Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPD

US EQT PLS DWNSD · ETP · CUSIP 82889N202

36 institutional holders -3 vs Q3 2023
1,622,9761.6m shares reported held*
$47.0mreported value*
7 new 9 added 15 reduced 12 sold out net sold ≈ $14.7m (-510.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.97. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 53Q4 22: 45Q1 23: 40Q2 23: 39Q3 23: 39Q4 23: 3636Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202253
Q4 202245
Q1 202340
Q2 202339
Q3 202339
Q4 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 27 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222034
Q1 20231223
Q2 20231126
Q3 20231822
Q4 20231627

Biggest buyers

AE Wealth Management LLC New +331,871+331.9k
WELLS FARGO & COMPANY/MN Added +76,442+76.4k
Lloyd Advisory Services, LLC. New +48,540+48.5k
B.O.S.S. Retirement Advisors, LLC New +23,343+23.3k
OLD MISSION CAPITAL LLC Added +17,342+17.3k
Great Lakes Retirement, Inc. New +12,910+12.9k
Dynamic Advisor Solutions LLC Added +10,296+10.3k
Pathway Financial Advisors LLC New +7,115+7.1k
GTS SECURITIES LLC Added +804+804
Financial Enhancement Group LLC Added +781+781

Biggest sellers

OneDigital Investment Advisors LLC Sold out -599,769-599.8k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -135,616-135.6k
Almanack Investment Partners, LLC. Sold out -100,285-100.3k
Clarity Financial LLC Sold out -47,670-47.7k
WOLVERINE TRADING, LLC Reduced -23,614-23.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -22,333-22.3k
ENVESTNET ASSET MANAGEMENT INC Sold out -15,228-15.2k
TOWNSQUARE CAPITAL LLC Sold out -14,092-14.1k
Smith Anglin Financial, LLC Sold out -13,346-13.3k
Atlas Financial Advisors, Inc. Sold out -12,130-12.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AXXCESS WEALTH MANAGEMENT, LLC 0.30% of their portfolio CARLSBAD, CA 348,596348.6k $10.0m $10.0m 0.30% Reduced -135.6k -135,616
2 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 331,871331.9k $9.8m $9.8m 0.05% New
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 271,403271.4k $7.8m $7.8m 0.02% Reduced -9.5k -9,543
4 Austin Wealth Management, LLC 0.93% of their portfolio Austin, TX 115,497115.5k $3.5m $3.5m 0.93% Reduced -7.4k -7,401
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 82,16782.2k $2.4m $2.4m 0.00% Added +76.4k +76,442
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 53,05453.1k $1.5m $1.5m 0.00% Reduced -75 -75
7 Bison Wealth, LLC 0.25% of their portfolio Atlanta, GA 49,10049.1k $1.4m $1.4m 0.25% Reduced -8.6k -8,590
8 Lloyd Advisory Services, LLC. 0.66% of their portfolio SUWANEE, GA 48,54048.5k $1.4m $1.4m 0.66% New
9 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 41,49341.5k $1.2m $1.2m 0.02% Unchanged
10 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 35,67435.7k $1.0m $1.0m 0.03% Added +17.3k +17,342
11 Ironsides Asset Advisors, LLC 0.43% of their portfolio ROCKY MOUNT, NC 34,53834.5k $992.5k $992.5k 0.43% Reduced -6.8k -6,782
12 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 27,13927.1k $768.2k $768.2k 0.03% Added +10.3k +10,296
13 INSIGNEO ADVISORY SERVICES, LLC 0.10% of their portfolio MIAMI, FL 23,74223.7k $682.3k $682.3k 0.10% Unchanged
14 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,42823.4k $674.0k $674.0k 0.00% Reduced -4.4k -4,373
15 B.O.S.S. Retirement Advisors, LLC 0.13% of their portfolio Lehi, UT 23,34323.3k $670.8k $670.8k 0.13% New
16 Financial Enhancement Group LLC 0.10% of their portfolio ANDERSON, IN 18,96419.0k $541.6k $541.6k 0.10% Added +781 +781
17 Park Edge Advisors, LLC 0.19% of their portfolio Cleveland, OH 18,76018.8k $539.1k $539.1k 0.19% Reduced -98 -98
18 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 17,45617.5k $501.6k $501.6k 0.01% Added +804 +804
19 Great Lakes Retirement, Inc. 0.06% of their portfolio SANDUSKY, OH 12,91012.9k $371.0k $371.0k 0.06% New
20 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9,0909.1k $261.2k $261.2k 0.00% Reduced -23.6k -23,614
21 Kathmere Capital Management, LLC 0.03% of their portfolio WAYNE, PA 8,1658.2k $234.6k $234.6k 0.03% Reduced -1.6k -1,589
22 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 8,0888.1k $232.4k $232.4k 0.02% Added +25 +25
23 Pathway Financial Advisors LLC 0.06% of their portfolio SOUTH BURLINGTON, VT 7,1157.1k $204.5k $204.5k 0.06% New
24 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,8935.9k $169.3k $169.3k 0.00% Reduced -169 -169
25 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,3922.4k $68.7k $68.7k 0.00% Reduced -3.5k -3,511
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6891.7k $48.5k $48.5k 0.00% Added +444 +444
27 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,2061.2k $35.0k $35.0k 0.00% Reduced -545 -545
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 760760 $21.8k $21.8k 0.00% Added +380 +380
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 283283 $8.1k $8.1k 0.00% Reduced -33 -33
30 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 233233 $6.7k $6.7k 0.00% First filing
31 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 231231 $6.6k $6.6k 0.00% First filing
32 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 5454 $1.6k $1.6k 0.00% New
33 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4747 $1.3k $1.3k 0.00% Reduced -6.7k -6,731
34 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 3131 $877 $877 0.00% Added +1 +1
35 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2424 $693 $693 0.00% New
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged