Vault-13

SIREN ETF TR

DIVCN LDRS ETF · CUSIP 829658301

27 institutional holders -1 vs Q2 2023
440,413440.4k shares reported held*
$24.1mreported value*
2 new 12 added 11 reduced 3 sold out net bought ≈ $3.1m (+56.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.80.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 28Q1 23: 26Q2 23: 28Q3 23: 2727Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202224
Q4 202228
Q1 202326
Q2 202328
Q3 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 14 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221313
Q1 20231316
Q2 20231610
Q3 20231414

Biggest buyers

LPL Financial LLC Added +21,706+21.7k
CITADEL ADVISORS LLC New +18,137+18.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,868+8.9k
Ergawealth Advisors, Inc. New +6,522+6.5k
WealthPlan Investment Management, LLC Added +4,932+4.9k
NewEdge Advisors, LLC Added +3,878+3.9k
Capital Advisors, Ltd. LLC Added +3,024+3.0k
Dynamic Advisor Solutions LLC Added +1,548+1.5k
WOLFF WIESE MAGANA LLC Added +658+658
Ethos Financial Group, LLC Added +488+488

Biggest sellers

Benchmark Investment Advisors LLC Sold out -3,594-3.6k
Advisors Preferred, LLC Sold out -2,487-2.5k
RAYMOND JAMES & ASSOCIATES Reduced -2,375-2.4k
Tower Research Capital LLC (TRC) Reduced -1,708-1.7k
Diversified, LLC Reduced -811-811
OSAIC HOLDINGS, INC. Reduced -564-564
Janney Montgomery Scott LLC Reduced -468-468
MCDONALD PARTNERS LLC Reduced -390-390
Private Advisor Group, LLC Reduced -240-240
UBS Group AG Sold out -138-138

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 67,20867.2k $3.7m $3.7m 0.00% Added +21.7k +21,706
2 Jacobi Capital Management LLC 0.33% of their portfolio PITTSTON, PA 53,11853.1k $2.9m $2.9m 0.33% Reduced -69 -69
3 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 43,60343.6k $2.4m $2.4m 0.02% Reduced -240 -240
4 Capital Advisors, Ltd. LLC 0.31% of their portfolio SHAKER HEIGHTS, OH 37,28437.3k $2.0m $2.0m 0.31% Added +3.0k +3,024
5 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,71036.7k $2.0m $2.0m 0.00% Reduced -2.4k -2,375
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,53726.5k $1.5m $1.5m 0.00% Added +8.9k +8,868
7 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,05822.1k $1.2m $1.2m 0.00% Reduced -468 -468
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,13718.1k $993.8k $993.8k 0.00% New
9 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 17,96718.0k $984.5k $984.5k 0.03% Reduced -1.7k -1,708
10 MCDONALD PARTNERS LLC 0.22% of their portfolio CLEVELAND, OH 12,34312.3k $676.3k $676.3k 0.22% Reduced -390 -390
11 Diversified, LLC 0.16% of their portfolio Wilmington, DE 11,38111.4k $623.7k $623.7k 0.16% Reduced -811 -811
12 Sage Capital Advisors,llc 0.22% of their portfolio SIOUX FALLS, SD 11,08611.1k $607.5k $607.5k 0.22% Added +4 +4
13 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 10,34310.3k $566.8k $566.8k 0.03% Added +1.5k +1,548
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4149.4k $516.1k $516.1k 0.00% Reduced -564 -564
15 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 8,8358.8k $484.1k $484.1k 0.01% Reduced -103 -103
16 Collaborative Wealth Managment Inc. 0.28% of their portfolio LAKE MARY, FL 8,7168.7k $477.6k $477.6k 0.28% Added +14 +14
17 HOWARD FINANCIAL SERVICES, LTD. 0.10% of their portfolio DALLAS, TX 7,8577.9k $430.5k $430.5k 0.10% Added +28 +28
18 Ergawealth Advisors, Inc. 0.25% of their portfolio OAK BROOK, IL 6,5226.5k $357.4k $357.4k 0.25% New
19 Ethos Financial Group, LLC 0.08% of their portfolio KING OF PRUSSIA, PA 5,9305.9k $324.9k $324.9k 0.08% Added +488 +488
20 WealthPlan Investment Management, LLC 0.05% of their portfolio OMAHA, NE 5,5135.5k $302.1k $302.1k 0.05% Added +4.9k +4,932
21 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,6814.7k $256.5k $256.5k 0.02% Added +3 +3
22 WOLFF WIESE MAGANA LLC 0.20% of their portfolio CARSLBAD, CA 4,4644.5k $244.6k $244.6k 0.20% Added +658 +658
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,2784.3k $234.4k $234.4k 0.00% Added +3.9k +3,878
24 MONOGRAPH WEALTH ADVISORS, LLC 0.04% of their portfolio MANHATTAN BEACH, CA 4,0004.0k $219.2k $219.2k 0.04% Unchanged
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,4282.4k $133.0k $133.0k 0.00% Reduced -100 -100
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $14 $14 0.00% Reduced -1 -1
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged