Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

861 institutional holders -1 vs Q1 2024
91,830,17891.8m shares reported held*
$7.2bnreported value*
49 new 274 added 350 reduced 52 sold out net sold ≈ $171.3m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.88. Options: 4 managers hold calls ($10.4m notional), 1 hold puts ($233.5k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861861Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 376 bought or addedQ4 22: 289 cut or sold outQ4 22Q1 23: 325 bought or addedQ1 23: 362 cut or sold outQ2 23: 356 bought or addedQ2 23: 353 cut or sold outQ2 23Q3 23: 338 bought or addedQ3 23: 342 cut or sold outQ4 23: 361 bought or addedQ4 23: 354 cut or sold outQ4 23Q1 24: 370 bought or addedQ1 24: 401 cut or sold outQ2 24: 323 bought or addedQ2 24: 402 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022376289
Q1 2023325362
Q2 2023356353
Q3 2023338342
Q4 2023361354
Q1 2024370401
Q2 2024323402

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 23 calls: $14.6mQ3 23 puts: $13.5kQ3 23P/C 0.00Q4 23 calls: $21.3mQ4 23 puts: $233.5kQ4 23P/C 0.01Q1 24 calls: $11.4mQ1 24 puts: $48.9kQ1 24P/C 0.00Q2 24 calls: $10.4mQ2 24 puts: $233.5kQ2 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2023$14.6m$13.5k0.00
Q4 2023$21.3m$233.5k0.01
Q1 2024$11.4m$48.9k0.00
Q2 2024$10.4m$233.5k0.02

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +574,475+574.5k
Kestra Advisory Services, LLC Added +215,410+215.4k
Apollon Wealth Management, LLC Added +212,876+212.9k
Financial Engines Advisors L.L.C. Added +152,448+152.4k
Advisory Alpha, LLC Added +123,777+123.8k
MONETA GROUP INVESTMENT ADVISORS LLC Added +72,079+72.1k
Fragasso Financial Advisors Inc Added +64,081+64.1k
JONES FINANCIAL COMPANIES LLLP Added +60,651+60.7k
Dynamic Advisor Solutions LLC Added +47,474+47.5k
Jacobi Capital Management LLC New +45,632+45.6k

Biggest sellers

Prime Capital Investment Advisors, LLC Reduced -1,071,956-1.1m
MORGAN STANLEY Reduced -725,576-725.6k
HighTower Advisors, LLC Reduced -517,901-517.9k
Campbell Wealth Management Sold out -271,648-271.6k
Tradewinds Capital Management, LLC Reduced -202,060-202.1k
AMERIPRISE FINANCIAL INC Reduced -172,798-172.8k
Asset Advisors Investment Management, LLC Reduced -131,027-131.0k
Creative Planning Reduced -83,666-83.7k
LINCOLN NATIONAL CORP Sold out -72,314-72.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -69,274-69.3k

Biggest calls

SIMPLEX TRADING, LLC Reduced $9.9m132.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $451.4k5.8k shares
CITADEL ADVISORS LLC Reduced $15.6k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $233.5k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.68% of their portfolio SANTA CLARA, CA 21,221,27021.2m $1.7bn $1.7bn 3.68% Added +152.4k +152,448
2 Creative Planning 0.83% of their portfolio OVERLAND PARK, KS 10,044,55010.0m $781.8m $781.8m 0.83% Reduced -83.7k -83,666
3 HighTower Advisors, LLC 0.38% of their portfolio CHICAGO, IL 3,175,9663.2m $247.2m $247.2m 0.38% Reduced -517.9k -517,901
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 2,282,3732.3m $177.7m $177.7m 0.18% Added +574.5k +574,475
5 MONETA GROUP INVESTMENT ADVISORS LLC 2.77% of their portfolio ST LOUIS, MO 2,230,7522.2m $173.6m $173.6m 2.77% Added +72.1k +72,079
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.38% of their portfolio PLYMOUTH, MN 2,070,8182.1m $161.2m $161.2m 0.38% Reduced -69.3k -69,274
7 Cerity Partners LLC 0.42% of their portfolio NEW YORK, NY 1,976,8322.0m $153.9m $153.9m 0.42% Reduced -7.5k -7,534
8 Advisory Alpha, LLC 5.64% of their portfolio HOLLAND, MI 1,837,3121.8m $143.0m $143.0m 5.64% Added +123.8k +123,777
9 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,514,3711.5m $117.9m $117.9m 0.04% Reduced -41.0k -41,047
10 Legacy Wealth Management, LLC 7.58% of their portfolio MEMPHIS, TN 1,344,9811.3m $104.7m $104.7m 7.58% Reduced -2.9k -2,913
11 Fragasso Financial Advisors Inc 6.57% of their portfolio SEWICKLEY, PA 1,024,4711.0m $79.7m $79.7m 6.57% Added +64.1k +64,081
12 JMG Financial Group, Ltd. 2.82% of their portfolio DOWNERS GROVE, IL 969,285969.3k $75.4m $75.4m 2.82% Reduced -6.6k -6,615
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 774,023774.0k $60.2m $60.2m 0.02% Reduced -8.5k -8,530
14 Prime Capital Investment Advisors, LLC 0.88% of their portfolio OVERLAND PARK, KS 765,250765.2k $59.6m $59.6m 0.88% Reduced -1.1m -1,071,956
15 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 743,041743.0k $57.8m $57.8m 0.02% Reduced -172.8k -172,798
16 Mariner, LLC 0.10% of their portfolio Overland Park, KS 695,531695.5k $54.1m $54.1m 0.10% Added +5.4k +5,447
17 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 645,119645.1k $50.2m $50.2m 0.07% Added +10.0k +9,967
18 Summit Financial Strategies, Inc. 6.21% of their portfolio Columbus, OH 642,116642.1k $50.0m $50.0m 6.21% Added +24.7k +24,708
19 Beacon Pointe Advisors, LLC 0.55% of their portfolio NEWPORT BEACH, CA 600,702600.7k $46.8m $46.8m 0.55% Reduced -952 -952
20 RKL Wealth Management LLC 4.43% of their portfolio LANCASTER, PA 590,482590.5k $46.0m $46.0m 4.43% Added +80 +80
21 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 587,364587.4k $45.7m $45.7m 0.09% Added +42.8k +42,819
22 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 515,979516.0k $40.2m $40.2m 0.02% Reduced -2.6k -2,579
23 BLB&B Advisors, LLC 2.14% of their portfolio MONTGOMERYVILLE, PA 501,712501.7k $39.0m $39.0m 2.14% Reduced -35.2k -35,240
24 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 500,344500.3k $38.9m $38.9m 0.11% Reduced -8.6k -8,585
25 Gemmer Asset Management LLC 4.01% of their portfolio WALNUT CREEK, CA 481,378481.4k $37.5m $37.5m 4.01% Added +16.1k +16,130
26 DAVENPORT & Co LLC 0.22% of their portfolio RICHMOND, VA 442,329442.3k $34.4m $34.4m 0.22% Added +23.9k +23,890
27 Advocacy Wealth Management, LLC 2.67% of their portfolio ATLANTA, GA 416,550416.6k $32.4m $32.4m 2.67% Added +13.3k +13,276
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 399,056399.1k $31.1m $31.1m 0.00% Reduced -5.2k -5,198
29 OneDigital Investment Advisors LLC 0.38% of their portfolio OVERLAND PARK, KS 392,748392.7k $30.6m $30.6m 0.38% Reduced -11.2k -11,229
30 Moisand Fitzgerald Tamayo, LLC 4.57% of their portfolio ORLANDO, FL 391,720391.7k $30.5m $30.5m 4.57% Added +14.0k +13,963
31 Summit Asset Management, LLC 6.19% of their portfolio MEMPHIS, TN 384,420384.4k $29.9m $29.9m 6.19% Added +14.6k +14,594
32 Buckingham Capital Management, Inc. 3.38% of their portfolio DAYTON, OH 362,558362.6k $28.2m $28.2m 3.38% Added +2.3k +2,308
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 343,681343.7k $26.7m $26.7m 0.00% Reduced -725.6k -725,576
34 Curi Capital, LLC 0.63% of their portfolio CHICAGO, IL 339,582339.6k $26.4m $26.4m 0.63% Added +5.4k +5,412
35 EXENCIAL WEALTH ADVISORS, LLC 0.97% of their portfolio OKLAHOMA CITY, OK 331,017331.0k $25.8m $25.8m 0.97% Reduced -416 -416
36 Mokosak Advisory Group, LLC 8.39% of their portfolio URBANDALE, IA 326,087326.1k $25.4m $25.4m 8.39% Added +1.7k +1,670
37 Elwood & Goetz Wealth Advisory Group, LLC 7.15% of their portfolio ATHENS, GA 323,794323.8k $25.2m $25.2m 7.15% Added +11.9k +11,881
38 Modera Wealth Management, LLC 0.36% of their portfolio WESTWOOD, NJ 315,546315.5k $24.6m $24.6m 0.36% Reduced -4.0k -3,956
39 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 312,002312.0k $24.3m $24.3m 0.06% Reduced -13.4k -13,436
40 Dynamic Advisor Solutions LLC 0.76% of their portfolio PHOENIX, AZ 311,185311.2k $24.2m $24.2m 0.76% Added +47.5k +47,474
41 MANCHESTER FINANCIAL INC 5.80% of their portfolio Westlake Village, CA 302,522302.5k $23.5m $23.5m 5.80% Added +3.5k +3,499
42 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 288,972289.0k $22.5m $22.5m 0.03% Added +60.7k +60,651
43 SAGE FINANCIAL GROUP INC 1.84% of their portfolio W. CONSHOHOCKEN, PA 273,038273.0k $21.3m $21.3m 1.84% Added +7.8k +7,762
44 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 264,878264.9k $20.3m $20.3m 0.11% Added +215.4k +215,410
45 High Note Wealth, LLC 6.16% of their portfolio DEEPHAVEN, MN 258,928258.9k $20.2m $20.2m 6.16% Added +18.5k +18,481
46 Noble Family Wealth, LLC 5.77% of their portfolio Clearwater, FL 257,361257.4k $20.0m $20.0m 5.77% Reduced -38.9k -38,898
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 256,903256.9k $20.0m $20.0m 0.00% Added +9.9k +9,948
48 IFP Advisors, Inc 0.77% of their portfolio TAMPA, FL 250,364250.4k $19.5m $19.5m 0.77% Added +1.8k +1,818
49 Northeast Financial Group, Inc. 8.12% of their portfolio Allentown, PA 243,563243.6k $19.0m $19.0m 8.12% Added +9.6k +9,566
50 SALEM INVESTMENT COUNSELORS INC 0.61% of their portfolio WINSTON-SALEM, NC 241,127241.1k $18.8m $18.8m 0.61% Reduced -9.7k -9,739
51 Newton One Investments LLC 7.75% of their portfolio NEWARK, DE 230,886230.9k $18.0m $18.0m 7.75% Reduced -192 -192
52 Apollon Wealth Management, LLC 0.54% of their portfolio MOUNT PLEASANT, SC 229,962230.0k $17.9m $17.9m 0.54% Added +212.9k +212,876
53 TRUST POINT INC. 1.37% of their portfolio LA CROSSE, WI 219,484219.5k $17.1m $17.1m 1.37% Added +3.4k +3,371
54 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 217,385217.4k $16.9m $16.9m 0.06% Reduced -14.2k -14,193
55 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 213,991214.0k $16.7m $16.7m 0.03% Reduced -2.9k -2,859
56 Simplicity Wealth,LLC 0.38% of their portfolio SUMMIT, NJ 213,519213.5k $16.6m $16.6m 0.38% Added +8.2k +8,202
57 MARSHALL FINANCIAL GROUP INC /ADV 5.34% of their portfolio DOYLESTOWN, PA 211,278211.3k $16.4m $16.4m 5.34% Added +3.2k +3,163
58 Bangor Savings Bank 1.64% of their portfolio BANGOR, ME 210,825210.8k $16.4m $16.4m 1.64% Reduced -1.6k -1,643
59 Bleakley Financial Group, LLC 0.47% of their portfolio PARSIPPANY, NJ 209,651209.7k $16.3m $16.3m 0.47% Added +8.7k +8,693
60 Koshinski Asset Management, Inc. 1.45% of their portfolio DECATUR, IL 202,762202.8k $15.6m $15.6m 1.45% Reduced -330 -330
61 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.78% of their portfolio WILKES BARRE, PA 200,237200.2k $15.6m $15.6m 0.78% Added +11.1k +11,090
62 ProVise Management Group, LLC 1.32% of their portfolio CLEARWATER, FL 199,150199.2k $15.5m $15.5m 1.32% Reduced -36.2k -36,190
63 Denver PWM, LLC 6.18% of their portfolio DENVER, CO 198,907198.9k $15.5m $15.5m 6.18% Reduced -11.5k -11,498
64 Chicago Partners Investment Group LLC 0.60% of their portfolio CHICAGO, IL 193,775193.8k $15.6m $15.6m 0.60% Added +13.9k +13,915
65 Asset Management Group, Inc. 2.76% of their portfolio STAMFORD, CT 190,137190.1k $14.8m $14.8m 2.76% Reduced -2.2k -2,240
66 Lutz Financial Services LLC 1.29% of their portfolio OMAHA, NE 189,836189.8k $14.8m $14.8m 1.29% Reduced -12.3k -12,308
67 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 187,206187.2k $14.6m $14.6m 0.03% Reduced -44.2k -44,179
68 Curbstone Financial Management Corp 3.11% of their portfolio MANCHESTER, NH 184,007184.0k $14.3m $14.3m 3.11% Added +330 +330
69 FAS Wealth Partners, Inc. 1.23% of their portfolio LEAWOOD, KS 182,992183.0k $14.2m $14.2m 1.23% Added +2.9k +2,870
70 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 178,279178.3k $13.9m $13.9m 0.15% Added +10.2k +10,242
71 HHM Wealth Advisors, LLC 2.09% of their portfolio CHATTANOOGA, TN 178,121178.1k $13.9m $13.9m 2.09% Reduced -23.6k -23,614
72 HBK Sorce Advisory LLC 0.48% of their portfolio ERIE, PA 176,779176.8k $13.8m $13.8m 0.48% Reduced -40.6k -40,631
73 Savant Capital, LLC 0.14% of their portfolio ROCKFORD, IL 176,623176.6k $13.7m $13.7m 0.14% Reduced -5.0k -5,029
74 Essex LLC 3.06% of their portfolio DEER PARK, IL 175,692175.7k $13.7m $13.7m 3.06% Added +5.7k +5,703
75 Focus Financial Network, Inc. 0.60% of their portfolio MINNEAPOLIS, MN 173,437173.4k $14.1m $14.1m 0.60% Reduced -212 -212
76 Richardson Capital Management LLC 10.03% of their portfolio MENOMONEE FALLS, WI 167,428167.4k $13.0m $13.0m 10.03% Added +768 +768
77 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 166,248166.2k $12.9m $12.9m 0.00% Reduced -12.2k -12,159
78 Triangle Securities Wealth Management 3.64% of their portfolio RALEIGH, NC 165,733165.7k $12.9m $12.9m 3.64% Added +2.6k +2,642
79 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 165,129165.1k $12.9m $12.9m 0.01% Reduced -11.9k -11,890
80 Harbor Group, Inc. 3.29% of their portfolio BEDFORD, NH 164,870164.9k $12.8m $12.8m 3.29% Reduced -1.9k -1,897
81 PITTENGER & ANDERSON INC 0.53% of their portfolio LINCOLN, NE 164,394164.4k $12.8m $12.8m 0.53% Reduced -1.8k -1,753
82 Waverly Advisors, LLC 0.24% of their portfolio BIRMINGHAM, AL 159,411159.4k $12.4m $12.4m 0.24% Added +17.2k +17,202
83 Larson Financial Group LLC 0.84% of their portfolio ST LOUIS, MO 158,563158.6k $12.3m $12.3m 0.84% Reduced -5.8k -5,809
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 156,843156.8k $12.2m $12.2m 0.00% Reduced -18.3k -18,315
85 Omega Financial Group, LLC 4.93% of their portfolio Santa Barbara, CA 156,409156.4k $12.2m $12.2m 4.93% Reduced -5.6k -5,568
86 FIRST NATIONAL CORP /MA/ /ADV 2.83% of their portfolio ROCKLAND, MA 152,666152.7k $11.9m $11.9m 2.83% Reduced -16.4k -16,372
87 VALLEY NATIONAL ADVISERS INC 1.76% of their portfolio BETHLEHEM, PA 152,335152.3k $11.9m $11.9m 1.76% Added +2.9k +2,903
88 Fifth Third Securities, Inc. 1.08% of their portfolio Cincinnati, OH 149,855149.9k $11.7m $11.7m 1.08% Added +4.0k +4,004
89 Seneca Financial Advisors LLC 6.04% of their portfolio ROCHESTER, NY 149,715149.7k $11.7m $11.7m 6.04% Reduced -434 -434
90 Vantage Financial Partners, LLC 3.00% of their portfolio ELM GROVE, WI 148,690148.7k $11.6m $11.6m 3.00% Added +2.1k +2,119
91 LEAVELL INVESTMENT MANAGEMENT, INC. 0.63% of their portfolio MOBILE, AL 146,867146.9k $11.5m $11.5m 0.63% Reduced -6.4k -6,386
92 Milestone Investment Advisors LLC 2.96% of their portfolio MIDDLETON, WI 143,076143.1k $11.1m $11.1m 2.96% Reduced -6.1k -6,102
93 Pacific Sage Partners, LLC 2.75% of their portfolio EDMONDS, WA 142,489142.5k $11.1m $11.1m 2.75% Added +11.2k +11,211
94 Spinnaker Investment Group, LLC 2.96% of their portfolio Newport Beach, CA 137,851137.9k $10.7m $10.7m 2.96% Added +1.6k +1,568
95 Trinity Legacy Partners, LLC 3.04% of their portfolio HOUSTON, TX 137,553137.6k $10.7m $10.7m 3.04% Added +2.8k +2,793
96 Courage Miller Partners, LLC 3.84% of their portfolio NORFOLK, VA 137,254137.3k $10.7m $10.7m 3.84% Reduced -268 -268
97 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 136,996137.0k $10.7m $10.7m 0.04% Reduced -2.3k -2,292
98 St. Johns Investment Management Company, LLC 5.01% of their portfolio JACKSONVILLE, FL 135,636135.6k $10.6m $10.6m 5.01% Reduced -2.4k -2,437
99 MONEYWISE, INC. 5.54% of their portfolio FOREST, VA 134,394134.4k $10.5m $10.5m 5.54% Reduced -27.2k -27,183
100 Towercrest Capital Management 1.69% of their portfolio NEWTOWN, PA 131,991132.0k $10.3m $10.3m 1.69% Reduced -4.7k -4,652