Vault-13

SSGA ACTIVE TR XLSR

SPDR SSGA US SCT · ETP · CUSIP 78470P408

83 institutional holders +13 vs Q3 2023
8,875,4478.9m shares reported held*
$406.6mreported value*
5 new 32 added 27 reduced 3 sold out net bought ≈ $85.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.82.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 63Q4 22: 60Q1 23: 63Q2 23: 69Q3 23: 70Q4 23: 8383Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202263
Q4 202260
Q1 202363
Q2 202369
Q3 202370
Q4 202383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 30 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224025
Q1 20234319
Q2 20235020
Q3 20233927
Q4 20233730

Biggest buyers

LPL Financial LLC Added +1,072,431+1.1m
Envestnet Portfolio Solutions, Inc. Added +220,765+220.8k
Hibernia Wealth Partners, LLC New +214,986+215.0k
TAP Consulting, LLC Added +94,782+94.8k
AE Wealth Management LLC Added +88,214+88.2k
MORGAN STANLEY Added +73,770+73.8k
ENVESTNET ASSET MANAGEMENT INC Added +46,436+46.4k
Private Advisor Group, LLC Added +43,693+43.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +40,859+40.9k
NewEdge Advisors, LLC Added +30,500+30.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -63,691-63.7k
Capital CS Group, LLC Sold out -33,366-33.4k
Aspire Private Capital, LLC Reduced -26,319-26.3k
Cambridge Investment Research Advisors, Inc. Reduced -8,033-8.0k
Cetera Advisors LLC Reduced -7,626-7.6k
Kestra Advisory Services, LLC Reduced -6,145-6.1k
Rehmann Capital Advisory Group Sold out -5,607-5.6k
HARBOUR INVESTMENTS, INC. Reduced -4,797-4.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -4,234-4.2k
Argent Trust Co Reduced -3,128-3.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,259,6423.3m $149.2m $149.2m 0.09% Added +1.1m +1,072,431
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,040,0741.0m $47.6m $47.6m 0.02% Added +46.4k +46,436
3 Envestnet Portfolio Solutions, Inc. 0.15% of their portfolio BERWYN, PA 795,142795.1k $36.4m $36.4m 0.15% Added +220.8k +220,765
4 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 418,888418.9k $19.6m $19.6m 0.10% Added +88.2k +88,214
5 PARK AVENUE SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 364,281364.3k $16.7m $16.7m 0.23% Added +11.2k +11,222
6 Aspire Private Capital, LLC 3.78% of their portfolio Cornelius, NC 278,403278.4k $12.7m $12.7m 3.78% Reduced -26.3k -26,319
7 GeoWealth Management, LLC 0.96% of their portfolio CHICAGO, IL 253,764253.8k $11.6m $11.6m 0.96% Added +22.9k +22,910
8 Hibernia Wealth Partners, LLC 7.43% of their portfolio BATON ROUGE, LA 214,986215.0k $9.8m $9.8m 7.43% New
9 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 183,734183.7k $8.4m $8.4m 0.08% Added +30.5k +30,500
10 HARBOUR INVESTMENTS, INC. 0.24% of their portfolio MADISON, WI 126,335126.3k $5.8m $5.8m 0.24% Reduced -4.8k -4,797
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 116,786116.8k $5.3m $5.3m 0.00% Added +73.8k +73,770
12 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 114,148114.1k $5.2m $5.2m 0.04% Added +43.7k +43,693
13 International Private Wealth Advisors LLC 5.02% of their portfolio SAN DIEGO, CA 110,904110.9k $5.1m $5.1m 5.02% First filing
14 AXXCESS WEALTH MANAGEMENT, LLC 0.14% of their portfolio CARLSBAD, CA 102,205102.2k $4.7m $4.7m 0.14% Reduced -1.5k -1,462
15 TAP Consulting, LLC 1.09% of their portfolio KIRKWOOD, MO 100,002100.0k $4.6m $4.6m 1.09% Added +94.8k +94,782
16 Foundations Investment Advisors, LLC 0.12% of their portfolio PHOENIX, AZ 97,54497.5k $4.6m $4.6m 0.12% Reduced -509 -509
17 Mosley Wealth Management 4.06% of their portfolio ANAHEIM, CA 89,95790.0k $4.1m $4.1m 4.06% First filing
18 Raleigh Capital Management Inc. 1.90% of their portfolio CARY, NC 89,61189.6k $4.1m $4.1m 1.90% Added +3.5k +3,464
19 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 77,39177.4k $3.5m $3.5m 0.01% Added +9.8k +9,810
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 67,19567.2k $3.1m $3.1m 0.01% Reduced -4.2k -4,234
21 CreativeOne Wealth, LLC 0.18% of their portfolio OVERLAND PARK, KS 61,67961.7k $2.8m $2.8m 0.18% Reduced -1.2k -1,215
22 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 60,21560.2k $2.8m $2.8m 0.04% Reduced -7.6k -7,626
23 Lokken Investment Group LLC 1.35% of their portfolio LEWES, DE 52,20052.2k $2.4m $2.4m 1.35% Added +1.8k +1,755
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 48,25548.3k $2.2m $2.2m 0.00% Reduced -63.7k -63,691
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 45,46645.5k $2.1m $2.1m 0.02% Reduced -450 -450
26 Outlook Wealth Advisors, LLC 0.66% of their portfolio SHENANDOAH, TX 41,55341.6k $1.9m $1.9m 0.66% Reduced -1.4k -1,381
27 Austin Private Wealth, LLC 0.24% of their portfolio Austin, TX 41,44841.4k $1.9m $1.9m 0.24% Added +104 +104
28 Global Financial Private Client, LLC 0.88% of their portfolio Sarasota, FL 41,11641.1k $1.9m $1.9m 0.88% Added +13.7k +13,743
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,85940.9k $1.9m $1.9m 0.00% New
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 35,83635.8k $1.6m $1.6m 0.01% Reduced -8.0k -8,033
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 35,50135.5k $1.6m $1.6m 0.01% Reduced -6.1k -6,145
32 Kelly Financial Services LLC 0.62% of their portfolio BRAINTREE, MA 33,56333.6k $1.5m $1.5m 0.62% Reduced -2.5k -2,500
33 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 31,27631.3k $1.4m $1.4m 0.02% Added +1.1k +1,135
34 Apella Capital, LLC 0.07% of their portfolio WEST HARTFORD, CT 28,96529.0k $1.3m $1.3m 0.07% Reduced -109 -109
35 Worth Financial Advisory Group, LLC 1.04% of their portfolio CHARLOTTE, NC 28,48628.5k $1.3m $1.3m 1.04% Added +2.0k +1,987
36 Balboa Wealth Partners 0.37% of their portfolio SCOTTSDALE, AZ 24,11124.1k $1.1m $1.1m 0.37% Reduced -523 -523
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,55318.6k $849.0k $849.0k 0.00% Added +15.3k +15,261
38 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 18,19918.2k $832.7k $832.7k 0.04% Reduced -3.1k -3,128
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,95917.0k $776.0k $776.0k 0.00% Added +1.0k +1,045
40 Richard W. Paul & Associates, LLC 0.32% of their portfolio NOVI, MI 16,79816.8k $768.6k $768.6k 0.32% Reduced -1.3k -1,284
41 Compound Planning, Inc. 0.10% of their portfolio NEW YORK, NY 15,72015.7k $719.3k $719.3k 0.10% Added +3.9k +3,862
42 LOCKERMAN FINANCIAL GROUP, INC. 1.54% of their portfolio NEWPORT BEACH, CA 14,52414.5k $664.6k $664.6k 1.54% Added +3.1k +3,060
43 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 14,19914.2k $649.7k $649.7k 0.08% Added +866 +866
44 FWG Investments, LLC. 0.75% of their portfolio LEXINGTON, KY 13,27613.3k $607.5k $607.5k 0.75% First filing
45 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 12,45112.5k $569.7k $569.7k 0.08% Added +451 +451
46 SILVERLAKE WEALTH MANAGEMENT LLC 0.31% of their portfolio WILLISTON, VT 12,16012.2k $556.4k $556.4k 0.31% Reduced -75 -75
47 Spectrum Planning & Advisory Services Inc. 0.72% of their portfolio SAN DIEGO, CA 11,07911.1k $506.9k $506.9k 0.72% Added +2.9k +2,884
48 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,35010.3k $473.6k $473.6k 0.00% Added +2.5k +2,471
49 Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio Westborough, MA 10,32810.3k $472.6k $472.6k 0.09% Reduced -2.4k -2,359
50 Freedom Investment Management, Inc. 0.04% of their portfolio SOUTH WINDSOR, CT 10,06610.1k $460.6k $460.6k 0.04% Reduced -1.2k -1,176
51 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.41% of their portfolio Pittsburgh, PA 9,8029.8k $448.5k $448.5k 0.41% Added +2.3k +2,337
52 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 8,5158.5k $389.6k $389.6k 0.02% Added +2.6k +2,650
53 Triumph Capital Management 0.16% of their portfolio DENVER, CO 8,0798.1k $369.7k $369.7k 0.16% Added +3.2k +3,185
54 FSA Advisors, Inc. 0.42% of their portfolio TROY, MI 7,3957.4k $338.4k $338.4k 0.42% First filing
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,3817.4k $337.7k $337.7k 0.00% Unchanged
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,5406.5k $299.3k $299.3k 0.00% Reduced -118 -118
57 Maia Wealth LLC 0.12% of their portfolio DENVER, CO 6,4816.5k $296.6k $296.6k 0.12% First filing
58 USAdvisors Wealth Management, LLC 0.12% of their portfolio EDEN PRAIRIE, MN 6,2076.2k $284.0k $284.0k 0.12% Unchanged
59 Fort Point Capital Partners LLC 0.04% of their portfolio San Francisco, CA 6,1256.1k $280.3k $280.3k 0.04% Unchanged
60 Castleview Partners, LLC 0.19% of their portfolio DALLAS, TX 5,8855.9k $269.3k $269.3k 0.19% Reduced -851 -851
61 MARIPAU WEALTH MANAGEMENT LLC 0.23% of their portfolio FORT WAYNE, IN 5,6965.7k $260.6k $260.6k 0.23% Reduced -1.1k -1,059
62 Signal Advisors Wealth, LLC 0.09% of their portfolio DETROIT, MI 5,6965.7k $260.6k $260.6k 0.09% First filing
63 Balefire, LLC 0.09% of their portfolio DALLAS, TX 5,1585.2k $236.0k $236.0k 0.09% Added +2.0k +2,039
64 Capital Asset Advisory Services LLC 0.01% of their portfolio Williamston, MI 5,0795.1k $232.4k $232.4k 0.01% Reduced -236 -236
65 VERUS CAPITAL PARTNERS, LLC 0.03% of their portfolio SCOTTSDALE, AZ 5,0495.0k $231.0k $231.0k 0.03% New
66 Lunt Capital Management, Inc. 0.12% of their portfolio HOLLADAY, UT 4,8794.9k $223.3k $223.3k 0.12% New
67 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 4,7084.7k $215.4k $215.4k 0.02% New
68 Caitlin John, LLC 0.15% of their portfolio BRIGHTON, MI 4,0814.1k $186.7k $186.7k 0.15% First filing
69 TD Capital Management LLC 0.02% of their portfolio MEMPHIS, TN 3,0513.1k $139.6k $139.6k 0.02% Unchanged
70 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9172.9k $133.5k $133.5k 0.00% Added +1 +1
71 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,6292.6k $120.3k $120.3k 0.01% Reduced -532 -532
72 Frazier Financial Advisors, LLC 0.07% of their portfolio COLUMBUS, OH 1,8011.8k $82.4k $82.4k 0.07% First filing
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2601.3k $57.7k $57.7k 0.00% Added +307 +307
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2441.2k $56.9k $56.9k 0.00% Unchanged
75 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 1,1841.2k $54.4k $54.4k 0.01% First filing
76 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 561561 $25.5k $25.5k 0.00% Reduced -4 -4
77 REAP Financial Group, LLC 0.01% of their portfolio AUSTIN, TX 485485 $22.2k $22.2k 0.01% First filing
78 Able Wealth Management LLC 0.02% of their portfolio Toms River, NJ 429429 $19.6k $19.6k 0.02% First filing
79 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 378378 $17.0k $17.0k 0.01% Unchanged
80 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 322322 $14.7k $14.7k 0.01% First filing
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 139139 $6.3k $6.3k 0.00% Added +138 +138
82 Covestor Ltd 0.00% of their portfolio LONDON, X0 108108 $5.0k $5.0k 0.00% Reduced -59 -59
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged