k $505.5k $505.5k 0.00% New
54 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 39,97540.0k $494.5k $494.5k 0.01% New
55 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 39,40039.4k $487.4k $487.4k 0.00% Reduced -507 -507
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 37,24037.2k $460.7k $460.7k 0.00% Reduced -10.5k -10,454
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,69535.7k $441.5k $441.5k 0.00% New
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,34334.3k $424.8k $424.8k 0.00% New
59 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,76232.8k $405.3k $405.3k 0.00% Added +4.1k +4,054
60 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 31,89731.9k $410.8k $410.8k 0.01% Added +637 +637
61 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 31,63631.6k $391.3k $391.3k 0.00% New
62 MONTAG A & ASSOCIATES INC 0.02% of their portfolio ATLANTA, GA 30,71330.7k $379.9k $379.9k 0.02% Unchanged
63 Virtus Investment Advisers, LLC 0.09% of their portfolio HARTFORD, CT 30,54730.5k $377.9k $377.9k 0.09% Reduced -788 -788
64 Significant Wealth Partners LLC 0.39% of their portfolio CARY, IL 29,34929.3k $363.0k $363.0k 0.39% Unchanged
65 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 28,06628.1k $347.2k $347.2k 0.01% Reduced -886 -886
66 Next Capital Management LLC 0.09% of their portfolio NEW YORK, NY 27,52027.5k $340.4k $340.4k 0.09% Unchanged
67 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 27,46127.5k $339.7k $339.7k 0.00% Added +30 +30
68 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 25,08425.1k $310.3k $310.3k 0.00% Reduced -500 -500
69 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 21,60421.6k $267.2k $267.2k 0.01% New
70 WJ Financial Advisors LLC 0.19% of their portfolio KILLINGWORTH, CT 20,48120.5k $253.3k $253.3k 0.19% Reduced -410 -410
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,97420.0k $247.1k $247.1k 0.00% Added +4 +4
72 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 19,28219.3k $238.5k $238.5k 0.01% Reduced -144 -144
73 Samalin Investment Counsel, LLC 0.08% of their portfolio CHAPPAQUA, NY 19,20119.2k $237.5k $237.5k 0.08% Reduced -15.7k -15,701
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 18,14918.1k $224.5k $224.5k 0.00% Reduced -170 -170
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,46117.5k $216.0k $216.0k 0.00% Reduced -4.3k -4,269
76 SMH CAPITAL ADVISORS INC 0.76% of their portfolio FORT WORTH, TX 15,71415.7k $194.4k $194.4k 0.76% New
77 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 14,31414.3k $199.2k $199.2k 0.01% New
78 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 14,28214.3k $176.7k $176.7k 0.00% Added +57 +57
79 COFG Advisors, LLC 0.03% of their portfolio OAK BROOK, IL 14,14114.1k $174.9k $174.9k 0.03% Added +348 +348
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 14,07414.1k $174.1k $174.1k 0.00% Reduced -1.3k -1,293
81 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 13,62313.6k $168.5k $168.5k 0.00% New
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 13,26413.3k $164.1k $164.1k 0.00% Added +2.2k +2,154
83 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 12,61412.6k $156.0k $156.0k 0.00% Unchanged
84 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 12,57112.6k $155.5k $155.5k 0.00% Reduced -3.8k -3,846
85 Attessa Capital LLC 0.07% of their portfolio TUCSON, AZ 12,00012.0k $148.4k $148.4k 0.07% New
86 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,77511.8k $145.7k $145.7k 0.00% Added +1.5k +1,528
87 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 10,97411.0k $135.7k $135.7k 0.00% Reduced -2.5k -2,500
88 SMITHBRIDGE ASSET MANAGEMENT INC/DE 0.02% of their portfolio Chadds Ford, PA 10,80010.8k $133.6k $133.6k 0.02% New
89 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,55710.6k $130.6k $130.6k 0.00% Reduced -1.2k -1,231
90 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 10,17610.2k $126.0k $126.0k 0.00% Reduced -38.3k -38,341
91 Black Maple Capital Management LP 0.08% of their portfolio MILWAUKEE, WI 10,00010.0k $123.7k $123.7k 0.08% New
92 Abel Hall, LLC 0.02% of their portfolio BATON ROUGE, LA 10,00010.0k $123.7k $123.7k 0.02% Unchanged
93 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,9879.0k $111.2k $111.2k 0.00% Unchanged
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 8,7158.7k $108.5k $108.5k 0.01% Added +6.0k +6,000
95 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7,4827.5k $92.6k $92.6k 0.00% Unchanged
96 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 6,8266.8k $84.4k $84.4k 0.00% New
97 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,0004.0k $49.5k $49.5k 0.00% Unchanged
98 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,8063.8k $47.1k $47.1k 0.00% Added +2.0k +2,029
99 KELLEHER FINANCIAL ADVISORS 0.01% of their portfolio NEW YORK, NY 3,5623.6k $44.1k $44.1k 0.01% Reduced -20.9k -20,916
100 Greykasell Wealth Strategies, Inc. 0.01% of their portfolio DANVILLE, CA 2,8602.9k $35.4k $35.4k 0.01% Reduced -927 -927