Vault-13

SPDR SER TR SPYX

SPDR S&P 500 ETF · ETP · CUSIP 78468R796

175 institutional holders -3 vs Q1 2023
19,289,76219.3m shares reported held*
$698.6mreported value*
7 new 68 added 55 reduced 12 sold out net sold ≈ $11.4m (-304.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.22.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 165Q1 23: 178Q2 23: 175175Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022167
Q4 2022165
Q1 2023178
Q2 2023175

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 67 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227444
Q1 20237266
Q2 20237567

Biggest buyers

Windmill Hill Asset Management Ltd Added +1,885,430+1.9m
Bank of New York Mellon Corp Added +1,227,530+1.2m
MORGAN STANLEY Added +66,320+66.3k
AMERIPRISE FINANCIAL INC Added +64,224+64.2k
IMC-Chicago, LLC Added +37,317+37.3k
LAKE STREET ADVISORS GROUP, LLC Added +29,648+29.6k
OSAIC HOLDINGS, INC. Added +24,097+24.1k
Gemmer Asset Management LLC Added +17,498+17.5k
Baird Financial Group, Inc. Added +15,383+15.4k
EP Wealth Advisors, LLC Added +13,217+13.2k

Biggest sellers

FRANKLIN RESOURCES INC Sold out -2,132,886-2.1m
Choate Investment Advisors Reduced -510,546-510.5k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -225,845-225.8k
Chapman Investment Management, LLC Sold out -190,989-191.0k
ROYAL BANK OF CANADA Reduced -142,604-142.6k
Tidal Investments LLC Reduced -141,426-141.4k
VANGUARD GROUP INC Sold out -111,111-111.1k
PNC Financial Services Group, Inc. Reduced -98,127-98.1k
JANE STREET GROUP, LLC Reduced -39,333-39.3k
CITADEL ADVISORS LLC Reduced -25,377-25.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Windmill Hill Asset Management Ltd 61.19% of their portfolio WADDESDON, X0 3,773,6663.8m $136.5m $136.5m 61.19% Added +1.9m +1,885,430
2 Choate Investment Advisors 4.73% of their portfolio BOSTON, MA 3,128,0073.1m $113.1m $113.1m 4.73% Reduced -510.5k -510,546
3 Betterment LLC 0.23% of their portfolio NEW YORK, NY 2,083,1012.1m $75.3m $75.3m 0.23% Added +7.8k +7,779
4 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,841,5671.8m $66.6m $66.6m 0.01% Added +1.2m +1,227,530
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 799,861799.9k $28.9m $28.9m 0.02% Reduced -24.4k -24,368
6 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 436,970437.0k $15.8m $15.8m 0.01% Reduced -98.1k -98,127
7 Sensible Financial Planning & Management, LLC. 3.64% of their portfolio WALTHAM, MA 427,997428.0k $15.5m $15.5m 3.64% Added +4.1k +4,076
8 Rathbones Group PLC 0.14% of their portfolio Liverpool, X0 418,971419.0k $15.2m $15.2m 0.14% Unchanged
9 LAKE STREET ADVISORS GROUP, LLC 0.73% of their portfolio PORTSMOUTH, NH 364,067364.1k $13.2m $13.2m 0.73% Added +29.6k +29,648
10 Veritable, L.P. 0.21% of their portfolio Newtown Square, PA 350,340350.3k $12.7m $12.7m 0.21% Added +11.1k +11,100
11 RETIREMENT INCOME SOLUTIONS, INC 2.96% of their portfolio ANN ARBOR, MI 305,233305.2k $11.0m $11.0m 2.96% Added +498 +498
12 SPINNAKER TRUST 0.71% of their portfolio PORTLAND, ME 269,928269.9k $9.8m $9.8m 0.71% Reduced -6.2k -6,219
13 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 232,874232.9k $8.4m $8.4m 0.01% Reduced -13.3k -13,287
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 227,232227.2k $8.2m $8.2m 0.00% Added +64.2k +64,224
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 219,193219.2k $7.9m $7.9m 0.00% Added +66.3k +66,320
16 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.16% of their portfolio BOSTON, MA 204,316204.3k $7.4m $7.4m 0.16% Reduced -225.8k -225,845
17 Gemmer Asset Management LLC 0.94% of their portfolio WALNUT CREEK, CA 190,708190.7k $6.9m $6.9m 0.94% Added +17.5k +17,498
18 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 177,994178.0k $6.4m $6.4m 0.03% Reduced -33 -33
19 GOULD ASSET MANAGEMENT LLC /CA/ 1.71% of their portfolio CLAREMONT, CA 169,429169.4k $6.1m $6.1m 1.71% Added +2.1k +2,102
20 Mariner, LLC 0.02% of their portfolio Overland Park, KS 162,763162.8k $5.9m $5.9m 0.02% Reduced -13.6k -13,576
21 Tidal Investments LLC 0.15% of their portfolio Milwaukee, WI 141,426141.4k $5.1m $5.1m 0.15% Reduced -141.4k -141,426
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 137,246137.2k $5.0m $5.0m 0.00% Reduced -142.6k -142,604
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 129,091129.1k $4.7m $4.7m 0.02% Reduced -21.0k -21,012
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 115,432115.4k $4.2m $4.2m 0.00% Reduced -4.3k -4,329
25 FOSTER DYKEMA CABOT & CO INC/MA 0.47% of their portfolio WALTHAM, MA 111,153111.2k $4.0m $4.0m 0.47% Added +1.4k +1,374
26 Institute for Wealth Management, LLC. 0.68% of their portfolio DENVER, CO 106,333106.3k $3.8m $3.8m 0.68% Added +3.0k +2,975
27 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 100,804100.8k $3.6m $3.6m 0.18% Added +1.5k +1,545
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,291100.3k $3.6m $3.6m 0.00% Reduced -6.3k -6,314
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,29097.3k $3.5m $3.5m 0.01% Added +10.6k +10,614
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 85,51785.5k $3.1m $3.1m 0.00% Reduced -6.2k -6,189
31 Stonehearth Capital Management, LLC 1.58% of their portfolio DANVERS, MA 83,17683.2k $3.0m $3.0m 1.58% Reduced -2.5k -2,497
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,07981.1k $2.9m $2.9m 0.01% Added +24.1k +24,097
33 Milestone Investment Advisors LLC 0.85% of their portfolio MIDDLETON, WI 76,20476.2k $2.8m $2.8m 0.85% Added +1.3k +1,328
34 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 73,66373.7k $2.7m $2.7m 0.01% Reduced -7.5k -7,526
35 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 72,89472.9k $2.4m $2.4m 0.01% Unchanged
36 JFG Wealth Management, LLC 0.76% of their portfolio Denver, CO 68,59468.6k $2.5m $2.5m 0.76% Reduced -1.2k -1,231
37 Fortis Capital Management LLC 0.84% of their portfolio BELLEVUE, WA 65,92865.9k $2.4m $2.4m 0.84% Reduced -13.2k -13,206
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,86965.9k $2.4m $2.4m 0.00% Added +4.5k +4,450
39 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 65,17665.2k $2.4m $2.4m 0.06% Added +2.4k +2,400
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,59654.6k $2.0m $2.0m 0.00% Reduced -2.6k -2,579
41 IMC-Chicago, LLC 0.06% of their portfolio CHICAGO, IL 51,20251.2k $1.9m $1.9m 0.06% Added +37.3k +37,317
42 PFG Advisors 0.14% of their portfolio Phoenix, AZ 50,91950.9k $1.8m $1.8m 0.14% Reduced -927 -927
43 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 49,51949.5k $1.8m $1.8m 0.00% Added +15.4k +15,383
44 Oxler Private Wealth LLC 0.76% of their portfolio Rye Brook, NY 44,35044.4k $1.6m $1.6m 0.76% Added +121 +121
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 43,17943.2k $1.6m $1.6m 0.00% Reduced -4.6k -4,560
46 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 42,00542.0k $1.5m $1.5m 0.01% Added +1.8k +1,780
47 Affinity Capital Advisors, LLC 0.41% of their portfolio BERKELEY, CA 41,70141.7k $1.5m $1.5m 0.41% Reduced -2.8k -2,799
48 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 40,85240.9k $1.5m $1.5m 0.03% Added +7.5k +7,490
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 36,28636.3k $1.3m $1.3m 0.00% Added +6.6k +6,595
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 36,21136.2k $1.3m $1.3m 0.01% First filing
51 BRADLEY FOSTER & SARGENT INC/CT 0.03% of their portfolio HARTFORD, CT 33,42133.4k $1.2m $1.2m 0.03% Unchanged
52 MARINO, STRAM & ASSOCIATES LLC 0.34% of their portfolio BRAINTREE, MA 32,92132.9k $1.2m $1.2m 0.34% Added +14 +14
53 BAILARD, INC. 0.04% of their portfolio Foster City, CA 30,44830.4k $1.1m $1.1m 0.04% Added +7.4k +7,426
54 BerganKDV Wealth Management, LLC 0.11% of their portfolio BLOOMINGTON, MN 29,38329.4k $1.1m $1.1m 0.11% Added +12.2k +12,242
55 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 29,18429.2k $1.1m $1.1m 0.01% Added +116 +116
56 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 28,37028.4k $1.0m $1.0m 0.07% Reduced -2.6k -2,618
57 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 27,39027.4k $990.7k $990.7k 0.04% Reduced -270 -270
58 Clear Harbor Asset Management, LLC 0.09% of their portfolio Stamford, CT 26,50826.5k $958.8k $958.8k 0.09% Unchanged
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,93925.9k $938.2k $938.2k 0.00% Reduced -3.7k -3,662
60 Boyd Wealth Management, LLC 0.56% of their portfolio SACRAMENTO, CA 25,66725.7k $928.4k $928.4k 0.56% Added +1.1k +1,062
61 Hanson & Doremus Investment Management 0.18% of their portfolio BURLINGTON, VT 24,57124.6k $889.0k $889.0k 0.18% Added +3 +3
62 Coastline Trust Co 0.12% of their portfolio PROVIDENCE, RI 24,36624.4k $881.3k $881.3k 0.12% Unchanged
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 24,07824.1k $870.9k $870.9k 0.00% Added +3 +3
64 SENTINEL TRUST CO LBA 0.12% of their portfolio HOUSTON, TX 23,88623.9k $864.0k $864.0k 0.12% Reduced -1.2k -1,229
65 Bridgewater Advisors Inc. 0.17% of their portfolio NEW YORK, NY 22,79122.8k $824.4k $824.4k 0.17% Reduced -2.4k -2,409
66 CAPITAL CITY TRUST CO/FL 0.25% of their portfolio TALLAHASSEE, FL 22,11622.1k $799.9k $799.9k 0.25% Unchanged
67 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,08322.1k $798.7k $798.7k 0.00% Added +1.5k +1,493
68 Bell Investment Advisors, Inc 0.18% of their portfolio ORINDA, CA 21,86821.9k $791.0k $791.0k 0.18% Added +1.9k +1,864
69 WESCAP Management Group, Inc. 0.27% of their portfolio Glendale, CA 21,33221.3k $771.6k $771.6k 0.27% Unchanged
70 Bragg Financial Advisors, Inc 0.04% of their portfolio CHARLOTTE, NC 20,85920.9k $754.5k $754.5k 0.04% Unchanged
71 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 20,13020.1k $334.7k $334.7k 0.01% Added +13.2k +13,217
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,11820.1k $727.7k $727.7k 0.00% Reduced -25.4k -25,377
73 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 18,48118.5k $668.5k $668.5k 0.00% Reduced -15.5k -15,500
74 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 17,96518.0k $649.8k $649.8k 0.03% Reduced -35 -35
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,68217.7k $640.0k $640.0k 0.00% Added +232 +232
76 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 16,63016.6k $601.5k $601.5k 0.02% Added +1.1k +1,096
77 FIRST NATIONAL CORP /MA/ /ADV 0.14% of their portfolio ROCKLAND, MA 16,21016.2k $586.3k $586.3k 0.14% Added +164 +164
78 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0.11% of their portfolio FORT WORTH, TX 16,12516.1k $583.2k $583.2k 0.11% Unchanged
79 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 14,87514.9k $538.0k $538.0k 0.10% Added +60 +60
80 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 14,52014.5k $525.2k $525.2k 0.03% Added +4.4k +4,405
81 West Coast Financial LLC 0.07% of their portfolio SANTA BARBARA, CA 13,86213.9k $501.4k $501.4k 0.07% Reduced -3.6k -3,610
82 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,76413.8k $497.8k $497.8k 0.00% Reduced -39.3k -39,333
83 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 13,59613.6k $491.8k $491.8k 0.00% Added +973 +973
84 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 12,38612.4k $448.0k $448.0k 0.02% Reduced -820 -820
85 TRUST CO OF VERMONT 0.03% of their portfolio BRATTLEBORO, VT 11,55011.6k $417.8k $417.8k 0.03% Unchanged
86 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 11,48411.5k $415.4k $415.4k 0.04% Added +2.3k +2,258
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,33811.3k $410.1k $410.1k 0.00% Reduced -2.9k -2,925
88 Addison Advisors LLC 0.20% of their portfolio MIDDLEBURY, VT 11,32511.3k $409.6k $409.6k 0.20% Unchanged
89 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,30011.3k $408.7k $408.7k 0.00% Reduced -1.6k -1,650
90 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 11,09611.1k $401.3k $401.3k 0.01% Reduced -640 -640
91 Eley Financial Management, Inc 0.19% of their portfolio SOUTH BURLINGTON, VT 11,02911.0k $398.9k $398.9k 0.19% Reduced -164 -164
92 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,94710.9k $396.0k $396.0k 0.00% Reduced -60 -60
93 Values Added Financial LLC 0.37% of their portfolio WASHINGTON, DC 10,87810.9k $393.5k $393.5k 0.37% First filing
94 MATRIX ASSET ADVISORS INC/NY 0.05% of their portfolio White Plains, NY 10,86610.9k $393.0k $393.0k 0.05% Added +210 +210
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,42610.4k $377.0k $377.0k 0.00% Reduced -1.8k -1,827
96 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 10,39010.4k $375.8k $375.8k 0.00% Reduced -4.5k -4,490
97 Eaton Financial Holdings Company, LLC 0.28% of their portfolio Coral Springs, FL 10,30110.3k $372.6k $372.6k 0.28% Added +34 +34
98 Rockingstone Advisors LLC 0.21% of their portfolio GREAT BARRINGTON, MA 10,24010.2k $370.4k $370.4k 0.21% Unchanged
99 First Pacific Financial 0.15% of their portfolio VANCOUVER, WA 9,5639.6k $345.9k $345.9k 0.15% Added +248 +248
100 Ironwood Financial, llc 0.09% of their portfolio TUCSON, AZ 9,3719.4k $338.9k $338.9k 0.09% Reduced -2.1k -2,077