Vault-13

SEMTECH CORP SMTC 1.625 11.01.27

NOTE 1.625%11/0 · US DOMESTIC · CUSIP 816850AF8

32 institutional holders -7 vs Q1 2024
12,509,76812.5m shares reported held*
$339.7mreported value*
7 new 11 added 10 reduced 13 sold out net bought ≈ $24.3m (-988.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.15.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q4 23: 34Q1 24: 39Q2 24: 3232Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q4 202334
Q1 202439
Q2 202432

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 16 bought or addedQ1 24: 14 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 20241614
Q2 20241823

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +28,000,000+28.0m
Linden Advisors LP Added +14,150,000+14.2m
WHITEBOX ADVISORS LLC Added +13,400,000+13.4m
CQS (US), LLC Added +6,000,000+6.0m
ARISTEIA CAPITAL, L.L.C. New +4,000,000+4.0m
Amundi Added +3,000,000+3.0m
FMR LLC New +2,260,000+2.3m
SSI INVESTMENT MANAGEMENT LLC Added +2,036,000+2.0m
Jump Financial, LLC New +2,000,000+2.0m
TWO SIGMA INVESTMENTS, LP Added +1,100,000+1.1m

Biggest sellers

SILVERBACK ASSET MANAGEMENT LLC Reduced -8,600,000-8.6m
GABELLI FUNDS LLC Sold out -7,500,000-7.5m
AQR Arbitrage LLC Sold out -4,980,000-5.0m
CSS LLC/IL Reduced -4,500,000-4.5m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -4,200,000-4.2m
JPMORGAN CHASE & CO Sold out -4,048,000-4.0m
OAKTREE CAPITAL MANAGEMENT LP Sold out -3,515,000-3.5m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -3,500,000-3.5m
Empyrean Capital Partners, LP Reduced -2,500,000-2.5m
Point72 Asset Management, L.P. Sold out -2,000,000-2.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WHITEBOX ADVISORS LLC 3.24% of their portfolio MINNEAPOLIS, MN 76,450,00076.5m $80.4m $80.4m 3.24% Added +13.4m +13,400,000
2 Linden Advisors LP 0.43% of their portfolio New York, NY 48,900,00048.9m $51.7m $51.7m 0.43% Added +14.2m +14,150,000
3 VOYA INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ATLANTA, GA 42,620,00042.6m $45.0m $45.0m 0.04% Added +28.0m +28,000,000
4 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 22,500,00022.5m $23.7m $23.7m 0.03% Unchanged
5 Empyrean Capital Partners, LP 1.32% of their portfolio LOS ANGELES, CA 20,500,00020.5m $21.7m $21.7m 1.32% Reduced -2.5m -2,500,000
6 SILVERBACK ASSET MANAGEMENT LLC 2.33% of their portfolio DURHAM, NC 17,900,00017.9m $18.9m $18.9m 2.33% Reduced -8.6m -8,600,000
7 CQS (US), LLC 3.38% of their portfolio NEW YORK, NY 11,700,00011.7m $12.4m $12.4m 3.38% Added +6.0m +6,000,000
8 ABSOLUTE INVESTMENT ADVISERS, LLC 1.25% of their portfolio ROSEMARY BEACH, FL 8,000,0008.0m $8.4m $8.4m 1.25% Unchanged
9 Amundi 0.00% of their portfolio Paris, I0 7,000,0007.0m $7.7m $7.7m 0.00% Added +3.0m +3,000,000
10 SSI INVESTMENT MANAGEMENT LLC 0.41% of their portfolio Los Angeles, CA 5,120,0005.1m $5.4m $5.4m 0.41% Added +2.0m +2,036,000
11 ARISTEIA CAPITAL, L.L.C. 0.16% of their portfolio GREENWICH, CT 4,000,0004.0m $4.2m $4.2m 0.16% New
12 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 3,495,0003.5m $3.7m $3.7m 0.01% Reduced -1.7m -1,735,000
13 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 3,488,0003.5m $3.7m $3.7m 0.00% Reduced -325.0k -325,000
14 CSS LLC/IL 0.25% of their portfolio CHICAGO, IL 3,263,0003.3m $3.4m $3.4m 0.25% Reduced -4.5m -4,500,000
15 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 3,100,0003.1m $3.3m $3.3m 0.01% Added +1.1m +1,100,000
16 BlackRock Inc. 0.00% of their portfolio New York, NY 2,625,0002.6m $2.8m $2.8m 0.00% Added +100.0k +100,000
17 FMR LLC 0.00% of their portfolio BOSTON, MA 2,260,0002.3m $2.4m $2.4m 0.00% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,081,0002.1m $2.2m $2.2m 0.00% Reduced -936.0k -936,000
19 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 2,000,0002.0m $2.1m $2.1m 0.04% New
20 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 1,000,0001.0m $1.0m $1.0m 0.00% New
21 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 1,000,0001.0m $1.0m $1.0m 0.00% Unchanged
22 PALISADE CAPITAL MANAGEMENT, LP 0.02% of their portfolio FORT LEE, NJ 680,000680.0k $717.7k $717.7k 0.02% Reduced -300.0k -300,000
23 Mirabaud Asset Management (France) SAS 0.18% of their portfolio PARIS, I0 330,000330.0k $347.0k $347.0k 0.18% Reduced -220.0k -220,000
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 321,000321.0k $337.5k $337.5k 0.00% New
25 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 284,000284.0k $298.6k $298.6k 0.04% Added +114.0k +114,000
26 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 100,000100.0k $105.2k $105.2k 0.00% Reduced -4.2m -4,200,000
27 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 80,00080.0k $84.1k $84.1k 0.00% Added +13.0k +13,000
28 Context Capital Management, LLC 1.10% of their portfolio LAJOLLA, CA 29,06229.1k $30.7m $30.7m 1.10% Added +5.8k +5,850
29 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 28,00028.0k $29.4k $29.4k 0.00% New
30 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 13,41613.4k $400.9k $400.9k 0.00% Reduced -254.9k -254,909
31 Boussard & Gavaudan Investment Management LLP 0.23% of their portfolio London, X0 1,3521.4k $1.4m $1.4m 0.23% New
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged