Vault-13

SPDR SER TR SPYX

SPDR S&P 500 ETF · ETP · CUSIP 78468R796

181 institutional holders +6 vs Q2 2023
18,949,09218.9m shares reported held*
$659.5mreported value*
15 new 53 added 64 reduced 11 sold out net sold ≈ $7.4m (-223.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.80.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 165Q1 23: 178Q2 23: 175Q3 23: 181181Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022167
Q4 2022165
Q1 2023178
Q2 2023175
Q3 2023181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 75 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227444
Q1 20237266
Q2 20237567
Q3 20236875

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC New +339,240+339.2k
Svenska Handelsbanken AB (publ) New +157,657+157.7k
MORGAN STANLEY Added +68,574+68.6k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +62,669+62.7k
Equitable Holdings, Inc. New +54,970+55.0k
ROYAL BANK OF CANADA Added +44,921+44.9k
CITADEL ADVISORS LLC Added +31,439+31.4k
Creative Planning Added +24,828+24.8k
Gemmer Asset Management LLC Added +24,472+24.5k
BANK OF AMERICA CORP /DE/ Added +22,151+22.2k

Biggest sellers

Choate Investment Advisors Reduced -359,893-359.9k
Veritable, L.P. Sold out -350,340-350.3k
LPL Financial LLC Reduced -163,600-163.6k
Cerity Partners LLC Reduced -62,116-62.1k
Mariner, LLC Reduced -32,437-32.4k
IMC-Chicago, LLC Reduced -26,895-26.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -25,939-25.9k
SEI INVESTMENTS CO Reduced -16,234-16.2k
LAKE STREET ADVISORS GROUP, LLC Reduced -15,379-15.4k
JANE STREET GROUP, LLC Sold out -13,764-13.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Windmill Hill Asset Management Ltd 56.82% of their portfolio WADDESDON, X0 3,773,6663.8m $131.1m $131.1m 56.82% Unchanged
2 Choate Investment Advisors 3.77% of their portfolio BOSTON, MA 2,768,1142.8m $96.1m $96.1m 3.77% Reduced -359.9k -359,893
3 Betterment LLC 0.23% of their portfolio NEW YORK, NY 2,088,5102.1m $72.5m $72.5m 0.23% Added +5.4k +5,409
4 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,842,1311.8m $64.0m $64.0m 0.01% Added +564 +564
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 636,261636.3k $22.1m $22.1m 0.02% Reduced -163.6k -163,600
6 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 444,423444.4k $15.4m $15.4m 0.01% Added +7.5k +7,453
7 Sensible Financial Planning & Management, LLC. 3.79% of their portfolio WALTHAM, MA 433,618433.6k $15.1m $15.1m 3.79% Added +5.6k +5,621
8 Rathbones Group PLC 0.11% of their portfolio Liverpool, X0 418,971419.0k $14.6m $14.6m 0.11% Unchanged
9 LAKE STREET ADVISORS GROUP, LLC 0.72% of their portfolio PORTSMOUTH, NH 348,688348.7k $12.1m $12.1m 0.72% Reduced -15.4k -15,379
10 PATHSTONE FAMILY OFFICE, LLC 0.09% of their portfolio ENGLEWOOD, NJ 339,240339.2k $11.8m $11.8m 0.09% New
11 RETIREMENT INCOME SOLUTIONS, INC 2.90% of their portfolio ANN ARBOR, MI 298,613298.6k $10.4m $10.4m 2.90% Reduced -6.6k -6,620
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 287,767287.8k $10.0m $10.0m 0.00% Added +68.6k +68,574
13 SPINNAKER TRUST 0.70% of their portfolio PORTLAND, ME 268,529268.5k $9.3m $9.3m 0.70% Reduced -1.4k -1,399
14 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.22% of their portfolio BOSTON, MA 266,985267.0k $9.3m $9.3m 0.22% Added +62.7k +62,669
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 221,575221.6k $7.7m $7.7m 0.00% Reduced -5.7k -5,657
16 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 216,640216.6k $7.5m $7.5m 0.01% Reduced -16.2k -16,234
17 Gemmer Asset Management LLC 1.01% of their portfolio WALNUT CREEK, CA 215,180215.2k $7.5m $7.5m 1.01% Added +24.5k +24,472
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 182,167182.2k $6.3m $6.3m 0.00% Added +44.9k +44,921
19 GOULD ASSET MANAGEMENT LLC /CA/ 1.67% of their portfolio CLAREMONT, CA 169,989170.0k $5.9m $5.9m 1.67% Added +560 +560
20 Svenska Handelsbanken AB (publ) 85.57% of their portfolio STOCKHOLM, V7 157,657157.7k $5.5m $5.5m 85.57% New
21 Tidal Investments LLC 0.15% of their portfolio Milwaukee, WI 141,426141.4k $4.9m $4.9m 0.15% Unchanged
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 137,583137.6k $4.8m $4.8m 0.00% Added +22.2k +22,151
23 Mariner, LLC 0.01% of their portfolio Overland Park, KS 130,326130.3k $4.5m $4.5m 0.01% Reduced -32.4k -32,437
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 120,830120.8k $4.2m $4.2m 0.02% Reduced -8.3k -8,261
25 Institute for Wealth Management, LLC. 0.74% of their portfolio DENVER, CO 117,150117.2k $4.1m $4.1m 0.74% Added +10.8k +10,817
26 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 115,878115.9k $4.0m $4.0m 0.02% Reduced -62.1k -62,116
27 FOSTER DYKEMA CABOT & CO INC/MA 0.47% of their portfolio WALTHAM, MA 111,153111.2k $3.9m $3.9m 0.47% Unchanged
28 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 100,796100.8k $3.5m $3.5m 0.18% Reduced -8 -8
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 99,990100.0k $3.5m $3.5m 0.00% Reduced -301 -301
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,01897.0k $3.4m $3.4m 0.01% Reduced -272 -272
31 Stonehearth Capital Management, LLC 1.60% of their portfolio DANVERS, MA 84,26784.3k $2.9m $2.9m 1.60% Added +1.1k +1,091
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,55181.6k $2.8m $2.8m 0.00% Reduced -4.0k -3,966
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,79177.8k $2.7m $2.7m 0.00% Reduced -3.3k -3,288
34 Fortis Capital Management LLC 0.84% of their portfolio BELLEVUE, WA 77,12377.1k $2.7m $2.7m 0.84% Added +11.2k +11,195
35 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 72,95973.0k $2.5m $2.5m 0.01% Reduced -704 -704
36 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 72,89472.9k $2.5m $2.5m 0.01% Unchanged
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 72,73972.7k $2.5m $2.5m 0.00% Added +6.9k +6,870
38 Milestone Investment Advisors LLC 0.72% of their portfolio MIDDLETON, WI 72,66472.7k $2.5m $2.5m 0.72% Reduced -3.5k -3,540
39 JFG Wealth Management, LLC 0.77% of their portfolio Denver, CO 67,59367.6k $2.3m $2.3m 0.77% Reduced -1.0k -1,001
40 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 65,46465.5k $2.3m $2.3m 0.06% Added +288 +288
41 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 54,97055.0k $1.9m $1.9m 0.03% New
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 52,64752.6k $1.8m $1.8m 0.00% Reduced -1.9k -1,949
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 51,55751.6k $1.8m $1.8m 0.00% Added +31.4k +31,439
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 48,90648.9k $1.7m $1.7m 0.00% Added +24.8k +24,828
45 PFG Advisors 0.15% of their portfolio Phoenix, AZ 48,58048.6k $1.7m $1.7m 0.15% Reduced -2.3k -2,339
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 48,11448.1k $1.7m $1.7m 0.00% Reduced -1.4k -1,405
47 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 46,68946.7k $1.6m $1.6m 0.03% Added +5.8k +5,837
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 45,27245.3k $1.6m $1.6m 0.01% Added +3.3k +3,267
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 40,35840.4k $1.4m $1.4m 0.00% Reduced -2.8k -2,821
50 Oxler Private Wealth LLC 0.69% of their portfolio Rye Brook, NY 39,37639.4k $1.4m $1.4m 0.69% Reduced -5.0k -4,974
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,85434.9k $1.2m $1.2m 0.00% Reduced -1.4k -1,432
52 MARINO, STRAM & ASSOCIATES LLC 0.34% of their portfolio BRAINTREE, MA 33,60833.6k $1.2m $1.2m 0.34% Added +687 +687
53 BRADLEY FOSTER & SARGENT INC/CT 0.03% of their portfolio HARTFORD, CT 33,42133.4k $1.2m $1.2m 0.03% Unchanged
54 Affinity Capital Advisors, LLC 0.29% of their portfolio BERKELEY, CA 30,04430.0k $1.0m $1.0m 0.29% Reduced -11.7k -11,657
55 Boyd Wealth Management, LLC 0.68% of their portfolio SACRAMENTO, CA 29,12429.1k $1.0m $1.0m 0.68% Added +3.5k +3,457
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,53127.5k $956.2k $956.2k 0.00% Reduced -8.7k -8,680
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 27,40527.4k $951.8k $951.8k 0.01% Reduced -1.8k -1,779
58 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 27,08527.1k $940.7k $940.7k 0.04% Reduced -305 -305
59 Clear Harbor Asset Management, LLC 0.10% of their portfolio Stamford, CT 26,50826.5k $920.6k $920.6k 0.10% Unchanged
60 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 26,44026.4k $918.3k $918.3k 0.03% Reduced -1.9k -1,930
61 Coastline Trust Co 0.12% of their portfolio PROVIDENCE, RI 24,36624.4k $846.2k $846.2k 0.12% Unchanged
62 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 24,30724.3k $844.2k $844.2k 0.05% Reduced -26.9k -26,895
63 SENTINEL TRUST CO LBA 0.12% of their portfolio HOUSTON, TX 23,74723.7k $825.0k $825.0k 0.12% Reduced -139 -139
64 BAILARD, INC. 0.03% of their portfolio Foster City, CA 23,24023.2k $807.1k $807.1k 0.03% Reduced -7.2k -7,208
65 Hanson & Doremus Investment Management 0.16% of their portfolio BURLINGTON, VT 23,01123.0k $799.0k $799.0k 0.16% Reduced -1.6k -1,560
66 Bridgewater Advisors Inc. 0.12% of their portfolio NEW YORK, NY 22,41422.4k $778.4k $778.4k 0.12% Reduced -377 -377
67 CAPITAL CITY TRUST CO/FL 0.25% of their portfolio TALLAHASSEE, FL 22,11622.1k $768.1k $768.1k 0.25% Unchanged
68 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 21,76121.8k $755.8k $755.8k 0.00% Reduced -322 -322
69 WESCAP Management Group, Inc. 0.26% of their portfolio Glendale, CA 21,33221.3k $740.9k $740.9k 0.26% Unchanged
70 Bragg Financial Advisors, Inc 0.04% of their portfolio CHARLOTTE, NC 20,85920.9k $724.4k $724.4k 0.04% Unchanged
71 Bell Investment Advisors, Inc 0.16% of their portfolio ORINDA, CA 19,97320.0k $693.7k $693.7k 0.16% Reduced -1.9k -1,895
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,18619.2k $666.3k $666.3k 0.00% Added +11.3k +11,270
73 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 18,48118.5k $641.8k $641.8k 0.00% Unchanged
74 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 18,26718.3k $634.4k $634.4k 0.01% New
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 16,94516.9k $588.5k $588.5k 0.03% Reduced -1.0k -1,020
76 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 16,31016.3k $566.5k $566.5k 0.02% Reduced -320 -320
77 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 16,20016.2k $562.6k $562.6k 0.03% Added +1.7k +1,680
78 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0.11% of their portfolio FORT WORTH, TX 16,17516.2k $561.8k $561.8k 0.11% Added +50 +50
79 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,97116.0k $555.0k $555.0k 0.00% Reduced -1.7k -1,711
80 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 14,99015.0k $520.6k $520.6k 0.10% Added +115 +115
81 FIRST NATIONAL CORP /MA/ /ADV 0.13% of their portfolio ROCKLAND, MA 14,46514.5k $502.4k $502.4k 0.13% Reduced -1.7k -1,745
82 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 14,07314.1k $488.8k $488.8k 0.00% Added +477 +477
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,07513.1k $454.1k $454.1k 0.00% New
84 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 12,38112.4k $430.0k $430.0k 0.04% Added +897 +897
85 West Coast Financial LLC 0.06% of their portfolio SANTA BARBARA, CA 11,85211.9k $411.6k $411.6k 0.06% Reduced -2.0k -2,010
86 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 11,60911.6k $403.2k $403.2k 0.02% Reduced -777 -777
87 TRUST CO OF VERMONT 0.03% of their portfolio BRATTLEBORO, VT 11,55011.6k $401.1k $401.1k 0.03% Unchanged
88 Addison Advisors LLC 0.18% of their portfolio MIDDLEBURY, VT 11,32511.3k $393.3k $393.3k 0.18% Unchanged
89 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,31111.3k $392.8k $392.8k 0.00% New
90 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,21911.2k $389.6k $389.6k 0.00% Reduced -81 -81
91 Constant Guidance Financial LLC 0.50% of their portfolio ATTLEBORO FALLS, MA 10,92010.9k $378.5k $378.5k 0.50% First filing
92 Values Added Financial LLC 0.34% of their portfolio WASHINGTON, DC 10,87810.9k $377.8k $377.8k 0.34% Unchanged
93 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,83510.8k $376.0k $376.0k 0.00% Reduced -112 -112
94 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 10,82810.8k $376.0k $376.0k 0.02% New
95 MATRIX ASSET ADVISORS INC/NY 0.05% of their portfolio White Plains, NY 10,73710.7k $372.9k $372.9k 0.05% Reduced -129 -129
96 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 10,72610.7k $372.5k $372.5k 0.01% Reduced -370 -370
97 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 10,34010.3k $359.1k $359.1k 0.00% Reduced -50 -50
98 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,24610.2k $355.8k $355.8k 0.02% Added +1.3k +1,334
99 Rockingstone Advisors LLC 0.20% of their portfolio GREAT BARRINGTON, MA 10,24010.2k $355.6k $355.6k 0.20% Unchanged
100 Eaton Financial Holdings Company, LLC 0.09% of their portfolio Coral Springs, FL 10,16910.2k $353.2k $353.2k 0.09% Reduced -132 -132