Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

433 institutional holders -34 vs Q4 2022
79,887,87279.9m shares reported held*
$3.8bnreported value*
28 new 118 added 186 reduced 53 sold out net sold ≈ $97.5m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($216.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.68.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433433Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $281.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$281.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +993,878+993.9k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +568,496+568.5k
WELLS FARGO & COMPANY/MN Added +509,342+509.3k
GOLDMAN SACHS GROUP INC Added +310,135+310.1k
DAVIDSON INVESTMENT ADVISORS New +250,480+250.5k
RENAISSANCE TECHNOLOGIES LLC Added +205,250+205.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +199,767+199.8k
Dubuque Bank & Trust Co Added +121,936+121.9k
M&T Bank Corp Added +118,057+118.1k
Orion Portfolio Solutions, LLC Added +97,521+97.5k

Biggest sellers

ALLIANCEBERNSTEIN L.P. Reduced -1,226,946-1.2m
Sunflower Bank, N.A. Reduced -528,316-528.3k
Estate Counselors, LLC Reduced -413,225-413.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -378,032-378.0k
BANK OF AMERICA CORP /DE/ Reduced -311,050-311.1k
STIFEL FINANCIAL CORP Reduced -273,869-273.9k
CITIGROUP INC Reduced -250,236-250.2k
Lake Hills Wealth Management, LLC Sold out -219,681-219.7k
PNC Financial Services Group, Inc. Reduced -209,880-209.9k
HighTower Advisors, LLC Reduced -130,928-130.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 15,863,33015.9m $754.3m $754.3m 0.09% Reduced -311.1k -311,050
2 ENVESTNET ASSET MANAGEMENT INC 0.20% of their portfolio Berwyn, PA 8,918,8528.9m $424.1m $424.1m 0.20% Added +93.8k +93,804
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,481,4818.5m $403.3m $403.3m 0.04% Added +993.9k +993,878
4 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 6,098,8326.1m $290.0m $290.0m 0.09% Added +509.3k +509,342
5 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 5,288,7605.3m $251.5m $251.5m 0.07% Added +310.1k +310,135
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.18% of their portfolio IRVING, TX 4,460,7534.5m $212.1m $212.1m 1.18% Added +568.5k +568,496
7 MERCER GLOBAL ADVISORS INC /ADV 0.78% of their portfolio DENVER, CO 3,603,7213.6m $171.4m $171.4m 0.78% Added +74.8k +74,777
8 PNC Financial Services Group, Inc. 0.10% of their portfolio Pittsburgh, PA 2,304,5032.3m $109.6m $109.6m 0.10% Reduced -209.9k -209,880
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,030,0262.0m $96.5m $96.5m 0.13% Reduced -378.0k -378,032
10 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 1,716,9131.7m $81.6m $81.6m 0.17% Added +199.8k +199,767
11 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 1,031,1381.0m $49.0m $49.0m 0.09% Reduced -109.4k -109,380
12 Opal Wealth Advisors, LLC 27.90% of their portfolio JERICHO, NY 1,004,8031.0m $47.8m $47.8m 27.90% Reduced -30.5k -30,521
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 849,679849.7k $40.4m $40.4m 0.03% Added +32.3k +32,288
14 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 776,218776.2k $36.9m $36.9m 0.10% Reduced -48.2k -48,235
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 683,161683.2k $32.5m $32.5m 0.01% Reduced -30.1k -30,107
16 Biltmore Wealth Management, LLC 13.09% of their portfolio TEMPE, AZ 682,672682.7k $32.5m $32.5m 13.09% Reduced -10.7k -10,719
17 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 635,975636.0k $30.2m $30.2m 0.06% Reduced -5.2k -5,193
18 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 572,632572.6k $27.2m $27.2m 0.05% Added +12.5k +12,485
19 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 553,392553.4k $26.3m $26.3m 0.05% Reduced -37.8k -37,780
20 Quent Capital, LLC 4.48% of their portfolio NEW YORK, NY 552,651552.7k $26.3m $26.3m 4.48% Added +83.5k +83,454
21 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 545,000545.0k $25.9m $25.9m 0.03% Added +205.2k +205,250
22 TRUSTMARK BANK TRUST DEPARTMENT 2.02% of their portfolio JACKSON, MS 465,761465.8k $22.1m $22.1m 2.02% Reduced -32.4k -32,436
23 OLD NATIONAL BANCORP /IN/ 0.66% of their portfolio EVANSVILLE, IN 450,862450.9k $21.4m $21.4m 0.66% Added +31.4k +31,417
24 ALTFEST L J & CO INC 3.36% of their portfolio NEW YORK, NY 450,757450.8k $21.4m $21.4m 3.36% Added +20.2k +20,153
25 Alaska Wealth Advisors, LLC 3.58% of their portfolio ANCHORAGE, AK 450,253450.3k $21.4m $21.4m 3.58% Added +146 +146
26 AVANTAX ADVISORY SERVICES, INC. 0.24% of their portfolio DALLAS, TX 419,392419.4k $19.9m $19.9m 0.24% Reduced -32.9k -32,892
27 Dubuque Bank & Trust Co 2.48% of their portfolio Dubuque, IA 406,183406.2k $19.3m $19.3m 2.48% Added +121.9k +121,936
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 385,840385.8k $18.3m $18.3m 0.01% Reduced -48.7k -48,722
29 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 377,265377.3k $17.9m $17.9m 0.03% Reduced -273.9k -273,869
30 Ackerman Capital Advisors, LLC 4.18% of their portfolio DALLAS, TX 339,390339.4k $16.1m $16.1m 4.18% Added +13.1k +13,099
31 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 333,529333.5k $15.9m $15.9m 0.01% Reduced -29.9k -29,949
32 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 313,783313.8k $14.9m $14.9m 0.02% Reduced -250.2k -250,236
33 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 274,882274.9k $13.1m $13.1m 0.02% Reduced -41.9k -41,926
34 Wealthcare Advisory Partners LLC 0.55% of their portfolio WEST CHESTER, PA 271,180271.2k $12.9m $12.9m 0.55% Added +49.1k +49,111
35 Allworth Financial LP 0.12% of their portfolio FOLSOM, CA 259,489259.5k $12.3m $12.3m 0.12% Added +47.2k +47,201
36 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.52% of their portfolio Seattle, WA 251,205251.2k $11.9m $11.9m 0.52% Reduced -21.7k -21,679
37 DAVIDSON INVESTMENT ADVISORS 0.78% of their portfolio GREAT FALLS, MT 250,480250.5k $11.9m $11.9m 0.78% New
38 Beacon Pointe Advisors, LLC 0.19% of their portfolio NEWPORT BEACH, CA 233,668233.7k $11.1m $11.1m 0.19% Added +44.4k +44,395
39 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 223,359223.4k $10.6m $10.6m 0.04% Reduced -7.3k -7,278
40 One Capital Management, LLC 0.50% of their portfolio WESTLAKE VILLAGE, CA 213,368213.4k $10.1m $10.1m 0.50% Reduced -92.6k -92,563
41 Symmetry Partners, LLC 0.53% of their portfolio GLASTONBURY, CT 200,504200.5k $9.5m $9.5m 0.53% Added +23.5k +23,469
42 COLONY GROUP LLC 0.14% of their portfolio Boston, MA 197,234197.2k $9.4m $9.4m 0.14% Reduced -39.8k -39,845
43 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 195,282195.3k $9.3m $9.3m 0.08% Reduced -18.8k -18,820
44 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 181,175181.2k $8.6m $8.6m 0.11% Reduced -3.0k -3,028
45 TD PRIVATE CLIENT WEALTH LLC 0.35% of their portfolio NEW YORK, NY 165,915165.9k $7.9m $7.9m 0.35% Added +17.9k +17,901
46 CX Institutional 0.39% of their portfolio AUBURN, IN 153,050153.1k $7.3m $7.3m 0.39% Reduced -37.1k -37,055
47 Axiom Financial Strategies, LLC 4.01% of their portfolio NEW ALBANY, IN 151,557151.6k $7.2m $7.2m 4.01% Reduced -4.7k -4,678
48 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 148,817148.8k $7.1m $7.1m 0.01% Reduced -13.0k -12,996
49 CHATHAM CAPITAL GROUP, INC. 1.57% of their portfolio SAVANNAH, GA 148,123148.1k $7.0m $7.0m 1.57% Reduced -5.1k -5,100
50 WEALTHSOURCE PARTNERS, LLC 0.47% of their portfolio SAN LUIS OBISPO, CA 147,322147.3k $7.0m $7.0m 0.47% Reduced -28.3k -28,271
51 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 135,602135.6k $6.4m $6.4m 0.00% Added +1.1k +1,101
52 STUDIO INVESTMENT MANAGEMENT LLC 1.94% of their portfolio CHICAGO, IL 135,173135.2k $6.4m $6.4m 1.94% Added +32.5k +32,545
53 Gerber Kawasaki Wealth & Investment Management 0.48% of their portfolio SANTA MONICA, CA 127,931127.9k $6.1m $6.1m 0.48% Added +7.6k +7,612
54 Cullen/Frost Bankers, Inc. 0.11% of their portfolio San Antonio, TX 126,159126.2k $6.0m $6.0m 0.11% Reduced -27.1k -27,125
55 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 123,657123.7k $5.9m $5.9m 0.02% Added +118.1k +118,057
56 Smart Money Group LLC 2.90% of their portfolio EASTLAND, TX 122,221122.2k $5.8m $5.8m 2.90% Added +49.1k +49,103
57 PrairieView Partners, LLC 0.80% of their portfolio ST. PAUL, MN 122,085122.1k $5.8m $5.8m 0.80% Added +26.0k +25,994
58 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 1.23% of their portfolio PITTSBURGH, PA 120,907120.9k $5.8m $5.8m 1.23% Unchanged
59 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 120,749120.7k $10.3m $10.3m 0.13% Added +22.5k +22,549
60 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 120,749120.7k $10.3m $10.3m 0.13% Added +97.5k +97,521
61 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 120,422120.4k $5.7m $5.7m 0.04% Reduced -35.7k -35,657
62 Paulson Wealth Management Inc. 2.50% of their portfolio West Palm Beach, FL 118,203118.2k $5.6m $5.6m 2.50% Reduced -4.7k -4,747
63 Strategies Wealth Advisors, LLC 1.17% of their portfolio GRAND RAPIDS, MI 111,608111.6k $5.3m $5.3m 1.17% Added +9.2k +9,197
64 Parkside Investments, LLC 1.00% of their portfolio DEERFIELD, IL 111,449111.4k $5.3m $5.3m 1.00% Reduced -28.9k -28,852
65 BUCKINGHAM STRATEGIC WEALTH, LLC 0.09% of their portfolio CLAYTON, MO 109,675109.7k $5.2m $5.2m 0.09% Unchanged
66 Capital Analysts, LLC 0.29% of their portfolio FORT WASHINGTON, PA 106,940106.9k $5.1m $5.1m 0.29% Reduced -2.6k -2,595
67 Transamerica Financial Advisors, LLC 0.67% of their portfolio CEDAR RAPIDS, IA 106,832106.8k $5.1m $5.1m 0.67% Added +490 +490
68 AUA CAPITAL MANAGEMENT, LLC 3.39% of their portfolio MECHANICSBURG, PA 105,681105.7k $5.0m $5.0m 3.39% Unchanged
69 STALEY CAPITAL ADVISERS INC 0.28% of their portfolio PITTSBURGH, PA 105,400105.4k $5.0m $5.0m 0.28% Reduced -8.3k -8,300
70 Aaron Wealth Advisors LLC 0.67% of their portfolio Chicago, IL 102,420102.4k $4.9m $4.9m 0.67% Unchanged
71 Ironwood Wealth Management, LLC. 1.90% of their portfolio CHANDLER, AZ 101,116101.1k $4.8m $4.8m 1.90% Added +7.8k +7,805
72 Aquire Wealth Advisors, LLC 2.10% of their portfolio Salt Lake City, UT 100,888100.9k $4.8m $4.8m 2.10% Reduced -369 -369
73 Whitegate Investment Counselors, Inc. 1.53% of their portfolio CONCORD, NH 99,33799.3k $4.7m $4.7m 1.53% Added +42.5k +42,465
74 LJI Wealth Management, LLC 1.48% of their portfolio INDIANAPOLIS, IN 98,60098.6k $4.7m $4.7m 1.48% Added +14.3k +14,320
75 HANCOCK WHITNEY CORP 0.19% of their portfolio GULFPORT, MS 98,09098.1k $4.7m $4.7m 0.19% Reduced -87.6k -87,595
76 RW Investment Management LLC 1.29% of their portfolio Eagle, ID 97,65497.7k $4.6m $4.6m 1.29% Added +14.9k +14,854
77 CWM, LLC 0.03% of their portfolio OMAHA, NE 92,80392.8k $4.4m $4.4m 0.03% Added +306 +306
78 BDO Wealth Advisors, LLC 0.53% of their portfolio JACKSONVILLE, FL 91,34991.3k $4.3m $4.3m 0.53% Reduced -17.5k -17,497
79 GenTrust, LLC 0.31% of their portfolio MIAMI, FL 91,05891.1k $4.3m $4.3m 0.31% Added +610 +610
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 90,98091.0k $4.3m $4.3m 0.00% Reduced -4.2k -4,229
81 Smithfield Trust Co 0.27% of their portfolio PITTSBURGH, PA 87,47987.5k $4.2m $4.2m 0.27% Reduced -35.2k -35,222
82 JAMES INVESTMENT RESEARCH, INC. 0.55% of their portfolio ALPHA, OH 87,10287.1k $4.1m $4.1m 0.55% Reduced -213 -213
83 Chesley Taft & Associates LLC 0.27% of their portfolio CHICAGO, IL 86,51986.5k $4.1m $4.1m 0.27% Reduced -500 -500
84 Detalus Advisors, LLC 1.91% of their portfolio ST. LOUIS, MO 83,88483.9k $4.0m $4.0m 1.91% Reduced -24.7k -24,728
85 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 77,81077.8k $3.7m $3.7m 0.02% Added +849 +849
86 Freedom Investment Management, Inc. 0.42% of their portfolio SOUTH WINDSOR, CT 77,54577.5k $3.7m $3.7m 0.42% Added +3.5k +3,484
87 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 75,57575.6k $3.6m $3.6m 0.03% Reduced -4.2k -4,155
88 Mariner, LLC 0.01% of their portfolio Overland Park, KS 74,61074.6k $3.5m $3.5m 0.01% Reduced -1.6k -1,614
89 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 73,53373.5k $3.5m $3.5m 0.01% Added +13.2k +13,245
90 MONEYWISE, INC. 2.21% of their portfolio FOREST, VA 71,77171.8k $3.4m $3.4m 2.21% Added +15.4k +15,428
91 Eagle Strategies LLC 0.83% of their portfolio NEW YORK, NY 70,21870.2k $3.3m $3.3m 0.83% Added +36.9k +36,883
92 Estate Counselors, LLC 0.44% of their portfolio Thiensville, WI 70,11070.1k $3.3m $3.3m 0.44% Reduced -413.2k -413,225
93 KWMG, LLC 0.44% of their portfolio OVERLAND PARK, KS 69,05469.1k $3.3m $3.3m 0.44% Added +730 +730
94 Janney Capital Management LLC 0.25% of their portfolio PITTSBURGH, PA 68,72668.7k $3.3m $3.3m 0.25% Reduced -1.8k -1,778
95 NICOLET ADVISORY SERVICES, LLC 0.36% of their portfolio GREEN BAY, WI 66,50366.5k $3.2m $3.2m 0.36% Reduced -1.6k -1,627
96 Ameraudi Asset Management, Inc. 1.36% of their portfolio New York, NY 65,71265.7k $3.1m $3.1m 1.36% Unchanged
97 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0.62% of their portfolio FORT WORTH, TX 65,56165.6k $3.1m $3.1m 0.62% Unchanged
98 Gateway Advisory, LLC 0.68% of their portfolio WESTFIELD, NJ 64,30164.3k $3.1m $3.1m 0.68% Added +10.2k +10,219
99 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 63,92663.9k $3.0m $3.0m 0.01% Reduced -130.9k -130,928
100 Manhattan West Asset Management, LLC 1.32% of their portfolio Los Angeles, CA 63,60263.6k $3.0m $3.0m 1.32% Reduced -6.2k -6,247