Vault-13

SPDR SER TR SMLV

SSGA US SMAL ETF · ETP · CUSIP 78468R887

80 institutional holders -1 vs Q2 2024
752,809752.8k shares reported held*
$93.7mreported value*
8 new 29 added 27 reduced 8 sold out net sold ≈ $3.3m (-26.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $124.41.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 71Q4 22: 75Q1 23: 75Q2 23: 76Q3 23: 71Q4 23: 76Q1 24: 76Q2 24: 81Q3 24: 8080Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202271
Q4 202275
Q1 202375
Q2 202376
Q3 202371
Q4 202376
Q1 202476
Q2 202481
Q3 202480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 39 bought or addedQ4 22: 30 cut or sold outQ1 23: 38 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 36 cut or sold outQ3 23: 28 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 30 bought or addedQ4 23: 36 cut or sold outQ1 24: 38 bought or addedQ1 24: 32 cut or sold outQ1 24Q2 24: 34 bought or addedQ2 24: 36 cut or sold outQ3 24: 37 bought or addedQ3 24: 35 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223930
Q1 20233831
Q2 20233336
Q3 20232835
Q4 20233036
Q1 20243832
Q2 20243436
Q3 20243735

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +38,097+38.1k
Mariner, LLC New +30,401+30.4k
Savant Capital, LLC New +9,902+9.9k
TWO SIGMA INVESTMENTS, LP New +8,800+8.8k
UBS Group AG Added +4,401+4.4k
ROYAL BANK OF CANADA Added +4,129+4.1k
LPL Financial LLC Added +2,843+2.8k
COLUMBIA ADVISORY PARTNERS LLC New +2,162+2.2k
Western Wealth Management, LLC New +1,865+1.9k
CAPSTONE INVESTMENT ADVISORS, LLC New +1,697+1.7k

Biggest sellers

CW Advisors, LLC Reduced -56,306-56.3k
Kestra Advisory Services, LLC Reduced -34,906-34.9k
NovaPoint Capital, LLC Sold out -12,428-12.4k
CITADEL ADVISORS LLC Sold out -9,705-9.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -9,003-9.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,797-2.8k
SageView Advisory Group, LLC Sold out -2,267-2.3k
Sanctuary Advisors, LLC Sold out -2,190-2.2k
STIFEL FINANCIAL CORP Sold out -1,832-1.8k
COWA, LLC Reduced -874-874

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CW Advisors, LLC 0.18% of their portfolio BOSTON, MA 109,372109.4k $13.6m $13.6m 0.18% Reduced -56.3k -56,306
2 McNaughton Wealth Management, LLC 5.38% of their portfolio SAN DIEGO, CA 88,93888.9k $11.0m $11.0m 5.38% Added +773 +773
3 DORVAL Corp 3.56% of their portfolio MAPLE GROVE, MN 68,80568.8k $8.7m $8.7m 3.56% Reduced -515 -515
4 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 46,83946.8k $5.8m $5.8m 0.02% Added +38.1k +38,097
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,29746.3k $5.8m $5.8m 0.00% Added +2.8k +2,843
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 32,32032.3k $4.0m $4.0m 0.01% Reduced -2.8k -2,797
7 Mariner, LLC 0.01% of their portfolio Overland Park, KS 30,40130.4k $3.8m $3.8m 0.01% New
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,78318.8k $2.3m $2.3m 0.00% Reduced -756 -756
9 IAG Wealth Partners, LLC 0.40% of their portfolio WAUKESHA, WI 17,43917.4k $2.2m $2.2m 0.40% Reduced -71 -71
10 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 15,76615.8k $2.0m $2.0m 0.02% Reduced -670 -670
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,82313.8k $1.7m $1.7m 0.00% Reduced -775 -775
12 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,61413.6k $1.7m $1.7m 0.01% Reduced -357 -357
13 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 13,26313.3k $1.6m $1.6m 0.01% Reduced -34.9k -34,906
14 Johnson & White Wealth Management, LLC 1.40% of their portfolio YORK, PA 13,10213.1k $1.6m $1.6m 1.40% Reduced -250 -250
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,79512.8k $1.6m $1.6m 0.00% Added +266 +266
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,10812.1k $1.5m $1.5m 0.00% Added +4.1k +4,129
17 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,17710.2k $1.3m $1.3m 0.00% Reduced -378 -378
18 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 9,9029.9k $1.2m $1.2m 0.01% New
19 Insight Advisors, LLC/ PA 0.21% of their portfolio Newtown, PA 9,8119.8k $1.2m $1.2m 0.21% Added +173 +173
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,4799.5k $1.2m $1.2m 0.00% Added +489 +489
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,9769.0k $1.1m $1.1m 0.00% Added +4.4k +4,401
22 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,8008.8k $1.1m $1.1m 0.00% New
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,7027.7k $956.8k $956.8k 0.00% Unchanged
24 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 7,6937.7k $956.0k $956.0k 0.04% Added +111 +111
25 COWA, LLC 0.44% of their portfolio Tulsa, OK 7,4957.5k $931.0k $931.0k 0.44% Reduced -874 -874
26 HF Advisory Group, LLC 0.43% of their portfolio Annapolis, MD 7,4427.4k $924.5k $924.5k 0.43% Reduced -144 -144
27 Pacific Sun Financial Corp 0.46% of their portfolio LOS ANGELES, CA 6,7036.7k $832.7k $832.7k 0.46% Reduced -45 -45
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,4846.5k $805.5k $805.5k 0.00% Reduced -232 -232
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 6,3056.3k $783.2k $783.2k 0.01% Reduced -213 -213
30 Navis Wealth Advisors, LLC 0.80% of their portfolio RYE BROOK, NY 5,9205.9k $735.4k $735.4k 0.80% Added +42 +42
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,7535.8k $715.3k $715.3k 0.00% Added +1.1k +1,127
32 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 5,0965.1k $633.1k $633.1k 0.01% Added +13 +13
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,8144.8k $598.0k $598.0k 0.00% Added +1 +1
34 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,6284.6k $574.9k $574.9k 0.01% Reduced -335 -335
35 ROFFMAN MILLER ASSOCIATES INC /PA/ 0.03% of their portfolio PHILADELPHIA, PA 4,3154.3k $536.0k $536.0k 0.03% Added +23 +23
36 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 3,9203.9k $486.9k $486.9k 0.05% Added +170 +170
37 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 3,8993.9k $484.5k $484.5k 0.01% Added +226 +226
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,7633.8k $467.0k $467.0k 0.00% Added +26 +26
39 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 3,2993.3k $409.8k $409.8k 0.03% Unchanged
40 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,2683.3k $406.0k $406.0k 0.01% Added +24 +24
41 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 2,9242.9k $363.2k $363.2k 0.03% Reduced -156 -156
42 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 2,9112.9k $361.6k $361.6k 0.03% Added +18 +18
43 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 2,8282.8k $351.3k $351.3k 0.02% Added +361 +361
44 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 2,8022.8k $348.1k $348.1k 0.01% Reduced -365 -365
45 DOHJ, LLC 0.07% of their portfolio SEATTLE, WA 2,5522.6k $309.5k $309.5k 0.07% Reduced -224 -224
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,1892.2k $271.9k $271.9k 0.00% Reduced -706 -706
47 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 2,1852.2k $297.7k $297.7k 0.04% Added +53 +53
48 COLUMBIA ADVISORY PARTNERS LLC 0.25% of their portfolio SPOKANE, WA 2,1622.2k $268.6k $268.6k 0.25% New
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,1222.1k $263.6k $263.6k 0.00% Reduced -9.0k -9,003
50 High Net Worth Advisory Group LLC 0.07% of their portfolio NAPLES, FL 2,0142.0k $250.2k $250.2k 0.07% Unchanged
51 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 1,9522.0k $242.5k $242.5k 0.01% Reduced -58 -58
52 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 1,8651.9k $231.7k $231.7k 0.01% New
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 1,8641.9k $231.5k $231.5k 0.00% Reduced -160 -160
54 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 1,6971.7k $210.8k $210.8k 0.00% New
55 Grey Fox Wealth Advisors, LLC 0.06% of their portfolio ROCKLAND, DE 1,6191.6k $201.1k $201.1k 0.06% New
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4021.4k $174.2k $174.2k 0.00% Added +1.3k +1,316
57 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4001.4k $173.9k $173.9k 0.00% New
58 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 1,3341.3k $165.7k $165.7k 0.03% Added +8 +8
59 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,3031.3k $160.6k $160.6k 0.00% Added +472 +472
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 893893 $110.9k $110.9k 0.00% Unchanged
61 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 533533 $66.2k $66.2k 0.00% Unchanged
62 Sage Mountain Advisors LLC 0.00% of their portfolio ATLANTA, GA 452452 $56.1k $56.1k 0.00% Unchanged
63 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 374374 $46.5k $46.5k 0.00% Added +2 +2
64 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 343343 $42.6k $42.6k 0.00% Unchanged
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 270270 $33.5k $33.5k 0.00% Unchanged
66 FMR LLC 0.00% of their portfolio BOSTON, MA 197197 $24.5k $24.5k 0.00% Reduced -7 -7
67 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 191191 $23.0k $23.0k 0.00% Unchanged
68 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 162162 $20.1k $20.1k 0.01% Unchanged
69 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 160160 $19.9k $19.9k 0.00% Added +1 +1
70 Winthrop Capital Management, LLC 0.01% of their portfolio Carmel, IN 138138 $17.0k $17.0k 0.01% Unchanged
71 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 135135 $16.8k $16.8k 0.00% Unchanged
72 Painted Porch Advisors LLC 0.01% of their portfolio SANTA BARBARA, CA 113113 $14.1k $14.1k 0.01% Added +85 +85
73 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 110110 $13.0k $13.0k 0.00% Unchanged
74 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 9292 $11.4k $11.4k 0.00% Unchanged
75 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 7474 $9.2k $9.2k 0.00% Reduced -24 -24
76 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6565 $8.0k $8.0k 0.00% Added +1 +1
77 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6363 $7.8k $7.8k 0.00% Added +3 +3
78 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1010 $1.2k $1.2k 0.00% Unchanged
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $61 $61 0.00% Reduced -243 -243
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged