Vault-13

SPDR SERIES TRUST ROKT

SP KENSHO FINAL · ETP · CUSIP 78468R630

13 institutional holders -1 vs Q4 2023
21,54821.5k shares reported held*
$966.5kreported value*
2 new 2 added 3 reduced 3 sold out net bought ≈ $240.3k (+5.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.85.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 20Q1 23: 16Q2 23: 15Q3 23: 13Q4 23: 14Q1 24: 1313Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202217
Q4 202220
Q1 202316
Q2 202315
Q3 202313
Q4 202314
Q1 202413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 6 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202275
Q1 202326
Q2 202356
Q3 202335
Q4 202334
Q1 202446

Biggest buyers

CITADEL ADVISORS LLC New +6,169+6.2k
MORGAN STANLEY Added +1,487+1.5k
Realta Investment Advisors New +205+205
Clear Point Advisors Inc. Added +1+1

Biggest sellers

SYM FINANCIAL Corp Sold out -1,000-1.0k
UBS Group AG Sold out -670-670
BANK OF AMERICA CORP /DE/ Reduced -433-433
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -342-342
Global Wealth Management Investment Advisory, Inc. Sold out -60-60
WELLS FARGO & COMPANY/MN Reduced -1-1

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,7056.7k $300.7k $300.7k 0.00% Reduced -342 -342
2 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,1696.2k $276.7k $276.7k 0.00% New
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,5113.5k $157.5k $157.5k 0.00% Reduced -433 -433
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,4272.4k $108.9k $108.9k 0.00% Added +1.5k +1,487
5 OPTIMUM INVESTMENT ADVISORS 0.03% of their portfolio Chicago, IL 1,5001.5k $67.3k $67.3k 0.03% Unchanged
6 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 355355 $15.9k $15.9k 0.00% Unchanged
7 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 205205 $9.2k $9.2k 0.00% New
8 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 200200 $9.0k $9.0k 0.00% Unchanged
9 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 200200 $9.0k $9.0k 0.00% Unchanged
10 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 174174 $7.8k $7.8k 0.00% Unchanged
11 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 102102 $4.6k $4.6k 0.00% Added +1 +1
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $7 $7 0.00% Reduced -1 -1
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged