Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

416 institutional holders -6 vs Q4 2022
78,550,72478.6m shares reported held*
$2.8bnreported value*
38 new 187 added 119 reduced 44 sold out net sold ≈ $406.2m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($50.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.17. Options: 4 managers hold calls ($4.5m notional), 3 hold puts ($963.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422Q1 23: 416416Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022387
Q4 2022422
Q1 2023416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 222 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 163 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022222144
Q1 2023225163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.7mQ3 22 puts: $1.8mQ3 22P/C 0.48Q4 22 calls: $4.3mQ4 22 puts: $997.4kQ4 22P/C 0.23Q1 23 calls: $4.5mQ1 23 puts: $963.4kQ1 23P/C 0.22
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$1.8m0.48
Q4 2022$4.3m$997.4k0.23
Q1 2023$4.5m$963.4k0.22

Biggest buyers

PRUDENTIAL PLC Added +6,774,366+6.8m
COWA, LLC Added +4,250,145+4.3m
Parker Investment Management, LLC New +2,282,719+2.3m
Meiji Yasuda Life Insurance Co Added +1,050,000+1.1m
Proquility Private Wealth Partners, LLC Added +753,576+753.6k
EP Wealth Advisors, LLC Added +257,772+257.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +204,557+204.6k
Allworth Financial LP Added +175,886+175.9k
BANK OF AMERICA CORP /DE/ Added +154,931+154.9k
CWM, LLC Added +104,264+104.3k

Biggest sellers

First Command Advisory Services, Inc. Reduced -17,412,963-17.4m
Atria Investments, Inc Sold out -570,658-570.7k
First Command Financial Services, Inc. Reduced -527,785-527.8k
First Command Bank Reduced -527,785-527.8k
Bell Bank Reduced -485,643-485.6k
MORGAN STANLEY Reduced -455,115-455.1k
WELLS FARGO & COMPANY/MN Reduced -424,409-424.4k
Daiwa Securities Group Inc. Reduced -350,600-350.6k
AMERIPRISE FINANCIAL INC Reduced -290,097-290.1k
Smart Money Group LLC Sold out -260,471-260.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $3.5m91.7k shares
WOLVERINE TRADING, LLC New $801.0k21.4k shares
Belvedere Trading LLC Added $190.0k5.0k shares
Cutler Group LLC / CA Added $5.0k4.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $942.4k24.8k shares
Belvedere Trading LLC Reduced $19.0k500 shares
Cutler Group LLC / CA Added $2.0k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 7.57% of their portfolio LONDON, X0 16,981,74817.0m $645.3m $645.3m 7.57% Added +6.8m +6,774,366
2 Meiji Yasuda Life Insurance Co 5.36% of their portfolio TOKYO, M0 7,200,5207.2m $273.6m $273.6m 5.36% Added +1.1m +1,050,000
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,665,1265.7m $215.3m $215.3m 0.02% Added +154.9k +154,931
4 COWA, LLC 6.34% of their portfolio Tulsa, OK 4,552,1544.6m $8.0m $8.0m 6.34% Added +4.3m +4,250,145
5 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 3,595,1933.6m $136.6m $136.6m 0.11% Added +42.5k +42,492
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,960,1933.0m $112.5m $112.5m 0.01% Reduced -455.1k -455,115
7 Parker Investment Management, LLC 19.92% of their portfolio Menlo Park, CA 2,282,7192.3m $86.7m $86.7m 19.92% New
8 Proquility Private Wealth Partners, LLC 0.90% of their portfolio LAS VEGAS, NV 2,253,5762.3m $2.3m $2.3m 0.90% Added +753.6k +753,576
9 First Command Bank 8.21% of their portfolio FORT WORTH, TX 2,112,0552.1m $80.3m $80.3m 8.21% Reduced -527.8k -527,785
10 First Command Financial Services, Inc. 8.21% of their portfolio FORT WORTH, TX 2,112,0552.1m $80.3m $80.3m 8.21% Reduced -527.8k -527,785
11 Auto-Owners Insurance Co 2.68% of their portfolio LANSING, MI 2,050,0002.0m $77.8m $77.8m 2.68% Unchanged
12 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,351,6801.4m $51.4m $51.4m 0.02% Reduced -424.4k -424,409
13 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,278,1631.3m $48.6m $48.6m 0.02% Added +63.1k +63,065
14 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,269,7471.3m $48.3m $48.3m 0.09% Reduced -180.6k -180,630
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,173,8131.2m $44.6m $44.6m 0.01% Reduced -46.1k -46,062
16 Vestmark Advisory Solutions, Inc. 1.90% of their portfolio Wakefield, MA 1,157,2931.2m $44.0m $44.0m 1.90% Added +18.0k +17,983
17 Allworth Financial LP 0.28% of their portfolio FOLSOM, CA 733,258733.3k $27.9m $27.9m 0.28% Added +175.9k +175,886
18 Heartwood Wealth Advisors LLC 3.67% of their portfolio RICHMOND, VA 647,626647.6k $24.6m $24.6m 3.67% Added +31.0k +31,017
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 566,952567.0k $21.5m $21.5m 0.01% Reduced -290.1k -290,097
20 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 544,613544.6k $20.7m $20.7m 0.01% Added +37.9k +37,908
21 First Command Advisory Services, Inc. 0.33% of their portfolio FORT WORTH, TX 509,995510.0k $19.4m $19.4m 0.33% Reduced -17.4m -17,412,963
22 FULTON BREAKEFIELD BROENNIMAN LLC 1.44% of their portfolio Bethesda, MD 441,894441.9k $16.8m $16.8m 1.44% Added +18.1k +18,103
23 ANGELES WEALTH MANAGEMENT, LLC 2.45% of their portfolio SANTA MONICA, CA 433,242433.2k $16.5m $16.5m 2.45% Added +43.2k +43,231
24 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 415,258415.3k $15.8m $15.8m 0.03% Added +204.6k +204,557
25 Sage Advisory Services, Ltd.Co. 4.35% of their portfolio AUSTIN, TX 403,654403.7k $15.3m $15.3m 4.35% Added +34.0k +33,992
26 PFS INVESTMENTS INC. 0.26% of their portfolio DULUTH, GA 393,242393.2k $14.9m $14.9m 0.26% Added +20.6k +20,648
27 Strategic Point Investment Advisors, LLC 3.29% of their portfolio PROVIDENCE, RI 389,537389.5k $14.8m $14.8m 3.29% Added +2.7k +2,700
28 Western Wealth Management, LLC 1.35% of their portfolio GOLDEN, CO 383,045383.0k $14.6m $14.6m 1.35% Reduced -53.6k -53,551
29 NEIRG Wealth Management, LLC 2.43% of their portfolio NORTH ANDOVER, MA 368,987369.0k $14.0m $14.0m 2.43% Added +102.8k +102,823
30 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 363,818363.8k $13.8m $13.8m 0.01% Reduced -141.8k -141,846
31 BIP Wealth, LLC 1.49% of their portfolio ATLANTA, GA 357,403357.4k $13.6m $13.6m 1.49% First filing
32 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 348,324348.3k $13.2m $13.2m 0.03% Reduced -149.5k -149,538
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 310,805310.8k $11.8m $11.8m 0.01% Added +42.4k +42,394
34 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 308,212308.2k $11.7m $11.7m 0.11% Added +37.5k +37,528
35 Curran Financial Partners, LLC 5.32% of their portfolio DANIEL ISLAND, SC 294,908294.9k $11.2m $11.2m 5.32% Added +36.7k +36,715
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 291,317291.3k $11.1m $11.1m 0.00% Added +63.4k +63,365
37 EP Wealth Advisors, LLC 1.98% of their portfolio TORRANCE, CA 282,144282.1k $115.5m $115.5m 1.98% Added +257.8k +257,772
38 Hapanowicz & Associates Financial Services, Inc 7.17% of their portfolio PITTSBURGH, PA 273,617273.6k $10.4m $10.4m 7.17% Added +4.2k +4,245
39 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 270,030270.0k $10.3m $10.3m 0.05% Reduced -11.5k -11,544
40 Global Retirement Partners, LLC 0.51% of their portfolio San Rafael, CA 263,345263.3k $9.7m $9.7m 0.51% Reduced -37.3k -37,272
41 FIRST HAWAIIAN BANK 0.28% of their portfolio HONOLULU, HI 214,590214.6k $8.2m $8.2m 0.28% Reduced -24.4k -24,374
42 Jefferies Financial Group Inc. 0.17% of their portfolio NEW YORK, NY 210,728210.7k $8.0m $8.0m 0.17% Added +3.7k +3,742
43 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 206,415206.4k $7.8m $7.8m 0.01% Added +26.4k +26,419
44 Gradient Investments LLC 0.21% of their portfolio ARDEN HILLS, MN 203,414203.4k $7.7m $7.7m 0.21% Reduced -10.8k -10,809
45 CWM, LLC 0.05% of their portfolio OMAHA, NE 192,913192.9k $7.3m $7.3m 0.05% Added +104.3k +104,264
46 SWS Partners 2.67% of their portfolio COLUMBUS, OH 188,736188.7k $7.2m $7.2m 2.67% Added +8.0k +8,026
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 179,307179.3k $6.8m $6.8m 0.01% Added +20.1k +20,091
48 Keystone Financial Planning, Inc. 2.29% of their portfolio CLEVELAND, OH 177,068177.1k $6.7m $6.7m 2.29% Added +3.8k +3,836
49 Gunma Bank,Ltd. 2.86% of their portfolio GUNMA, M0 171,000171.0k $6.5m $6.5m 2.86% Added +36.0k +36,000
50 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 158,556158.6k $6.0m $6.0m 0.10% Added +24.9k +24,933
51 Angeles Investment Advisors, LLC 0.48% of their portfolio SANTA MONICA, CA 155,000155.0k $5.9m $5.9m 0.48% Unchanged
52 Systematic Alpha Investments, LLC 0.29% of their portfolio PRINCETON, NJ 147,601147.6k $5.6m $5.6m 0.29% Unchanged
53 Piedmont Capital Management, LLC 4.36% of their portfolio WHITEFISH, MT 144,248144.2k $5.4m $5.4m 4.36% Added +5.4k +5,389
54 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 137,014137.0k $5.2m $5.2m 0.01% Added +16.3k +16,294
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 134,061134.1k $5.1m $5.1m 0.00% Reduced -55.3k -55,260
56 Genesee Capital Advisors, LLC 3.57% of their portfolio AUBURN, NY 132,304132.3k $5.0m $5.0m 3.57% Added +1.5k +1,525
57 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 131,882131.9k $5.0m $5.0m 0.01% Reduced -1.3k -1,281
58 Curi Capital, LLC 0.17% of their portfolio CHICAGO, IL 127,750127.8k $4.9m $4.9m 0.17% Unchanged
59 Erickson Financial Group, LLC 4.68% of their portfolio ALLENTOWN, PA 124,239124.2k $4.7m $4.7m 4.68% Added +3.6k +3,590
60 1900 WEALTH MANAGEMENT LLC 0.48% of their portfolio SAN ANTONIO, TX 118,421118.4k $4.5m $4.5m 0.48% Added +5.0k +4,998
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 113,845113.8k $4.3m $4.3m 0.01% Reduced -121.3k -121,266
62 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 112,046112.0k $4.3m $4.3m 0.03% Reduced -20.9k -20,883
63 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 111,464111.5k $4.2m $4.2m 0.02% Added +20.8k +20,834
64 Mariner, LLC 0.01% of their portfolio Overland Park, KS 108,937108.9k $4.1m $4.1m 0.01% Added +55.6k +55,560
65 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 107,966108.0k $4.1m $4.1m 0.02% Added +3.9k +3,938
66 RDA Financial Network 1.86% of their portfolio AKRON, IA 107,521107.5k $4.1m $4.1m 1.86% Reduced -5.0k -4,958
67 First PREMIER Bank 1.16% of their portfolio SIOUX FALLS, SD 104,929104.9k $4.0m $4.0m 1.16% Added +492 +492
68 XML Financial, LLC 0.48% of their portfolio BETHESDA, MD 102,710102.7k $3.9m $3.9m 0.48% Added +12.8k +12,826
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 101,410101.4k $3.9m $3.9m 0.00% Added +5.9k +5,861
70 Financial Gravity Asset Management, Inc. 0.12% of their portfolio Lakeway, TX 99,32199.3k $3.8m $3.8m 0.12% Added +58.6k +58,625
71 FDx Advisors, Inc. 0.16% of their portfolio BERWYN, PA 95,57795.6k $3.8m $3.8m 0.16% Unchanged
72 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 94,63594.6k $3.6m $3.6m 0.05% Added +20.1k +20,145
73 CALTON & ASSOCIATES, INC. 1.65% of their portfolio Tampa, FL 93,55593.6k $3.6m $3.6m 1.65% Added +3.3k +3,349
74 Gateway Wealth Partners, LLC 0.54% of their portfolio APPLETON, WI 91,84591.8k $3.5m $3.5m 0.54% Reduced -1.7k -1,747
75 PARK AVENUE SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 91,54691.5k $3.5m $3.5m 0.06% Added +7.7k +7,736
76 Sonoma Private Wealth LLC 6.86% of their portfolio San Francisco, CA 90,76990.8k $3.4m $3.4m 6.86% Added +2.0k +1,960
77 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 90,22690.2k $3.4m $3.4m 0.03% Added +3.2k +3,183
78 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 3.79% of their portfolio DUNMORE, PA 90,06490.1k $3.4m $3.4m 3.79% Reduced -14.2k -14,236
79 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 88,47488.5k $3.4m $3.4m 0.01% Added +18.0k +17,969
80 CGN Advisors LLC 0.53% of their portfolio MANHATTAN, KS 88,39088.4k $3.4m $3.4m 0.53% Added +4.0k +3,973
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 88,18288.2k $3.4m $3.4m 0.00% Added +9.2k +9,222
82 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 88,00088.0k $3.3m $3.3m 0.01% Reduced -56.3k -56,340
83 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 87,58087.6k $3.3m $3.3m 0.01% Added +16.8k +16,769
84 Freedom Investment Management, Inc. 0.37% of their portfolio SOUTH WINDSOR, CT 86,30086.3k $3.3m $3.3m 0.37% Added +56.9k +56,933
85 WEALTHSOURCE PARTNERS, LLC 0.22% of their portfolio SAN LUIS OBISPO, CA 86,07986.1k $3.3m $3.3m 0.22% Added +2.3k +2,287
86 Quantitative Advantage, LLC 0.46% of their portfolio MINNETONKA, MN 84,17184.2k $3.2m $3.2m 0.46% Added +19.7k +19,709
87 Advisor OS, LLC 0.76% of their portfolio CHICAGO, IL 83,58783.6k $3.2m $3.2m 0.76% New
88 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.85% of their portfolio Phoenix, AZ 81,02281.0k $3.1m $3.1m 1.85% Added +4.1k +4,060
89 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 80,69580.7k $3.1m $3.1m 0.03% Added +962 +962
90 Coombe, Bender & Co LLC 2.38% of their portfolio ELLENVILLE, NY 79,99480.0k $3.0m $3.0m 2.38% Reduced -28.3k -28,297
91 WEDBUSH SECURITIES INC 0.15% of their portfolio PASADENA, CA 78,36878.4k $3.0m $3.0m 0.15% Added +26.7k +26,651
92 Kingsview Wealth Management, LLC 0.13% of their portfolio GRANTS PASS, OR 78,35578.4k $3.0m $3.0m 0.13% Reduced -2.2k -2,225
93 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 76,58176.6k $2.9m $2.9m 0.04% Reduced -31.0k -30,971
94 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 76,40076.4k $2.9m $2.9m 0.02% Reduced -350.6k -350,600
95 PARSONS CAPITAL MANAGEMENT INC/RI 0.23% of their portfolio PROVIDENCE, RI 76,15376.2k $2.9m $2.9m 0.23% Added +4.5k +4,522
96 Global Strategic Investment Solutions, LLC 0.41% of their portfolio Scottsdale, AZ 75,01275.0k $2.9m $2.9m 0.41% Unchanged
97 Redhawk Wealth Advisors, Inc. 0.93% of their portfolio MINNEAPOLIS, MN 72,69572.7k $2.8m $2.8m 0.93% Added +847 +847
98 WealthPLAN Partners, LLC 0.31% of their portfolio OMAHA, NE 72,57972.6k $2.8m $2.8m 0.31% Added +26 +26
99 Eldridge Investment Advisors, Inc. 0.96% of their portfolio MANCHESTER, NH 72,55772.6k $2.8m $2.8m 0.96% Reduced -2.3k -2,253
100 Independent Wealth Network Inc. 1.75% of their portfolio URBANDALE, IA 71,92471.9k $2.7m $2.7m 1.75% Added +1.6k +1,580