Vault-13

SSGA ACTIVE TR EMTL

SPDR DBLELN EMRG · ETP · CUSIP 78470P309

33 institutional holders +3 vs Q2 2023
1,371,0281.4m shares reported held*
$55.0mreported value*
7 new 10 added 10 reduced 5 sold out net bought ≈ $3.8m (+95.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.12. Options: 0 managers hold calls (— notional), 1 hold puts ($300.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 34Q4 22: 33Q1 23: 35Q2 23: 30Q3 23: 3333Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202234
Q4 202233
Q1 202335
Q2 202330
Q3 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 15 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221219
Q1 2023246
Q2 20231712
Q3 20231715

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $300.9kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$300.9k—

Biggest buyers

Virtu Financial LLC New +170,579+170.6k
Private Advisor Group, LLC Added +50,330+50.3k
JANE STREET GROUP, LLC Added +46,252+46.3k
Watchman Group, Inc. New +44,906+44.9k
FLOW TRADERS U.S. LLC New +44,254+44.3k
CITADEL ADVISORS LLC New +13,544+13.5k
PRIVATE TRUST CO NA Added +11,988+12.0k
Valmark Advisers, Inc. New +10,018+10.0k
Kingsview Wealth Management, LLC New +5,469+5.5k
Bank of New York Mellon Corp Added +2,959+3.0k

Biggest sellers

JOURNEY STRATEGIC WEALTH LLC Reduced -100,320-100.3k
Orion Porfolio Solutions, LLC Reduced -82,988-83.0k
Orion Portfolio Solutions, LLC Reduced -82,988-83.0k
Wealthcare Advisory Partners LLC Sold out -21,282-21.3k
CreativeOne Wealth, LLC Reduced -18,727-18.7k
IFP Advisors, Inc Reduced -2,373-2.4k
Capital Analysts, LLC Sold out -1,124-1.1k
WELLS FARGO & COMPANY/MN Reduced -183-183
UBS Group AG Reduced -145-145
Main Street Financial Solutions, LLC Reduced -76-76

Biggest calls

None

Biggest puts

Patriot Financial Group Insurance Agency, LLC New $300.9k7.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · institution new · filed 2025-07-28 5.4% new 115.3k≈ $4.9m 2025-07-28

Fell to 5% or below in the last year: Bank of New York Mellon Corp (0.0%, 2026-08-07)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 183,359183.4k $7.4m $7.4m 0.00% Added +3.0k +2,959
2 Virtu Financial LLC 0.68% of their portfolio New York, NY 170,579170.6k $6.8m $6.8m 0.68% New
3 Pinnacle Wealth Planning Services, Inc. 1.11% of their portfolio MANSFIELD, OH 167,287167.3k $6.7m $6.7m 1.11% Added +2.4k +2,352
4 Treasure Coast Financial Planning 3.68% of their portfolio VERO BEACH, FL 132,240132.2k $5.3m $5.3m 3.68% Added +516 +516
5 JOURNEY STRATEGIC WEALTH LLC 0.20% of their portfolio SUMMIT, NJ 106,657106.7k $4.3m $4.3m 0.20% Reduced -100.3k -100,320
6 Main Street Financial Solutions, LLC 0.44% of their portfolio NEWTOWN, PA 78,32678.3k $3.1m $3.1m 0.44% Reduced -76 -76
7 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 77,66677.7k $3.1m $3.1m 0.03% Added +50.3k +50,330
8 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 70,29870.3k $2.8m $2.8m 0.03% Reduced -83.0k -82,988
9 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 70,29870.3k $2.8m $2.8m 0.03% Reduced -83.0k -82,988
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,33855.3k $2.2m $2.2m 0.00% Added +46.3k +46,252
11 Watchman Group, Inc. 0.77% of their portfolio PLANO, TX 44,90644.9k $1.8m $1.8m 0.77% New
12 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 44,25444.3k $1.8m $1.8m 0.08% New
13 Executive Wealth Management, LLC 0.13% of their portfolio BRIGHTON, MI 31,65131.7k $1.3m $1.3m 0.13% Added +1.9k +1,944
14 1620 INVESTMENT ADVISORS, INC. 1.10% of their portfolio PLYMOUTH, MA 24,20924.2k $971.2k $971.2k 1.10% Added +199 +199
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,74719.7k $792.2k $792.2k 0.00% Reduced -12 -12
16 PRIVATE TRUST CO NA 0.09% of their portfolio CLEVELAND, OH 17,09617.1k $685.8k $685.8k 0.09% Added +12.0k +11,988
17 SENTINEL PENSION ADVISORS, LLC 0.14% of their portfolio WAKEFIELD, MA 14,09714.1k $565.5k $565.5k 0.14% Added +163 +163
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,54413.5k $543.3k $543.3k 0.00% New
19 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 10,01810.0k $401.9k $401.9k 0.01% New
20 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 9,0749.1k $364.0k $364.0k 0.03% Reduced -18.7k -18,727
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,2687.3k $291.6k $291.6k 0.00% Added +355 +355
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,1957.2k $288.6k $288.6k 0.00% Reduced -145 -145
23 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 5,4695.5k $219.4k $219.4k 0.01% New
24 Vertex Planning Partners, LLC 0.07% of their portfolio DOWNERS GROVE, IL 5,3605.4k $215.0k $215.0k 0.07% Reduced -3 -3
25 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,5332.5k $101.6k $101.6k 0.00% Reduced -2.4k -2,373
26 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,3141.3k $52.0k $52.0k 0.01% First filing
27 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 875875 $35.1k $35.1k 0.00% Unchanged
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 262262 $10.5k $10.5k 0.00% Unchanged
29 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 100100 $4.0k $4.0k 0.00% Unchanged
30 Patriot Financial Group Insurance Agency, LLC 0.00% of their portfolio Westborough, MA 55 $201 $201 0.00% New
31 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 22 $1.0k $1.0k 0.00% Unchanged
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $38 $38 0.00% Reduced -183 -183
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged