Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

227 institutional holders +6 vs Q1 2024
66,977,65867.0m shares reported held*
$2.3bnreported value*
31 new 73 added 59 reduced 27 sold out net bought ≈ $51.7m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.76.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201Q2 23: 204Q3 23: 191Q4 23: 219Q1 24: 221Q2 24: 227227Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201
Q2 2023204
Q3 2023191
Q4 2023219
Q1 2024221
Q2 2024227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 92 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ2 23: 85 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 86 bought or addedQ3 23: 75 cut or sold outQ4 23: 100 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 85 cut or sold outQ2 24: 104 bought or addedQ2 24: 86 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229270
Q1 20239074
Q2 20238578
Q3 20238675
Q4 202310076
Q1 202410185
Q2 202410486

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 23 calls: $3.2kQ3 23 puts: $96.4kQ3 23P/C 30.00Q4 23 calls: $90.6kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $56.8kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$3.2k$96.4k30.00
Q4 2023$90.6k$00.00
Q1 2024$56.8k$00.00
Q2 2024$0$0—

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +55,946,015+55.9m
FMR LLC Added +702,527+702.5k
JANE STREET GROUP, LLC Added +590,760+590.8k
Kelman-Lazarov, Inc. Added +361,163+361.2k
OSAIC HOLDINGS, INC. Added +257,867+257.9k
Quadcap Wealth Management, LLC New +56,539+56.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +40,341+40.3k
COLLECTIVE FAMILY OFFICE LLC Added +38,393+38.4k
Creative Planning Added +28,659+28.7k
BlackRock Inc. Added +26,552+26.6k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Sold out -55,620,339-55.6m
MORGAN STANLEY Reduced -375,473-375.5k
LINCOLN NATIONAL CORP Sold out -264,480-264.5k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -145,498-145.5k
Dynamic Advisor Solutions LLC Reduced -64,664-64.7k
EXENCIAL WEALTH ADVISORS, LLC Reduced -61,613-61.6k
Fortitude Family Office, LLC Sold out -57,667-57.7k
Clarius Group, LLC Reduced -34,474-34.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -21,062-21.1k
WMS Partners, LLC Sold out -18,513-18.5k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.37% of their portfolio SAN FRANCISCO, CA 55,946,01555.9m $1.9bn $1.9bn 0.37% New
2 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 1,002,2001.0m $34.8m $34.8m 0.03% Unchanged
3 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 785,588785.6k $27.3m $27.3m 0.03% Added +590.8k +590,760
4 FMR LLC 0.00% of their portfolio BOSTON, MA 710,793710.8k $24.7m $24.7m 0.00% Added +702.5k +702,527
5 EXENCIAL WEALTH ADVISORS, LLC 0.88% of their portfolio OKLAHOMA CITY, OK 670,209670.2k $23.3m $23.3m 0.88% Reduced -61.6k -61,613
6 GHP Investment Advisors, Inc. 0.82% of their portfolio Denver, CO 473,443473.4k $16.5m $16.5m 0.82% Added +14.6k +14,618
7 Kelman-Lazarov, Inc. 3.04% of their portfolio MEMPHIS, TN 468,472468.5k $16.3m $16.3m 3.04% Added +361.2k +361,163
8 Merriman Wealth Management, LLC 0.56% of their portfolio SEATTLE, WA 366,748366.7k $12.8m $12.8m 0.56% Reduced -6.5k -6,458
9 High Probability Advisors, LLC 1.99% of their portfolio Pittsford, NY 316,476316.5k $11.0m $11.0m 1.99% Added +7.4k +7,448
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 267,433267.4k $9.3m $9.3m 0.02% Added +257.9k +257,867
11 Clarius Group, LLC 0.63% of their portfolio SEATTLE, WA 255,650255.7k $8.9m $8.9m 0.63% Reduced -34.5k -34,474
12 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 252,020252.0k $8.7m $8.7m 0.02% Reduced -14.2k -14,191
13 COLLECTIVE FAMILY OFFICE LLC 2.36% of their portfolio YORK, PA 230,947230.9k $8.0m $8.0m 2.36% Added +38.4k +38,393
14 Geneos Wealth Management Inc. 0.36% of their portfolio ENGLEWOOD, CO 230,467230.5k $8.0m $8.0m 0.36% Added +1.9k +1,879
15 Prairiewood Capital, LLC 3.71% of their portfolio FARGO, ND 224,895224.9k $7.8m $7.8m 3.71% Reduced -5.4k -5,418
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 213,327213.3k $7.4m $7.4m 0.00% Reduced -2.6k -2,572
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 190,417190.4k $6.6m $6.6m 0.00% Reduced -375.5k -375,473
18 Cherry Tree Wealth Management, LLC 1.62% of their portfolio MINNETONKA, MN 185,943185.9k $6.5m $6.5m 1.62% Added +2.5k +2,467
19 Bell Investment Advisors, Inc 1.23% of their portfolio ORINDA, CA 179,691179.7k $6.2m $6.2m 1.23% Reduced -1.4k -1,406
20 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 175,563175.6k $6.1m $6.1m 0.01% Added +28.7k +28,659
21 Opes Wealth Management LLC 1.25% of their portfolio MENLO PARK, CA 172,495172.5k $6.0m $6.0m 1.25% Added +7.8k +7,799
22 Charles Schwab Trust Co 0.55% of their portfolio HENDERSON, NV 172,094172.1k $6.0m $6.0m 0.55% Added +8.7k +8,717
23 Shilanski & Associates, Inc. 1.98% of their portfolio ANCHORAGE, AK 168,993169.0k $5.9m $5.9m 1.98% Added +7.2k +7,201
24 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 153,736153.7k $5.3m $5.3m 0.06% Reduced -2.1k -2,079
25 Shore Point Advisors, LLC 2.97% of their portfolio BRIELLE, NJ 150,705150.7k $5.2m $5.2m 2.97% Added +19.0k +18,955
26 Dynamic Advisor Solutions LLC 0.16% of their portfolio PHOENIX, AZ 147,467147.5k $5.1m $5.1m 0.16% Reduced -64.7k -64,664
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 125,894125.9k $4.4m $4.4m 0.00% Reduced -21.1k -21,062
28 Breakwater Capital Group 0.96% of their portfolio PARAMUS, NJ 121,261121.3k $4.2m $4.2m 0.96% Added +13.0k +12,973
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 117,067117.1k $4.1m $4.1m 0.00% Added +3.7k +3,718
30 RF&L WEALTH MANAGEMENT, LLC 2.74% of their portfolio ACTON, MA 103,520103.5k $3.6m $3.6m 2.74% Added +1.9k +1,888
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 101,975102.0k $3.5m $3.5m 0.01% Added +15.7k +15,730
32 MOLLER WEALTH PARTNERS 0.82% of their portfolio NORTHFIELD, IL 88,00288.0k $3.1m $3.1m 0.82% Added +691 +691
33 Wade Financial Advisory, Inc 1.07% of their portfolio CAMPBELL, CA 85,47385.5k $3.0m $3.0m 1.07% Reduced -1.7k -1,729
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 80,79980.8k $2.8m $2.8m 0.00% Added +1.3k +1,279
35 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 75,49675.5k $2.6m $2.6m 0.04% Reduced -8.0k -8,002
36 Sterling Financial Planning, Inc. 0.98% of their portfolio SPARTA, NJ 69,31969.3k $2.4m $2.4m 0.98% Reduced -920 -920
37 PrairieView Partners, LLC 0.27% of their portfolio ST. PAUL, MN 68,26668.3k $2.4m $2.4m 0.27% Reduced -1.0k -1,033
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 67,77667.8k $2.4m $2.4m 0.00% Added +40.3k +40,341
39 Focus Partners Advisor Solutions, LLC 0.06% of their portfolio SAINT LOUIS, MO 61,87561.9k $2.2m $2.2m 0.06% Reduced -1.8k -1,775
40 Shakespeare Wealth Management, LLC 0.61% of their portfolio Pewaukee, WI 61,18761.2k $2.1m $2.1m 0.61% Reduced -8.0k -8,026
41 CABOT WEALTH MANAGEMENT INC 0.28% of their portfolio BEVERLY, MA 60,99261.0k $2.1m $2.1m 0.28% Reduced -4.2k -4,179
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 58,75958.8k $2.0m $2.0m 0.00% Added +1.0k +1,038
43 Quadcap Wealth Management, LLC 0.36% of their portfolio Frisco, TX 56,53956.5k $2.0m $2.0m 0.36% New
44 CUTLER INVESTMENT COUNSEL LLC 0.25% of their portfolio Jacksonville, OR 52,86052.9k $1.9m $1.9m 0.25% Added +2.1k +2,127
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,43252.4k $1.8m $1.8m 0.00% Added +834 +834
46 JANICZEK WEALTH MANAGEMENT, LLC 0.37% of their portfolio DENVER, CO 50,29850.3k $1.8m $1.8m 0.37% Added +627 +627
47 Valued Wealth Advisors LLC 1.14% of their portfolio HOLLADAY, UT 47,60947.6k $1.7m $1.7m 1.14% Added +4.4k +4,380
48 Asset Dedication, LLC 0.10% of their portfolio SAN FRANCISCO, CA 43,18043.2k $1.5m $1.5m 0.10% Reduced -631 -631
49 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 40,91840.9k $1.4m $1.4m 0.01% Unchanged
50 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,68640.7k $1.4m $1.4m 0.00% Added +863 +863
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,05840.1k $1.4m $1.4m 0.00% Added +18.1k +18,147
52 NORTHWEST WEALTH MANAGEMENT, LLC 0.34% of their portfolio SPENCER, IA 37,38037.4k $1.3m $1.3m 0.34% Reduced -347 -347
53 Waterfront Wealth Inc. 0.34% of their portfolio OVERLAND PARK, KS 36,28236.3k $1.3m $1.3m 0.34% Reduced -287 -287
54 Seed Wealth Management, Inc. 0.97% of their portfolio EVANSTON, IL 32,07732.1k $1.1m $1.1m 0.97% Reduced -100 -100
55 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 30,94330.9k $1.1m $1.1m 0.03% Reduced -41 -41
56 RHS Financial, LLC 0.61% of their portfolio SAN FRANCISCO, CA 28,62228.6k $994.9k $994.9k 0.61% Reduced -7.9k -7,901
57 Vise Technologies, Inc. 0.17% of their portfolio NEW YORK, NY 27,96428.0k $972.0k $972.0k 0.17% Added +750 +750
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,80327.8k $966.0k $966.0k 0.00% Reduced -3.0k -2,985
59 BlackRock Inc. 0.00% of their portfolio New York, NY 26,55926.6k $923.2k $923.2k 0.00% Added +26.6k +26,552
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,22626.2k $911.6k $911.6k 0.00% Reduced -355 -355
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,19926.2k $910.7k $910.7k 0.00% Added +1.2k +1,242
62 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 25,55925.6k $888.4k $888.4k 0.01% Added +3.5k +3,454
63 True North Advisors, LLC 0.24% of their portfolio Dallas, TX 25,33125.3k $880.5k $880.5k 0.24% Added +295 +295
64 PFG Advisors 0.06% of their portfolio Phoenix, AZ 25,29925.3k $879.4k $879.4k 0.06% Reduced -1.6k -1,570
65 Jackson Creek Investment Advisors LLC 0.29% of their portfolio CASTLE ROCK, CO 22,70522.7k $789.0k $789.0k 0.29% Added +143 +143
66 Northland Capital Management LLC 0.54% of their portfolio VIRGINIA, MN 22,39422.4k $778.4k $778.4k 0.54% Added +959 +959
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,53620.5k $713.9k $713.9k 0.00% Reduced -181 -181
68 Yoder Wealth Management, Inc. 0.45% of their portfolio WALNUT CREEK, CA 20,19820.2k $702.0k $702.0k 0.45% Unchanged
69 Sensible Money, LLC 0.33% of their portfolio SCOTTSDALE, AZ 19,64119.6k $682.7k $682.7k 0.33% Reduced -116 -116
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,47119.5k $704.3k $704.3k 0.00% Added +4.4k +4,372
71 Alera Investment Advisors, LLC 0.07% of their portfolio DEERFIELD, IL 17,24617.2k $599.5k $599.5k 0.07% Unchanged
72 Hardin Capital Partners, LLC 0.37% of their portfolio GREENVILLE, SC 16,39516.4k $569.9k $569.9k 0.37% First filing
73 Addison Advisors LLC 0.18% of their portfolio MIDDLEBURY, VT 15,83615.8k $550.4k $550.4k 0.18% Reduced -205 -205
74 Valeo Financial Advisors, LLC 0.02% of their portfolio CARMEL, IN 15,41015.4k $535.7k $535.7k 0.02% New
75 Cornerstone Planning Group LLC 0.15% of their portfolio FAIRFIELD, NJ 15,18815.2k $514.1k $514.1k 0.15% New
76 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 14,71314.7k $511.4k $511.4k 0.02% Added +1.0k +1,014
77 Clark Capital Management Group, Inc. 0.00% of their portfolio PHILADELPHIA, PA 14,25014.2k $495.3k $495.3k 0.00% Reduced -5.9k -5,897
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,17714.2k $492.8k $492.8k 0.00% Added +482 +482
79 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 13,41613.4k $466.3k $466.3k 0.00% New
80 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,00213.0k $452.0k $452.0k 0.00% Reduced -2.0k -1,997
81 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 12,91612.9k $449.0k $449.0k 0.04% Added +2.3k +2,301
82 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,70012.7k $441.5k $441.5k 0.00% Added +4.5k +4,463
83 Upper Left Wealth Management, LLC 0.38% of their portfolio TAMPA, FL 12,17212.2k $423.1k $423.1k 0.38% Added +3.4k +3,439
84 Creekside Partners 0.23% of their portfolio PETALUMA, CA 11,88511.9k $413.1k $413.1k 0.23% First filing
85 Keel Point, LLC 0.04% of their portfolio HUNTSVILLE, AL 11,54311.5k $408.3k $408.3k 0.04% Reduced -243 -243
86 Baker Ellis Asset Management LLC 0.06% of their portfolio Vancouver, WA 10,55010.6k $366.7k $366.7k 0.06% Unchanged
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,49010.5k $364.6k $364.6k 0.00% Reduced -9.6k -9,558
88 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 9,99410.0k $347.4k $347.4k 0.02% New
89 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 9,9229.9k $345.0k $345.0k 0.05% Added +16 +16
90 Capital Investment Counsel, LLC 0.07% of their portfolio DENVER, CO 9,8859.9k $343.6k $343.6k 0.07% Added +2.8k +2,835
91 St. Louis Trust Co 0.05% of their portfolio SAINT LOUIS, MO 9,5059.5k $325.8k $325.8k 0.05% Unchanged
92 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,4879.5k $330.0k $330.0k 0.00% Reduced -259 -259
93 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,3959.4k $326.6k $326.6k 0.00% Added +834 +834
94 Stone Summit Wealth LLC 0.12% of their portfolio MIAMI, FL 9,3069.3k $323.5k $323.5k 0.12% Reduced -820 -820
95 Kings Path Partners LLC 0.15% of their portfolio SUGAR LAND, TX 9,2109.2k $320.1k $320.1k 0.15% First filing
96 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,1589.2k $318.0k $318.0k 0.00% Added +801 +801
97 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 9,0529.1k $314.7k $314.7k 0.01% New
98 MORRIS FINANCIAL CONCEPTS, INC. 0.15% of their portfolio MOUNT PLEASANT, SC 9,0279.0k $313.8k $313.8k 0.15% Reduced -282 -282
99 Lauterbach Financial Advisors, LLC 0.20% of their portfolio EL PASO, TX 8,7848.8k $306.6k $306.6k 0.20% Reduced -82 -82
100 Guardian Financial Partners, LLC 0.20% of their portfolio ORANGE, CA 8,6758.7k $301.5k $301.5k 0.20% Added +912 +912