Vault-13

SPDR SER TR SPSM

PORTFOLIO S&P600 · ETP · CUSIP 78468R853

854 institutional holders +42 vs Q2 2024
194,128,217194.1m shares reported held*
$8.9bnreported value*
83 new 372 added 278 reduced 42 sold out net bought ≈ $447.6m (+9.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.64. Options: 2 managers hold calls ($1.7m notional), 1 hold puts ($209.3k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 432Q4 22: 476Q1 23: 476Q2 23: 670Q3 23: 688Q4 23: 779Q1 24: 775Q2 24: 812Q3 24: 854854Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022432
Q4 2022476
Q1 2023476
Q2 2023670
Q3 2023688
Q4 2023779
Q1 2024775
Q2 2024812
Q3 2024854

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 245 bought or addedQ4 22: 185 cut or sold outQ1 23: 280 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 498 bought or addedQ2 23: 145 cut or sold outQ3 23: 366 bought or addedQ3 23: 268 cut or sold outQ3 23Q4 23: 403 bought or addedQ4 23: 277 cut or sold outQ1 24: 398 bought or addedQ1 24: 337 cut or sold outQ1 24Q2 24: 395 bought or addedQ2 24: 333 cut or sold outQ3 24: 455 bought or addedQ3 24: 320 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022245185
Q1 2023280188
Q2 2023498145
Q3 2023366268
Q4 2023403277
Q1 2024398337
Q2 2024395333
Q3 2024455320

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 23 calls: $3.6mQ4 23 puts: $279.4kQ4 23P/C 0.08Q1 24 calls: $3.9mQ1 24 puts: $64.6kQ1 24P/C 0.02Q2 24 calls: $2.5mQ2 24 puts: $8.3kQ2 24P/C 0.00Q3 24 calls: $1.7mQ3 24 puts: $209.3kQ3 24P/C 0.12
Numbers
QuarterCallsPutsP/C
Q4 2023$3.6m$279.4k0.08
Q1 2024$3.9m$64.6k0.02
Q2 2024$2.5m$8.3k0.00
Q3 2024$1.7m$209.3k0.12

Biggest buyers

LPL Financial LLC Added +1,520,270+1.5m
Cercano Management LLC New +1,450,925+1.5m
Betterment LLC Added +824,933+824.9k
ELEVATUS WELATH MANAGEMENT New +717,327+717.3k
49 WEALTH MANAGEMENT, LLC New +706,037+706.0k
ENVESTNET ASSET MANAGEMENT INC Added +518,885+518.9k
CWM, LLC Added +496,655+496.7k
TEXAS PERMANENT SCHOOL FUND CORP New +488,935+488.9k
MORGAN STANLEY Added +457,297+457.3k
GM Advisory Group, LLC New +438,814+438.8k

Biggest sellers

Private Advisor Group, LLC Reduced -580,609-580.6k
AMERIPRISE FINANCIAL INC Reduced -316,777-316.8k
BANK OF AMERICA CORP /DE/ Reduced -304,726-304.7k
OneAscent Financial Services LLC Sold out -299,803-299.8k
MBB PUBLIC MARKETS I LLC Reduced -271,479-271.5k
Marmo Financial Group, LLC Reduced -230,921-230.9k
D. E. Shaw & Co., Inc. Reduced -211,080-211.1k
STATE STREET CORP Reduced -173,950-173.9k
Avidian Wealth Enterprises, LLC Sold out -166,133-166.1k
Savant Capital, LLC Reduced -156,170-156.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m33.8k shares
CITADEL ADVISORS LLC Reduced $177.5k3.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $209.3k4.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.11% of their portfolio SANTA CLARA, CA 22,202,03522.2m $1.0bn $1.0bn 2.11% Added +180.2k +180,181
2 LPL Financial LLC 0.40% of their portfolio FORT MILL, SC 19,491,34219.5m $887.1m $887.1m 0.40% Added +1.5m +1,520,270
3 Betterment LLC 1.68% of their portfolio NEW YORK, NY 15,470,86815.5m $704.1m $704.1m 1.68% Added +824.9k +824,933
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,149,8116.1m $279.9m $279.9m 0.02% Reduced -304.7k -304,726
5 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 5,589,8155.6m $254.4m $254.4m 0.05% Added +44.8k +44,781
6 Valmark Advisers, Inc. 3.71% of their portfolio AKRON, OH 5,219,0585.2m $237.5m $237.5m 3.71% Added +123.5k +123,511
7 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 5,195,1815.2m $236.4m $236.4m 0.06% Reduced -316.8k -316,777
8 CWM, LLC 0.77% of their portfolio OMAHA, NE 3,950,8944.0m $179.8m $179.8m 0.77% Added +496.7k +496,655
9 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,579,2213.6m $162.9m $162.9m 0.05% Added +518.9k +518,885
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,535,1573.5m $160.9m $160.9m 0.01% Added +457.3k +457,297
11 Richard Bernstein Advisors LLC 3.20% of their portfolio NEW YORK, NY 3,279,0473.3m $149.2m $149.2m 3.20% Reduced -102.1k -102,066
12 Creative Planning 0.14% of their portfolio OVERLAND PARK, KS 3,100,9243.1m $141.1m $141.1m 0.14% Reduced -40.3k -40,263
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,588,5062.6m $117.8m $117.8m 0.00% Reduced -149.3k -149,274
14 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,265,7012.3m $103.1m $103.1m 0.03% Added +40.4k +40,370
15 Crestwood Advisors Group, LLC 1.90% of their portfolio BOSTON, MA 2,183,4382.2m $99.4m $99.4m 1.90% Added +37.4k +37,396
16 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.00% of their portfolio MINNEAPOLIS, MN 1,908,2481.9m $86.8m $86.8m 2.00% Added +94.6k +94,624
17 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,825,7281.8m $83.1m $83.1m 0.05% Reduced -61.5k -61,541
18 CW Advisors, LLC 1.09% of their portfolio BOSTON, MA 1,794,1971.8m $81.7m $81.7m 1.09% Reduced -38.7k -38,686
19 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,719,2351.7m $78.2m $78.2m 0.02% Added +330.7k +330,682
20 Private Advisor Group, LLC 0.46% of their portfolio MORRISTOWN, NJ 1,632,1261.6m $74.3m $74.3m 0.46% Reduced -580.6k -580,609
21 TOWNSQUARE CAPITAL LLC 0.84% of their portfolio Lehi, UT 1,539,3211.5m $70.1m $70.1m 0.84% Added +124.2k +124,220
22 Pinnacle Wealth Planning Services, Inc. 9.32% of their portfolio MANSFIELD, OH 1,508,1771.5m $68.6m $68.6m 9.32% Added +35.1k +35,140
23 Cercano Management LLC 1.58% of their portfolio BELLEVUE, WA 1,450,9251.5m $66.0m $66.0m 1.58% New
24 Atlas Private Wealth Advisors 9.57% of their portfolio RED BANK, NJ 1,450,5751.5m $66.0m $66.0m 9.57% Added +59.3k +59,272
25 Stadion Money Management, LLC 4.93% of their portfolio WATKINSVILLE, GA 1,436,3071.4m $65.4m $65.4m 4.93% Reduced -10.2k -10,206
26 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,420,1681.4m $64.6m $64.6m 0.00% Reduced -173.9k -173,950
27 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,365,8871.4m $62.2m $62.2m 0.14% Reduced -73.9k -73,888
28 GREAT VALLEY ADVISOR GROUP, INC. 1.43% of their portfolio WILMINGTON, DE 1,282,2901.3m $58.4m $58.4m 1.43% Added +142.6k +142,563
29 MBB PUBLIC MARKETS I LLC 4.79% of their portfolio CHICAGO, IL 1,239,8031.2m $56.4m $56.4m 4.79% Reduced -271.5k -271,479
30 Wealthcare Advisory Partners LLC 1.60% of their portfolio WEST CHESTER, PA 1,234,9491.2m $56.2m $56.2m 1.60% Reduced -4 -4
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,211,3771.2m $55.1m $55.1m 0.05% Added +266.0k +266,031
32 Morningstar Investment Services LLC 0.55% of their portfolio CHICAGO, IL 1,192,2241.2m $54.0m $54.0m 0.55% Reduced -25.2k -25,233
33 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 1,161,6571.2m $52.9m $52.9m 0.12% Added +109.7k +109,686
34 Merit Financial Group, LLC 1.09% of their portfolio ALPHARETTA, GA 1,071,0811.1m $48.7m $48.7m 1.09% Reduced -152.0k -152,023
35 MIDLAND WEALTH ADVISORS, LLC 2.82% of their portfolio EFFINGHAM, IL 1,057,0481.1m $48.1m $48.1m 2.82% Added +12.0k +11,995
36 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 959,002959.0k $43.6m $43.6m 0.01% Added +48.1k +48,095
37 Capital Analysts, LLC 1.76% of their portfolio FORT WASHINGTON, PA 951,560951.6k $43.3m $43.3m 1.76% Added +31.1k +31,068
38 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 946,151946.2k $43.1m $43.1m 0.06% Added +27.1k +27,137
39 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 935,825935.8k $42.6m $42.6m 0.07% Added +5.6k +5,589
40 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 853,930853.9k $38.9m $38.9m 0.06% Added +110.7k +110,665
41 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 834,191834.2k $38.0m $38.0m 0.04% Added +363.2k +363,241
42 WALLER FINANCIAL PLANNING GROUP, INC 9.19% of their portfolio COLUMBUS, OH 814,231814.2k $37.1m $37.1m 9.19% Added +2.0k +2,044
43 Savant Capital, LLC 0.30% of their portfolio ROCKFORD, IL 788,091788.1k $35.9m $35.9m 0.30% Reduced -156.2k -156,170
44 SPINNAKER TRUST 2.19% of their portfolio PORTLAND, ME 779,407779.4k $35.5m $35.5m 2.19% Added +72.2k +72,246
45 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 743,592743.6k $33.8m $33.8m 0.02% Reduced -11.0k -11,040
46 MASON STREET ADVISORS, LLC 4.09% of their portfolio MILWAUKEE, WI 740,700740.7k $33.7m $33.7m 4.09% Added +65.4k +65,400
47 ASSETMARK, INC 0.09% of their portfolio CONCORD, CA 719,652719.7k $32.8m $32.8m 0.09% Reduced -79.6k -79,607
48 ELEVATUS WELATH MANAGEMENT 10.67% of their portfolio VICTOR, NY 717,327717.3k $32.6m $32.6m 10.67% New
49 Envestnet Portfolio Solutions, Inc. 0.10% of their portfolio BERWYN, PA 709,496709.5k $32.3m $32.3m 0.10% Added +29.6k +29,586
50 Dakota Wealth Management 0.73% of their portfolio PALM BEACH GARDENS, FL 709,016709.0k $32.3m $32.3m 0.73% Added +119.8k +119,829
51 49 WEALTH MANAGEMENT, LLC 5.23% of their portfolio AUSTIN, TX 706,037706.0k $32.1m $32.1m 5.23% New
52 Obermeyer Wealth Partners 1.72% of their portfolio ASPEN, CO 704,528704.5k $32.1m $32.1m 1.72% Reduced -46.1k -46,148
53 Peterson Wealth Advisors, LLC 5.84% of their portfolio Orem, UT 679,407679.4k $30.9m $30.9m 5.84% Added +19.0k +19,037
54 DAVENPORT & Co LLC 0.17% of their portfolio RICHMOND, VA 654,292654.3k $29.8m $29.8m 0.17% Added +30.6k +30,595
55 Gerber Kawasaki Wealth & Investment Management 1.33% of their portfolio SANTA MONICA, CA 636,230636.2k $29.0m $29.0m 1.33% Added +50.2k +50,167
56 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 2.10% of their portfolio KNOXVILLE, TN 627,930627.9k $28.6m $28.6m 2.10% Added +38.0k +38,031
57 Equitable Holdings, Inc. 0.27% of their portfolio NEW YORK, NY 605,942605.9k $27.6m $27.6m 0.27% Added +29.6k +29,624
58 Focus Financial Network, Inc. 1.11% of their portfolio MINNEAPOLIS, MN 596,338596.3k $27.1m $27.1m 1.11% Added +11.6k +11,626
59 Good Life Advisors, LLC 1.64% of their portfolio READING, PA 584,122584.1k $26.6m $26.6m 1.64% Added +39.9k +39,876
60 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 562,347562.3k $25.6m $25.6m 0.04% Added +2.5k +2,498
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 525,590525.6k $23.9m $23.9m 0.05% Reduced -44.6k -44,618
62 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 508,440508.4k $23.1m $23.1m 0.04% Added +4.7k +4,733
63 JNBA Financial Advisors 2.32% of their portfolio BLOOMINGTON, MN 505,457505.5k $23.0m $23.0m 2.32% Reduced -3.3k -3,256
64 TEXAS PERMANENT SCHOOL FUND CORP 3.73% of their portfolio AUSTIN, TX 488,935488.9k $22.3m $22.3m 3.73% New
65 Kestra Investment Management, LLC 0.94% of their portfolio AUSTIN, TX 481,245481.2k $21.9m $21.9m 0.94% Added +278.3k +278,260
66 Integrated Wealth Concepts LLC 0.27% of their portfolio WALTHAM, MA 479,248479.2k $21.8m $21.8m 0.27% Reduced -126.5k -126,466
67 OneDigital Investment Advisors LLC 0.25% of their portfolio OVERLAND PARK, KS 477,071477.1k $21.7m $21.7m 0.25% Reduced -11.8k -11,819
68 Mariner, LLC 0.04% of their portfolio Overland Park, KS 476,000476.0k $21.7m $21.7m 0.04% Added +25.6k +25,642
69 Avior Wealth Management, LLC 0.85% of their portfolio OMAHA, NE 467,400467.4k $21.3m $21.3m 0.85% Added +15.9k +15,882
70 McNamara Financial Services, Inc. 4.17% of their portfolio MARSHFIELD, MA 464,991465.0k $21.2m $21.2m 4.17% Added +853 +853
71 Sanctuary Advisors, LLC 0.14% of their portfolio INDIANAPOLIS, IN 443,442443.4k $21.6m $21.6m 0.14% Added +110.0k +110,041
72 Financial Security Advisor, Inc. 5.02% of their portfolio VIRGINIA BEACH, VA 442,635442.6k $20.1m $20.1m 5.02% Reduced -4.4k -4,366
73 GM Advisory Group, LLC 1.20% of their portfolio MELVILLE, NY 438,814438.8k $20.0m $20.0m 1.20% New
74 RETIREMENT FINANCIAL SOLUTIONS, LLC 8.57% of their portfolio KNOXVILLE, TN 430,183430.2k $19.6m $19.6m 8.57% Added +7.1k +7,120
75 First Command Advisory Services, Inc. 0.19% of their portfolio FORT WORTH, TX 429,301429.3k $19.5m $19.5m 0.19% Added +429.0k +428,998
76 ST GERMAIN D J CO INC 0.86% of their portfolio SPRINGFIELD, MA 412,152412.2k $18.8m $18.8m 0.86% Added +16.8k +16,768
77 Garrett Wealth Advisory Group, LLC 4.58% of their portfolio WEATHERFORD, TX 407,439407.4k $18.5m $18.5m 4.58% Added +10.3k +10,294
78 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 398,992399.0k $18.2m $18.2m 0.06% Reduced -54.9k -54,893
79 IHT Wealth Management, LLC 0.51% of their portfolio Chicago, IL 393,702393.7k $17.9m $17.9m 0.51% Added +8.2k +8,246
80 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.63% of their portfolio RICHMOND, VA 377,052377.1k $17.2m $17.2m 0.63% Added +40.5k +40,528
81 Leicht Financial Planning & Wealth Management, Inc. 8.63% of their portfolio PARSIPPANY, NJ 376,562376.6k $17.1m $17.1m 8.63% Added +719 +719
82 CARY STREET PARTNERS ASSET MANAGEMENT LLC 2.20% of their portfolio RICHMOND, VA 367,172367.2k $16.7m $16.7m 2.20% Added +49.0k +48,987
83 Allen Capital Group, LLC 2.04% of their portfolio GRAND ISLAND, NE 353,598353.6k $16.1m $16.1m 2.04% Added +16.5k +16,543
84 Boston Standard Wealth Management, LLC 3.12% of their portfolio WINCHESTER, MA 351,717351.7k $16.0m $16.0m 3.12% Added +15.9k +15,891
85 Stratos Wealth Partners, LTD. 0.23% of their portfolio BEACHWOOD, OH 348,495348.5k $15.9m $15.9m 0.23% Added +13.3k +13,345
86 Carnegie Investment Counsel 0.45% of their portfolio PEPPER PIKE, OH 333,983334.0k $15.2m $15.2m 0.45% Reduced -817 -817
87 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.70% of their portfolio WILKES BARRE, PA 330,569330.6k $13.7m $13.7m 0.70% Unchanged
88 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 320,520320.5k $14.6m $14.6m 0.02% Reduced -14.2k -14,185
89 Legacy Edge Advisors, LLC 2.24% of their portfolio SYOSSET, NY 307,623307.6k $14.0m $14.0m 2.24% Added +45.5k +45,548
90 Geneos Wealth Management Inc. 0.53% of their portfolio ENGLEWOOD, CO 302,694302.7k $13.8m $13.8m 0.53% Added +15.9k +15,920
91 Austin Private Wealth, LLC 1.32% of their portfolio Austin, TX 296,928296.9k $13.5m $13.5m 1.32% Reduced -23.1k -23,085
92 Trilogy Capital Inc. 0.68% of their portfolio IRVINE, CA 296,628296.6k $13.5m $13.5m 0.68% Reduced -44.2k -44,160
93 Financial Gravity Companies, Inc. 3.61% of their portfolio Lakeway, TX 296,446296.4k $13.5m $13.5m 3.61% First filing
94 FLAGSHIP HARBOR ADVISORS, LLC 0.72% of their portfolio BOSTON, MA 289,646289.6k $13.2m $13.2m 0.72% Reduced -25.6k -25,627
95 Western Wealth Management, LLC 0.75% of their portfolio GOLDEN, CO 288,907288.9k $13.1m $13.1m 0.75% Reduced -12.1k -12,108
96 WBH ADVISORY INC 1.24% of their portfolio BALTIMORE, MD 287,386287.4k $13.1m $13.1m 1.24% Added +15.8k +15,840
97 NORTH STAR ASSET MANAGEMENT INC 0.58% of their portfolio NEENAH, WI 285,078285.1k $13.0m $13.0m 0.58% Added +6.7k +6,655
98 Advance Capital Management, Inc. 0.57% of their portfolio SOUTHFIELD, MI 284,205284.2k $12.9m $12.9m 0.57% Added +274.2k +274,224
99 Global Retirement Partners, LLC 0.39% of their portfolio San Rafael, CA 282,373282.4k $12.9m $12.9m 0.39% Added +21.3k +21,302
100 One Day In July LLC 1.44% of their portfolio BURLINGTON, VT 281,046281.0k $12.8m $12.8m 1.44% Added +89.4k +89,388