Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

422 institutional holders +35 vs Q3 2022
83,904,67683.9m shares reported held*
$3.3bnreported value*
52 new 170 added 121 reduced 23 sold out net sold ≈ $500.1m (-11.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($50.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.77. Options: 3 managers hold calls ($4.3m notional), 3 hold puts ($997.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422422Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022387
Q4 2022422

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.7mQ3 22 puts: $1.8mQ3 22P/C 0.48Q4 22 calls: $4.3mQ4 22 puts: $997.4kQ4 22P/C 0.23
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$1.8m0.48
Q4 2022$4.3m$997.4k0.23

Biggest buyers

Proquility Private Wealth Partners, LLC New +1,500,000+1.5m
BANK OF AMERICA CORP /DE/ Added +612,155+612.2k
LPL Financial LLC Added +590,298+590.3k
Bell Bank Added +484,292+484.3k
Allworth Financial LP Added +428,653+428.7k
WELLS FARGO & COMPANY/MN Added +413,924+413.9k
Global Retirement Partners, LLC Added +292,773+292.8k
Hapanowicz & Associates Financial Services, Inc New +269,372+269.4k
MORGAN STANLEY Added +255,134+255.1k
Peterson Wealth Services New +246,310+246.3k

Biggest sellers

First Command Advisory Services, Inc. Reduced -10,823,700-10.8m
PRUDENTIAL PLC Reduced -4,849,000-4.8m
Western Wealth Management, LLC Reduced -449,527-449.5k
PFS INVESTMENTS INC. Reduced -433,489-433.5k
MML INVESTORS SERVICES, LLC Reduced -396,336-396.3k
Kestra Advisory Services, LLC Reduced -310,516-310.5k
PRUDENT INVESTORS NETWORK, INC. Reduced -273,535-273.5k
ROYAL BANK OF CANADA Reduced -218,691-218.7k
Outlook Wealth Advisors, LLC Reduced -187,260-187.3k
UBS Group AG Reduced -163,062-163.1k

Biggest calls

CITADEL ADVISORS LLC Added $4.2m107.1k shares
Belvedere Trading LLC New $55.4k1.4k shares
Cutler Group LLC / CA Added $2.0k2.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $724.3k18.3k shares
Belvedere Trading LLC New $273.1k6.9k shares
Cutler Group LLC / CA Added $0700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Command Advisory Services, Inc. 11.06% of their portfolio FORT WORTH, TX 17,922,95817.9m $709.8m $709.8m 11.06% Reduced -10.8m -10,823,700
2 PRUDENTIAL PLC 5.07% of their portfolio LONDON, X0 10,207,38210.2m $404.0m $404.0m 5.07% Reduced -4.8m -4,849,000
3 Meiji Yasuda Life Insurance Co 5.23% of their portfolio TOKYO, M0 6,150,5206.2m $243.4m $243.4m 5.23% Unchanged
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,510,1955.5m $218.1m $218.1m 0.03% Added +612.2k +612,155
5 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 3,552,7013.6m $140.6m $140.6m 0.12% Added +590.3k +590,298
6 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,415,3083.4m $135.2m $135.2m 0.02% Added +255.1k +255,134
7 First Command Bank 13.26% of their portfolio FORT WORTH, TX 2,639,8402.6m $104.5m $104.5m 13.26% Added +225.5k +225,497
8 First Command Financial Services, Inc. 13.26% of their portfolio FORT WORTH, TX 2,639,8402.6m $104.5m $104.5m 13.26% Added +225.5k +225,497
9 Auto-Owners Insurance Co 2.96% of their portfolio LANSING, MI 2,050,0002.0m $81.1m $81.1m 2.96% First filing
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,776,0891.8m $70.3m $70.3m 0.02% Added +413.9k +413,924
11 Proquility Private Wealth Partners, LLC 0.62% of their portfolio LAS VEGAS, NV 1,500,0001.5m $1.5m $1.5m 0.62% New
12 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,450,3771.5m $57.4m $57.4m 0.12% Reduced -12.4k -12,403
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,219,8751.2m $48.3m $48.3m 0.01% Reduced -218.7k -218,691
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,215,0981.2m $48.1m $48.1m 0.02% Reduced -163.1k -163,062
15 Vestmark Advisory Solutions, Inc. 2.20% of their portfolio Wakefield, MA 1,139,3101.1m $45.1m $45.1m 2.20% Added +52.3k +52,307
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 857,049857.0k $33.9m $33.9m 0.01% Added +99.6k +99,566
17 Heartwood Wealth Advisors LLC 3.82% of their portfolio RICHMOND, VA 616,609616.6k $24.4m $24.4m 3.82% Reduced -4.9k -4,940
18 Atria Investments, Inc 0.46% of their portfolio Charlotte, NC 570,658570.7k $22.6m $22.6m 0.46% Added +39.3k +39,252
19 Allworth Financial LP 0.24% of their portfolio FOLSOM, CA 557,372557.4k $22.1m $22.1m 0.24% Added +428.7k +428,653
20 Bell Bank 2.34% of their portfolio FARGO, ND 509,055509.1k $20.1m $20.1m 2.34% Added +484.3k +484,292
21 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 506,705506.7k $20.1m $20.1m 0.01% Added +65.0k +64,997
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 505,664505.7k $20.0m $20.0m 0.01% Added +140.0k +140,006
23 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 497,862497.9k $19.7m $19.7m 0.04% Reduced -150.6k -150,630
24 Western Wealth Management, LLC 1.77% of their portfolio GOLDEN, CO 436,596436.6k $17.3m $17.3m 1.77% Reduced -449.5k -449,527
25 Daiwa Securities Group Inc. 0.13% of their portfolio CHIYODA-KU,TOKYO, M0 427,000427.0k $16.9m $16.9m 0.13% Added +148.0k +148,000
26 FULTON BREAKEFIELD BROENNIMAN LLC 1.49% of their portfolio Bethesda, MD 423,791423.8k $16.8m $16.8m 1.49% Added +11.8k +11,816
27 ANGELES WEALTH MANAGEMENT, LLC 2.70% of their portfolio SANTA MONICA, CA 390,011390.0k $15.4m $15.4m 2.70% Added +28.8k +28,757
28 Strategic Point Investment Advisors, LLC 3.68% of their portfolio PROVIDENCE, RI 386,837386.8k $15.3m $15.3m 3.68% Added +4.7k +4,735
29 PFS INVESTMENTS INC. 0.28% of their portfolio DULUTH, GA 372,594372.6k $14.7m $14.7m 0.28% Reduced -433.5k -433,489
30 Sage Advisory Services, Ltd.Co. 4.28% of their portfolio AUSTIN, TX 369,662369.7k $14.6m $14.6m 4.28% Reduced -8.9k -8,908
31 COWA, LLC 7.51% of their portfolio Tulsa, OK 302,009302.0k $12.1m $12.1m 7.51% Added +27.6k +27,597
32 Global Retirement Partners, LLC 0.82% of their portfolio San Rafael, CA 300,617300.6k $11.9m $11.9m 0.82% Added +292.8k +292,773
33 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 281,574281.6k $11.1m $11.1m 0.06% Added +22.4k +22,383
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 270,684270.7k $402.6k $402.6k 0.01% Added +104.2k +104,168
35 Hapanowicz & Associates Financial Services, Inc 7.74% of their portfolio PITTSBURGH, PA 269,372269.4k $10.7m $10.7m 7.74% New
36 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 268,411268.4k $10.6m $10.6m 0.01% Reduced -19.7k -19,694
37 NEIRG Wealth Management, LLC 1.98% of their portfolio NORTH ANDOVER, MA 266,164266.2k $10.5m $10.5m 1.98% Added +31.1k +31,123
38 Smart Money Group LLC 5.38% of their portfolio EASTLAND, TX 260,471260.5k $10.3m $10.3m 5.38% Added +44.1k +44,078
39 Curran Financial Partners, LLC 4.93% of their portfolio DANIEL ISLAND, SC 258,193258.2k $10.2m $10.2m 4.93% Added +27.4k +27,433
40 Peterson Wealth Services 5.58% of their portfolio SOUTH OGDEN, UT 246,310246.3k $9.7m $9.7m 5.58% New
41 FIRST HAWAIIAN BANK 0.34% of their portfolio HONOLULU, HI 238,964239.0k $9.5m $9.5m 0.34% Unchanged
42 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 235,111235.1k $9.3m $9.3m 0.02% Added +64.4k +64,387
43 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 227,952228.0k $9.0m $9.0m 0.00% New
44 Gradient Investments LLC 0.27% of their portfolio ARDEN HILLS, MN 214,223214.2k $8.5m $8.5m 0.27% Reduced -120.4k -120,354
45 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 210,701210.7k $8.3m $8.3m 0.02% Reduced -2.6k -2,558
46 Jefferies Financial Group Inc. 0.14% of their portfolio NEW YORK, NY 206,986207.0k $8.2m $8.2m 0.14% New
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 189,321189.3k $7.5m $7.5m 0.00% Added +136.5k +136,529
48 SWS Partners 3.39% of their portfolio COLUMBUS, OH 180,710180.7k $7.2m $7.2m 3.39% Reduced -7.5k -7,486
49 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 179,996180.0k $7.1m $7.1m 0.01% Added +32.1k +32,095
50 Keystone Financial Planning, Inc. 2.31% of their portfolio CLEVELAND, OH 173,232173.2k $6.9m $6.9m 2.31% Added +2.1k +2,141
51 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 163,511163.5k $6.5m $6.5m 0.03% Added +155.2k +155,150
52 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 159,216159.2k $6.3m $6.3m 0.01% Added +53.9k +53,893
53 Angeles Investment Advisors, LLC 0.53% of their portfolio SANTA MONICA, CA 155,000155.0k $6.1m $6.1m 0.53% Reduced -21.5k -21,500
54 Systematic Alpha Investments, LLC 0.30% of their portfolio PRINCETON, NJ 147,601147.6k $5.8m $5.8m 0.30% Unchanged
55 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 144,340144.3k $5.7m $5.7m 0.01% Reduced -106.3k -106,280
56 Piedmont Capital Management, LLC 4.60% of their portfolio WHITEFISH, MT 138,859138.9k $5.5m $5.5m 4.60% Added +7.4k +7,364
57 Gunma Bank,Ltd. 2.65% of their portfolio GUNMA, M0 135,000135.0k $5.3m $5.3m 2.65% Added +20.0k +20,000
58 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 133,623133.6k $5.3m $5.3m 0.09% Reduced -67.5k -67,547
59 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 133,163133.2k $5.3m $5.3m 0.01% Added +59.4k +59,418
60 J.W. COLE ADVISORS, INC. 0.41% of their portfolio TAMPA, FL 133,083133.1k $5.3m $5.3m 0.41% Added +5.7k +5,712
61 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,929132.9k $5.3m $5.3m 0.03% Reduced -396.3k -396,336
62 Genesee Capital Advisors, LLC 3.86% of their portfolio AUBURN, NY 130,779130.8k $5.2m $5.2m 3.86% Added +1.2k +1,166
63 Curi Capital, LLC 0.18% of their portfolio CHICAGO, IL 127,750127.8k $5.1m $5.1m 0.18% Unchanged
64 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 120,720120.7k $4.8m $4.8m 0.01% Reduced -78.4k -78,442
65 Erickson Financial Group, LLC 5.17% of their portfolio ALLENTOWN, PA 120,649120.6k $4.8m $4.8m 5.17% Added +62.0k +61,978
66 1900 WEALTH MANAGEMENT LLC 0.49% of their portfolio SAN ANTONIO, TX 113,423113.4k $4.5m $4.5m 0.49% Added +4.6k +4,626
67 RDA Financial Network 2.24% of their portfolio AKRON, IA 112,479112.5k $4.5m $4.5m 2.24% Reduced -770 -770
68 Coombe, Bender & Co LLC 3.91% of their portfolio ELLENVILLE, NY 108,291108.3k $4.3m $4.3m 3.91% Reduced -3.4k -3,417
69 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 107,552107.6k $2.5m $2.5m 0.07% Reduced -38.6k -38,559
70 First PREMIER Bank 1.25% of their portfolio SIOUX FALLS, SD 104,437104.4k $4.1m $4.1m 1.25% Added +30.1k +30,140
71 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 4.44% of their portfolio DUNMORE, PA 104,300104.3k $4.1m $4.1m 4.44% Reduced -3.9k -3,900
72 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 104,028104.0k $4.1m $4.1m 0.02% Added +46.9k +46,949
73 Clear Perspectives Financial Planning, LLC 2.10% of their portfolio CINCINNATI, OH 99,90999.9k $4.0m $4.0m 2.10% Reduced -2.2k -2,250
74 Laurel Wealth Planning LLC 2.48% of their portfolio EDINA, MN 96,99697.0k $3.8m $3.8m 2.48% Reduced -19.2k -19,166
75 FDx Advisors, Inc. 0.16% of their portfolio BERWYN, PA 95,57795.6k $3.8m $3.8m 0.16% Reduced -30.1k -30,072
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 95,54995.5k $3.8m $3.8m 0.00% Added +5.1k +5,145
77 Gateway Wealth Partners, LLC 0.64% of their portfolio APPLETON, WI 93,59293.6k $3.7m $3.7m 0.64% First filing
78 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 90,63090.6k $3.6m $3.6m 0.01% Added +4.0k +4,030
79 CALTON & ASSOCIATES, INC. 1.38% of their portfolio Tampa, FL 90,20690.2k $3.6m $3.6m 1.38% Added +31.1k +31,054
80 XML Financial, LLC 0.45% of their portfolio BETHESDA, MD 89,88489.9k $3.6m $3.6m 0.45% Added +717 +717
81 Sonoma Private Wealth LLC 7.76% of their portfolio San Francisco, CA 88,80988.8k $3.5m $3.5m 7.76% First filing
82 CWM, LLC 0.03% of their portfolio OMAHA, NE 88,64988.6k $3.5m $3.5m 0.03% Added +81.0k +81,044
83 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 87,04387.0k $3.4m $3.4m 0.03% Added +30.0k +29,967
84 Faithward Advisors, LLC 0.74% of their portfolio LANCASTER, PA 86,11586.1k $3.4m $3.4m 0.74% Reduced -1.0k -1,012
85 CGN Advisors LLC 0.59% of their portfolio MANHATTAN, KS 84,41784.4k $3.3m $3.3m 0.59% Added +9.8k +9,779
86 PARK AVENUE SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 83,81083.8k $3.3m $3.3m 0.06% Added +12.9k +12,936
87 WEALTHSOURCE PARTNERS, LLC 0.23% of their portfolio SAN LUIS OBISPO, CA 83,79283.8k $3.3m $3.3m 0.23% Reduced -6.7k -6,706
88 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 80,58080.6k $3.2m $3.2m 0.14% Added +2.5k +2,498
89 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 79,73379.7k $3.2m $3.2m 0.03% Added +33.9k +33,943
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 78,96079.0k $3.1m $3.1m 0.00% Added +36.3k +36,302
91 WRAPMANAGER INC 1.00% of their portfolio MILL VALLEY, CA 78,62178.6k $3.1m $3.1m 1.00% New
92 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.07% of their portfolio Phoenix, AZ 76,96277.0k $3.0m $3.0m 2.07% Added +15.9k +15,939
93 TOBIAS FINANCIAL ADVISORS, INC. 0.99% of their portfolio Plantation, FL 76,13776.1k $3.0m $3.0m 0.99% Added +6.3k +6,334
94 WHITE PINE CAPITAL LLC 1.17% of their portfolio BLOOMINGTON, MN 75,80975.8k $3.0m $3.0m 1.17% Reduced -1.0k -1,009
95 Global Strategic Investment Solutions, LLC 0.20% of their portfolio Scottsdale, AZ 75,01275.0k $3.0m $3.0m 0.20% Unchanged
96 Eldridge Investment Advisors, Inc. 1.04% of their portfolio MANCHESTER, NH 74,81074.8k $3.0m $3.0m 1.04% Reduced -24.4k -24,374
97 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 74,49074.5k $2.9m $2.9m 0.05% Reduced -8.9k -8,947
98 Astoria Portfolio Advisors LLC. 1.43% of their portfolio NEW YORK, NY 74,47574.5k $3.1m $3.1m 1.43% Added +14.7k +14,730
99 WealthPLAN Partners, LLC 0.21% of their portfolio OMAHA, NE 72,55372.6k $3.0m $3.0m 0.21% First filing
100 WealthPlan Investment Management, LLC 0.21% of their portfolio OMAHA, NE 72,55372.6k $3.1m $3.1m 0.21% Reduced -872 -872