Vault-13

SCHWAB STRATEGIC TR SCHA

US SML CAP ETF · ETP · CUSIP 808524607

1,057 institutional holders +4 vs Q1 2024
214,624,589214.6m shares reported held*
$10.2bnreported value*
55 new 387 added 416 reduced 60 sold out net bought ≈ $29.0m (+585.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.47. Options: 5 managers hold calls ($18.0m notional), 1 hold puts ($1.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 871Q4 22: 945Q1 23: 933Q2 23: 962Q3 23: 948Q4 23: 1,062Q1 24: 1,053Q2 24: 1,0571,057Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022871
Q4 2022945
Q1 2023933
Q2 2023962
Q3 2023948
Q4 20231,062
Q1 20241,053
Q2 20241,057

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 470 bought or addedQ4 22: 366 cut or sold outQ4 22Q1 23: 406 bought or addedQ1 23: 447 cut or sold outQ2 23: 446 bought or addedQ2 23: 426 cut or sold outQ2 23Q3 23: 448 bought or addedQ3 23: 407 cut or sold outQ4 23: 498 bought or addedQ4 23: 408 cut or sold outQ4 23Q1 24: 473 bought or addedQ1 24: 484 cut or sold outQ2 24: 442 bought or addedQ2 24: 476 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022470366
Q1 2023406447
Q2 2023446426
Q3 2023448407
Q4 2023498408
Q1 2024473484
Q2 2024442476

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 23 calls: $136.1mQ3 23 puts: $298.2kQ3 23P/C 0.00Q4 23 calls: $146.7mQ4 23 puts: $1.6mQ4 23P/C 0.01Q1 24 calls: $14.6mQ1 24 puts: $1.2mQ1 24P/C 0.08Q2 24 calls: $18.0mQ2 24 puts: $1.4mQ2 24P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2023$136.1m$298.2k0.00
Q4 2023$146.7m$1.6m0.01
Q1 2024$14.6m$1.2m0.08
Q2 2024$18.0m$1.4m0.08

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +78,451,081+78.5m
BANK OF AMERICA CORP /DE/ Added +768,820+768.8k
Tradewinds Capital Management, LLC Added +574,974+575.0k
BlueSky Wealth Advisors, LLC New +419,469+419.5k
Kestra Advisory Services, LLC Added +402,505+402.5k
Kohmann Bosshard Financial Services, LLC Added +165,196+165.2k
Empower Advisory Group, LLC Added +163,025+163.0k
D. E. Shaw & Co., Inc. Added +145,222+145.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +132,538+132.5k
JONES FINANCIAL COMPANIES LLLP Added +88,997+89.0k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Sold out -76,381,367-76.4m
MORGAN STANLEY Reduced -2,426,512-2.4m
GOLDMAN SACHS GROUP INC Reduced -851,192-851.2k
Capital Management Associates, Inc Sold out -438,423-438.4k
Prime Capital Investment Advisors, LLC Reduced -361,628-361.6k
JANICZEK WEALTH MANAGEMENT, LLC Reduced -327,921-327.9k
CoreCap Advisors, LLC Sold out -300,479-300.5k
Integrated Wealth Concepts LLC Reduced -217,690-217.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -122,726-122.7k
Pacific Sage Partners, LLC Reduced -120,418-120.4k

Biggest calls

JANE STREET GROUP, LLC Added $12.4m159.7k shares
IMC-Chicago, LLC Added $3.6m46.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m31.2k shares
CITADEL ADVISORS LLC Reduced $545.7k11.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.4m30.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.79% of their portfolio SAN FRANCISCO, CA 87,060,71087.1m $4.1bn $4.1bn 0.79% Added +78.5m +78,451,081
2 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 22,098,68722.1m $1.0bn $1.0bn 0.10% Added +768.8k +768,820
3 Empower Advisory Group, LLC 2.10% of their portfolio Greenwood Village, CO 11,949,23211.9m $567.0m $567.0m 2.10% Added +163.0k +163,025
4 SEI INVESTMENTS CO 0.49% of their portfolio OAKS, PA 7,359,4587.4m $349.2m $349.2m 0.49% Reduced -14.2k -14,182
5 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,661,1092.7m $126.3m $126.3m 0.02% Reduced -851.2k -851,192
6 Financial Engines Advisors L.L.C. 0.27% of their portfolio SANTA CLARA, CA 2,587,7132.6m $123.2m $123.2m 0.27% Reduced -22.4k -22,359
7 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 2,365,5132.4m $112.2m $112.2m 0.12% Reduced -54.0k -54,026
8 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,226,2512.2m $105.6m $105.6m 0.04% Added +15.9k +15,859
9 Advisory Alpha, LLC 3.91% of their portfolio HOLLAND, MI 2,091,4322.1m $99.2m $99.2m 3.91% Added +68.8k +68,814
10 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 1,939,3911.9m $92.0m $92.0m 0.25% Added +27.5k +27,534
11 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 1,776,5171.8m $84.3m $84.3m 0.20% Added +470 +470
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,732,3211.7m $82.2m $82.2m 0.03% Added +43.9k +43,923
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,526,9791.5m $72.5m $72.5m 0.07% Added +132.5k +132,538
14 MERCER GLOBAL ADVISORS INC /ADV 0.19% of their portfolio DENVER, CO 1,458,6861.5m $69.2m $69.2m 0.19% Added +2.6k +2,645
15 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,445,2271.4m $68.6m $68.6m 0.13% Added +27.9k +27,879
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 1,403,9171.4m $66.6m $66.6m 0.16% Reduced -122.7k -122,726
17 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 1,377,9101.4m $65.3m $65.3m 0.10% Added +3.6k +3,619
18 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,179,3831.2m $56.0m $56.0m 0.03% Reduced -41.2k -41,191
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,152,9381.2m $54.7m $54.7m 0.00% Reduced -2.4m -2,426,512
20 Marcum Wealth, LLC 5.36% of their portfolio CLEVELAND, OH 1,126,7071.1m $53.5m $53.5m 5.36% Reduced -34.3k -34,303
21 Savant Capital, LLC 0.53% of their portfolio ROCKFORD, IL 1,108,2781.1m $52.6m $52.6m 0.53% Reduced -46.5k -46,542
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 889,216889.2k $42.2m $42.2m 0.00% Added +35.7k +35,708
23 RAINEY & RANDALL WEALTH ADVISORS INC. 9.61% of their portfolio Celebration, FL 855,552855.6k $40.7m $40.7m 9.61% Added +10.2k +10,181
24 Steele Capital Management, Inc. 1.91% of their portfolio DUBUQUE, IA 718,047718.0k $34.2m $34.2m 1.91% Reduced -2.1k -2,113
25 KLINGENSTEIN FIELDS & CO LP 1.37% of their portfolio NEW YORK, NY 695,008695.0k $33.0m $33.0m 1.37% Reduced -14.1k -14,136
26 MONETA GROUP INVESTMENT ADVISORS LLC 0.52% of their portfolio ST LOUIS, MO 690,673690.7k $32.8m $32.8m 0.52% Added +5.5k +5,539
27 Gemmer Asset Management LLC 3.40% of their portfolio WALNUT CREEK, CA 670,550670.5k $31.8m $31.8m 3.40% Added +1.5k +1,506
28 Tradewinds Capital Management, LLC 8.63% of their portfolio BELLINGHAM, WA 616,492616.5k $29.3m $29.3m 8.63% Added +575.0k +574,974
29 RKL Wealth Management LLC 2.74% of their portfolio LANCASTER, PA 598,771598.8k $28.4m $28.4m 2.74% Added +2.6k +2,553
30 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 560,428560.4k $26.6m $26.6m 0.05% Added +4.0k +3,979
31 Legacy Wealth Management, LLC 1.92% of their portfolio MEMPHIS, TN 557,856557.9k $26.5m $26.5m 1.92% Reduced -2.7k -2,730
32 Mokosak Advisory Group, LLC 8.31% of their portfolio URBANDALE, IA 530,032530.0k $25.2m $25.2m 8.31% Added +7.6k +7,644
33 Summit Financial Strategies, Inc. 3.07% of their portfolio Columbus, OH 520,301520.3k $24.7m $24.7m 3.07% Added +24.0k +23,975
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 504,499504.5k $23.9m $23.9m 0.01% Added +8.3k +8,350
35 Beacon Pointe Advisors, LLC 0.27% of their portfolio NEWPORT BEACH, CA 485,171485.2k $23.0m $23.0m 0.27% Reduced -9.0k -9,047
36 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 457,576457.6k $21.5m $21.5m 0.12% Added +402.5k +402,505
37 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 440,501440.5k $20.9m $20.9m 0.01% Added +1.5k +1,480
38 First International Bank & Trust 7.05% of their portfolio WATFORD CITY, ND 431,959432.0k $20.5m $20.5m 7.05% Added +4.0k +4,040
39 Foundations Investment Advisors, LLC 0.49% of their portfolio PHOENIX, AZ 424,691424.7k $20.2m $20.2m 0.49% Added +35.6k +35,591
40 Noble Family Wealth, LLC 5.77% of their portfolio Clearwater, FL 422,157422.2k $20.0m $20.0m 5.77% Added +17.5k +17,466
41 BlueSky Wealth Advisors, LLC 3.35% of their portfolio New Bern, NC 419,469419.5k $19.9m $19.9m 3.35% New
42 Dynamic Advisor Solutions LLC 0.61% of their portfolio PHOENIX, AZ 405,193405.2k $19.2m $19.2m 0.61% Added +15.7k +15,732
43 FIDELIS iM, LLC 9.42% of their portfolio MEDFORD, OR 404,458404.5k $19.2m $19.2m 9.42% Added +7.2k +7,199
44 MARSHALL FINANCIAL GROUP INC /ADV 6.13% of their portfolio DOYLESTOWN, PA 397,983398.0k $18.9m $18.9m 6.13% Added +4.7k +4,700
45 Kohmann Bosshard Financial Services, LLC 2.52% of their portfolio FAIRLAWN, OH 393,777393.8k $18.7m $18.7m 2.52% Added +165.2k +165,196
46 ForthRight Wealth Management, LLC 6.70% of their portfolio ALPHARETTA, GA 392,674392.7k $18.6m $18.6m 6.70% Added +26.7k +26,693
47 Strategic Financial Planning, Inc. 13.00% of their portfolio PLANO, TX 380,031380.0k $18.0m $18.0m 13.00% Added +28.5k +28,523
48 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 379,209379.2k $18.0m $18.0m 0.04% Added +14.4k +14,401
49 Visionary Wealth Advisors 1.12% of their portfolio O'FALLON, IL 361,746361.7k $17.2m $17.2m 1.12% Reduced -33.2k -33,227
50 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 361,124361.1k $17.1m $17.1m 0.06% Reduced -3.3k -3,271
51 SAGE FINANCIAL GROUP INC 1.40% of their portfolio W. CONSHOHOCKEN, PA 340,051340.1k $16.1m $16.1m 1.40% Added +7.9k +7,910
52 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 337,879337.9k $16.0m $16.0m 0.03% Reduced -1.9k -1,886
53 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 329,798329.8k $15.6m $15.6m 0.02% Added +89.0k +88,997
54 RIVERSEDGE ADVISORS, LLC 3.70% of their portfolio Wilmington, DE 320,057320.1k $15.2m $15.2m 3.70% Reduced -6.8k -6,829
55 Bangor Savings Bank 1.52% of their portfolio BANGOR, ME 319,608319.6k $15.2m $15.2m 1.52% Added +5.8k +5,832
56 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 318,583318.6k $15.1m $15.1m 0.06% Added +2.6k +2,647
57 New York Life Investment Management LLC 0.15% of their portfolio New York, NY 316,858316.9k $15.0m $15.0m 0.15% Added +53.8k +53,817
58 TruNorth Capital Management, LLC 4.79% of their portfolio KALAMAZOO, MI 311,178311.2k $14.8m $14.8m 4.79% Added +11.8k +11,817
59 Joule Financial, LLC 5.14% of their portfolio Lexington, KY 305,864305.9k $14.6m $14.6m 5.14% Added +8.3k +8,254
60 Burt Wealth Advisors 3.76% of their portfolio North Bethesda, MD 300,318300.3k $14.3m $14.3m 3.76% Reduced -24.2k -24,225
61 Waterford Advisors, LLC 5.95% of their portfolio ORCHARD PARK, NY 299,281299.3k $14.2m $14.2m 5.95% Added +2.7k +2,657
62 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 295,907295.9k $14.0m $14.0m 0.15% Added +8.3k +8,330
63 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 295,355295.4k $14.0m $14.0m 0.21% Reduced -361.6k -361,628
64 MERIDIAN MANAGEMENT CO 3.83% of their portfolio LITTLE ROCK, AR 293,969294.0k $13.9m $13.9m 3.83% Reduced -25.8k -25,842
65 Charles Schwab Trust Co 1.28% of their portfolio HENDERSON, NV 291,131291.1k $13.8m $13.8m 1.28% Added +9.1k +9,068
66 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.64% of their portfolio EAGLE, ID 287,082287.1k $13.6m $13.6m 4.64% Added +9.0k +9,008
67 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 285,004285.0k $13.5m $13.5m 0.17% Added +3.3k +3,275
68 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 280,620280.6k $13.3m $13.3m 0.02% Added +3.4k +3,383
69 Ascension Capital Advisors, Inc. 6.96% of their portfolio Houston, TX 276,105276.1k $13.1m $13.1m 6.96% Added +10.8k +10,784
70 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 274,616274.6k $13.0m $13.0m 0.02% Added +2.4k +2,424
71 Curi Capital, LLC 0.31% of their portfolio CHICAGO, IL 274,236274.2k $13.0m $13.0m 0.31% Added +3.1k +3,105
72 OLD NATIONAL BANCORP /IN/ 0.30% of their portfolio EVANSVILLE, IN 272,251272.3k $12.9m $12.9m 0.30% Added +13.6k +13,633
73 Berger Financial Group, Inc 1.01% of their portfolio PLYMOUTH, MN 267,798267.8k $12.7m $12.7m 1.01% Added +37.9k +37,909
74 ZynergyRetirementPlanningLLC 9.62% of their portfolio RED BANK, NJ 264,951265.0k $12.6m $12.6m 9.62% First filing
75 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 262,475262.5k $12.5m $12.5m 0.05% Reduced -1.7k -1,676
76 Clearwater Capital Advisors, LLC 1.30% of their portfolio HOFFMAN ESTATES, IL 258,689258.7k $12.3m $12.3m 1.30% Reduced -1.5k -1,457
77 Buckingham Capital Management, Inc. 1.44% of their portfolio DAYTON, OH 254,387254.4k $12.1m $12.1m 1.44% Added +6.0k +6,013
78 HoyleCohen, LLC 0.90% of their portfolio SAN DIEGO, CA 250,461250.5k $11.9m $11.9m 0.90% Added +2.5k +2,540
79 Main Street Financial Solutions, LLC 1.11% of their portfolio NEWTOWN, PA 247,837247.8k $11.8m $11.8m 1.11% Added +14.3k +14,257
80 BUCKINGHAM STRATEGIC WEALTH, LLC 0.12% of their portfolio CLAYTON, MO 242,582242.6k $11.5m $11.5m 0.12% Reduced -6.5k -6,512
81 FIRST NATIONAL CORP /MA/ /ADV 2.70% of their portfolio ROCKLAND, MA 239,190239.2k $11.3m $11.3m 2.70% Reduced -32.2k -32,235
82 HHM Wealth Advisors, LLC 1.64% of their portfolio CHATTANOOGA, TN 229,326229.3k $10.9m $10.9m 1.64% Reduced -5.4k -5,398
83 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 228,449228.4k $10.8m $10.8m 0.01% Reduced -1.2k -1,238
84 NORTH STAR ASSET MANAGEMENT INC 0.51% of their portfolio NEENAH, WI 226,733226.7k $10.8m $10.8m 0.51% Reduced -1.0k -1,028
85 Tiller Private Wealth, Inc. 4.56% of their portfolio BETHLEHEM, PA 218,896218.9k $10.4m $10.4m 4.56% Reduced -30 -30
86 Tradition Wealth Management, LLC 1.00% of their portfolio EDINA, MN 218,067218.1k $10.3m $10.3m 1.00% Reduced -5.4k -5,390
87 Souders Financial Advisors 1.55% of their portfolio CINCINNATI, OH 217,175217.2k $10.3m $10.3m 1.55% Added +8.0k +7,950
88 St. Johns Investment Management Company, LLC 4.89% of their portfolio JACKSONVILLE, FL 216,869216.9k $10.3m $10.3m 4.89% Reduced -2.6k -2,578
89 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 216,785216.8k $10.1m $10.1m 0.07% First filing
90 NORTHWEST INVESTMENT COUNSELORS, LLC 2.57% of their portfolio Lake Oswego, OR 216,475216.5k $10.3m $10.3m 2.57% Added +377 +377
91 Chicago Partners Investment Group LLC 0.43% of their portfolio CHICAGO, IL 215,253215.3k $11.0m $11.0m 0.43% Added +24.0k +24,006
92 Focus Financial Network, Inc. 0.47% of their portfolio MINNEAPOLIS, MN 215,104215.1k $11.0m $11.0m 0.47% Added +1.1k +1,050
93 Christensen, King & Associates Investment Services, Inc. 5.01% of their portfolio RICHLAND, WA 214,185214.2k $10.2m $10.2m 5.01% Added +4.5k +4,545
94 APPLETON PARTNERS INC/MA 0.78% of their portfolio BOSTON, MA 212,228212.2k $10.1m $10.1m 0.78% Reduced -4.6k -4,583
95 VCI Wealth Management LLC 4.97% of their portfolio ST LOUIS, MO 211,853211.9k $10.1m $10.1m 4.97% Added +63.2k +63,168
96 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 211,820211.8k $10.1m $10.1m 0.00% Added +3.2k +3,226
97 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.29% of their portfolio Seattle, WA 203,979204.0k $9.7m $9.7m 0.29% Reduced -657 -657
98 MONEYWISE, INC. 5.03% of their portfolio FOREST, VA 200,201200.2k $9.5m $9.5m 5.03% Reduced -55.4k -55,429
99 Sequoia Financial Advisors, LLC 0.11% of their portfolio Akron, OH 198,718198.7k $9.4m $9.4m 0.11% Reduced -21.3k -21,310
100 Denver PWM, LLC 3.73% of their portfolio DENVER, CO 196,789196.8k $9.3m $9.3m 3.73% Added +16.8k +16,761