Vault-13

SIMPLIFY EXCHANGE TRADED FUN TYA

INTMD TERM TRSRY · ETP · CUSIP 82889N798

25 institutional holders +5 vs Q3 2023
2,861,7222.9m shares reported held*
$40.0mreported value*
8 new 7 added 7 reduced 4 sold out net bought ≈ $1.3m (+89.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.97.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 15Q4 22: 15Q1 23: 12Q2 23: 19Q3 23: 20Q4 23: 2525Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202215
Q4 202215
Q1 202312
Q2 202319
Q3 202320
Q4 202325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 11 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022710
Q1 202367
Q2 2023125
Q3 2023119
Q4 20231511

Biggest buyers

Lloyd Advisory Services, LLC. New +184,079+184.1k
AE Wealth Management LLC Added +161,200+161.2k
BlackDiamond Wealth Management, LLC New +85,606+85.6k
FLOW TRADERS U.S. LLC New +67,893+67.9k
BANK OF MONTREAL /CAN/ New +57,000+57.0k
OLD MISSION CAPITAL LLC New +16,850+16.9k
JANE STREET GROUP, LLC Added +15,875+15.9k
STAPP WEALTH MANAGEMENT, PLLC Added +9,339+9.3k
Professional Financial Advisors, LLC Added +3,032+3.0k
CITADEL ADVISORS LLC Added +1,634+1.6k

Biggest sellers

OneDigital Investment Advisors LLC Sold out -261,084-261.1k
WJ Interests, LLC Reduced -98,778-98.8k
Simplify Asset Management Inc. Reduced -92,947-92.9k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -23,619-23.6k
Atlas Financial Advisors, Inc. Sold out -14,265-14.3k
Regal Investment Advisors LLC Sold out -13,721-13.7k
Great Lakes Retirement, Inc. Reduced -6,598-6.6k
Authentikos Wealth Advisory, LLC Reduced -2,635-2.6k
UBS Group AG Reduced -853-853
IFP Advisors, Inc Reduced -101-101

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 1,098,7411.1m $15.0m $15.0m 0.08% Added +161.2k +161,200
2 WJ Interests, LLC 6.28% of their portfolio SUGAR LAND, TX 700,675700.7k $10.0m $10.0m 6.28% Reduced -98.8k -98,778
3 STAPP WEALTH MANAGEMENT, PLLC 5.03% of their portfolio OLYMPIA, WA 210,734210.7k $3.0m $3.0m 5.03% Added +9.3k +9,339
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 200,832200.8k $2.9m $2.9m 0.00% Added +15.9k +15,875
5 Lloyd Advisory Services, LLC. 1.24% of their portfolio SUWANEE, GA 184,079184.1k $2.6m $2.6m 1.24% New
6 BlackDiamond Wealth Management, LLC 0.85% of their portfolio NEW YORK, NY 85,60685.6k $1.2m $1.2m 0.85% New
7 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 67,89367.9k $965.0k $965.0k 0.03% New
8 Professional Financial Advisors, LLC 0.29% of their portfolio NORTH PLATTE, NE 61,33261.3k $871.5k $871.5k 0.29% Added +3.0k +3,032
9 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 57,00057.0k $821.9k $821.9k 0.00% New
10 B.O.S.S. Retirement Advisors, LLC 0.15% of their portfolio Lehi, UT 54,98055.0k $781.3k $781.3k 0.15% Added +1.0k +1,004
11 Great Lakes Retirement, Inc. 0.11% of their portfolio SANDUSKY, OH 47,38847.4k $673.4k $673.4k 0.11% Reduced -6.6k -6,598
12 Simplify Asset Management Inc. 0.10% of their portfolio Las Vegas, NV 44,16944.2k $627.6k $627.6k 0.10% Reduced -92.9k -92,947
13 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 16,85016.9k $239.4k $239.4k 0.01% New
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,83414.8k $210.8k $210.8k 0.00% Added +1.6k +1,634
15 Authentikos Wealth Advisory, LLC 0.20% of their portfolio MORGAN HILL, CA 13,31813.3k $189.3k $189.3k 0.20% Reduced -2.6k -2,635
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 723723 $10.0k $10.0k 0.00% New
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 704704 $10.0k $10.0k 0.00% Reduced -853 -853
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 697697 $9.9k $9.9k 0.00% Unchanged
19 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 623623 $8.9k $8.9k 0.00% First filing
20 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 273273 $3.9k $3.9k 0.00% Reduced -101 -101
21 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 192192 $2.7k $2.7k 0.00% Reduced -88 -88
22 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 5454 $765 $765 0.00% Added +16 +16
23 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 2323 $327 $327 0.00% New
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $44 $44 0.00% New
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged