Vault-13

SCHWAB STRATEGIC TR SCHP

US TIPS ETF · ETP · CUSIP 808524870

661 institutional holders -39 vs Q4 2022
155,658,946155.7m shares reported held*
$8.1bnreported value*
64 new 215 added 264 reduced 96 sold out net sold ≈ $1.9bn (-27.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.82. Options: 2 managers hold calls ($7.2m notional), 2 hold puts ($1.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 696Q4 22: 700Q1 23: 661661Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022696
Q4 2022700
Q1 2023661

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 264 bought or addedQ4 22: 418 cut or sold outQ4 22Q1 23: 279 bought or addedQ1 23: 360 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022264418
Q1 2023279360

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $3.5mQ3 22 puts: $2.5mQ3 22P/C 0.72Q4 22 calls: $4.9mQ4 22 puts: $507.5kQ4 22P/C 0.10Q1 23 calls: $7.2mQ1 23 puts: $1.2mQ1 23P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$3.5m$2.5m0.72
Q4 2022$4.9m$507.5k0.10
Q1 2023$7.2m$1.2m0.16

Biggest buyers

Summit Wealth Group, LLC New +5,450,150+5.5m
JPMORGAN CHASE & CO Added +3,579,526+3.6m
Cerity Partners LLC Added +2,650,895+2.7m
MORGAN STANLEY Added +1,120,882+1.1m
VOYA INVESTMENT MANAGEMENT LLC Added +1,056,651+1.1m
Almanack Investment Partners, LLC. Added +854,714+854.7k
Elm Partners Management LLC Added +784,725+784.7k
Wealthfront Advisers LLC Added +358,991+359.0k
Greenline Partners, LLC Added +329,353+329.4k
CENTRAL TRUST Co Added +234,421+234.4k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -27,206,196-27.2m
Temasek Holdings (Private) Ltd Sold out -6,654,909-6.7m
Quadratic Capital Management LLC Reduced -4,168,736-4.2m
Litman Gregory Wealth Management LLC Sold out -997,368-997.4k
M&T Bank Corp Sold out -963,254-963.3k
US BANCORP \DE\ Reduced -491,233-491.2k
GOLDMAN SACHS GROUP INC Reduced -477,263-477.3k
Allianz Asset Management GmbH Reduced -456,100-456.1k
Bridgeworth, LLC Reduced -420,417-420.4k
Diversified, LLC Reduced -365,682-365.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.5m120.7k shares
CITADEL ADVISORS LLC Added $713.0k13.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $766.6k14.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $396.7k7.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.14% of their portfolio NEW YORK, NY 20,129,41420.1m $1.1bn $1.1bn 0.14% Added +3.6m +3,579,526
2 Charles Schwab Investment Advisory, Inc. 1.50% of their portfolio SAN FRANCISCO, CA 17,612,70717.6m $944.2m $944.2m 1.50% Reduced -27.2m -27,206,196
3 Quadratic Capital Management LLC 89.91% of their portfolio GREENWICH, CT 11,732,68311.7m $629.0m $629.0m 89.91% Reduced -4.2m -4,168,736
4 Empower Advisory Group, LLC 2.30% of their portfolio Greenwood Village, CO 9,532,5219.5m $511.2m $511.2m 2.30% First filing
5 Summit Wealth Group, LLC 0.27% of their portfolio WHITE RIVER JUNCTION, VT 5,450,1505.5m $102 $102 0.27% New
6 FRANKLIN RESOURCES INC 0.14% of their portfolio San Mateo, CA 5,038,9235.0m $270.1m $270.1m 0.14% Added +994 +994
7 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 4,970,0635.0m $266.4m $266.4m 0.07% Reduced -477.3k -477,263
8 VOYA INVESTMENT MANAGEMENT LLC 0.24% of their portfolio ATLANTA, GA 4,236,7034.2m $227.1m $227.1m 0.24% Added +1.1m +1,056,651
9 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 3,395,7053.4m $182.0m $182.0m 0.08% Reduced -4.7k -4,664
10 EVOKE WEALTH, LLC 5.71% of their portfolio Los Angeles, CA 2,918,0872.9m $156.4m $156.4m 5.71% Added +154.6k +154,585
11 Cerity Partners LLC 0.40% of their portfolio NEW YORK, NY 2,819,2092.8m $151.1m $151.1m 0.40% Added +2.7m +2,650,895
12 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,797,3432.8m $150.2m $150.2m 0.05% Added +180.8k +180,781
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 2,534,7752.5m $135.9m $135.9m 0.04% Added +120.9k +120,936
14 Alesco Advisors, LLC, An ESL Co 4.49% of their portfolio Pittsford, NY 2,271,9892.3m $121.8m $121.8m 4.49% Added +102.6k +102,632
15 NinePointTwo Capital LLC 37.99% of their portfolio LOS ANGELES, CA 1,879,2011.9m $100.7m $100.7m 37.99% Reduced -41.5k -41,505
16 US BANCORP \DE\ 0.17% of their portfolio MINNEAPOLIS, MN 1,834,1251.8m $98.3m $98.3m 0.17% Reduced -491.2k -491,233
17 CENTRAL TRUST Co 2.67% of their portfolio JEFFERSON CITY, MO 1,701,4811.7m $91.2m $91.2m 2.67% Added +234.4k +234,421
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.06% of their portfolio PLYMOUTH, MN 1,698,9981.7m $91.1m $91.1m 1.06% Added +185.1k +185,091
19 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,601,9851.6m $85.9m $85.9m 0.01% Added +1.1m +1,120,882
20 1832 Asset Management L.P. 0.17% of their portfolio TORONTO, A6 1,577,8711.6m $84.6m $84.6m 0.17% Added +17.7k +17,651
21 Sensible Financial Planning & Management, LLC. 18.13% of their portfolio WALTHAM, MA 1,433,5871.4m $76.9m $76.9m 18.13% Added +38.3k +38,324
22 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,361,2261.4m $73.0m $73.0m 0.03% Reduced -218.4k -218,444
23 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,274,9021.3m $68.3m $68.3m 0.02% Reduced -161.3k -161,253
24 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,269,0771.3m $68.0m $68.0m 0.01% Added +20.2k +20,154
25 Wealthfront Advisers LLC 0.27% of their portfolio Palo Alto, CA 1,111,4251.1m $59.6m $59.6m 0.27% Added +359.0k +358,991
26 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 1,011,0851.0m $54.2m $54.2m 0.09% Added +55.1k +55,082
27 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 938,912938.9k $50.3m $50.3m 0.02% Reduced -76.2k -76,202
28 Elm Partners Management LLC 5.24% of their portfolio Philadelphia, PA 929,418929.4k $49.8m $49.8m 5.24% Added +784.7k +784,725
29 Greenline Partners, LLC 9.14% of their portfolio NEW YORK, NY 893,645893.6k $47.9m $47.9m 9.14% Added +329.4k +329,353
30 Wealthcare Advisory Partners LLC 1.98% of their portfolio WEST CHESTER, PA 860,085860.1k $46.1m $46.1m 1.98% Reduced -39.8k -39,779
31 Almanack Investment Partners, LLC. 9.09% of their portfolio WAYNE, PA 859,574859.6k $46.1m $46.1m 9.09% Added +854.7k +854,714
32 Fund Evaluation Group, LLC 4.55% of their portfolio CINCINNATI, OH 785,219785.2k $42.1m $42.1m 4.55% Unchanged
33 Lutz Financial Services LLC 3.89% of their portfolio OMAHA, NE 635,338635.3k $34.1m $34.1m 3.89% Added +40.7k +40,733
34 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 602,319602.3k $32.3m $32.3m 0.02% Added +214.3k +214,325
35 Savant Capital, LLC 0.60% of their portfolio ROCKFORD, IL 600,388600.4k $32.2m $32.2m 0.60% Added +102.0k +102,030
36 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 599,764599.8k $32.2m $32.2m 0.05% Added +35.3k +35,337
37 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 588,058588.1k $31.5m $31.5m 0.02% Reduced -84.2k -84,177
38 Matrix Trust Co 8.45% of their portfolio DENVER, CO 585,298585.3k $31.4m $31.4m 8.45% Reduced -2.6k -2,635
39 LVW Advisors, LLC 6.26% of their portfolio PITTSFORD, NY 582,604582.6k $31.2m $31.2m 6.26% Added +3.3k +3,288
40 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 567,611567.6k $30.4m $30.4m 0.00% Added +46.6k +46,581
41 BlueSky Wealth Advisors, LLC 5.97% of their portfolio New Bern, NC 538,351538.4k $28.9m $28.9m 5.97% Added +13.1k +13,065
42 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 517,243517.2k $27.7m $27.7m 0.05% Reduced -198.7k -198,678
43 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 510,850510.9k $27.4m $27.4m 0.04% Reduced -22.3k -22,305
44 Arax Advisory Partners 3.54% of their portfolio NEW YORK, NY 498,231498.2k $26.7m $26.7m 3.54% Added +15.4k +15,412
45 STEPHENS GROUP ASSET MANAGEMENT, LLC 2.86% of their portfolio LITTLE ROCK, AR 493,360493.4k $26.4m $26.4m 2.86% Added +54.1k +54,104
46 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 486,424486.4k $26.1m $26.1m 0.01% Reduced -73.2k -73,170
47 Scarborough Advisors, LLC 6.46% of their portfolio ANNAPOLIS, MD 478,112478.1k $25.6m $25.6m 6.46% Reduced -17.2k -17,182
48 Pure Financial Advisors, LLC 1.19% of their portfolio SAN DIEGO, CA 477,484477.5k $25.6m $25.6m 1.19% Added +23.2k +23,237
49 LifeGuide Financial Advisors, LLC 20.45% of their portfolio MECHANICSBURG, PA 474,153474.2k $25.4m $25.4m 20.45% Added +19.8k +19,766
50 Empowered Funds, LLC 1.46% of their portfolio NEWTOWN SQUARE, PA 462,347462.3k $24.8m $24.8m 1.46% Added +233.9k +233,856
51 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 448,899448.9k $24.1m $24.1m 0.10% Added +1.4k +1,408
52 Advisory Alpha, LLC 1.38% of their portfolio HOLLAND, MI 405,324405.3k $21.7m $21.7m 1.38% Added +13.3k +13,311
53 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 397,100397.1k $21.3m $21.3m 0.04% Reduced -456.1k -456,100
54 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 5.57% of their portfolio GLASTONBURY, CT 389,057389.1k $20.9m $20.9m 5.57% Added +1.4k +1,354
55 Strategic Financial Services, Inc. 1.61% of their portfolio UTICA, NY 389,020389.0k $20.9m $20.9m 1.61% Added +915 +915
56 Morningstar Investment Services LLC 0.28% of their portfolio CHICAGO, IL 387,584387.6k $20.7m $20.7m 0.28% Reduced -7.1k -7,129
57 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 383,198383.2k $20.5m $20.5m 0.02% Reduced -16.6k -16,564
58 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 379,353379.4k $20.3m $20.3m 0.09% Reduced -13.7k -13,696
59 MARSHALL FINANCIAL GROUP INC /ADV 7.88% of their portfolio DOYLESTOWN, PA 361,569361.6k $19.4m $19.4m 7.88% Added +29.8k +29,840
60 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 345,290345.3k $18.5m $18.5m 0.09% Reduced -55.5k -55,506
61 ALM First Financial Advisors, LLC 3.28% of their portfolio DALLAS, TX 340,000340.0k $18.2m $18.2m 3.28% Unchanged
62 Navalign, LLC 7.49% of their portfolio ENCINO, CA 334,228334.2k $17.9m $17.9m 7.49% Added +121.4k +121,382
63 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 331,152331.2k $17.8m $17.8m 0.13% Reduced -25.1k -25,129
64 FOSTER & MOTLEY INC 1.41% of their portfolio CINCINNATI, OH 323,856323.9k $17.4m $17.4m 1.41% Added +21.3k +21,288
65 ALTFEST L J & CO INC 2.69% of their portfolio NEW YORK, NY 320,335320.3k $17.2m $17.2m 2.69% Added +10.9k +10,899
66 Parsec Financial Management, Inc. 0.72% of their portfolio ASHEVILLE, NC 320,312320.3k $17.2m $17.2m 0.72% Reduced -7.1k -7,067
67 Carolina Wealth Advisors, LLC 9.96% of their portfolio MYRTLE BEACH, SC 317,408317.4k $17.0m $17.0m 9.96% Added +24.3k +24,293
68 Financial Engines Advisors L.L.C. 0.04% of their portfolio SANTA CLARA, CA 312,641312.6k $16.8m $16.8m 0.04% Added +2.6k +2,629
69 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 309,760309.8k $16.6m $16.6m 0.01% Added +120.7k +120,660
70 Willow Creek Wealth Management Inc. 2.56% of their portfolio Sebastopol, CA 309,368309.4k $16.6m $16.6m 2.56% Added +32.0k +32,048
71 Wealthspire Advisors, LLC 0.27% of their portfolio NEW YORK, NY 295,059295.1k $15.8m $15.8m 0.27% Reduced -9.5k -9,451
72 CAPE COD FIVE CENTS SAVINGS BANK 1.69% of their portfolio HYANNIS, MA 288,388288.4k $15.5m $15.5m 1.69% Added +20.4k +20,360
73 Asset Management Group, Inc. 3.39% of their portfolio STAMFORD, CT 283,618283.6k $15.2m $15.2m 3.39% Added +8.7k +8,657
74 McAdam, LLC 1.30% of their portfolio Philadelphia, PA 269,267269.3k $14.4m $14.4m 1.30% Reduced -18.6k -18,599
75 Joseph Group Capital Management 12.62% of their portfolio COLUMBUS, OH 268,392268.4k $14.4m $14.4m 12.62% Added +33.8k +33,778
76 American Financial Advisors, LLC 2.33% of their portfolio Marietta, GA 267,391267.4k $14.3m $14.3m 2.33% Reduced -21.0k -21,046
77 Pacific Capital Wealth Advisors, Inc. 3.66% of their portfolio CORONA, CA 265,411265.4k $14.2m $14.2m 3.66% Reduced -6.1k -6,054
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 264,436264.4k $14.2m $14.2m 0.02% Reduced -4.2k -4,193
79 Avior Wealth Management, LLC 0.97% of their portfolio OMAHA, NE 263,129263.1k $14.1m $14.1m 0.97% Added +12.2k +12,233
80 SAGE FINANCIAL GROUP INC 1.55% of their portfolio W. CONSHOHOCKEN, PA 255,270255.3k $13.7m $13.7m 1.55% Added +233 +233
81 Walker Financial Services, Inc. 12.71% of their portfolio BOWLING GREEN, KY 230,069230.1k $12.3m $12.3m 12.71% Unchanged
82 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 224,563224.6k $12.0m $12.0m 0.19% Added +37.9k +37,907
83 Peak Financial Management, Inc. 4.40% of their portfolio WELLESLEY, MA 220,918220.9k $11.8m $11.8m 4.40% Added +3.3k +3,255
84 ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC 6.74% of their portfolio Los Angeles, CA 219,319219.3k $11.8m $11.8m 6.74% Added +63.7k +63,668
85 HC Advisors, LLC 7.14% of their portfolio SANDY SPRINGS, GA 215,596215.6k $11.6m $11.6m 7.14% Added +92.2k +92,157
86 WEALTHCARE CAPITAL MANAGEMENT LLC 1.38% of their portfolio RICHMOND, VA 210,995211.0k $11.3m $11.3m 1.38% Added +26.8k +26,797
87 Avidian Wealth Enterprises, LLC 0.59% of their portfolio Houston, TX 201,790201.8k $10.8m $10.8m 0.59% Added +83.7k +83,661
88 Focused Wealth Management, Inc 2.17% of their portfolio Newburgh, NY 200,091200.1k $10.7m $10.7m 2.17% Reduced -331.0k -331,019
89 Live Oak Investment Partners 8.91% of their portfolio AUSTIN, TX 189,219189.2k $10.1m $10.1m 8.91% Added +30.6k +30,584
90 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 0.75% of their portfolio Altamonte Springs, FL 187,400187.4k $10.0m $10.0m 0.75% Reduced -94.2k -94,200
91 RE Dickinson Investment Advisors, LLC 3.32% of their portfolio COUNCIL BLUFFS, IA 183,329183.3k $9.8m $9.8m 3.32% Reduced -63.2k -63,175
92 GenTrust, LLC 0.70% of their portfolio MIAMI, FL 181,832181.8k $9.7m $9.7m 0.70% Added +215 +215
93 Anchor Investment Management, LLC 1.27% of their portfolio COLUMBIA, SC 174,109174.1k $9.3m $9.3m 1.27% Added +1.0k +1,046
94 IRON Financial LLC 5.11% of their portfolio NORTHBROOK, IL 173,737173.7k $9.3m $9.3m 5.11% Reduced -1.2k -1,220
95 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 172,183172.2k $9.2m $9.2m 0.02% Added +35.3k +35,346
96 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 170,906170.9k $9.2m $9.2m 0.06% Reduced -249.4k -249,419
97 West Family Investments, Inc. 3.74% of their portfolio CARLSBAD, CA 169,365169.4k $9.4m $9.4m 3.74% Unchanged
98 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 166,900166.9k $8.9m $8.9m 0.04% Reduced -50.0k -50,046
99 Signet Investment Advisory Group, Inc. 6.03% of their portfolio Providence, RI 163,117163.1k $8.7m $8.7m 6.03% Added +7.3k +7,316
100 Iron Horse Wealth Management, LLC 4.18% of their portfolio JOHSTON, IA 155,981156.0k $8.4m $8.4m 4.18% Added +8.4k +8,412