SIMPLIFY EXCHANGE TRADED FUN PFIX
SIMPLIFY INTERST · ETP · CUSIP 82889N855
51
institutional holders
+0 vs Q3 2023
1.2m
shares reported held*
$47.7mreported value*
14 new
12 added
12 reduced
17 sold out
net bought ≈ $14.8m (+370.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.39. Options: 2 managers hold calls ($920.0k notional), 2 hold puts ($1.4m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 66 |
| Q1 2023 | 53 |
| Q2 2023 | 56 |
| Q3 2023 | 51 |
| Q4 2023 | 51 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 33 |
| Q1 2023 | 26 | 36 |
| Q2 2023 | 27 | 30 |
| Q3 2023 | 20 | 45 |
| Q4 2023 | 26 | 29 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $24.4k | $128.0k | 5.25 |
| Q2 2023 | $18.8k | $533.6k | 28.33 |
| Q3 2023 | $315.2k | $830.9k | 2.64 |
| Q4 2023 | $920.0k | $1.4m | 1.57 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +406.5k |
| AE Wealth Management LLC | New | +77.0k |
| Integrated Wealth Concepts LLC | Added | +34.1k |
| BANK OF MONTREAL /CAN/ | New | +31.9k |
| Retirement Group, LLC | New | +27.1k |
| Lloyd Advisory Services, LLC. | New | +15.5k |
| CENTAURUS FINANCIAL, INC. | Added | +13.8k |
| Advisory Services Network, LLC | New | +13.1k |
| TRUIST FINANCIAL CORP | New | +11.9k |
| GOLDMAN SACHS GROUP INC | Added | +6.7k |
Biggest sellers
| HighTower Advisors, LLC | Sold out | -73.7k |
| Trek Financial, LLC | Reduced | -44.7k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -15.2k |
| OneDigital Investment Advisors LLC | Sold out | -14.8k |
| Cambridge Investment Research Advisors, Inc. | Sold out | -13.2k |
| Simplify Asset Management Inc. | Reduced | -12.9k |
| OSAIC HOLDINGS, INC. | Reduced | -11.8k |
| Cetera Advisors LLC | Reduced | -9.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -9.0k |
| Janney Montgomery Scott LLC | Sold out | -8.9k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $612.0k15.3k shares |
| Belvedere Trading LLC | New | $308.0k7.7k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $1.0m25.1k shares |
| TORNO CAPITAL, LLC | First filing | $440.0k11.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.03% of their portfolio | 618.7k $24.7m | Added +406.5k |
| AE Wealth Management LLC 0.02% of their portfolio | 77.0k $3.7m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 61.3k $2.5m | Reduced -9.0k |
| Integrated Wealth Concepts LLC 0.04% of their portfolio | 56.4k $2.3m | Added +34.1k |
| Trek Financial, LLC 0.18% of their portfolio | 53.2k $2.1m | Reduced -44.7k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 31.9k $2.3m | New |
| Simplify Asset Management Inc. 0.18% of their portfolio | 29.3k $1.2m | Reduced -12.9k |
| Cetera Advisors LLC 0.02% of their portfolio | 29.3k $1.2m | Reduced -9.0k |
| Retirement Group, LLC 0.44% of their portfolio | 27.1k $1.1m | New |
| CENTAURUS FINANCIAL, INC. 0.06% of their portfolio | 21.1k $846.0k | Added +13.8k |
| ZAZOVE ASSOCIATES LLC 0.09% of their portfolio | 17.2k $690.0k | Reduced -1.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.8k $671.2k | Reduced -8.9k |
| Lloyd Advisory Services, LLC. 0.29% of their portfolio | 15.5k $619.1k | New |
| Advisory Services Network, LLC 0.01% of their portfolio | 13.1k $525.9k | New |
| Stratos Wealth Advisors, LLC 0.03% of their portfolio | 12.8k $511.6k | Reduced -3.4k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 11.9k $475.0k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 10.4k $417.1k | Added +6.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 7.1k $284.7k | Reduced -15.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 7.0k $281.9k | Added +3.4k |
| Professional Financial Advisors, LLC 0.09% of their portfolio | 6.6k $265.1k | Added +630 |
| Anchor Investment Management, LLC 0.02% of their portfolio | 5.1k $205.0k | Added +525 |
| IFP Advisors, Inc 0.01% of their portfolio | 5.1k $202.4k | Reduced -3.2k |
| UBS Group AG 0.00% of their portfolio | 3.9k $157.6k | Added +2.7k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.5k $139.9k | New |
| TORNO CAPITAL, LLC 0.14% of their portfolio | 3.5k $139.7k | First filing |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 1.9k $74.3k | Reduced -5.0k |
| S.A. Mason LLC 0.03% of their portfolio | 1.3k $51.1k | Added +20 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.2k $49.0k | Reduced -11.8k |
| COMERICA BANK 0.00% of their portfolio | 961 $38.4k | Added +260 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 930 $37.2k | Added +889 |
| Larson Financial Group LLC 0.00% of their portfolio | 358 $14.3k | New |
| VitalStone Financial, LLC 0.01% of their portfolio | 268 $11.0k | Added +256 |
| MORGAN STANLEY 0.00% of their portfolio | 260 $10.4k | Reduced -392 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 238 $9.5k | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 200 $8.0k | First filing |
| US BANCORP \DE\ 0.00% of their portfolio | 145 $5.8k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 100 $4.0k | New |
| LOGAN CAPITAL MANAGEMENT INC 0.00% of their portfolio | 99 $3.9k | New |
| Pineridge Advisors LLC 0.00% of their portfolio | 81 $3.2k | First filing |
| Archer Investment Corp 0.00% of their portfolio | 55 $2.2k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 50 $2.0k | Unchanged |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio | 11 $440 | New |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 7 $280 | New |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 7 $300 | New |
| GHP Investment Advisors, Inc. 0.00% of their portfolio | 6 $240 | Unchanged |
| Able Wealth Management LLC 0.00% of their portfolio | 4 $163 | First filing |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $36 | New |
| FMR LLC 0.00% of their portfolio | 1 $40 | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 1 $40 | Unchanged |
| Creekmur Asset Management LLC 0.00% of their portfolio | 1 $44 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |