Vault-13

SPDR SER TR TIPX

BLOOMBERG 1 10 Y · ETP · CUSIP 78468R861

136 institutional holders -5 vs Q2 2023
59,127,57259.1m shares reported held*
$1.1bnreported value*
9 new 50 added 63 reduced 16 sold out net sold ≈ $45.3m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.08.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 142Q1 23: 139Q2 23: 141Q3 23: 136136Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022140
Q4 2022142
Q1 2023139
Q2 2023141
Q3 2023136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 71 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 84 cut or sold outQ1 23Q2 23: 73 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 79 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227180
Q1 20235984
Q2 20237365
Q3 20235979

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $0Q4 22 puts: $605.0kQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$605.0k—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

STATE STREET CORP Added +682,122+682.1k
MORGAN STANLEY Added +216,870+216.9k
ST GERMAIN D J CO INC Added +148,041+148.0k
Eldridge Investment Advisors, Inc. New +85,401+85.4k
SIGNET FINANCIAL MANAGEMENT, LLC Added +42,753+42.8k
GOLDMAN SACHS GROUP INC Added +36,050+36.0k
GeoWealth Management, LLC Added +33,336+33.3k
Raymond James Financial Services Advisors, Inc. Added +33,114+33.1k
Cetera Advisors LLC Added +24,326+24.3k
Redwood Financial Network Corp New +21,241+21.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,529,244-1.5m
Pallas Capital Advisors LLC Reduced -727,468-727.5k
Alesco Advisors, LLC, An ESL Co Reduced -284,151-284.2k
LPL Financial LLC Reduced -254,261-254.3k
OSAIC HOLDINGS, INC. Reduced -185,945-185.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -165,086-165.1k
ROYAL BANK OF CANADA Reduced -135,539-135.5k
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP Reduced -99,166-99.2k
CITADEL ADVISORS LLC Reduced -58,613-58.6k
GTS SECURITIES LLC Sold out -57,811-57.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 39,919,21539.9m $721.7m $721.7m 0.04% Added +682.1k +682,122
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 6,679,0036.7m $120.8m $120.8m 0.08% Reduced -254.3k -254,261
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 832,637832.6k $15.1m $15.1m 0.01% Reduced -165.1k -165,086
4 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 680,690680.7k $12.3m $12.3m 0.05% Added +19.1k +19,143
5 Brio Consultants, LLC 2.26% of their portfolio SAN FRANCISCO, CA 665,055665.1k $12.0m $12.0m 2.26% Added +4.6k +4,596
6 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 541,385541.4k $9.8m $9.8m 0.02% Reduced -1.5m -1,529,244
7 ST GERMAIN D J CO INC 0.53% of their portfolio SPRINGFIELD, MA 518,675518.7k $9.4m $9.4m 0.53% Added +148.0k +148,041
8 SIGNET FINANCIAL MANAGEMENT, LLC 1.43% of their portfolio PARSIPPANY, NJ 477,661477.7k $8.6m $8.6m 1.43% Added +42.8k +42,753
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 399,477399.5k $7.2m $7.2m 0.00% Added +216.9k +216,870
10 Continuum Advisory, LLC 1.10% of their portfolio EAGLE, ID 379,154379.2k $6.9m $6.9m 1.10% Added +7.3k +7,334
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 360,767360.8k $6.5m $6.5m 0.01% Reduced -185.9k -185,945
12 Aspire Private Capital, LLC 2.00% of their portfolio Cornelius, NC 338,694338.7k $6.1m $6.1m 2.00% Added +6.8k +6,781
13 Alesco Advisors, LLC, An ESL Co 0.22% of their portfolio Pittsford, NY 321,226321.2k $5.8m $5.8m 0.22% Reduced -284.2k -284,151
14 Tradition Wealth Management, LLC 0.67% of their portfolio EDINA, MN 311,154311.2k $5.6m $5.6m 0.67% Reduced -9.7k -9,717
15 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 286,346286.3k $5.2m $5.2m 0.03% Reduced -30.9k -30,862
16 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 279,160279.2k $5.0m $5.0m 0.02% First filing
17 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 273,611273.6k $4.9m $4.9m 0.04% Reduced -35.8k -35,785
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 268,680268.7k $4.9m $4.9m 0.00% Reduced -11.4k -11,388
19 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 4.11% of their portfolio HINGHAM, MA 255,790255.8k $4.6m $4.6m 4.11% Reduced -99.2k -99,166
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 239,808239.8k $4.3m $4.3m 0.00% Reduced -14.6k -14,554
21 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 239,551239.6k $4.3m $4.3m 0.04% Added +5.6k +5,575
22 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 183,357183.4k $3.3m $3.3m 0.02% Added +20.0k +19,994
23 Pinnacle Wealth Planning Services, Inc. 0.55% of their portfolio MANSFIELD, OH 183,306183.3k $3.3m $3.3m 0.55% Added +5.9k +5,906
24 Certified Advisory Corp 0.57% of their portfolio ALTAMONTE SPRINGS, FL 171,127171.1k $3.1m $3.1m 0.57% Added +6.0k +5,990
25 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 165,682165.7k $3.0m $3.0m 0.05% Added +10.4k +10,362
26 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 161,624161.6k $2.9m $2.9m 0.01% Reduced -18.2k -18,196
27 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 153,869153.9k $2.8m $2.8m 0.02% Added +726 +726
28 GeoWealth Management, LLC 0.30% of their portfolio CHICAGO, IL 146,342146.3k $2.6m $2.6m 0.30% Added +33.3k +33,336
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 143,424143.4k $2.6m $2.6m 0.00% Added +33.1k +33,114
30 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 142,694142.7k $2.6m $2.6m 0.10% Added +1.1k +1,081
31 Farther Finance Advisors, LLC 0.39% of their portfolio SAN FRANCISCO, CA 137,533137.5k $2.5m $2.5m 0.39% Reduced -1.1k -1,121
32 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 136,437136.4k $2.5m $2.5m 0.03% Reduced -5.3k -5,285
33 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 136,437136.4k $2.5m $2.5m 0.03% Reduced -5.3k -5,285
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 136,050136.1k $2.5m $2.5m 0.00% Added +36.0k +36,050
35 Treasure Coast Financial Planning 1.69% of their portfolio VERO BEACH, FL 134,627134.6k $2.4m $2.4m 1.69% Reduced -289 -289
36 ICA Group Wealth Management, LLC 0.56% of their portfolio DENVER, CO 110,735110.7k $2.0m $2.0m 0.56% Added +1.0k +1,034
37 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 107,022107.0k $1.9m $1.9m 0.02% Reduced -42.1k -42,104
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 92,85192.9k $1.7m $1.7m 0.01% Added +380 +380
39 Raleigh Capital Management Inc. 0.83% of their portfolio CARY, NC 90,57590.6k $1.6m $1.6m 0.83% Added +14.0k +13,991
40 Eldridge Investment Advisors, Inc. 0.51% of their portfolio MANCHESTER, NH 85,40185.4k $1.5m $1.5m 0.51% New
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 82,00082.0k $1.5m $1.5m 0.00% Unchanged
42 Paladin Advisory Group, LLC 1.23% of their portfolio CLIVE, IA 80,76180.8k $1.5m $1.5m 1.23% Reduced -2.4k -2,357
43 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 79,34879.3k $1.4m $1.4m 0.05% Added +1.7k +1,700
44 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 76,83776.8k $1.4m $1.4m 0.05% Reduced -7.2k -7,169
45 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 75,92975.9k $1.4m $1.4m 0.03% Added +4.4k +4,386
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 69,14869.1k $1.3m $1.3m 0.00% Unchanged
47 Capital Wealth Alliance, LLC 0.90% of their portfolio Scottsdale, AZ 66,42366.4k $1.2m $1.2m 0.90% Reduced -813 -813
48 CAPITAL WEALTH MANAGEMENT, LLC 0.65% of their portfolio W. WARWICK, RI 65,92565.9k $1.2m $1.2m 0.65% Added +24 +24
49 McNamara Financial Services, Inc. 0.29% of their portfolio MARSHFIELD, MA 64,19364.2k $1.2m $1.2m 0.29% Reduced -110 -110
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 61,25161.3k $1.1m $1.1m 0.00% Reduced -2.8k -2,790
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 58,10858.1k $1.1m $1.1m 0.00% Added +180 +180
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,84656.8k $1.0m $1.0m 0.00% Reduced -793 -793
53 SHEETS SMITH WEALTH MANAGEMENT 0.16% of their portfolio WINSTON-SALEM, NC 56,83756.8k $1.0m $1.0m 0.16% Added +9.2k +9,188
54 Kelly Financial Services LLC 0.43% of their portfolio BRAINTREE, MA 51,79051.8k $936.4k $936.4k 0.43% Reduced -232 -232
55 USAdvisors Wealth Management, LLC 0.39% of their portfolio EDEN PRAIRIE, MN 48,46648.5k $876.0k $876.0k 0.39% Added +1.8k +1,810
56 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 48,26648.3k $872.6k $872.6k 0.01% Added +24.3k +24,326
57 Strategic Financial Concepts, LLC 0.27% of their portfolio SAN ANTONIO, TX 43,97644.0k $795.1k $795.1k 0.27% Reduced -4.8k -4,750
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,63143.6k $790.0k $790.0k 0.00% Reduced -135.5k -135,539
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,00139.0k $705.1k $705.1k 0.00% Reduced -58.6k -58,613
60 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 38,82538.8k $702.0k $702.0k 0.03% Reduced -162 -162
61 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 37,65937.7k $680.9k $680.9k 0.06% Added +5.8k +5,778
62 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 36,97337.0k $662.9k $662.9k 0.03% Reduced -6.7k -6,711
63 Colonial River Investments, LLC 0.42% of their portfolio MIDLOTHIAN, VA 35,20735.2k $636.6k $636.6k 0.42% Reduced -18.4k -18,402
64 FSB PREMIER WEALTH MANAGEMENT, INC. 0.33% of their portfolio WATERLOO, IA 32,48132.5k $587.3k $587.3k 0.33% Reduced -436 -436
65 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 32,03232.0k $579.0k $579.0k 0.04% Reduced -54.1k -54,087
66 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 31,78331.8k $574.6k $574.6k 0.08% Added +149 +149
67 Global Financial Private Client, LLC 0.29% of their portfolio Sarasota, FL 30,90530.9k $555.7k $555.7k 0.29% Reduced -950 -950
68 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,64030.6k $554.0k $554.0k 0.01% Reduced -2.8k -2,751
69 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 30,42030.4k $550.0k $550.0k 0.03% Added +3.5k +3,520
70 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 29,69129.7k $536.8k $536.8k 0.03% Reduced -4.4k -4,430
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 29,54529.5k $534.2k $534.2k 0.00% Reduced -215 -215
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,43529.4k $532.0k $532.0k 0.00% Reduced -14.9k -14,872
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,55727.6k $498.2k $498.2k 0.00% Unchanged
74 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 27,06627.1k $486.9k $486.9k 0.01% Reduced -968 -968
75 Pallas Capital Advisors LLC 0.03% of their portfolio BRAINTREE, MA 26,06726.1k $471.0k $471.0k 0.03% Reduced -727.5k -727,468
76 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 25,82825.8k $467.0k $467.0k 0.03% Added +7.5k +7,464
77 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 25,21325.2k $455.9k $455.9k 0.05% Reduced -2.7k -2,655
78 Capital CS Group, LLC 0.51% of their portfolio IRVINE, CA 23,90823.9k $432.3k $432.3k 0.51% Reduced -1.3k -1,339
79 Bridge Advisory, LLC 0.14% of their portfolio PASADENA, CA 22,12722.1k $400.1k $400.1k 0.14% Reduced -5.6k -5,618
80 Redwood Financial Network Corp 0.41% of their portfolio SOLON, OH 21,24121.2k $384.0k $384.0k 0.41% New
81 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,60820.6k $372.6k $372.6k 0.00% Reduced -563 -563
82 Balboa Wealth Partners 0.14% of their portfolio SCOTTSDALE, AZ 20,52320.5k $371.1k $371.1k 0.14% Added +517 +517
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,32319.3k $349.4k $349.4k 0.00% New
84 Simplicity Wealth,LLC 0.20% of their portfolio SUMMIT, NJ 18,87218.9k $341.2k $341.2k 0.20% Added +7.7k +7,734
85 Austin Private Wealth, LLC 0.05% of their portfolio Austin, TX 18,36218.4k $332.0k $332.0k 0.05% Reduced -989 -989
86 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,57417.6k $317.7k $317.7k 0.01% Reduced -3.5k -3,535
87 West Wealth Group, LLC 0.13% of their portfolio Irvine, CA 16,73516.7k $302.6k $302.6k 0.13% Added +45 +45
88 BLODGETT WEALTH ADVISORS, LLC 0.32% of their portfolio CONCORD, CA 16,21016.2k $293.1k $293.1k 0.32% Unchanged
89 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 15,58515.6k $281.8k $281.8k 0.02% Reduced -1.1k -1,106
90 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 15,28415.3k $276.3k $276.3k 0.01% New
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,14415.1k $273.8k $273.8k 0.00% Reduced -2.4k -2,406
92 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 14,79614.8k $267.5k $267.5k 0.02% Reduced -393 -393
93 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 13,91913.9k $251.7k $251.7k 0.04% Reduced -403 -403
94 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 13,69113.7k $247.5k $247.5k 0.01% Added +897 +897
95 L.M. KOHN & COMPANY 0.09% of their portfolio CINCINNATI, OH 13,41813.4k $242.6k $242.6k 0.09% Reduced -88 -88
96 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 12,82912.8k $231.8k $231.8k 0.03% Reduced -2.0k -2,023
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,68912.7k $229.0k $229.0k 0.00% Added +536 +536
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,61212.6k $228.0k $228.0k 0.00% Added +1.1k +1,118
99 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,96512.0k $216.3k $216.3k 0.01% Added +1.7k +1,676
100 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 11,93511.9k $215.8k $215.8k 0.01% Reduced -10.6k -10,579