Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

204 institutional holders +3 vs Q1 2023
64,585,35864.6m shares reported held*
$2.1bnreported value*
20 new 65 added 59 reduced 19 sold out net sold ≈ $46.7k (-1.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.20.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201Q2 23: 204204Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201
Q2 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 78 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229270
Q1 20239074
Q2 20238578

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $82.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$82.8k$00.00
Q2 2023$0$0—

Biggest buyers

Merriman Wealth Management, LLC Added +177,181+177.2k
JANE STREET GROUP, LLC Added +160,499+160.5k
GHP Investment Advisors, Inc. Added +102,506+102.5k
Charles Schwab Investment Advisory, Inc. Added +78,127+78.1k
CWM, LLC Added +54,735+54.7k
Dynamic Advisor Solutions LLC Added +45,478+45.5k
Cresset Asset Management, LLC New +25,836+25.8k
True North Advisors, LLC New +25,275+25.3k
EXENCIAL WEALTH ADVISORS, LLC Added +21,700+21.7k
Breakwater Capital Group Added +17,675+17.7k

Biggest sellers

FLOW TRADERS U.S. LLC Reduced -248,511-248.5k
CITADEL ADVISORS LLC Sold out -159,822-159.8k
ROYAL BANK OF CANADA Reduced -86,122-86.1k
OLD MISSION CAPITAL LLC Reduced -59,700-59.7k
Composition Wealth, LLC Reduced -48,515-48.5k
Geneos Wealth Management Inc. Reduced -40,306-40.3k
LIBERTY WEALTH MANAGEMENT LLC Sold out -36,336-36.3k
Advisory Services Network, LLC Sold out -34,008-34.0k
Focus Partners Advisor Solutions, LLC Reduced -22,993-23.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -17,951-18.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 2.80% of their portfolio SAN FRANCISCO, CA 54,487,90854.5m $1.8bn $1.8bn 2.80% Added +78.1k +78,127
2 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 1,002,2001.0m $33.3m $33.3m 0.04% Unchanged
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.14% of their portfolio IRVING, TX 797,121797.1k $26.5m $26.5m 0.14% Added +7.6k +7,555
4 EXENCIAL WEALTH ADVISORS, LLC 1.13% of their portfolio OKLAHOMA CITY, OK 741,943741.9k $24.6m $24.6m 1.13% Added +21.7k +21,700
5 Merriman Wealth Management, LLC 0.95% of their portfolio SEATTLE, WA 581,318581.3k $19.3m $19.3m 0.95% Added +177.2k +177,181
6 Clarius Group, LLC 1.09% of their portfolio SEATTLE, WA 424,711424.7k $14.1m $14.1m 1.09% Added +529 +529
7 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 422,207422.2k $14.0m $14.0m 0.02% Added +160.5k +160,499
8 GHP Investment Advisors, Inc. 0.77% of their portfolio Denver, CO 389,379389.4k $13.2m $13.2m 0.77% Added +102.5k +102,506
9 High Probability Advisors, LLC 2.07% of their portfolio Pittsford, NY 290,508290.5k $9.6m $9.6m 2.07% Added +14.1k +14,120
10 LINCOLN NATIONAL CORP 0.18% of their portfolio RADNOR, PA 277,210277.2k $9.2m $9.2m 0.18% Reduced -1.1k -1,135
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 243,339243.3k $8.1m $8.1m 0.00% Reduced -2.2k -2,216
12 Geneos Wealth Management Inc. 0.40% of their portfolio ENGLEWOOD, CO 232,380232.4k $7.7m $7.7m 0.40% Reduced -40.3k -40,306
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 216,790216.8k $7.2m $7.2m 0.00% Reduced -8.5k -8,472
14 Resource Planning Group 4.89% of their portfolio ATLANTA, GA 181,958182.0k $6.0m $6.0m 4.89% Reduced -5.4k -5,388
15 Wade Financial Advisory, Inc 2.31% of their portfolio CAMPBELL, CA 176,006176.0k $5.8m $5.8m 2.31% Added +5.1k +5,135
16 Prairiewood Capital, LLC 3.81% of their portfolio FARGO, ND 170,965171.0k $5.7m $5.7m 3.81% Reduced -3.9k -3,897
17 COLLECTIVE FAMILY OFFICE LLC 2.19% of their portfolio YORK, PA 168,794168.8k $5.6m $5.6m 2.19% Added +7.9k +7,878
18 BUCKINGHAM STRATEGIC WEALTH, LLC 0.08% of their portfolio CLAYTON, MO 160,809160.8k $5.3m $5.3m 0.08% Added +2.1k +2,072
19 Dynamic Advisor Solutions LLC 0.27% of their portfolio PHOENIX, AZ 157,504157.5k $5.2m $5.2m 0.27% Added +45.5k +45,478
20 Cherry Tree Wealth Management, LLC 1.52% of their portfolio MINNETONKA, MN 157,156157.2k $5.2m $5.2m 1.52% First filing
21 Bell Investment Advisors, Inc 1.09% of their portfolio ORINDA, CA 147,947147.9k $4.9m $4.9m 1.09% Added +14.5k +14,453
22 Shilanski & Associates, Inc. 1.94% of their portfolio ANCHORAGE, AK 144,568144.6k $4.8m $4.8m 1.94% Added +6.5k +6,453
23 Opes Wealth Management LLC 1.35% of their portfolio MENLO PARK, CA 143,081143.1k $4.7m $4.7m 1.35% Added +12.4k +12,418
24 Charles Schwab Trust Co 0.49% of their portfolio HENDERSON, NV 126,543126.5k $4.1m $4.1m 0.49% Added +3.3k +3,284
25 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 122,497122.5k $4.1m $4.1m 0.01% Added +2.4k +2,369
26 FLOW TRADERS U.S. LLC 0.16% of their portfolio NEW YORK, NY 110,403110.4k $3.7m $3.7m 0.16% Reduced -248.5k -248,511
27 Composition Wealth, LLC 0.10% of their portfolio LOS ANGELES, CA 94,42694.4k $3.1m $3.1m 0.10% Reduced -48.5k -48,515
28 RF&L WEALTH MANAGEMENT, LLC 2.82% of their portfolio ACTON, MA 93,19593.2k $3.1m $3.1m 2.82% Added +2.6k +2,558
29 Breakwater Capital Group 1.08% of their portfolio PARAMUS, NJ 88,88288.9k $2.9m $2.9m 1.08% Added +17.7k +17,675
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,94583.9k $2.8m $2.8m 0.01% Reduced -607 -607
31 MOLLER WEALTH PARTNERS 0.82% of their portfolio NORTHFIELD, IL 80,41280.4k $2.7m $2.7m 0.82% Reduced -351 -351
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,19380.2k $2.7m $2.7m 0.00% Added +9.6k +9,574
33 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 78,59578.6k $2.6m $2.6m 0.04% Reduced -17.8k -17,782
34 Sterling Financial Planning, Inc. 1.26% of their portfolio SPARTA, NJ 76,54976.5k $2.5m $2.5m 1.26% Reduced -757 -757
35 Kelman-Lazarov, Inc. 0.59% of their portfolio MEMPHIS, TN 73,67873.7k $2.4m $2.4m 0.59% Added +244 +244
36 PrairieView Partners, LLC 0.32% of their portfolio ST. PAUL, MN 72,83572.8k $2.4m $2.4m 0.32% Reduced -2.3k -2,266
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 70,90770.9k $2.4m $2.4m 0.00% Added +6.0k +6,046
38 Shakespeare Wealth Management, LLC 0.80% of their portfolio Pewaukee, WI 70,50370.5k $2.3m $2.3m 0.80% Reduced -7.1k -7,073
39 Shore Point Advisors, LLC 1.60% of their portfolio BRIELLE, NJ 67,63667.6k $2.2m $2.2m 1.60% Added +2.5k +2,454
40 CABOT WEALTH MANAGEMENT INC 0.31% of their portfolio BEVERLY, MA 63,16163.2k $2.1m $2.1m 0.31% Added +36 +36
41 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 59,14259.1k $2.0m $2.0m 0.02% Reduced -334 -334
42 Asset Dedication, LLC 0.16% of their portfolio SAN FRANCISCO, CA 55,43755.4k $1.8m $1.8m 0.16% Reduced -2.5k -2,478
43 CWM, LLC 0.01% of their portfolio OMAHA, NE 54,89754.9k $1.8m $1.8m 0.01% Added +54.7k +54,735
44 JANICZEK WEALTH MANAGEMENT, LLC 0.47% of their portfolio DENVER, CO 51,44751.4k $1.7m $1.7m 0.47% Reduced -245 -245
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 51,25051.2k $1.7m $1.7m 0.00% Reduced -7.5k -7,511
46 CUTLER INVESTMENT COUNSEL LLC 0.22% of their portfolio Jacksonville, OR 42,87642.9k $1.4m $1.4m 0.22% Added +637 +637
47 Waterfront Wealth Inc. 0.40% of their portfolio OVERLAND PARK, KS 38,94438.9k $1.3m $1.3m 0.40% Reduced -8.8k -8,772
48 NORTHWEST WEALTH MANAGEMENT, LLC 0.45% of their portfolio SPENCER, IA 37,79237.8k $1.3m $1.3m 0.45% Reduced -1.0k -1,029
49 Seed Wealth Management, Inc. 1.13% of their portfolio EVANSTON, IL 32,17732.2k $1.1m $1.1m 1.13% Reduced -120 -120
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,67531.7k $1.1m $1.1m 0.00% Added +1.2k +1,182
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,68230.7k $1.0m $1.0m 0.00% Added +6.0k +5,999
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,64527.6k $917.5k $917.5k 0.00% Added +17.3k +17,264
53 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 27,09327.1k $899.2k $899.2k 0.00% Added +2.0k +1,966
54 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 25,83625.8k $857.5k $857.5k 0.01% New
55 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 25,74625.7k $854.5k $854.5k 0.01% Reduced -338 -338
56 True North Advisors, LLC 0.24% of their portfolio Dallas, TX 25,27525.3k $838.9k $838.9k 0.24% New
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,10425.1k $833.2k $833.2k 0.00% Reduced -4.8k -4,815
58 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 24,73324.7k $821.0k $821.0k 0.00% Added +1.9k +1,880
59 Addison Advisors LLC 0.41% of their portfolio MIDDLEBURY, VT 24,73124.7k $820.8k $820.8k 0.41% Added +1.6k +1,559
60 Sensible Money, LLC 0.58% of their portfolio SCOTTSDALE, AZ 24,00924.0k $796.9k $796.9k 0.58% Reduced -601 -601
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,99224.0k $796.0k $796.0k 0.00% Added +4.2k +4,162
62 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,70022.7k $753.0k $753.0k 0.00% Reduced -18.0k -17,951
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,57522.6k $749.3k $749.3k 0.00% Added +1.9k +1,945
64 Focus Partners Advisor Solutions, LLC 0.04% of their portfolio SAINT LOUIS, MO 22,27122.3k $739.2k $739.2k 0.04% Reduced -23.0k -22,993
65 Jackson Creek Investment Advisors LLC 0.29% of their portfolio CASTLE ROCK, CO 22,20522.2k $737.0k $737.0k 0.29% Reduced -1.5k -1,544
66 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 21,88021.9k $726.2k $726.2k 0.00% First filing
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,36221.4k $709.0k $709.0k 0.00% Added +444 +444
68 Vise Technologies, Inc. 0.17% of their portfolio NEW YORK, NY 21,00521.0k $697.2k $697.2k 0.17% Added +1.4k +1,394
69 Yoder Wealth Management, Inc. 0.54% of their portfolio WALNUT CREEK, CA 20,67220.7k $686.1k $686.1k 0.54% Reduced -1.6k -1,607
70 Moran Wealth Management, LLC 0.03% of their portfolio NAPLES, FL 20,24520.2k $671.9k $671.9k 0.03% Reduced -136 -136
71 RHS Financial, LLC 0.47% of their portfolio SAN FRANCISCO, CA 19,37619.4k $643.1k $643.1k 0.47% Reduced -1.3k -1,289
72 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 19,01919.0k $631.2k $631.2k 0.01% Added +1.7k +1,721
73 Baker Ellis Asset Management LLC 0.11% of their portfolio Vancouver, WA 18,90018.9k $627.3k $627.3k 0.11% Unchanged
74 WMS Partners, LLC 0.05% of their portfolio TOWSON, MD 18,51318.5k $614.4k $614.4k 0.05% Unchanged
75 Aspire Wealth Management Corp 0.45% of their portfolio WALTHAM, MA 17,87917.9k $593.4k $593.4k 0.45% Added +3.8k +3,803
76 Alera Investment Advisors, LLC 0.12% of their portfolio DEERFIELD, IL 17,24617.2k $572.4k $572.4k 0.12% Unchanged
77 Solitude Financial Services 0.31% of their portfolio CHARLOTTESVILLE, VA 16,66516.7k $553.1k $553.1k 0.31% Added +1.9k +1,870
78 PFG Advisors 0.04% of their portfolio Phoenix, AZ 16,56816.6k $549.9k $549.9k 0.04% Added +2.4k +2,426
79 Financial Architects, Inc 0.08% of their portfolio MARLTON, NJ 15,43415.4k $512.3k $512.3k 0.08% Reduced -1.8k -1,765
80 Relaxing Retirement Coach 0.15% of their portfolio WELLESLEY, MA 14,84314.8k $492.6k $492.6k 0.15% Reduced -179 -179
81 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 14,47514.5k $480.4k $480.4k 0.02% Added +1.0k +1,018
82 1900 WEALTH MANAGEMENT LLC 0.05% of their portfolio SAN ANTONIO, TX 14,23014.2k $472.3k $472.3k 0.05% Reduced -2.0k -2,021
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,21014.2k $484.5k $484.5k 0.00% Reduced -543 -543
84 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,70113.7k $455.0k $455.0k 0.00% Added +3.9k +3,876
85 CARDIFF PARK ADVISORS, LLC 0.05% of their portfolio SAN MARCOS, CA 13,43313.4k $445.9k $445.9k 0.05% Added +43 +43
86 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,09212.1k $529.6k $529.6k 0.00% Added +5.6k +5,560
87 Annex Advisory Services, LLC 0.02% of their portfolio BROOKFIELD, WI 11,83911.8k $392.9k $392.9k 0.02% Reduced -2.6k -2,642
88 Princeton Global Asset Management LLC 0.10% of their portfolio PRINCETON, NJ 10,34710.3k $343.4k $343.4k 0.10% Reduced -290 -290
89 Keel Point, LLC 0.04% of their portfolio HUNTSVILLE, AL 10,15310.2k $337.0k $337.0k 0.04% Reduced -2.0k -1,983
90 MORRIS FINANCIAL CONCEPTS, INC. 0.22% of their portfolio MOUNT PLEASANT, SC 10,09310.1k $335.0k $335.0k 0.22% Added +37 +37
91 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 10,00410.0k $332.0k $332.0k 0.05% Reduced -219 -219
92 Upper Left Wealth Management, LLC 0.37% of their portfolio TAMPA, FL 9,99610.0k $331.8k $331.8k 0.37% Reduced -370 -370
93 HHM Wealth Advisors, LLC 0.06% of their portfolio CHATTANOOGA, TN 9,8919.9k $328.3k $328.3k 0.06% Added +147 +147
94 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 9,7909.8k $324.9k $324.9k 0.02% Reduced -783 -783
95 St. Louis Trust Co 0.06% of their portfolio SAINT LOUIS, MO 9,5059.5k $311.9k $311.9k 0.06% Unchanged
96 Lauterbach Financial Advisors, LLC 0.23% of their portfolio EL PASO, TX 9,2569.3k $307.2k $307.2k 0.23% Reduced -269 -269
97 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 9,2189.2k $305.9k $305.9k 0.01% Reduced -59.7k -59,700
98 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,9218.9k $296.0k $296.0k 0.00% Added +752 +752
99 Stone Summit Wealth LLC 0.12% of their portfolio MIAMI, FL 8,8028.8k $292.1k $292.1k 0.12% Reduced -63 -63
100 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7607.8k $257.6k $257.6k 0.00% New