Vault-13

SPDR SER TR SPYX

SPDR S&P 500 ETF · ETP · CUSIP 78468R796

216 institutional holders +10 vs Q2 2024
19,479,88719.5m shares reported held*
$922.0mreported value*
15 new 69 added 54 reduced 8 sold out net sold ≈ $35.3m (-746.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.33. Options: 0 managers hold calls (— notional), 1 hold puts ($129.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 167Q4 22: 165Q1 23: 178Q2 23: 175Q3 23: 181Q4 23: 194Q1 24: 200Q2 24: 206Q3 24: 216216Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022167
Q4 2022165
Q1 2023178
Q2 2023175
Q3 2023181
Q4 2023194
Q1 2024200
Q2 2024206
Q3 2024216

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 44 cut or sold outQ1 23: 72 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 67 cut or sold outQ3 23: 68 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 62 cut or sold outQ1 24: 75 bought or addedQ1 24: 75 cut or sold outQ1 24Q2 24: 78 bought or addedQ2 24: 78 cut or sold outQ3 24: 84 bought or addedQ3 24: 62 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227444
Q1 20237266
Q2 20237567
Q3 20236875
Q4 20238962
Q1 20247575
Q2 20247878
Q3 20248462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $129.1mQ3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$129.1m—

Biggest buyers

PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +170,440+170.4k
LAKE STREET ADVISORS GROUP, LLC Added +105,916+105.9k
BANK OF AMERICA CORP /DE/ Added +72,004+72.0k
SPINNAKER TRUST Added +35,626+35.6k
GOLDMAN SACHS GROUP INC Added +29,160+29.2k
AlTi Global, Inc. New +23,956+24.0k
Gemmer Asset Management LLC Added +21,380+21.4k
WELLS FARGO & COMPANY/MN Added +19,063+19.1k
OneDigital Investment Advisors LLC Added +14,352+14.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +8,190+8.2k

Biggest sellers

Windmill Hill Asset Management Ltd Reduced -1,169,618-1.2m
Bank of New York Mellon Corp Reduced -24,566-24.6k
JANE STREET GROUP, LLC Sold out -19,071-19.1k
UBS Group AG Reduced -16,144-16.1k
Choate Investment Advisors Reduced -13,545-13.5k
Corient Private Wealth LP Reduced -9,635-9.6k
Mariner, LLC Reduced -8,667-8.7k
LPL Financial LLC Reduced -7,853-7.9k
RETIREMENT INCOME SOLUTIONS, INC Reduced -7,557-7.6k
JPMORGAN CHASE & CO Reduced -6,570-6.6k

Biggest calls

None

Biggest puts

Oribel Capital Management, LP New $129.1m225.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Windmill Hill Asset Management Ltd 70.54% of their portfolio WADDESDON, X0 2,795,1202.8m $132.1m $132.1m 70.54% Reduced -1.2m -1,169,618
2 Choate Investment Advisors 3.21% of their portfolio BOSTON, MA 2,667,9992.7m $126.1m $126.1m 3.21% Reduced -13.5k -13,545
3 Betterment LLC 0.22% of their portfolio NEW YORK, NY 1,967,5932.0m $93.0m $93.0m 0.22% Added +7.1k +7,095
4 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,557,4491.6m $73.6m $73.6m 0.01% Reduced -24.6k -24,566
5 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.68% of their portfolio BOSTON, MA 906,594906.6k $42.8m $42.8m 0.68% Added +170.4k +170,440
6 LAKE STREET ADVISORS GROUP, LLC 1.90% of their portfolio PORTSMOUTH, NH 873,097873.1k $41.3m $41.3m 1.90% Added +105.9k +105,916
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 573,533573.5k $27.1m $27.1m 0.00% Added +72.0k +72,004
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 483,284483.3k $22.8m $22.8m 0.01% Reduced -7.9k -7,853
9 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 473,078473.1k $22.4m $22.4m 0.01% Added +3.1k +3,054
10 Rathbones Group PLC 0.10% of their portfolio Liverpool, X0 419,083419.1k $19.8m $19.8m 0.10% Added +112 +112
11 Sensible Financial Planning & Management, LLC. 3.60% of their portfolio WALTHAM, MA 386,001386.0k $18.2m $18.2m 3.60% Added +1.5k +1,461
12 Gemmer Asset Management LLC 1.74% of their portfolio WALNUT CREEK, CA 367,429367.4k $17.4m $17.4m 1.74% Added +21.4k +21,380
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 348,942348.9k $16.5m $16.5m 0.00% Reduced -2.5k -2,491
14 Pathstone Holdings, LLC 0.07% of their portfolio ENGLEWOOD, NJ 335,269335.3k $15.8m $15.8m 0.07% Unchanged
15 SPINNAKER TRUST 0.88% of their portfolio PORTLAND, ME 302,364302.4k $14.3m $14.3m 0.88% Added +35.6k +35,626
16 Allianz SE 0.38% of their portfolio Munich, 2M 293,508293.5k $13.9m $13.9m 0.38% Unchanged
17 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 254,393254.4k $12.0m $12.0m 0.03% Added +18 +18
18 RETIREMENT INCOME SOLUTIONS, INC 2.15% of their portfolio ANN ARBOR, MI 199,204199.2k $9.4m $9.4m 2.15% Reduced -7.6k -7,557
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 189,336189.3k $8.9m $8.9m 0.00% Reduced -5.0k -4,962
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 183,766183.8k $8.7m $8.7m 0.00% Reduced -4.5k -4,529
21 GOULD ASSET MANAGEMENT LLC /CA/ 1.81% of their portfolio CLAREMONT, CA 178,679178.7k $8.4m $8.4m 1.81% Reduced -2.2k -2,225
22 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 142,691142.7k $6.7m $6.7m 0.01% Added +1.4k +1,442
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 131,013131.0k $6.2m $6.2m 0.02% Added +7.5k +7,508
24 Institute for Wealth Management, LLC. 0.78% of their portfolio DENVER, CO 130,649130.6k $6.2m $6.2m 0.78% Added +7.0k +7,043
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 126,375126.4k $6.0m $6.0m 0.01% Added +8.2k +8,190
26 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 117,497117.5k $5.6m $5.6m 0.01% Reduced -828 -828
27 FOSTER DYKEMA CABOT & PARTNERS, LLC 0.46% of their portfolio WALTHAM, MA 115,369115.4k $5.5m $5.5m 0.46% Unchanged
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 109,066109.1k $5.2m $5.2m 0.00% Reduced -16.1k -16,144
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 101,898101.9k $4.8m $4.8m 0.00% Added +29.2k +29,160
30 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 87,54987.5k $4.1m $4.1m 0.12% Reduced -1.2k -1,171
31 Stonehearth Capital Management, LLC 1.49% of their portfolio DANVERS, MA 79,53279.5k $3.8m $3.8m 1.49% Reduced -1.7k -1,662
32 Mariner, LLC 0.01% of their portfolio Overland Park, KS 79,45279.5k $3.8m $3.8m 0.01% Reduced -8.7k -8,667
33 GLENMEDE TRUST CO NA 0.02% of their portfolio PHILADELPHIA, PA 78,73678.7k $3.7m $3.7m 0.02% Unchanged
34 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 72,89972.9k $3.4m $3.4m 0.06% Reduced -2.7k -2,728
35 Fortis Capital Management LLC 0.69% of their portfolio BELLEVUE, WA 72,41272.4k $3.4m $3.4m 0.69% Reduced -188 -188
36 Milestone Investment Advisors LLC 0.93% of their portfolio MIDDLETON, WI 70,49570.5k $3.3m $3.3m 0.93% Added +142 +142
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 69,70669.7k $3.3m $3.3m 0.00% Reduced -6.6k -6,570
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 64,64964.6k $3.1m $3.1m 0.00% Added +19.1k +19,063
39 JFG Wealth Management, LLC 0.78% of their portfolio Denver, CO 59,87559.9k $2.8m $2.8m 0.78% Unchanged
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 55,10855.1k $2.6m $2.6m 0.00% Reduced -5.3k -5,346
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 54,70254.7k $2.6m $2.6m 0.00% Added +499 +499
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,04651.0k $2.4m $2.4m 0.00% Reduced -460 -460
43 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 49,17349.2k $2.3m $2.3m 0.03% Reduced -1.4k -1,406
44 PFG Advisors 0.15% of their portfolio Phoenix, AZ 49,02749.0k $2.3m $2.3m 0.15% Added +1.3k +1,257
45 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 46,32546.3k $2.2m $2.2m 0.01% Added +775 +775
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 44,49044.5k $2.1m $2.1m 0.00% Reduced -5.4k -5,362
47 Boyd Wealth Management, LLC 1.01% of their portfolio SACRAMENTO, CA 42,36042.4k $2.0m $2.0m 1.01% Added +164 +164
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,67639.7k $1.9m $1.9m 0.00% Added +966 +966
49 Oxler Private Wealth LLC 0.63% of their portfolio Rye Brook, NY 38,09038.1k $1.8m $1.8m 0.63% Reduced -1.6k -1,565
50 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 36,46636.5k $1.7m $1.7m 0.02% Added +14.4k +14,352
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,15536.2k $1.7m $1.7m 0.01% Reduced -697 -697
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,23234.2k $1.6m $1.6m 0.00% Added +726 +726
53 MARINO, STRAM & ASSOCIATES LLC 0.35% of their portfolio BRAINTREE, MA 33,19133.2k $1.6m $1.6m 0.35% Reduced -741 -741
54 CITIZENS FINANCIAL GROUP INC/RI 0.03% of their portfolio PROVIDENCE, RI 31,40031.4k $1.5m $1.5m 0.03% Unchanged
55 BRADLEY FOSTER & SARGENT INC/CT 0.02% of their portfolio HARTFORD, CT 31,36231.4k $1.5m $1.5m 0.02% Unchanged
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 29,90029.9k $1.4m $1.4m 0.00% Reduced -1.3k -1,252
57 Hanson & Doremus Investment Management 0.22% of their portfolio BURLINGTON, VT 29,67629.7k $1.4m $1.4m 0.22% Added +3 +3
58 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 28,04828.0k $1.3m $1.3m 0.01% Reduced -16 -16
59 PFG Investments, LLC 0.08% of their portfolio WOODBURY, NY 27,55427.6k $1.3m $1.3m 0.08% Reduced -2.0k -2,046
60 Clear Harbor Asset Management, LLC 0.11% of their portfolio Stamford, CT 27,22327.2k $1.3m $1.3m 0.11% Unchanged
61 BAILARD, INC. 0.03% of their portfolio Foster City, CA 25,88325.9k $1.2m $1.2m 0.03% Added +2.9k +2,901
62 SENTINEL TRUST CO LBA 0.14% of their portfolio HOUSTON, TX 25,17225.2k $1.2m $1.2m 0.14% Added +123 +123
63 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 24,56524.6k $1.2m $1.2m 0.04% Unchanged
64 CAPITAL CITY TRUST CO/FL 0.28% of their portfolio TALLAHASSEE, FL 24,30124.3k $1.1m $1.1m 0.28% Unchanged
65 AlTi Global, Inc. 0.03% of their portfolio NEW YORK, NY 23,95624.0k $1.1m $1.1m 0.03% New
66 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 23,61823.6k $1.1m $1.1m 0.00% Added +420 +420
67 Essex Financial Services, Inc. 0.08% of their portfolio ESSEX, CT 23,26823.3k $1.1m $1.1m 0.08% Added +7 +7
68 Bridgewater Advisors Inc. 0.11% of their portfolio NEW YORK, NY 22,25422.3k $1.1m $1.1m 0.11% Unchanged
69 FIRST NATIONAL CORP /MA/ /ADV 0.23% of their portfolio ROCKLAND, MA 22,16622.2k $1.0m $1.0m 0.23% Added +3.6k +3,598
70 WESCAP Management Group, Inc. 0.25% of their portfolio Glendale, CA 21,33221.3k $1.0m $1.0m 0.25% Unchanged
71 Bell Investment Advisors, Inc 0.18% of their portfolio ORINDA, CA 20,34520.3k $961.3k $961.3k 0.18% Added +240 +240
72 Affinity Capital Advisors, LLC 0.18% of their portfolio BERKELEY, CA 20,17920.2k $953.5k $953.5k 0.18% Reduced -660 -660
73 Operose Advisors LLC 0.30% of their portfolio MILWAUKEE, WI 19,93819.9k $942.1k $942.1k 0.30% Added +48 +48
74 Bragg Financial Advisors, Inc 0.04% of their portfolio CHARLOTTE, NC 19,32819.3k $913.2k $913.2k 0.04% Added +382 +382
75 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 18,48118.5k $873.2k $873.2k 0.00% Unchanged
76 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 18,23418.2k $861.6k $861.6k 0.01% Added +2.1k +2,089
77 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,04818.0k $852.8k $852.8k 0.00% Reduced -1.6k -1,639
78 Enclave Advisors LLC 0.14% of their portfolio AUSTIN, TX 17,86517.9k $844.1k $844.1k 0.14% First filing
79 Constant Guidance Financial LLC 0.67% of their portfolio ATTLEBORO FALLS, MA 17,22517.2k $813.9k $813.9k 0.67% Added +3.8k +3,839
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 16,91916.9k $799.4k $799.4k 0.00% Added +3.3k +3,314
81 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 16,50616.5k $779.9k $779.9k 0.03% Added +32 +32
82 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0.12% of their portfolio FORT WORTH, TX 16,27516.3k $769.0k $769.0k 0.12% Unchanged
83 Farrow Financial, Inc. 0.48% of their portfolio SOUTH BURLINGTON, VT 16,10016.1k $760.7k $760.7k 0.48% Unchanged
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,93715.9k $753.0k $753.0k 0.00% Reduced -1.2k -1,238
85 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 15,84015.8k $748.5k $748.5k 0.03% Reduced -100 -100
86 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 15,51115.5k $732.9k $732.9k 0.02% Reduced -103 -103
87 Trevian Wealth Management LLC 0.60% of their portfolio WESTON, MA 15,48515.5k $732.0k $732.0k 0.60% Unchanged
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 15,22515.2k $719.0k $719.0k 0.00% Added +3.2k +3,170
89 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 14,16114.2k $669.1k $669.1k 0.01% Reduced -608 -608
90 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 14,15314.2k $750.3k $750.3k 0.00% Reduced -9.6k -9,635
91 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 13,51313.5k $638.5k $638.5k 0.04% Added +55 +55
92 FMR LLC 0.00% of their portfolio BOSTON, MA 12,87012.9k $608.1k $608.1k 0.00% Added +714 +714
93 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 11,94211.9k $564.3k $564.3k 0.01% Added +35 +35
94 MATRIX ASSET ADVISORS INC/NY 0.06% of their portfolio White Plains, NY 11,78411.8k $556.8k $556.8k 0.06% Added +2.1k +2,087
95 TRUST CO OF VERMONT 0.03% of their portfolio BRATTLEBORO, VT 11,55011.6k $545.7k $545.7k 0.03% Unchanged
96 Wilmington Savings Fund Society, FSB 0.01% of their portfolio WILMINGTON, DE 11,25011.2k $531.6k $531.6k 0.01% Not comparable
97 Fiduciary Group, LLC 0.05% of their portfolio SAVANNAH, GA 11,15111.2k $526.9k $526.9k 0.05% Unchanged
98 Ally Invest Advisors Inc. 0.05% of their portfolio CHARLOTTE, NC 10,89810.9k $514.9k $514.9k 0.05% Added +1.9k +1,890
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,89010.9k $514.6k $514.6k 0.00% Reduced -543 -543
100 Values Added Financial LLC 0.32% of their portfolio WASHINGTON, DC 10,87810.9k $514.0k $514.0k 0.32% Unchanged