Vault-13

SPDR SER TR KOMP

S&P KENSHO NEW · ETP · CUSIP 78468R648

135 institutional holders +4 vs Q1 2024
38,549,11338.5m shares reported held*
$1.8bnreported value*
17 new 32 added 47 reduced 16 sold out net sold ≈ $42.9m (-930.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.07. Options: 2 managers hold calls ($1.2m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 122Q1 23: 119Q2 23: 116Q3 23: 121Q4 23: 129Q1 24: 131Q2 24: 135135Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022132
Q4 2022122
Q1 2023119
Q2 2023116
Q3 2023121
Q4 2023129
Q1 2024131
Q2 2024135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 52 cut or sold outQ2 23: 51 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 49 cut or sold outQ4 23: 46 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 53 cut or sold outQ2 24: 49 bought or addedQ2 24: 63 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224176
Q1 20235752
Q2 20235143
Q3 20235349
Q4 20234659
Q1 20246153
Q2 20244963

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $11.9kQ3 23 puts: $39.6kQ3 23P/C 3.33Q4 23 calls: $18.7kQ4 23 puts: $4.7kQ4 23P/C 0.25Q1 24 calls: $67.3kQ1 24 puts: $4.8kQ1 24P/C 0.07Q2 24 calls: $1.2mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$11.9k$39.6k3.33
Q4 2023$18.7k$4.7k0.25
Q1 2024$67.3k$4.8k0.07
Q2 2024$1.2m$00.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +540,266+540.3k
Betterment LLC Added +128,778+128.8k
D. E. Shaw & Co., Inc. Added +53,000+53.0k
Strategic Advocates LLC Added +52,337+52.3k
SteelPeak Wealth, LLC New +25,571+25.6k
One Capital Management, LLC New +15,740+15.7k
Financial Guidance Group, Inc. Added +15,677+15.7k
Aptus Capital Advisors, LLC Added +15,677+15.7k
Raymond James Financial Services Advisors, Inc. Added +14,533+14.5k
JANE STREET GROUP, LLC Added +11,353+11.4k

Biggest sellers

Marquette Asset Management, LLC Reduced -577,344-577.3k
MORGAN STANLEY Reduced -407,770-407.8k
GOLDMAN SACHS GROUP INC Sold out -136,136-136.1k
LPL Financial LLC Reduced -100,037-100.0k
Forum Financial Management, LP Sold out -73,966-74.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -70,123-70.1k
BANK OF AMERICA CORP /DE/ Reduced -66,425-66.4k
Prime Capital Investment Advisors, LLC Reduced -49,896-49.9k
Mariner, LLC Reduced -40,697-40.7k
MGO ONE SEVEN LLC Reduced -40,556-40.6k

Biggest calls

WOLVERINE TRADING, LLC New $1.2m25.0k shares
CITADEL ADVISORS LLC Added $92.1k2.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.47% of their portfolio SANTA CLARA, CA 33,886,24233.9m $1.6bn $1.6bn 3.47% Added +540.3k +540,266
2 Betterment LLC 0.19% of their portfolio NEW YORK, NY 1,583,0931.6m $72.9m $72.9m 0.19% Added +128.8k +128,778
3 Strategic Advocates LLC 8.66% of their portfolio SACRAMENTO, CA 473,685473.7k $21.8m $21.8m 8.66% Added +52.3k +52,337
4 Horizon Investments, LLC 0.28% of their portfolio Charlotte, NC 220,382220.4k $10.2m $10.2m 0.28% Reduced -2.4k -2,431
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 216,176216.2k $10.0m $10.0m 0.00% Reduced -407.8k -407,770
6 Mariner, LLC 0.02% of their portfolio Overland Park, KS 177,010177.0k $8.2m $8.2m 0.02% Reduced -40.7k -40,697
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,047108.0k $5.0m $5.0m 0.00% Reduced -2.2k -2,216
8 Good Life Advisors, LLC 0.38% of their portfolio READING, PA 99,76499.8k $4.6m $4.6m 0.38% Added +2.5k +2,463
9 Towerpoint Wealth, LLC 2.03% of their portfolio SACRAMENTO, CA 88,19688.2k $4.1m $4.1m 2.03% Reduced -357 -357
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 87,49487.5k $4.0m $4.0m 0.00% Reduced -66.4k -66,425
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 85,59585.6k $3.9m $3.9m 0.00% Reduced -100.0k -100,037
12 NovaPoint Capital, LLC 1.27% of their portfolio ATLANTA, GA 81,24781.2k $3.7m $3.7m 1.27% Added +1.8k +1,842
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 76,04376.0k $3.5m $3.5m 0.00% Reduced -3.6k -3,585
14 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 72,27472.3k $3.3m $3.3m 0.06% Added +15.7k +15,677
15 Financial Guidance Group, Inc. 2.05% of their portfolio Palm Harbor, FL 72,27472.3k $3.3m $3.3m 2.05% Added +15.7k +15,677
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,80661.8k $2.8m $2.8m 0.00% Reduced -27.0k -26,973
17 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 60,67160.7k $2.8m $2.8m 0.00% Added +53.0k +53,000
18 Sweet Financial Partners, LLC 0.61% of their portfolio FAIRMONT, MN 57,93957.9k $2.7m $2.7m 0.61% Reduced -2.1k -2,149
19 SOL Capital Management CO 0.29% of their portfolio ROCKVILLE, MD 53,00553.0k $2.4m $2.4m 0.29% Reduced -23.2k -23,245
20 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 48,54548.5k $2.2m $2.2m 0.11% Reduced -11.7k -11,707
21 PENOBSCOT WEALTH MANAGEMENT 1.33% of their portfolio PORTLAND, ME 48,38548.4k $2.2m $2.2m 1.33% Added +4.4k +4,396
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 46,30746.3k $2.1m $2.1m 0.00% Reduced -16.9k -16,859
23 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 44,08244.1k $2.0m $2.0m 0.06% Reduced -3.4k -3,370
24 Advantage Trust Co 1.37% of their portfolio SALINA, KS 41,50041.5k $1.9m $1.9m 1.37% Reduced -15.6k -15,627
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,47840.5k $1.9m $1.9m 0.00% Added +9.1k +9,103
26 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,41837.4k $1.7m $1.7m 0.01% Reduced -3.8k -3,801
27 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 36,06536.1k $1.7m $1.7m 0.02% Reduced -11.4k -11,420
28 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 36,06536.1k $1.7m $1.7m 0.02% Reduced -11.4k -11,420
29 Austin Wealth Management, LLC 0.39% of their portfolio Austin, TX 34,74634.7k $1.7m $1.7m 0.39% Reduced -877 -877
30 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 33,25433.3k $1.5m $1.5m 0.07% Added +157 +157
31 Lunt Capital Management, Inc. 0.75% of their portfolio HOLLADAY, UT 32,85432.9k $1.5m $1.5m 0.75% Added +3.3k +3,261
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,41226.4k $1.2m $1.2m 0.00% Added +14.5k +14,533
33 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 25,65325.7k $1.2m $1.2m 0.04% Added +2.0k +1,981
34 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 25,57125.6k $1.2m $1.2m 0.06% New
35 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 24,11324.1k $1.1m $1.1m 0.01% Reduced -2.0k -1,984
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,76723.8k $1.1m $1.1m 0.00% Added +11.4k +11,353
37 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 22,33422.3k $1.0m $1.0m 0.02% Reduced -49.9k -49,896
38 MGO ONE SEVEN LLC 0.05% of their portfolio Beachwood, OH 21,07821.1k $971.1k $971.1k 0.05% Reduced -40.6k -40,556
39 WealthCare Investment Partners, LLC 0.42% of their portfolio PORTSMOUTH, RI 19,44019.4k $895.6k $895.6k 0.42% Reduced -158 -158
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,90917.9k $825.1k $825.1k 0.00% Reduced -19.5k -19,486
41 One Capital Management, LLC 0.02% of their portfolio WESTLAKE VILLAGE, CA 15,74015.7k $725.1k $725.1k 0.02% New
42 Essex LLC 0.16% of their portfolio DEER PARK, IL 15,05715.1k $693.7k $693.7k 0.16% Reduced -394 -394
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,77814.8k $680.8k $680.8k 0.00% Reduced -3.9k -3,897
44 GYL Financial Synergies, LLC 0.05% of their portfolio West Hartford, CT 13,49813.5k $621.9k $621.9k 0.05% Added +1.4k +1,372
45 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,51512.5k $576.6k $576.6k 0.01% Reduced -592 -592
46 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 12,05912.1k $555.5k $555.5k 0.02% Added +1 +1
47 Capital Planning Advisors, LLC 0.09% of their portfolio Roseville, CA 11,50311.5k $530.0k $530.0k 0.09% Reduced -220 -220
48 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,88610.9k $501.5k $501.5k 0.01% Added +1.4k +1,433
49 RPG Investment Advisory, LLC 0.07% of their portfolio Pleasanton, CA 9,6889.7k $446.3k $446.3k 0.07% Added +978 +978
50 SHEETS SMITH WEALTH MANAGEMENT 0.05% of their portfolio WINSTON-SALEM, NC 9,0979.1k $419.1k $419.1k 0.05% Reduced -7.2k -7,202
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,8848.9k $409.3k $409.3k 0.00% Added +1.0k +1,007
52 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,8008.8k $405.4k $405.4k 0.00% New
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,5848.6k $395.5k $395.5k 0.00% Added +83 +83
54 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 8,5008.5k $391.6k $391.6k 0.01% New
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,3658.4k $385.4k $385.4k 0.00% Reduced -598 -598
56 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,7077.7k $355.1k $355.1k 0.00% Added +12 +12
57 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 7,2897.3k $335.8k $335.8k 0.03% Reduced -5.3k -5,331
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,0717.1k $325.7k $325.7k 0.00% Reduced -70.1k -70,123
59 Meridian Financial Advisors, LLC 0.23% of their portfolio HOLLISTON, MA 7,0107.0k $322.9k $322.9k 0.23% Reduced -173 -173
60 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 6,7306.7k $311.0k $311.0k 0.00% Added +2.2k +2,177
61 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 6,3756.4k $293.7k $293.7k 0.03% Reduced -291 -291
62 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 6,2136.2k $307.5k $307.5k 0.01% Reduced -23.9k -23,948
63 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 6,1796.2k $284.7k $284.7k 0.03% New
64 Lynx Investment Advisory 0.21% of their portfolio WASHINGTON, DC, DC 6,0816.1k $280.2k $280.2k 0.21% First filing
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,2525.3k $242.0k $242.0k 0.00% New
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,2045.2k $239.7k $239.7k 0.00% New
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,1735.2k $238.3k $238.3k 0.00% Reduced -10.9k -10,922
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,5664.6k $210.0k $210.0k 0.00% Reduced -342 -342
69 Bluespring Wealth Management, LLC 0.02% of their portfolio AUSTIN, TX 4,4764.5k $206.2k $206.2k 0.02% Unchanged
70 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 4,1604.2k $191.7k $191.7k 0.03% Added +610 +610
71 FMR LLC 0.00% of their portfolio BOSTON, MA 3,7923.8k $174.7k $174.7k 0.00% Added +1.2k +1,237
72 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,2473.2k $149.6k $149.6k 0.01% Unchanged
73 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 2,4262.4k $116.6k $116.6k 0.00% Added +476 +476
74 HHM Wealth Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 2,4052.4k $110.8k $110.8k 0.02% Unchanged
75 OPTIMUM INVESTMENT ADVISORS 0.05% of their portfolio Chicago, IL 2,2962.3k $105.8k $105.8k 0.05% Reduced -500 -500
76 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,1192.1k $97.6k $97.6k 0.00% Added +5 +5
77 Family Firm, Inc. 0.02% of their portfolio BETHESDA, MD 2,0532.1k $94.6k $94.6k 0.02% New
78 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,9411.9k $89.4k $89.4k 0.00% Unchanged
79 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8831.9k $86.7k $86.7k 0.00% Added +4 +4
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,6361.6k $76.1k $76.1k 0.00% Unchanged
81 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,5241.5k $70.2k $70.2k 0.00% New
82 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,4611.5k $67.3k $67.3k 0.00% New
83 Chris Bulman Inc 0.04% of their portfolio ROSEVILLE, CA 1,4131.4k $65.1k $65.1k 0.04% First filing
84 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 1,3871.4k $63.9k $63.9k 0.01% Unchanged
85 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 1,3821.4k $64.0k $64.0k 0.01% Unchanged
86 Global Financial Private Client, LLC 0.03% of their portfolio Sarasota, FL 1,3661.4k $62.9k $62.9k 0.03% New
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,1831.2k $54.5k $54.5k 0.00% Reduced -90 -90
88 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 1,1481.1k $52.9k $52.9k 0.01% Reduced -50 -50
89 DUNCKER STREETT & CO INC 0.01% of their portfolio St. Louis, MO 850850 $39.2k $39.2k 0.01% Reduced -500 -500
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 838838 $40.3k $40.3k 0.00% Added +75 +75
91 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 704704 $32.4k $32.4k 0.00% Added +659 +659
92 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 652652 $30.0k $30.0k 0.01% Reduced -515 -515
93 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 571571 $26.3k $26.3k 0.00% Unchanged
94 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 491491 $23.0k $23.0k 0.00% Unchanged
95 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 468468 $21.6k $21.6k 0.01% Unchanged
96 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 400400 $18.4k $18.4k 0.00% Unchanged
97 Tradewinds Capital Management, LLC 0.01% of their portfolio BELLINGHAM, WA 380380 $17.5k $17.5k 0.01% New
98 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 350350 $16.1k $16.1k 0.00% Unchanged
99 Coston, McIsaac & Partners 0.01% of their portfolio BAR HARBOR, ME 349349 $16.0k $16.0k 0.01% Unchanged
100 Abich Financial Wealth Management LLC 0.01% of their portfolio ASHBURN, VA 303303 $14.0k $14.0k 0.01% Reduced -2.6k -2,637