Vault-13

SPDR SER TR SPSM

PORTFOLIO S&P600 · ETP · CUSIP 78468R853

670 institutional holders +194 vs Q1 2023
138,461,546138.5m shares reported held*
$5.4bnreported value*
209 new 289 added 121 reduced 24 sold out net bought ≈ $1.4bn (+34.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.89. Options: 3 managers hold calls ($1.1m notional), 1 hold puts ($170.9k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 432Q4 22: 476Q1 23: 476Q2 23: 670670Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022432
Q4 2022476
Q1 2023476
Q2 2023670

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 245 bought or addedQ4 22: 185 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 498 bought or addedQ2 23: 145 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022245185
Q1 2023280188
Q2 2023498145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.2mQ3 22 puts: $1.0kQ3 22P/C 0.00Q4 22 calls: $1.5mQ4 22 puts: $70.2kQ4 22P/C 0.05Q1 23 calls: $808.5kQ1 23 puts: $26.4kQ1 23P/C 0.03Q2 23 calls: $1.1mQ2 23 puts: $170.9kQ2 23P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$1.2m$1.0k0.00
Q4 2022$1.5m$70.2k0.05
Q1 2023$808.5k$26.4k0.03
Q2 2023$1.1m$170.9k0.16

Biggest buyers

AMERIPRISE FINANCIAL INC Added +3,164,936+3.2m
LPL Financial LLC Added +2,714,180+2.7m
BANK OF AMERICA CORP /DE/ Added +1,672,805+1.7m
PNC Financial Services Group, Inc. Added +1,490,225+1.5m
Financial Engines Advisors L.L.C. Added +1,394,841+1.4m
Mariner, LLC Added +1,157,178+1.2m
MORGAN STANLEY Added +1,023,809+1.0m
Obermeyer Wealth Partners New +1,011,092+1.0m
Crestwood Advisors Group, LLC Added +963,341+963.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +940,080+940.1k

Biggest sellers

Wealthcare Advisory Partners LLC Reduced -543,772-543.8k
Leicht Financial Planning & Wealth Management, Inc. Reduced -230,295-230.3k
ASSETMARK, INC Reduced -209,169-209.2k
MONEY CONCEPTS CAPITAL CORP Reduced -200,703-200.7k
AlphaStar Capital Management, LLC Reduced -168,653-168.7k
Wealth Advisors of Iowa, LLC Reduced -134,179-134.2k
Arete Wealth Advisors, LLC Reduced -115,794-115.8k
STATE STREET CORP Reduced -101,706-101.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -100,961-101.0k
OARSMAN CAPITAL, INC. Reduced -84,469-84.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.0m26.8k shares
CITADEL ADVISORS LLC Reduced $15.5k400 shares
Cutler Group LLC / CA Reduced $1.0k1.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $170.9k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 1.94% of their portfolio SANTA CLARA, CA 19,724,05919.7m $766.1m $766.1m 1.94% Added +1.4m +1,394,841
2 LPL Financial LLC 0.43% of their portfolio FORT MILL, SC 15,334,64415.3m $595.6m $595.6m 0.43% Added +2.7m +2,714,180
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 7,209,3327.2m $280.0m $280.0m 0.08% Added +940.1k +940,080
4 Valmark Advisers, Inc. 4.04% of their portfolio AKRON, OH 5,113,6725.1m $198.6m $198.6m 4.04% Added +716.6k +716,584
5 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,252,9704.3m $165.2m $165.2m 0.05% Added +3.2m +3,164,936
6 Creative Planning 0.18% of their portfolio OVERLAND PARK, KS 3,384,2853.4m $131.4m $131.4m 0.18% Added +97.0k +96,961
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.22% of their portfolio MINNEAPOLIS, MN 2,958,1403.0m $114.9m $114.9m 3.22% Added +240.8k +240,836
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,929,5902.9m $113.8m $113.8m 0.01% Added +1.7m +1,672,805
9 Private Advisor Group, LLC 0.78% of their portfolio MORRISTOWN, NJ 2,315,6842.3m $90.0m $90.0m 0.78% Added +184.3k +184,258
10 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,215,2822.2m $86.0m $86.0m 0.04% Added +534.8k +534,760
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,027,7762.0m $78.8m $78.8m 0.03% Added +539.6k +539,582
12 Crestwood Advisors Group, LLC 2.44% of their portfolio BOSTON, MA 1,998,3572.0m $77.6m $77.6m 2.44% Added +963.3k +963,341
13 Merit Financial Group, LLC 2.29% of their portfolio ALPHARETTA, GA 1,818,3121.8m $70.6m $70.6m 2.29% Added +68.6k +68,555
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,787,2361.8m $69.4m $69.4m 0.01% Added +1.0m +1,023,809
15 Syntegra Private Wealth Group, LLC 10.32% of their portfolio Chesterfield, MO 1,738,3931.7m $67.5m $67.5m 10.32% Added +154.0k +154,024
16 CW Advisors, LLC 1.41% of their portfolio BOSTON, MA 1,565,0491.6m $60.8m $60.8m 1.41% Added +55.8k +55,796
17 Stadion Money Management, LLC 3.88% of their portfolio WATKINSVILLE, GA 1,537,2431.5m $59.7m $59.7m 3.88% Added +10.2k +10,224
18 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,497,5181.5m $58.2m $58.2m 0.05% Added +1.5m +1,490,225
19 Mariner, LLC 0.15% of their portfolio Overland Park, KS 1,407,2751.4m $54.7m $54.7m 0.15% Added +1.2m +1,157,178
20 Pinnacle Wealth Planning Services, Inc. 8.79% of their portfolio MANSFIELD, OH 1,401,2201.4m $54.4m $54.4m 8.79% Added +145.6k +145,607
21 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,149,0801.1m $44.6m $44.6m 0.08% Added +232.5k +232,493
22 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,021,4911.0m $39.7m $39.7m 0.01% Added +464.8k +464,777
23 Bridgeworth, LLC 4.34% of their portfolio BIRMINGHAM, AL 1,011,1401.0m $39.3m $39.3m 4.34% Added +82.2k +82,188
24 Obermeyer Wealth Partners 2.82% of their portfolio ASPEN, CO 1,011,0921.0m $39.3m $39.3m 2.82% New
25 Wealthcare Advisory Partners LLC 1.65% of their portfolio WEST CHESTER, PA 947,728947.7k $36.8m $36.8m 1.65% Reduced -543.8k -543,772
26 Austin Private Wealth, LLC 5.29% of their portfolio Austin, TX 942,965943.0k $36.6m $36.6m 5.29% Added +927.4k +927,402
27 TOWNSQUARE CAPITAL LLC 0.66% of their portfolio Lehi, UT 930,489930.5k $36.1m $36.1m 0.66% Added +42.7k +42,682
28 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 875,135875.1k $34.0m $34.0m 0.06% Added +165.8k +165,792
29 CWM, LLC 0.20% of their portfolio OMAHA, NE 835,330835.3k $32.4m $32.4m 0.20% Added +370.3k +370,304
30 WALLER FINANCIAL PLANNING GROUP, INC 8.65% of their portfolio COLUMBUS, OH 807,130807.1k $31.3m $31.3m 8.65% Added +16.1k +16,072
31 Capital Analysts, LLC 1.72% of their portfolio FORT WASHINGTON, PA 799,248799.2k $31.0m $31.0m 1.72% Added +18.9k +18,916
32 Integrated Wealth Concepts LLC 0.53% of their portfolio WALTHAM, MA 797,279797.3k $31.0m $31.0m 0.53% Added +466.8k +466,801
33 Amplius Wealth Advisors, LLC 3.97% of their portfolio BLUE BELL, PA 759,143759.1k $29.5m $29.5m 3.97% Reduced -17.7k -17,733
34 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 748,353748.4k $29.1m $29.1m 0.11% Reduced -209.2k -209,169
35 OneDigital Investment Advisors LLC 0.64% of their portfolio OVERLAND PARK, KS 741,660741.7k $28.8m $28.8m 0.64% Added +655.6k +655,576
36 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 738,720738.7k $28.7m $28.7m 0.00% Reduced -101.7k -101,706
37 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 724,402724.4k $28.1m $28.1m 0.06% Added +446.7k +446,695
38 DAVENPORT & Co LLC 0.21% of their portfolio RICHMOND, VA 715,945715.9k $27.8m $27.8m 0.21% New
39 GREAT VALLEY ADVISOR GROUP, INC. 1.15% of their portfolio WILMINGTON, DE 704,504704.5k $27.4m $27.4m 1.15% Added +270.8k +270,791
40 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 695,633695.6k $27.0m $27.0m 0.02% Added +135.9k +135,877
41 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 682,813682.8k $26.5m $26.5m 0.05% Added +263.4k +263,407
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 661,054661.1k $25.7m $25.7m 0.03% Added +454.8k +454,761
43 Morningstar Investment Services LLC 0.32% of their portfolio CHICAGO, IL 649,772649.8k $25.1m $25.1m 0.32% Added +3.5k +3,542
44 Atlas Private Wealth Advisors 4.72% of their portfolio RED BANK, NJ 600,461600.5k $23.3m $23.3m 4.72% New
45 Peterson Wealth Advisors, LLC 6.19% of their portfolio Orem, UT 599,051599.1k $23.4m $23.4m 6.19% Added +6 +6
46 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 589,021589.0k $22.9m $22.9m 0.16% Added +100.7k +100,685
47 SPINNAKER TRUST 1.65% of their portfolio PORTLAND, ME 585,099585.1k $22.7m $22.7m 1.65% Added +15.6k +15,607
48 Focus Financial Network, Inc. 1.21% of their portfolio MINNEAPOLIS, MN 560,846560.8k $21.8m $21.8m 1.21% New
49 Equitable Holdings, Inc. 0.31% of their portfolio NEW YORK, NY 560,228560.2k $21.8m $21.8m 0.31% Added +322.4k +322,421
50 Gateway Wealth Partners, LLC 3.61% of their portfolio APPLETON, WI 520,308520.3k $20.2m $20.2m 3.61% Added +19.2k +19,225
51 TEXAS PERMANENT SCHOOL FUND CORP 0.19% of their portfolio AUSTIN, TX 520,068520.1k $20.2m $20.2m 0.19% New
52 Good Life Advisors, LLC 2.25% of their portfolio READING, PA 514,057514.1k $20.0m $20.0m 2.25% Added +10.0k +10,012
53 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 509,729509.7k $19.8m $19.8m 0.03% Added +370.0k +369,998
54 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 482,134482.1k $18.7m $18.7m 0.04% Added +352.6k +352,596
55 Annex Advisory Services, LLC 1.00% of their portfolio BROOKFIELD, WI 464,543464.5k $18.0m $18.0m 1.00% Reduced -49.2k -49,179
56 IHT Wealth Management, LLC 0.93% of their portfolio Chicago, IL 460,243460.2k $17.9m $17.9m 0.93% Added +43.6k +43,617
57 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 417,202417.2k $16.2m $16.2m 0.04% New
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 416,527416.5k $16.2m $16.2m 0.00% Added +67.0k +67,045
59 RVW Wealth, LLC 1.90% of their portfolio LOS ANGELES, CA 415,549415.5k $16.1m $16.1m 1.90% New
60 Garrett Wealth Advisory Group, LLC 7.03% of their portfolio WEATHERFORD, TX 407,845407.8k $15.8m $15.8m 7.03% Added +11.1k +11,053
61 Dakota Wealth Management 0.72% of their portfolio PALM BEACH GARDENS, FL 394,922394.9k $15.3m $15.3m 0.72% Added +20.5k +20,469
62 McNamara Financial Services, Inc. 3.68% of their portfolio MARSHFIELD, MA 390,775390.8k $15.3m $15.3m 3.68% Added +6.3k +6,331
63 Pure Financial Advisors, LLC 0.63% of their portfolio SAN DIEGO, CA 381,476381.5k $14.8m $14.8m 0.63% Reduced -9.0k -8,961
64 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 381,007381.0k $14.8m $14.8m 0.07% Added +107.2k +107,201
65 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 353,902353.9k $13.7m $13.7m 0.14% Added +272.6k +272,580
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 331,268331.3k $12.9m $12.9m 0.00% Added +229.5k +229,452
67 Marmo Financial Group, LLC 11.06% of their portfolio Johnson City, TN 315,112315.1k $12.2m $12.2m 11.06% Added +22.5k +22,487
68 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 314,399314.4k $12.2m $12.2m 0.07% Added +130.3k +130,346
69 Gerber Kawasaki Wealth & Investment Management 0.82% of their portfolio SANTA MONICA, CA 314,119314.1k $12.2m $12.2m 0.82% New
70 Boston Standard Wealth Management, LLC 3.06% of their portfolio WINCHESTER, MA 308,069308.1k $12.0m $12.0m 3.06% Added +13.9k +13,881
71 Banco Santander, S.A. 0.16% of their portfolio Madrid, U3 306,745306.7k $11.9m $11.9m 0.16% Not comparable
72 Allen Capital Group, LLC 2.13% of their portfolio GRAND ISLAND, NE 306,275306.3k $11.9m $11.9m 2.13% Added +20.1k +20,057
73 Trilogy Capital Inc. 0.78% of their portfolio IRVINE, CA 303,534303.5k $12.2m $12.2m 0.78% Added +8.1k +8,147
74 ST GERMAIN D J CO INC 0.61% of their portfolio SPRINGFIELD, MA 298,661298.7k $11.6m $11.6m 0.61% First filing
75 Taylor & Morgan Wealth Management, LLC 8.87% of their portfolio TROY, MI 278,466278.5k $10.8m $10.8m 8.87% New
76 Financial Synergies Wealth Advisors, Inc. 1.49% of their portfolio HOUSTON, TX 274,126274.1k $10.6m $10.6m 1.49% Added +9.0k +8,994
77 Leicht Financial Planning & Wealth Management, Inc. 6.36% of their portfolio PARSIPPANY, NJ 271,060271.1k $10.5m $10.5m 6.36% Reduced -230.3k -230,295
78 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 270,117270.1k $10.5m $10.5m 0.02% Added +68.7k +68,695
79 Valeo Financial Advisors, LLC 0.48% of their portfolio CARMEL, IN 268,532268.5k $10.4m $10.4m 0.48% Added +41.4k +41,379
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 268,013268.0k $10.4m $10.4m 0.00% Added +180.1k +180,059
81 KWB Wealth 1.60% of their portfolio REDLANDS, CA 260,439260.4k $10.1m $10.1m 1.60% Added +44.5k +44,490
82 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 255,707255.7k $9.9m $9.9m 0.05% Added +193.8k +193,780
83 Windsor Capital Management, LLC 3.16% of their portfolio Phoenix, AZ 245,785245.8k $9.5m $9.5m 3.16% Added +11.2k +11,194
84 FLAGSHIP HARBOR ADVISORS, LLC 0.77% of their portfolio BOSTON, MA 240,904240.9k $9.4m $9.4m 0.77% Added +30.2k +30,181
85 WBH ADVISORY INC 1.11% of their portfolio BALTIMORE, MD 240,618240.6k $9.3m $9.3m 1.11% Added +5.7k +5,733
86 ADAMSBROWN WEALTH CONSULTANTS LLC 4.91% of their portfolio WICHITA, KS 239,498239.5k $9.3m $9.3m 4.91% Added +35.8k +35,835
87 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.60% of their portfolio RICHMOND, VA 239,401239.4k $9.3m $9.3m 0.60% Added +234.8k +234,810
88 Aspire Capital Advisors LLC 4.46% of their portfolio SEATTLE, WA 236,188236.2k $9.2m $9.2m 4.46% New
89 FLYNN ZITO CAPITAL MANAGEMENT, LLC 5.90% of their portfolio GARDEN CITY, NY 224,940224.9k $8.7m $8.7m 5.90% Added +42.2k +42,158
90 NORTH STAR ASSET MANAGEMENT INC 0.48% of their portfolio NEENAH, WI 224,842224.8k $8.7m $8.7m 0.48% Added +8.7k +8,714
91 Pachira Investments Inc. 9.24% of their portfolio DANA POINT, CA 221,327221.3k $8.6m $8.6m 9.24% New
92 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 219,424219.4k $8.5m $8.5m 0.07% Added +17.4k +17,414
93 Carnegie Investment Counsel 0.31% of their portfolio PEPPER PIKE, OH 217,581217.6k $8.5m $8.5m 0.31% New
94 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.50% of their portfolio WILKES BARRE, PA 216,329216.3k $8.4m $8.4m 0.50% New
95 Geneos Wealth Management Inc. 0.44% of their portfolio ENGLEWOOD, CO 214,845214.8k $8.3m $8.3m 0.44% Added +16.9k +16,945
96 Global Retirement Partners, LLC 0.40% of their portfolio San Rafael, CA 209,814209.8k $8.1m $8.1m 0.40% Added +16.0k +16,044
97 Wealth Management Solutions, LLC 5.25% of their portfolio EXTON, PA 207,435207.4k $8.1m $8.1m 5.25% Reduced -24.9k -24,925
98 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 204,741204.7k $8.0m $8.0m 0.18% Reduced -51.8k -51,810
99 BCGM Wealth Management, LLC 3.46% of their portfolio LAFAYETTE, IN 202,519202.5k $7.9m $7.9m 3.46% Added +67.2k +67,182
100 Larson Financial Group LLC 0.77% of their portfolio ST LOUIS, MO 199,170199.2k $7.7m $7.7m 0.77% Reduced -2.5k -2,521