Vault-13

SERINA THERAPEUTICS INC SER

COM SHS · Common Stock · CUSIP 81751A108

27 institutional holders +2 vs Q1 2026
1,406,5611.4m shares reported held*
5.5% of all shares outstanding*
$2.7mreported value*
4 new 6 added 4 reduced 3 sold out net sold ≈ $127.9k (-65.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 25.4m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.94.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 14Q2 24: 21Q3 24: 26Q4 24: 26Q1 25: 26Q2 25: 24Q3 25: 25Q4 25: 22Q1 26: 25Q2 26: 2727Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202414
Q2 202421
Q3 202426
Q4 202426
Q1 202526
Q2 202524
Q3 202525
Q4 202522
Q1 202625
Q2 202627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 10 bought or addedQ3 24: 6 cut or sold outQ4 24: 4 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 9 cut or sold outQ2 25: 6 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 6 cut or sold outQ4 25: 4 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 13 bought or addedQ1 26: 6 cut or sold outQ2 26: 10 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024106
Q4 202447
Q1 202589
Q2 2025610
Q3 2025136
Q4 202549
Q1 2026136
Q2 2026107

Biggest buyers

NORTHERN TRUST CORP New +20,771+20.8k
VANGUARD CAPITAL MANAGEMENT LLC Added +3,062+3.1k
Tower Research Capital LLC (TRC) Added +1,727+1.7k
UBS Group AG Added +1,342+1.3k
OSAIC HOLDINGS, INC. Added +1,001+1.0k
BARCLAYS PLC New +545+545
Avion Wealth New +312+312
MORGAN STANLEY Added +6+6
WELLS FARGO & COMPANY/MN Added +5+5
JPMORGAN CHASE & CO New +1+1

Biggest sellers

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Sio Capital Management, LLC 13G · institution new · filed 2026-05-04 6.7% new 1.0m≈ $1.9m 2026-05-04

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 1 sellingQ1 26: 0 buyingQ1 26: 1 sellingQ1 26Q2 26: 3 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$17.7k0——
Q1 20250—0——
Q2 20250—1$37.6k$37.6k
Q3 20250—1$580.7k$475.1k
Q4 20250—1$271.7k$271.7k
Q1 20260—1$229.7k$229.7k
Q2 20263$75.9k0——
Q3 20261$2.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-07-07 Brannan Stephen K. Director Bought 1,000 $2.03 $2.0k1.0k shares new
2026-06-12 WILSON KAREN J Director Bought 5,000 $1.77 $8.8k5.0k shares +98%
2026-06-11 WILSON KAREN J Director Bought 5,100 $1.75 $8.9k5.1k shares new
2026-05-22 WILSON KAREN J Director Bought 10,000 $1.93 $19.3k10.0k shares +100%
2026-05-22 Venkatesan Jay Director Bought 589 $1.78 $1.0k589 shares new
2026-05-21 WILSON KAREN J Director Bought 10,000 $1.77 $17.7k10.0k shares new
2026-05-19 Marshall Richard Peter Director Bought 12,183 $1.65 $20.1k12.2k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sio Capital Management, LLC 0.33% of their portfolio NEW YORK, NY 1,000,0001.0m $1.9m $1.9m 0.33% Unchanged
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 162,198162.2k $314.7k $314.7k 0.00% Added +3.1k +3,062
3 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 67,49267.5k $130.9k $130.9k 0.00% Unchanged
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 51,00751.0k $99.0k $99.0k 0.00% Reduced -14.0k -13,966
5 Keel Point, LLC 0.00% of their portfolio HUNTSVILLE, AL 21,50821.5k $41.7k $41.7k 0.00% Unchanged
6 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 20,77120.8k $40.3k $40.3k 0.00% New
7 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 20,00920.0k $38.8k $38.8k 0.00% Unchanged
8 Avidian Wealth Enterprises, LLC 0.00% of their portfolio Houston, TX 18,80018.8k $36.5k $36.5k 0.00% Unchanged
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,44415.4k $30.0k $30.0k 0.00% Reduced -24.2k -24,209
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,75812.8k $24.8k $24.8k 0.00% Unchanged
11 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 3,7443.7k $7.3k $7.3k 0.00% Reduced -238 -238
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,6113.6k $7.0k $7.0k 0.00% Added +5 +5
13 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,5702.6k $5.0k $5.0k 0.00% Added +1.7k +1,727
14 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,3782.4k $4.6k $4.6k 0.00% Reduced -55.9k -55,886
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,0022.0k $3.9k $3.9k 0.00% Added +1.0k +1,001
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3471.3k $2.6k $2.6k 0.00% Added +1.3k +1,342
17 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 545545 $1.1k $1.1k 0.00% New
18 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 312312 $0 $0 0.00% New
19 Piscataqua Savings Bank 0.00% of their portfolio PORTSMOUTH, NH 2828 $54 $54 0.00% Unchanged
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1414 $28 $28 0.00% Added +6 +6
21 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 88 $16 $16 0.00% Unchanged
22 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 88 $15 $15 0.00% Unchanged
23 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 22 $4 $4 0.00% Unchanged
24 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22 $4 $4 0.00% Unchanged
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $2 $2 0.00% New
26 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 11 $2 $2 0.00% First filing
27 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 11 $2 $2 0.00% Unchanged