SERINA THERAPEUTICS INC SER
COM SHS · Common Stock · CUSIP 81751A108
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersHuntsville, AL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 25.4m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.94.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2024 | 14 |
| Q2 2024 | 21 |
| Q3 2024 | 26 |
| Q4 2024 | 26 |
| Q1 2025 | 26 |
| Q2 2025 | 24 |
| Q3 2025 | 25 |
| Q4 2025 | 22 |
| Q1 2026 | 25 |
| Q2 2026 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 10 | 6 |
| Q4 2024 | 4 | 7 |
| Q1 2025 | 8 | 9 |
| Q2 2025 | 6 | 10 |
| Q3 2025 | 13 | 6 |
| Q4 2025 | 4 | 9 |
| Q1 2026 | 13 | 6 |
| Q2 2026 | 10 | 7 |
Biggest buyers
| NORTHERN TRUST CORP | New | +20.8k |
| VANGUARD CAPITAL MANAGEMENT LLC | Added | +3.1k |
| Tower Research Capital LLC (TRC) | Added | +1.7k |
| UBS Group AG | Added | +1.3k |
| OSAIC HOLDINGS, INC. | Added | +1.0k |
| BARCLAYS PLC | New | +545 |
| Avion Wealth | New | +312 |
| MORGAN STANLEY | Added | +6 |
| WELLS FARGO & COMPANY/MN | Added | +5 |
| JPMORGAN CHASE & CO | New | +1 |
Biggest sellers
| BlackRock, Inc. | Reduced | -55.9k |
| JANE STREET GROUP, LLC | Reduced | -24.2k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -14.0k |
| Vanguard Global Advisers, LLC | Sold out | -368 |
| Caitong International Asset Management Co., Ltd | Reduced | -238 |
| Advisory Services Network, LLC | Sold out | -14 |
| Federation des caisses Desjardins du Quebec | Sold out | -1 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Sio Capital Management, LLC 13G · institution new · filed 2026-05-04 | 6.7% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 1 | $17.7k | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 1 | $37.6k | $37.6k |
| Q3 2025 | 0 | — | 1 | $580.7k | $475.1k |
| Q4 2025 | 0 | — | 1 | $271.7k | $271.7k |
| Q1 2026 | 0 | — | 1 | $229.7k | $229.7k |
| Q2 2026 | 3 | $75.9k | 0 | — | — |
| Q3 2026 | 1 | $2.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-07-07 | Brannan Stephen K. Director | Bought | $2.0k1.0k shares |
| 2026-06-12 | WILSON KAREN J Director | Bought | $8.8k5.0k shares |
| 2026-06-11 | WILSON KAREN J Director | Bought | $8.9k5.1k shares |
| 2026-05-22 | WILSON KAREN J Director | Bought | $19.3k10.0k shares |
| 2026-05-22 | Venkatesan Jay Director | Bought | $1.0k589 shares |
| 2026-05-21 | WILSON KAREN J Director | Bought | $17.7k10.0k shares |
| 2026-05-19 | Marshall Richard Peter Director | Bought | $20.1k12.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Sio Capital Management, LLC 0.33% of their portfolio | 1.0m $1.9m | Unchanged |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 162.2k $314.7k | Added +3.1k |
| Waverly Advisors, LLC 0.00% of their portfolio | 67.5k $130.9k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 51.0k $99.0k | Reduced -14.0k |
| Keel Point, LLC 0.00% of their portfolio | 21.5k $41.7k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 20.8k $40.3k | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 20.0k $38.8k | Unchanged |
| Avidian Wealth Enterprises, LLC 0.00% of their portfolio | 18.8k $36.5k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 15.4k $30.0k | Reduced -24.2k |
| STATE STREET CORP 0.00% of their portfolio | 12.8k $24.8k | Unchanged |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 3.7k $7.3k | Reduced -238 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 3.6k $7.0k | Added +5 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 2.6k $5.0k | Added +1.7k |
| BlackRock, Inc. 0.00% of their portfolio | 2.4k $4.6k | Reduced -55.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.0k $3.9k | Added +1.0k |
| UBS Group AG 0.00% of their portfolio | 1.3k $2.6k | Added +1.3k |
| BARCLAYS PLC 0.00% of their portfolio | 545 $1.1k | New |
| Avion Wealth 0.00% of their portfolio | 312 $0 | New |
| Piscataqua Savings Bank 0.00% of their portfolio | 28 $54 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 14 $28 | Added +6 |
| ALBION FINANCIAL GROUP /UT 0.00% of their portfolio | 8 $16 | Unchanged |
| Pacifica Partners Inc. 0.00% of their portfolio | 8 $15 | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 2 $4 | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 2 $4 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1 $2 | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1 $2 | First filing |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 1 $2 | Unchanged |