Vault-13

SHOCKWAVE MED INC SWAV

COM · Common Stock · CUSIP 82489T104 · ISIN US82489T1043

381 institutional holders -33 vs Q4 2022
36,789,00036.8m shares reported held*
$7.9bnreported value*
52 new 154 added 126 reduced 78 sold out net bought ≈ $856.1m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $215.38. Options: 13 managers hold calls ($57.6m notional), 12 hold puts ($37.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 414Q1 23: 381381Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022414
Q1 2023381

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 214 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 206 bought or addedQ1 23: 204 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022214204
Q1 2023206204

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $166.9mQ3 22 puts: $91.1mQ3 22P/C 0.55Q4 22 calls: $58.0mQ4 22 puts: $30.7mQ4 22P/C 0.53Q1 23 calls: $57.6mQ1 23 puts: $37.4mQ1 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$166.9m$91.1m0.55
Q4 2022$58.0m$30.7m0.53
Q1 2023$57.6m$37.4m0.65

Biggest buyers

FMR LLC Added +2,168,823+2.2m
JPMORGAN CHASE & CO Added +467,237+467.2k
Artisan Partners Limited Partnership Added +389,636+389.6k
PRICE T ROWE ASSOCIATES INC /MD/ Added +382,374+382.4k
MARSHALL WACE, LLP Added +294,713+294.7k
JANUS HENDERSON GROUP PLC Added +259,754+259.8k
ENVESTNET ASSET MANAGEMENT INC Added +246,286+246.3k
STRS OHIO Added +235,900+235.9k
ARMISTICE CAPITAL, LLC Added +204,000+204.0k
EVENTIDE ASSET MANAGEMENT, LLC Added +202,175+202.2k

Biggest sellers

LORD, ABBETT & CO. LLC Reduced -410,340-410.3k
MACQUARIE GROUP LTD Reduced -284,625-284.6k
MILLENNIUM MANAGEMENT LLC Reduced -270,618-270.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -206,400-206.4k
VIKING GLOBAL INVESTORS LP Sold out -164,607-164.6k
FRED ALGER MANAGEMENT, LLC Reduced -106,644-106.6k
GILDER GAGNON HOWE & CO LLC Reduced -105,922-105.9k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -84,420-84.4k
JENNISON ASSOCIATES LLC Reduced -76,924-76.9k
Quadrature Capital Ltd Sold out -75,889-75.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.4m108.1k shares
JANE STREET GROUP, LLC Reduced $8.4m38.6k shares
CITADEL ADVISORS LLC Reduced $8.0m36.9k shares
GROUP ONE TRADING LLC Reduced $4.5m20.9k shares
Walleye Trading LLC Added $3.6m16.8k shares
D. E. Shaw & Co., Inc. Reduced $3.3m15.2k shares
WOLVERINE TRADING, LLC New $2.5m11.5k shares
SIMPLEX TRADING, LLC Reduced $2.0m9.4k shares
Walleye Capital LLC New $542.1k2.5k shares
TUDOR INVESTMENT CORP ET AL Reduced $521.0k2.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.5m76.1k shares
CITADEL ADVISORS LLC Reduced $5.7m26.5k shares
JANE STREET GROUP, LLC Added $5.2m24.0k shares
PEAK6 Investments LLC Added $4.2m19.6k shares
Walleye Trading LLC Added $1.8m8.3k shares
WOLVERINE TRADING, LLC New $1.6m7.3k shares
SIMPLEX TRADING, LLC Added $1.2m5.6k shares
Walleye Capital LLC New $585.4k2.7k shares
Cubist Systematic Strategies, LLC New $238.5k1.1k shares
GROUP ONE TRADING LLC Reduced $216.8k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.05% of their portfolio BOSTON, MA 5,229,6825.2m $1.1bn $1.1bn 0.05% Added +2.2m +2,168,823
2 BlackRock Inc. 0.03% of their portfolio New York, NY 4,519,1554.5m $979.9m $979.9m 0.03% Reduced -53.7k -53,670
3 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 3,740,4013.7m $811.0m $811.0m 0.02% Added +45.5k +45,470
4 PRICE T ROWE ASSOCIATES INC /MD/ 0.05% of their portfolio BALTIMORE, MD 1,394,7671.4m $302.4m $302.4m 0.05% Added +382.4k +382,374
5 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 1,273,7471.3m $276.2m $276.2m 0.04% Added +467.2k +467,237
6 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,206,5021.2m $261.6m $261.6m 0.01% Added +35.0k +35,015
7 Artisan Partners Limited Partnership 0.38% of their portfolio Milwaukee, WI 1,057,4701.1m $229.3m $229.3m 0.38% Added +389.6k +389,636
8 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 743,879743.9k $161.3m $161.3m 0.05% Added +39.0k +39,043
9 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 701,511701.5k $152.1m $152.1m 0.02% Added +30.3k +30,285
10 NORGES BANK 0.03% of their portfolio OSLO, Q8 689,681689.7k $149.5m $149.5m 0.03% Added +179.1k +179,093
11 MARSHALL WACE, LLP 0.34% of their portfolio LONDON, X0 629,073629.1k $136.4m $136.4m 0.34% Added +294.7k +294,713
12 GILDER GAGNON HOWE & CO LLC 2.15% of their portfolio New York, NY 599,958600.0k $130.1m $130.1m 2.15% Reduced -105.9k -105,922
13 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 585,000585.0k $126.8m $126.8m 0.03% Unchanged
14 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 483,852483.9k $104.9m $104.9m 0.02% Added +50.8k +50,821
15 Allspring Global Investments Holdings, LLC 0.17% of their portfolio CHARLOTTE, NC 481,434481.4k $104.4m $104.4m 0.17% Added +156.3k +156,344
16 MACQUARIE GROUP LTD 0.12% of their portfolio Sydney, NSW 2000, C3 471,383471.4k $102.2m $102.2m 0.12% Reduced -284.6k -284,625
17 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 454,043454.0k $98.5m $98.5m 0.02% Added +3.7k +3,724
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 390,630390.6k $84.7m $84.7m 0.01% Added +109.4k +109,362
19 1832 Asset Management L.P. 0.17% of their portfolio TORONTO, A6 385,500385.5k $83.6m $83.6m 0.17% Added +56.1k +56,100
20 CREDIT SUISSE AG/ 0.08% of their portfolio ZURICH, V8 374,538374.5k $81.2m $81.2m 0.08% Added +123.4k +123,383
21 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 352,355352.4k $76.4m $76.4m 0.02% Reduced -8.9k -8,865
22 BAILLIE GIFFORD & CO 0.07% of their portfolio EDINBURGH, X0 347,027347.0k $75.2m $75.2m 0.07% Reduced -863 -863
23 STRS OHIO 0.11% of their portfolio COLUMBUS, OH 323,100323.1k $70.1m $70.1m 0.11% Added +235.9k +235,900
24 FRED ALGER MANAGEMENT, LLC 0.36% of their portfolio NEW YORK, NY 309,165309.2k $67.0m $67.0m 0.36% Reduced -106.6k -106,644
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 299,108299.1k $64.9m $64.9m 0.02% Reduced -477 -477
26 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 296,514296.5k $64.3m $64.3m 0.02% Added +15.5k +15,458
27 Fiera Capital Corp 0.19% of their portfolio MONTREAL, A8 295,836295.8k $64.1m $64.1m 0.19% Reduced -5.5k -5,457
28 PRIMECAP MANAGEMENT CO/CA/ 0.06% of their portfolio PASADENA, CA 293,250293.2k $63.6m $63.6m 0.06% Added +1.8k +1,800
29 Bellevue Group AG 0.89% of their portfolio ZURICH, V8 281,376281.4k $61.0m $61.0m 0.89% Added +33.8k +33,760
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 271,196271.2k $4.8m $4.8m 0.00% Added +246.3k +246,286
31 Point72 Asset Management, L.P. 0.21% of their portfolio STAMFORD, CT 268,613268.6k $58.2m $58.2m 0.21% Added +69.0k +69,050
32 JANUS HENDERSON GROUP PLC 0.04% of their portfolio LONDON, X0 266,214266.2k $57.7m $57.7m 0.04% Added +259.8k +259,754
33 ARMISTICE CAPITAL, LLC 1.29% of their portfolio NEW YORK, NY 256,000256.0k $55.5m $55.5m 1.29% Added +204.0k +204,000
34 EVENTIDE ASSET MANAGEMENT, LLC 0.96% of their portfolio Boston, MA 241,875241.9k $52.4m $52.4m 0.96% Added +202.2k +202,175
35 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 241,267241.3k $52.3m $52.3m 0.01% Reduced -64.5k -64,531
36 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 217,061217.1k $47.1m $47.1m 0.06% Added +1.5k +1,525
37 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 211,482211.5k $45.9m $45.9m 0.01% Added +17.6k +17,643
38 RENAISSANCE TECHNOLOGIES LLC 0.06% of their portfolio NEW YORK, NY 196,200196.2k $42.5m $42.5m 0.06% Reduced -206.4k -206,400
39 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 161,779161.8k $35.1m $35.1m 0.04% Reduced -22.0k -21,993
40 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 149,677149.7k $32.5m $32.5m 0.06% Added +127.0k +126,988
41 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 149,054149.1k $32.3m $32.3m 0.01% New
42 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 148,189148.2k $32.1m $32.1m 0.02% Reduced -229 -229
43 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 126,004126.0k $27.3m $27.3m 0.03% Reduced -46.4k -46,404
44 Alyeska Investment Group, L.P. 0.24% of their portfolio CHICAGO, IL 124,605124.6k $27.0m $27.0m 0.24% Added +76.6k +76,605
45 Atika Capital Management LLC 3.99% of their portfolio NEW YORK, NY 118,000118.0k $25.6m $25.6m 3.99% Reduced -4.6k -4,593
46 Rock Springs Capital Management LP 0.60% of their portfolio Baltimore, MD 115,100115.1k $25.0m $25.0m 0.60% Unchanged
47 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 114,419114.4k $24.8m $24.8m 0.05% Added +80.2k +80,162
48 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 113,468113.5k $24.6m $24.6m 0.03% Reduced -286 -286
49 Nicholas Investment Partners, LP 1.86% of their portfolio RANCHO SANTA FE, CA 112,907112.9k $24.5m $24.5m 1.86% Added +28.4k +28,400
50 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 105,053105.1k $22.8m $22.8m 0.01% Added +9.8k +9,755
51 Balyasny Asset Management L.P. 0.07% of their portfolio Chicago, IL 102,871102.9k $22.3m $22.3m 0.07% Added +70.3k +70,265
52 TimesSquare Capital Management, LLC 0.33% of their portfolio NEW YORK, NY 102,760102.8k $22.3m $22.3m 0.33% Reduced -14.4k -14,360
53 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.08% of their portfolio Paris, I0 100,262100.3k $21.7m $21.7m 0.08% Added +27.3k +27,307
54 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 93,74393.7k $20.3m $20.3m 0.01% Reduced -11.7k -11,743
55 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 86,57186.6k $18.8m $18.8m 0.01% Reduced -4.2k -4,214
56 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 85,57785.6k $18.6m $18.6m 0.01% Added +6.8k +6,769
57 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio JUPITER, FL 83,90383.9k $18.2m $18.2m 0.09% Reduced -84.4k -84,420
58 Polar Asset Management Partners Inc. 0.31% of their portfolio TORONTO, A6 81,90081.9k $17.8m $17.8m 0.31% New
59 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 81,28081.3k $17.6m $17.6m 0.04% Added +14.0k +13,966
60 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 78,74878.7k $17.1m $17.1m 0.01% Reduced -768 -768
61 Swiss National Bank 0.01% of their portfolio ZURICH, V8 78,00078.0k $16.9m $16.9m 0.01% Reduced -8.7k -8,700
62 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 76,83376.8k $16.7m $16.7m 0.01% Added +977 +977
63 Lombard Odier Asset Management (Switzerland) SA 1.38% of their portfolio PETIT-LANCY, V8 72,90472.9k $15.8m $15.8m 1.38% Added +30.2k +30,187
64 FULLER & THALER ASSET MANAGEMENT, INC. 0.09% of their portfolio SAN MATEO, CA 72,71272.7k $15.8m $15.8m 0.09% Added +5.0k +5,032
65 AMERICAN INTERNATIONAL GROUP, INC. 0.10% of their portfolio New York, NY 72,58772.6k $15.7m $15.7m 0.10% Reduced -172 -172
66 EAGLE ASSET MANAGEMENT INC 0.09% of their portfolio ST PETERSBURG, FL 71,99472.0k $15.6m $15.6m 0.09% Reduced -20.7k -20,653
67 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 70,41270.4k $15.3m $15.3m 0.01% Reduced -12.1k -12,081
68 Rhenman & Partners Asset Management AB 1.58% of their portfolio Stockholm, V7 67,00067.0k $14.3m $14.3m 1.58% Added +20.0k +20,000
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,68962.7k $13.6m $13.6m 0.00% Reduced -1.2k -1,233
70 SECTORAL ASSET MANAGEMENT INC 2.61% of their portfolio MONTREAL, A8 62,55062.5k $13.6m $13.6m 2.61% Added +23.4k +23,450
71 AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio Greenwich, CT 59,84859.8k $13.0m $13.0m 0.03% Added +34.5k +34,484
72 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 59,80059.8k $13.0m $13.0m 0.02% Added +25.5k +25,484
73 Amundi 0.01% of their portfolio Paris, I0 59,57259.6k $13.8m $13.8m 0.01% Added +2.1k +2,053
74 WCM INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio LAGUNA BEACH, CA 59,11459.1k $12.8m $12.8m 0.04% Added +11.8k +11,751
75 Legal & General Group Plc 0.00% of their portfolio London, X0 58,65658.7k $12.7m $12.7m 0.00% Added +2.1k +2,134
76 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 55,66655.7k $12.1m $12.1m 0.02% Reduced -29.7k -29,707
77 Mitsubishi UFJ Asset Management Co., Ltd. 0.03% of their portfolio TOKYO, M0 55,42555.4k $12.0m $12.0m 0.03% Added +7.8k +7,800
78 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 54,80354.8k $11.9m $11.9m 0.01% Added +42.3k +42,334
79 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 53,51853.5k $11.6m $11.6m 0.02% Reduced -410.3k -410,340
80 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 52,72352.7k $11.4m $11.4m 0.01% Added +3.6k +3,552
81 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 49,89949.9k $10.8m $10.8m 0.02% Reduced -63.8k -63,841
82 Ziegler Capital Management, LLC 0.41% of their portfolio CHICAGO, IL 47,83147.8k $10.4m $10.4m 0.41% Reduced -807 -807
83 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.12% of their portfolio New York, NY 47,72647.7k $10.3m $10.3m 0.12% Reduced -1.5k -1,468
84 Eversept Partners, LP 0.97% of their portfolio NEW YORK, NY 47,57747.6k $10.3m $10.3m 0.97% New
85 Retirement Systems of Alabama 0.04% of their portfolio MONTGOMERY, AL 47,22347.2k $10.2m $10.2m 0.04% Reduced -413 -413
86 Parkman Healthcare Partners LLC 2.21% of their portfolio STAMFORD, CT 46,85546.9k $10.2m $10.2m 2.21% New
87 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 46,78346.8k $10.1m $10.1m 0.01% Added +7.7k +7,690
88 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 46,65146.7k $10.1m $10.1m 0.01% Reduced -300 -300
89 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 46,49746.5k $10.1m $10.1m 0.02% Reduced -80 -80
90 Squarepoint Ops LLC 0.07% of their portfolio NEW YORK, NY 46,47446.5k $10.1m $10.1m 0.07% Added +15.5k +15,510
91 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 45,79945.8k $9.9m $9.9m 0.02% Added +2.4k +2,416
92 BAMCO INC /NY/ 0.03% of their portfolio NEW YORK, NY 45,60345.6k $9.9m $9.9m 0.03% Reduced -15.0k -14,988
93 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 44,99745.0k $9.8m $9.8m 0.01% Reduced -474 -474
94 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 44,71944.7k $9.7m $9.7m 0.03% Reduced -5.3k -5,259
95 Bridgewater Associates, LP 0.06% of their portfolio Westport, CT 44,15244.2k $9.6m $9.6m 0.06% Added +1.8k +1,835
96 THORNBURG INVESTMENT MANAGEMENT INC 0.16% of their portfolio SANTA FE, NM 43,95744.0k $9.5m $9.5m 0.16% Added +5.2k +5,196
97 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 42,11642.1k $9.1m $9.1m 0.00% Added +1.5k +1,523
98 OSTERWEIS CAPITAL MANAGEMENT INC 0.60% of their portfolio SAN FRANCISCO, CA 40,50440.5k $8.8m $8.8m 0.60% Added +14.4k +14,445
99 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 40,50440.5k $8.8m $8.8m 0.01% Added +4.7k +4,718
100 MetLife Investment Management, LLC 0.06% of their portfolio Whippany, NJ 40,10740.1k $8.7m $8.7m 0.06% Reduced -594 -594