Vault-13

SCHWAB STRATEGIC TR SCHJ

1 5YR CORP BD · ETP · CUSIP 808524714

74 institutional holders -3 vs Q1 2023
3,542,9233.5m shares reported held*
$168.7mreported value*
10 new 24 added 28 reduced 12 sold out net sold ≈ $3.3m (-70.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.61.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 94Q1 23: 77Q2 23: 7474Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202284
Q4 202294
Q1 202377
Q2 202374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223751
Q1 20232749
Q2 20233440

Biggest buyers

Modera Wealth Management, LLC New +98,811+98.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +29,795+29.8k
Mutual Advisors, LLC New +13,440+13.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +11,464+11.5k
HM PAYSON & CO Added +10,000+10.0k
CAHILL FINANCIAL ADVISORS INC Added +9,464+9.5k
Creative Planning Added +8,007+8.0k
NorthCoast Asset Management LLC New +7,322+7.3k
LPL Financial LLC New +6,104+6.1k
AVANTAX ADVISORY SERVICES, INC. New +4,805+4.8k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -66,999-67.0k
Columbus Macro, LLC Sold out -38,000-38.0k
Atria Wealth Solutions, Inc. Sold out -36,935-36.9k
CITADEL ADVISORS LLC Sold out -24,050-24.1k
Rosenberg Matthew Hamilton Reduced -19,083-19.1k
BANK OF AMERICA CORP /DE/ Reduced -14,759-14.8k
OLD MISSION CAPITAL LLC Sold out -14,174-14.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -11,910-11.9k
MML INVESTORS SERVICES, LLC Sold out -8,717-8.7k
CLIENT 1ST ADVISORY GROUP, LLC Reduced -8,713-8.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,079,0922.1m $98.3m $98.3m 0.03% Reduced -42 -42
2 TAP Consulting, LLC 2.15% of their portfolio KIRKWOOD, MO 185,007185.0k $8.7m $8.7m 2.15% Reduced -2.8k -2,783
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 116,076116.1k $5.5m $5.5m 0.01% Added +272 +272
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 112,749112.7k $5.3m $5.3m 0.00% Reduced -14.8k -14,759
5 Modera Wealth Management, LLC 0.08% of their portfolio WESTWOOD, NJ 98,81198.8k $4.7m $4.7m 0.08% New
6 Financial Architects, Inc 0.66% of their portfolio MARLTON, NJ 92,42192.4k $4.4m $4.4m 0.66% Added +6 +6
7 HM PAYSON & CO 0.08% of their portfolio PORTLAND, ME 75,00075.0k $3.5m $3.5m 0.08% Added +10.0k +10,000
8 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 66,21166.2k $3.1m $3.1m 0.07% Added +2.3k +2,312
9 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 62,08462.1k $2.9m $2.9m 0.05% Reduced -67.0k -66,999
10 Rosenberg Matthew Hamilton 0.98% of their portfolio GRAND JUNCTION, CO 61,12061.1k $2.9m $2.9m 0.98% Reduced -19.1k -19,083
11 Kades & Cheifetz LLC 1.84% of their portfolio Berwyn, PA 50,70250.7k $2.4m $2.4m 1.84% Added +556 +556
12 VAN STRUM & TOWNE INC. 0.90% of their portfolio SAN FRANCISCO, CA 45,84045.8k $2.2m $2.2m 0.90% Added +4.5k +4,550
13 CLIENT 1ST ADVISORY GROUP, LLC 1.06% of their portfolio DUNEDIN, FL 42,64542.6k $2.0m $2.0m 1.06% Reduced -8.7k -8,713
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,79529.8k $1.4m $1.4m 0.00% New
15 Charles Schwab Trust Co 0.15% of their portfolio HENDERSON, NV 25,80725.8k $1.2m $1.2m 0.15% Added +112 +112
16 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 25,48025.5k $1.2m $1.2m 0.01% Added +1.4k +1,400
17 Jackson Creek Investment Advisors LLC 0.47% of their portfolio CASTLE ROCK, CO 24,92124.9k $1.2m $1.2m 0.47% Added +275 +275
18 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 24,12424.1k $1.1m $1.1m 0.02% Added +85 +85
19 CAHILL FINANCIAL ADVISORS INC 0.17% of their portfolio EDINA, MN 22,48622.5k $1.1m $1.1m 0.17% Added +9.5k +9,464
20 Essex LLC 0.27% of their portfolio DEER PARK, IL 20,29520.3k $959.3k $959.3k 0.27% Reduced -1.1k -1,085
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 19,78019.8k $935.0k $935.0k 0.01% Added +11.5k +11,464
22 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 0.66% of their portfolio LONG BEACH, CA 18,59118.6k $879.0k $879.0k 0.66% Reduced -2.7k -2,720
23 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,75917.8k $839.5k $839.5k 0.00% Added +8.0k +8,007
24 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,90313.9k $657.2k $657.2k 0.00% Reduced -1.1k -1,066
25 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 13,44013.4k $635.3k $635.3k 0.02% New
26 Roundview Capital LLC 0.06% of their portfolio PRINCETON, NJ 13,42913.4k $634.8k $634.8k 0.06% Reduced -754 -754
27 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 12,83612.8k $606.8k $606.8k 0.02% Reduced -6.5k -6,504
28 Capital Asset Advisory Services LLC 0.04% of their portfolio Williamston, MI 11,12911.1k $526.5k $526.5k 0.04% Reduced -248 -248
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,73310.7k $506.9k $506.9k 0.00% Reduced -1.0k -1,028
30 Compass Financial Group, INC/SD 0.15% of their portfolio Sioux Falls, SD 10,31910.3k $487.8k $487.8k 0.15% Added +4.0k +4,017
31 Financial Strategies Group, Inc. 0.15% of their portfolio OKEMOS, MI 9,6729.7k $457.2k $457.2k 0.15% Reduced -1.1k -1,085
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,4559.5k $447.0k $447.0k 0.00% Reduced -4.5k -4,452
33 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,4019.4k $444.4k $444.4k 0.02% Added +1 +1
34 Worth Asset Management, LLC 0.31% of their portfolio DALLAS, TX 8,5128.5k $402.4k $402.4k 0.31% Added +1.6k +1,556
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,2808.3k $391.4k $391.4k 0.00% Unchanged
36 Cannon Financial Strategists, Inc. 0.11% of their portfolio ATHENS, GA 8,2398.2k $389.5k $389.5k 0.11% Unchanged
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,0918.1k $382.5k $382.5k 0.00% Added +2.5k +2,488
38 Crescent Sterling, Ltd. 0.36% of their portfolio METAIRIE, LA 8,0178.0k $379.0k $379.0k 0.36% Added +240 +240
39 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 7,9648.0k $376.5k $376.5k 0.04% Reduced -358 -358
40 Lodestone Wealth Management LLC 0.25% of their portfolio SPOKANE, WA 7,6147.6k $359.9k $359.9k 0.25% Unchanged
41 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 7,3227.3k $346.1k $346.1k 0.01% New
42 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 7,1887.2k $339.8k $339.8k 0.02% Added +1.9k +1,909
43 Midwest Heritage Bank, FSB 0.25% of their portfolio WEST DES MOINES, IA 7,0127.0k $331.5k $331.5k 0.25% Reduced -1.6k -1,625
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,1046.1k $288.5k $288.5k 0.00% New
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,9465.9k $281.0k $281.0k 0.00% Reduced -11.9k -11,910
46 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 5,3415.3k $252.5k $252.5k 0.01% Added +470 +470
47 TNF LLC 0.11% of their portfolio BILLINGS, MT 5,1045.1k $241.3k $241.3k 0.11% Unchanged
48 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,8404.8k $228.8k $228.8k 0.00% Reduced -458 -458
49 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,8054.8k $227.1k $227.1k 0.00% New
50 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,5404.5k $220.6k $220.6k 0.00% Added +2.4k +2,402
51 Quaker Wealth Management, LLC 0.09% of their portfolio MOORESTOWN, NJ 4,4304.4k $209.4k $209.4k 0.09% Unchanged
52 Cape Investment Advisory, Inc. 0.09% of their portfolio MCDONOUGH, GA 3,5763.6k $169.1k $169.1k 0.09% Reduced -295 -295
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,9142.9k $138.0k $138.0k 0.00% Added +162 +162
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0232.0k $95.6k $95.6k 0.00% Reduced -3.3k -3,336
55 Clearview Wealth Advisors LLC 0.09% of their portfolio SALEM, OR 1,8691.9k $88.3k $88.3k 0.09% Reduced -55 -55
56 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,3011.3k $61.5k $61.5k 0.00% Added +357 +357
57 TimeScale Financial, Inc. 0.01% of their portfolio DANVERS, MA 1,0871.1k $51.4k $51.4k 0.01% Unchanged
58 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 940940 $44.4k $44.4k 0.00% Unchanged
59 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 838838 $39.6k $39.6k 0.01% New
60 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 741741 $35.0k $35.0k 0.00% Reduced -123 -123
61 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 691691 $32.7k $32.7k 0.01% Reduced -178 -178
62 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 500500 $23.6k $23.6k 0.01% New
63 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 350350 $16.5k $16.5k 0.00% Unchanged
64 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $11.8k $11.8k 0.00% Reduced -750 -750
65 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 250250 $11.8k $11.8k 0.00% Reduced -750 -750
66 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 205205 $9.7k $9.7k 0.00% Unchanged
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 162162 $8.0k $8.0k 0.00% Added +83 +83
68 Northwest Capital Management Inc 0.00% of their portfolio Lake Oswego, OR 8383 $3.9k $3.9k 0.00% New
69 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 8181 $3.8k $3.8k 0.00% Unchanged
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7878 $3.7k $3.7k 0.00% Reduced -165 -165
71 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11 $47 $47 0.00% Unchanged
72 Balefire, LLC 0.00% of their portfolio DALLAS, TX 11 $47 $47 0.00% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
74 RFP Financial Group LLC 0.00% of their portfolio ATLANTA, GA 00 $148 $148 0.00% Reduced -1.9k -1,855