Vault-13

SIMPLIFY EXCHANGE TRADED FUN HEQT

HEDGED EQUITY · ETP · CUSIP 82889N764

43 institutional holders -16 vs Q1 2024
4,777,6474.8m shares reported held*
$132.2mreported value*
6 new 16 added 15 reduced 22 sold out net sold ≈ $206.6m (-7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.66.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 18Q4 22: 22Q1 23: 28Q2 23: 35Q3 23: 33Q4 23: 36Q1 24: 59Q2 24: 4343Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202328
Q2 202335
Q3 202333
Q4 202336
Q1 202459
Q2 202443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 14 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 6 cut or sold outQ2 23: 20 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 22 cut or sold outQ4 23: 22 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 18 cut or sold outQ2 24: 22 bought or addedQ2 24: 37 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022146
Q1 2023226
Q2 20232014
Q3 20231622
Q4 20232214
Q1 20244418
Q2 20242237

Biggest buyers

Private Advisor Group, LLC Added +201,015+201.0k
LPL Financial LLC Added +199,136+199.1k
Keudell/Morrison Wealth Management Added +78,110+78.1k
Dynamic Advisor Solutions LLC New +66,717+66.7k
Steward Partners Investment Advisory, LLC Added +47,808+47.8k
CWM, LLC Added +42,883+42.9k
MATHER GROUP, LLC. New +29,514+29.5k
PFG Advisors New +19,915+19.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,664+15.7k
WOLVERINE TRADING, LLC New +9,046+9.0k

Biggest sellers

3EDGE Asset Management, LP Sold out -5,096,110-5.1m
TOWNSQUARE CAPITAL LLC Sold out -855,181-855.2k
Orion Porfolio Solutions, LLC Sold out -541,710-541.7k
Orion Portfolio Solutions, LLC Sold out -541,710-541.7k
Portside Wealth Group, LLC Sold out -180,787-180.8k
Prosperity Consulting Group, LLC Sold out -127,712-127.7k
Alliance Wealth Advisors, LLC /UT Sold out -122,072-122.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -103,255-103.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -83,607-83.6k
Arete Wealth Advisors, LLC Sold out -77,894-77.9k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WealthPLAN Partners, LLC 1.62% of their portfolio OMAHA, NE 545,585545.6k $15.1m $15.1m 1.62% Added +3.7k +3,652
2 Keudell/Morrison Wealth Management 4.09% of their portfolio Salem, OR 505,746505.7k $14.0m $14.0m 4.09% Added +78.1k +78,110
3 Ameritas Advisory Services, LLC 0.44% of their portfolio Lincoln, NE 424,418424.4k $11.7m $11.7m 0.44% Added +4.3k +4,345
4 CWM, LLC 0.05% of their portfolio OMAHA, NE 370,979371.0k $10.3m $10.3m 0.05% Added +42.9k +42,883
5 WealthPlan Investment Management, LLC 1.51% of their portfolio OMAHA, NE 359,562359.6k $9.9m $9.9m 1.51% Reduced -4.5k -4,487
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 314,878314.9k $8.7m $8.7m 0.00% Added +199.1k +199,136
7 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 240,747240.7k $6.7m $6.7m 0.04% Added +201.0k +201,015
8 ARQ WEALTH ADVISORS, LLC 2.83% of their portfolio SCOTTSDALE, AZ 236,595236.6k $6.5m $6.5m 2.83% Added +5.1k +5,110
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 224,881224.9k $6.2m $6.2m 0.01% Reduced -20.9k -20,872
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 208,628208.6k $5.8m $5.8m 0.01% Reduced -5.7k -5,710
11 SMITH, MOORE & CO. 0.58% of their portfolio CLAYTON, MO 202,601202.6k $5.6m $5.6m 0.58% Added +2.7k +2,727
12 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 174,668174.7k $4.8m $4.8m 0.05% Added +47.8k +47,808
13 Stratos Wealth Advisors, LLC 0.20% of their portfolio BEACHWOOD, OH 149,489149.5k $4.1m $4.1m 0.20% Added +5.7k +5,710
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,797111.8k $3.1m $3.1m 0.01% Reduced -35.0k -35,019
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 99,93999.9k $2.8m $2.8m 0.00% Reduced -103.3k -103,255
16 Lionsbridge Wealth Management LLC 2.13% of their portfolio JACKSONVILLE BEACH, FL 96,13896.1k $2.7m $2.7m 2.13% Added +3.0k +2,981
17 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 73,60373.6k $2.0m $2.0m 0.01% Reduced -29 -29
18 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 66,71766.7k $1.8m $1.8m 0.06% New
19 HARMONY ASSET MANAGEMENT LLC 0.68% of their portfolio SCOTTSDALE, AZ 58,32258.3k $1.6m $1.6m 0.68% Added +7.8k +7,751
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 44,84844.8k $1.2m $1.2m 0.00% Reduced -41.1k -41,076
21 Peterson Wealth Advisors, LLC 0.24% of their portfolio Orem, UT 41,03341.0k $1.1m $1.1m 0.24% Added +8.5k +8,535
22 Financial Enhancement Group LLC 0.15% of their portfolio ANDERSON, IN 32,72332.7k $904.1k $904.1k 0.15% Added +4.0k +4,040
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,37432.4k $895.8k $895.8k 0.00% Reduced -29.3k -29,330
24 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 29,51429.5k $781.8k $781.8k 0.01% New
25 MIDDLETON & CO INC/MA 0.06% of their portfolio BOSTON, MA 20,10720.1k $556.4k $556.4k 0.06% Reduced -33.2k -33,178
26 PFG Advisors 0.04% of their portfolio Phoenix, AZ 19,91519.9k $551.0k $551.0k 0.04% New
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,66415.7k $433.4k $433.4k 0.00% New
28 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,30314.3k $395.8k $395.8k 0.00% Reduced -391 -391
29 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 11,73711.7k $324.8k $324.8k 0.01% Reduced -4.4k -4,371
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,48010.5k $290.0k $290.0k 0.00% Reduced -23.1k -23,119
31 Proficio Capital Partners LLC 0.03% of their portfolio NEWTON, MA 10,47010.5k $289.7k $289.7k 0.03% Unchanged
32 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9,0469.0k $250.3k $250.3k 0.00% New
33 Encompass More Asset Management 0.16% of their portfolio Danville, CA 7,9157.9k $219.0k $219.0k 0.16% Reduced -199 -199
34 Northwest Capital Management Inc 0.05% of their portfolio Lake Oswego, OR 5,3185.3k $147.1k $147.1k 0.05% Added +3.5k +3,476
35 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 4,1814.2k $115.7k $115.7k 0.00% Reduced -726 -726
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5441.5k $42.7k $42.7k 0.00% Reduced -150 -150
37 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 376376 $10.4k $10.4k 0.00% Unchanged
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 300300 $8.3k $8.3k 0.00% Added +297 +297
39 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 286286 $8.0k $8.0k 0.00% New
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 197197 $5.0k $5.0k 0.00% Unchanged
41 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2020 $554 $554 0.00% Unchanged
42 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 33 $71 $71 0.00% Unchanged
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged