Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

391 institutional holders -21 vs Q2 2023
64,991,88665.0m shares reported held*
$2.3bnreported value*
27 new 131 added 163 reduced 47 sold out net bought ≈ $143.4m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.79. Options: 3 managers hold calls ($2.9m notional), 3 hold puts ($3.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422Q1 23: 416Q2 23: 412Q3 23: 391391Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022387
Q4 2022422
Q1 2023416
Q2 2023412
Q3 2023391

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 222 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 210 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022222144
Q1 2023225163
Q2 2023172205
Q3 2023158210

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $4.3mQ4 22 puts: $997.4kQ4 22P/C 0.23Q1 23 calls: $4.5mQ1 23 puts: $963.4kQ1 23P/C 0.22Q2 23 calls: $2.5mQ2 23 puts: $468.2kQ2 23P/C 0.19Q3 23 calls: $2.9mQ3 23 puts: $3.7mQ3 23P/C 1.28
Numbers
QuarterCallsPutsP/C
Q4 2022$4.3m$997.4k0.23
Q1 2023$4.5m$963.4k0.22
Q2 2023$2.5m$468.2k0.19
Q3 2023$2.9m$3.7m1.28

Biggest buyers

Financial Gravity Asset Management, Inc. Added +2,714,391+2.7m
Meiji Yasuda Life Insurance Co Added +2,463,328+2.5m
First Command Advisory Services, Inc. Added +1,708,224+1.7m
Bank of New York Mellon Corp New +381,835+381.8k
COMERICA BANK New +324,288+324.3k
Connectus Wealth, LLC New +301,304+301.3k
Barry Investment Advisors, LLC Added +143,685+143.7k
Ausdal Financial Partners, Inc. New +122,202+122.2k
OSAIC HOLDINGS, INC. Added +94,866+94.9k
Allworth Financial LP Added +77,776+77.8k

Biggest sellers

PRUDENTIAL PLC Reduced -1,734,705-1.7m
NEIRG Wealth Management, LLC Sold out -336,655-336.7k
Global Retirement Partners, LLC Reduced -229,725-229.7k
MORGAN STANLEY Reduced -198,351-198.4k
LPL Financial LLC Reduced -142,082-142.1k
WELLS FARGO & COMPANY/MN Reduced -134,265-134.3k
XML Financial, LLC Reduced -103,946-103.9k
Jefferies Financial Group Inc. Reduced -100,136-100.1k
BIP Wealth, LLC Reduced -96,893-96.9k
Private Advisor Group, LLC Reduced -93,430-93.4k

Biggest calls

CITADEL ADVISORS LLC Added $2.5m71.6k shares
WOLVERINE TRADING, LLC Reduced $350.7k10.0k shares
Cutler Group LLC / CA Added $4.0k19.6k shares

Biggest puts

CITADEL ADVISORS LLC Added $3.2m90.3k shares
WOLVERINE TRADING, LLC New $494.5k14.1k shares
Cutler Group LLC / CA Added $3.0k9.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 6.78% of their portfolio LONDON, X0 16,633,55816.6m $583.3m $583.3m 6.78% Reduced -1.7m -1,734,705
2 Meiji Yasuda Life Insurance Co 9.00% of their portfolio TOKYO, M0 9,663,8489.7m $338.9m $338.9m 9.00% Added +2.5m +2,463,328
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,884,2353.9m $136.2m $136.2m 0.02% Reduced -79.3k -79,321
4 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 3,147,2013.1m $110.4m $110.4m 0.08% Reduced -142.1k -142,082
5 Financial Gravity Asset Management, Inc. 1.66% of their portfolio Lakeway, TX 2,825,6392.8m $146.6m $146.6m 1.66% Added +2.7m +2,714,391
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,632,4572.6m $92.3m $92.3m 0.01% Reduced -198.4k -198,351
7 Auto-Owners Insurance Co 2.40% of their portfolio LANSING, MI 2,050,0002.0m $71.9m $71.9m 2.40% Unchanged
8 First Command Advisory Services, Inc. 0.79% of their portfolio FORT WORTH, TX 1,713,7771.7m $60.1m $60.1m 0.79% Added +1.7m +1,708,224
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,261,9391.3m $44.3m $44.3m 0.01% Added +60.2k +60,207
10 Allworth Financial LP 0.29% of their portfolio FOLSOM, CA 975,066975.1k $34.2m $34.2m 0.29% Added +77.8k +77,776
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 805,697805.7k $28.3m $28.3m 0.01% Reduced -25.8k -25,802
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 796,875796.9k $27.9m $27.9m 0.01% Reduced -134.3k -134,265
13 Vestmark Advisory Solutions, Inc. 1.96% of their portfolio Wakefield, MA 769,190769.2k $27.0m $27.0m 1.96% Reduced -67.4k -67,370
14 Heartwood Wealth Advisors LLC 3.51% of their portfolio RICHMOND, VA 677,656677.7k $23.8m $23.8m 3.51% Added +21.7k +21,698
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 569,987570.0k $20.0m $20.0m 0.01% Added +76.8k +76,763
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 535,487535.5k $18.8m $18.8m 0.03% Added +94.9k +94,866
17 Sage Advisory Services, Ltd.Co. 4.36% of their portfolio AUSTIN, TX 444,725444.7k $15.6m $15.6m 4.36% Added +26.6k +26,574
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 421,983422.0k $14.8m $14.8m 0.00% Added +20.3k +20,317
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 409,891409.9k $14.4m $14.4m 0.01% Added +10.7k +10,669
20 Strategic Point Investment Advisors, LLC 2.96% of their portfolio PROVIDENCE, RI 394,931394.9k $13.9m $13.9m 2.96% Added +8.2k +8,219
21 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 394,241394.2k $13.8m $13.8m 0.03% Reduced -34.0k -33,971
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 381,835381.8k $13.4m $13.4m 0.00% New
23 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 372,722372.7k $13.1m $13.1m 0.01% Added +20.2k +20,171
24 Curran Financial Partners, LLC 5.21% of their portfolio DANIEL ISLAND, SC 340,940340.9k $12.0m $12.0m 5.21% Added +18.6k +18,625
25 COWA, LLC 7.84% of their portfolio Tulsa, OK 330,817330.8k $11.6m $11.6m 7.84% Reduced -324 -324
26 COMERICA BANK 0.06% of their portfolio DALLAS, TX 324,288324.3k $11.4m $11.4m 0.06% New
27 Connectus Wealth, LLC 0.24% of their portfolio CINCINNATI, OH 301,304301.3k $10.6m $10.6m 0.24% New
28 Hapanowicz & Associates Financial Services, Inc 7.38% of their portfolio PITTSBURGH, PA 296,162296.2k $10.4m $10.4m 7.38% Added +27.7k +27,673
29 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 290,064290.1k $10.2m $10.2m 0.09% Reduced -93.4k -93,430
30 BIP Wealth, LLC 0.85% of their portfolio ATLANTA, GA 262,915262.9k $9.2m $9.2m 0.85% Reduced -96.9k -96,893
31 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 253,938253.9k $8.9m $8.9m 0.03% Reduced -21.0k -21,044
32 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 244,881244.9k $8.6m $8.6m 0.04% Reduced -12.5k -12,481
33 Gunma Bank,Ltd. 5.49% of their portfolio GUNMA, M0 215,000215.0k $7.5m $7.5m 5.49% Unchanged
34 FIRST HAWAIIAN BANK 0.26% of their portfolio HONOLULU, HI 214,311214.3k $7.5m $7.5m 0.26% Reduced -58 -58
35 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 198,385198.4k $7.0m $7.0m 0.01% Reduced -21.6k -21,555
36 Barry Investment Advisors, LLC 2.44% of their portfolio NEW BEDFORD, MA 193,131193.1k $6.8m $6.8m 2.44% Added +143.7k +143,685
37 SWS Partners 2.50% of their portfolio COLUMBUS, OH 192,846192.8k $6.8m $6.8m 2.50% Added +5.7k +5,739
38 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 188,269188.3k $6.6m $6.6m 0.02% Reduced -82.0k -82,033
39 Keystone Financial Planning, Inc. 2.29% of their portfolio CLEVELAND, OH 186,774186.8k $6.6m $6.6m 2.29% Added +470 +470
40 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 174,747174.7k $6.1m $6.1m 0.01% Reduced -4.2k -4,157
41 CWM, LLC 0.04% of their portfolio OMAHA, NE 170,184170.2k $6.0m $6.0m 0.04% Reduced -21.0k -21,011
42 Hibernia Wealth Partners, LLC 4.56% of their portfolio BATON ROUGE, LA 166,719166.7k $5.8m $5.8m 4.56% First filing
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 161,985162.0k $5.7m $5.7m 0.01% Reduced -1.7k -1,736
44 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 155,935155.9k $5.5m $5.5m 0.08% Added +7.6k +7,589
45 Erickson Financial Group, LLC 5.05% of their portfolio ALLENTOWN, PA 153,991154.0k $5.4m $5.4m 5.05% Added +3.7k +3,744
46 Systematic Alpha Investments, LLC 0.26% of their portfolio PRINCETON, NJ 147,601147.6k $5.2m $5.2m 0.26% Unchanged
47 Angeles Investment Advisors, LLC 0.39% of their portfolio SANTA MONICA, CA 142,000142.0k $5.0m $5.0m 0.39% Unchanged
48 Genesee Capital Advisors, LLC 3.46% of their portfolio AUBURN, NY 137,339137.3k $4.8m $4.8m 3.46% Added +3.1k +3,120
49 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 136,920136.9k $4.8m $4.8m 0.02% Added +7.8k +7,768
50 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 130,375130.4k $4.6m $4.6m 0.03% Reduced -1.7k -1,719
51 Curi Capital, LLC 0.15% of their portfolio CHICAGO, IL 127,750127.8k $4.5m $4.5m 0.15% Unchanged
52 Crescent Grove Advisors, LLC 0.55% of their portfolio LAKE FOREST, IL 126,562126.6k $4.4m $4.4m 0.55% Reduced -875 -875
53 Ausdal Financial Partners, Inc. 0.59% of their portfolio Davenport, IA 122,202122.2k $4.3m $4.3m 0.59% New
54 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 116,952117.0k $4.1m $4.1m 0.01% Reduced -37.5k -37,498
55 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 116,398116.4k $4.1m $4.1m 0.02% Reduced -35.7k -35,729
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 112,318112.3k $3.9m $3.9m 0.00% Added +17.2k +17,237
57 Jefferies Financial Group Inc. 0.10% of their portfolio NEW YORK, NY 110,909110.9k $3.9m $3.9m 0.10% Reduced -100.1k -100,136
58 Mariner, LLC 0.01% of their portfolio Overland Park, KS 108,564108.6k $3.8m $3.8m 0.01% Added +5.3k +5,265
59 RDA Financial Network 1.60% of their portfolio AKRON, IA 105,089105.1k $3.7m $3.7m 1.60% Reduced -1.3k -1,307
60 WEDBUSH SECURITIES INC 0.17% of their portfolio PASADENA, CA 99,41099.4k $3.5m $3.5m 0.17% Added +641 +641
61 GTS SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 98,50098.5k $3.5m $3.5m 0.07% Added +21.3k +21,346
62 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.94% of their portfolio Phoenix, AZ 97,64897.6k $3.4m $3.4m 1.94% Added +3.8k +3,838
63 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 94,04194.0k $3.3m $3.3m 0.04% Added +2.4k +2,405
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 92,68792.7k $3.2m $3.2m 0.01% Added +3.8k +3,834
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 91,78791.8k $3.2m $3.2m 0.00% Reduced -2.6k -2,635
66 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 91,20091.2k $3.2m $3.2m 0.01% Reduced -3.4k -3,372
67 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 91,07491.1k $3.2m $3.2m 0.02% Reduced -90 -90
68 First PREMIER Bank 0.97% of their portfolio SIOUX FALLS, SD 90,50290.5k $3.2m $3.2m 0.97% Reduced -11.6k -11,615
69 Wealth Advisory Solutions, LLC 0.66% of their portfolio ZIONSVILLE, IN 90,07390.1k $3.3m $3.3m 0.66% Added +44.9k +44,913
70 CGN Advisors LLC 0.42% of their portfolio MANHATTAN, KS 88,99389.0k $3.1m $3.1m 0.42% Added +4.8k +4,819
71 Coombe, Bender & Co LLC 2.32% of their portfolio ELLENVILLE, NY 88,02088.0k $3.1m $3.1m 2.32% Added +3.2k +3,214
72 FDx Advisors, Inc. 0.25% of their portfolio BERWYN, PA 86,49986.5k $3.0m $3.0m 0.25% Reduced -4.3k -4,315
73 Sonoma Private Wealth LLC 5.39% of their portfolio San Francisco, CA 84,20784.2k $3.0m $3.0m 5.39% Reduced -3.0k -2,971
74 WEALTHSOURCE PARTNERS, LLC 0.20% of their portfolio SAN LUIS OBISPO, CA 83,39683.4k $2.9m $2.9m 0.20% Reduced -21 -21
75 Western Wealth Management, LLC 0.24% of their portfolio GOLDEN, CO 82,41982.4k $2.9m $2.9m 0.24% Added +339 +339
76 Gateway Wealth Partners, LLC 0.52% of their portfolio APPLETON, WI 82,13482.1k $2.9m $2.9m 0.52% Reduced -5.3k -5,331
77 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 80,54880.5k $2.8m $2.8m 0.02% Reduced -1.8k -1,781
78 Advisor OS, LLC 0.41% of their portfolio CHICAGO, IL 77,94577.9k $2.7m $2.7m 0.41% Added +653 +653
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 77,69577.7k $2.9m $2.9m 0.00% Reduced -18.6k -18,599
80 StoneX Group Inc. 0.29% of their portfolio NEW YORK, NY 77,55877.6k $2.7m $2.7m 0.29% Added +40.1k +40,068
81 Independent Wealth Network Inc. 1.67% of their portfolio URBANDALE, IA 77,36877.4k $2.7m $2.7m 1.67% Added +1.2k +1,171
82 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 76,99677.0k $2.7m $2.7m 0.01% Reduced -1.3k -1,268
83 Global Strategic Investment Solutions, LLC 0.34% of their portfolio Scottsdale, AZ 75,53475.5k $2.6m $2.6m 0.34% Added +522 +522
84 Venture Visionary Partners LLC 0.16% of their portfolio Sylvania, OH 75,21975.2k $2.6m $2.6m 0.16% Added +1.0k +1,013
85 WealthPLAN Partners, LLC 0.30% of their portfolio OMAHA, NE 73,56673.6k $2.6m $2.6m 0.30% Reduced -218 -218
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 72,28372.3k $2.5m $2.5m 0.00% Reduced -36.5k -36,526
87 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 71,40071.4k $2.5m $2.5m 0.02% Reduced -5.0k -5,000
88 WHITE PINE CAPITAL LLC 0.99% of their portfolio BLOOMINGTON, MN 70,48170.5k $2.5m $2.5m 0.99% Reduced -1.2k -1,232
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 68,65268.7k $2.4m $2.4m 0.00% Added +7.9k +7,896
90 Bridgecreek Investment Management, LLC 0.49% of their portfolio Tulsa, OK 68,50068.5k $2.4m $2.4m 0.49% Reduced -1.0k -1,000
91 Asset Management Resources, LLC 1.48% of their portfolio HYANNIS, MA 67,91867.9k $2.4m $2.4m 1.48% New
92 Freedom Investment Management, Inc. 0.29% of their portfolio SOUTH WINDSOR, CT 67,17067.2k $2.4m $2.4m 0.29% Reduced -9.2k -9,175
93 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 66,86066.9k $2.3m $2.3m 0.03% Reduced -17.7k -17,674
94 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 66,76366.8k $2.3m $2.3m 0.04% Added +90 +90
95 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 66,60666.6k $2.3m $2.3m 0.12% Reduced -3.5k -3,456
96 Intrua Financial, LLC 0.42% of their portfolio Houston, TX 66,57266.6k $2.3m $2.3m 0.42% Added +1.8k +1,762
97 Faithward Advisors, LLC 0.54% of their portfolio LANCASTER, PA 65,13565.1k $2.2m $2.2m 0.54% Added +797 +797
98 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 63,49363.5k $2.2m $2.2m 0.03% Reduced -1.3k -1,280
99 Bison Wealth, LLC 0.43% of their portfolio Atlanta, GA 62,82862.8k $2.2m $2.2m 0.43% Reduced -157 -157
100 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 62,03262.0k $2.2m $2.2m 0.02% Added +41.4k +41,411