Vault-13

SPDR SERIES TRUST SPHY

PORTFLI HIGH YLD · ETP · CUSIP 78468R606

157 institutional holders +27 vs Q3 2022
16,914,92016.9m shares reported held*
$377.1mreported value*
39 new 63 added 31 reduced 19 sold out net bought ≈ $51.0m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.30. Options: 8 managers hold calls ($701.9m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 130Q4 22: 157157Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022130
Q4 2022157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $340.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $701.9mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$340.4m$00.00
Q4 2022$701.9m$00.00

Biggest buyers

DT Investment Partners, LLC New +925,535+925.5k
AMERIPRISE FINANCIAL INC Added +487,256+487.3k
LPL Financial LLC Added +407,150+407.1k
HighTower Advisors, LLC New +261,738+261.7k
Janney Montgomery Scott LLC New +232,423+232.4k
BENJAMIN F. EDWARDS & COMPANY, INC. New +225,445+225.4k
Bank of New York Mellon Corp New +225,203+225.2k
Private Advisor Group, LLC Added +125,612+125.6k
NEUBERGER BERMAN GROUP LLC New +109,518+109.5k
MCF Advisors LLC Added +108,574+108.6k

Biggest sellers

JANE STREET GROUP, LLC Sold out -696,214-696.2k
FLOW TRADERS U.S. LLC Sold out -233,436-233.4k
CAPITAL ADVISORS INC/OK Reduced -182,820-182.8k
Atria Wealth Solutions, Inc. Reduced -179,010-179.0k
Intelligence Driven Advisers, LLC Reduced -88,969-89.0k
Belpointe Asset Management LLC Reduced -80,475-80.5k
Systelligence, LLC Reduced -69,447-69.4k
CITADEL ADVISORS LLC Sold out -62,256-62.3k
Horizon Investment Services, LLC Reduced -57,468-57.5k
AE Wealth Management LLC Reduced -51,347-51.3k

Biggest calls

JANE STREET GROUP, LLC Added $222.2m1.6m shares
Optiver Holding B.V. New $175.2m1.3m shares
Twin Tree Management, LP Added $118.6m873.0k shares
JPMORGAN CHASE & CO New $76.2m560.6k shares
CTC LLC Reduced $57.1m4.2k shares
IMC-Chicago, LLC Reduced $51.6m379.8k shares
GARDA CAPITAL PARTNERS LP First filing $1.0m7.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,501,4812.5m $55.9m $55.9m 0.05% Added +407.1k +407,150
2 DT Investment Partners, LLC 2.71% of their portfolio CHADDS FORD, PA 925,535925.5k $20.7m $20.7m 2.71% New
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 899,021899.0k $20.1m $20.1m 0.00% Added +56.7k +56,737
4 CAPITAL ADVISORS INC/OK 0.55% of their portfolio TULSA, OK 863,718863.7k $19.3m $19.3m 0.55% Reduced -182.8k -182,820
5 SAM Advisors, LLC 7.06% of their portfolio OAKHURST, CA 717,700717.7k $16.0m $16.0m 7.06% Added +63.1k +63,061
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 707,547707.5k $15.8m $15.8m 0.01% Added +487.3k +487,256
7 KWB Wealth 2.94% of their portfolio REDLANDS, CA 692,628692.6k $15.5m $15.5m 2.94% Reduced -15.8k -15,836
8 Kohmann Bosshard Financial Services, LLC 2.39% of their portfolio FAIRLAWN, OH 536,583536.6k $12.0m $12.0m 2.39% Reduced -9.3k -9,304
9 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 529,256529.3k $11.8m $11.8m 0.06% Added +13.3k +13,264
10 Systelligence, LLC 2.75% of their portfolio BLOOMINGTON, MN 472,457472.5k $10.6m $10.6m 2.75% Reduced -69.4k -69,447
11 NewSquare Capital LLC 1.25% of their portfolio NEWTOWN SQUARE, PA 449,212449.2k $10.0m $10.0m 1.25% Reduced -30.4k -30,399
12 Sterling Financial Group, Inc. 6.97% of their portfolio PASADENA, CA 406,879406.9k $9.1m $9.1m 6.97% First filing
13 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 402,652402.7k $9.0m $9.0m 0.07% Reduced -51.3k -51,347
14 Private Advisor Group, LLC 0.26% of their portfolio MORRISTOWN, NJ 395,671395.7k $8.8m $8.8m 0.26% Added +125.6k +125,612
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 292,867292.9k $6.5m $6.5m 0.00% Added +2.1k +2,062
16 Leicht Financial Planning & Wealth Management, Inc. 4.33% of their portfolio PARSIPPANY, NJ 289,294289.3k $6.5m $6.5m 4.33% Added +502 +502
17 Econ Financial Services Corp 5.98% of their portfolio HARRISBURG, PA 264,143264.1k $5.9m $5.9m 5.98% Reduced -2.6k -2,581
18 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 261,738261.7k $5.8m $5.8m 0.01% New
19 AIRE ADVISORS, LLC 1.73% of their portfolio BEVERLY HILLS, CA 253,761253.8k $5.7m $5.7m 1.73% Added +34.1k +34,122
20 Peterson Wealth Advisors, LLC 1.68% of their portfolio Orem, UT 249,583249.6k $5.6m $5.6m 1.68% Reduced -4.0k -3,980
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 232,423232.4k $5.2m $5.2m 0.02% New
22 BENJAMIN F. EDWARDS & COMPANY, INC. 0.23% of their portfolio ST. LOUIS, MO 225,445225.4k $5.0m $5.0m 0.23% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 225,203225.2k $5.0m $5.0m 0.00% New
24 ProVise Management Group, LLC 0.50% of their portfolio CLEARWATER, FL 219,461219.5k $4.9m $4.9m 0.50% Reduced -5.3k -5,341
25 Strategic Financial Planning, Inc. 4.49% of their portfolio PLANO, TX 207,499207.5k $4.6m $4.6m 4.49% Reduced -3.8k -3,793
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 158,533158.5k $3.5m $3.5m 0.00% Added +6.2k +6,158
27 MCF Advisors LLC 0.34% of their portfolio LEXINGTON, KY 150,428150.4k $3.4m $3.4m 0.34% Added +108.6k +108,574
28 Horizon Investment Services, LLC 2.17% of their portfolio HAMMOND, IN 133,901133.9k $3.0m $3.0m 2.17% Reduced -57.5k -57,468
29 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 121,856121.9k $2.7m $2.7m 0.05% Reduced -37.5k -37,450
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 112,936112.9k $2.5m $2.5m 0.00% Added +63.1k +63,054
31 Stadion Money Management, LLC 0.21% of their portfolio WATKINSVILLE, GA 110,682110.7k $2.5m $2.5m 0.21% Reduced -656 -656
32 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 109,518109.5k $2.4m $2.4m 0.00% New
33 FLAGSHIP HARBOR ADVISORS, LLC 0.24% of their portfolio BOSTON, MA 103,982104.0k $2.3m $2.3m 0.24% Added +9.2k +9,170
34 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 100,323100.3k $2.2m $2.2m 0.10% Added +45.8k +45,788
35 SMART Wealth LLC 1.62% of their portfolio Omaha, NE 96,33896.3k $2.2m $2.2m 1.62% First filing
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 94,14394.1k $2.1m $2.1m 0.00% Added +24.9k +24,861
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 92,80992.8k $2.1m $2.1m 0.00% Added +52.6k +52,614
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 86,31786.3k $1.9m $1.9m 0.00% Added +39.7k +39,737
39 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 81,00081.0k $1.8m $1.8m 0.00% Reduced -8.0k -8,000
40 Bensler, LLC 0.39% of their portfolio Bellevue, WA 79,49479.5k $1.8m $1.8m 0.39% Added +51.8k +51,786
41 SHEETS SMITH WEALTH MANAGEMENT 0.25% of their portfolio WINSTON-SALEM, NC 71,02271.0k $1.6m $1.6m 0.25% Added +45.0k +45,015
42 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 70,66770.7k $1.6m $1.6m 0.03% Reduced -179.0k -179,010
43 Alaska Permanent Capital Management, LLC 0.16% of their portfolio ANCHORAGE, AK 69,38369.4k $1.6m $1.6m 0.16% Added +13.8k +13,783
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 64,39764.4k $1.4m $1.4m 0.00% Added +9.5k +9,497
45 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 57,17257.2k $1.3m $1.3m 0.00% New
46 Iowa State Bank 0.32% of their portfolio URBANDALE, IA 56,49256.5k $1.3m $1.3m 0.32% New
47 GPS Wealth Strategies Group, LLC 0.38% of their portfolio CENTENNIAL, CO 56,31556.3k $1.3m $1.3m 0.38% Added +10.6k +10,581
48 CAHILL FINANCIAL ADVISORS INC 0.24% of their portfolio EDINA, MN 56,24956.2k $1.3m $1.3m 0.24% Added +8.8k +8,797
49 Towerpoint Wealth, LLC 0.61% of their portfolio SACRAMENTO, CA 47,62747.6k $1.1m $1.1m 0.61% Reduced -13.4k -13,358
50 Ford Financial Group, LLC 0.42% of their portfolio Fresno, CA 47,14147.1k $1.1m $1.1m 0.42% Added +319 +319
51 HF Advisory Group, LLC 1.04% of their portfolio Annapolis, MD 45,93145.9k $1.0m $1.0m 1.04% First filing
52 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 45,00045.0k $1.0m $1.0m 0.09% Added +8.0k +8,026
53 Stonebridge Financial Planning Group, LLC 0.66% of their portfolio ORLANDO, FL 44,18244.2k $987.0k $987.0k 0.66% Added +8.9k +8,944
54 Rooted Wealth Advisors, Inc. 0.81% of their portfolio BOURBONNAIS, IL 43,47943.5k $971.0k $971.0k 0.81% First filing
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,31439.3k $878.7k $878.7k 0.00% Added +5.0k +5,015
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 38,76838.8k $39.5k $39.5k 0.00% Added +4.1k +4,080
57 Keystone Wealth Services, LLC 0.37% of their portfolio PALM DESERT, CA 38,44738.4k $858.9k $858.9k 0.37% New
58 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 38,10638.1k $851.3k $851.3k 0.01% New
59 WCG Wealth Advisors LLC 0.11% of their portfolio LAS VEGAS, NV 36,44136.4k $814.1k $814.1k 0.11% Added +16.0k +15,962
60 Beaumont Financial Advisors, LLC 0.08% of their portfolio NEEDHAM, MA 36,32536.3k $811.5k $811.5k 0.08% First filing
61 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 34,95235.0k $780.8k $780.8k 0.01% Added +18.5k +18,507
62 Inscription Capital, LLC 0.25% of their portfolio HOUSTON, TX 33,35433.4k $745.1k $745.1k 0.25% Added +143 +143
63 FOSTER & MOTLEY INC 0.06% of their portfolio CINCINNATI, OH 33,18533.2k $741.0k $741.0k 0.06% Added +20.7k +20,700
64 WealthPLAN Partners, LLC 0.05% of their portfolio OMAHA, NE 31,29831.3k $714.5k $714.5k 0.05% First filing
65 WealthPlan Investment Management, LLC 0.05% of their portfolio OMAHA, NE 31,29831.3k $715.5k $715.5k 0.05% New
66 Edmonds Duncan Registered Investment Advisors, LLC 0.23% of their portfolio LAWRENCE, KS 31,09231.1k $694.6k $694.6k 0.23% New
67 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 30,00030.0k $670.2k $670.2k 0.01% Unchanged
68 BTS Asset Management, Inc. 0.30% of their portfolio Lincoln, MA 29,97630.0k $679.1k $679.1k 0.30% New
69 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 29,43029.4k $657.0k $657.0k 0.00% Added +6.7k +6,680
70 MA Private Wealth 0.16% of their portfolio SAN CARLOS, CA 29,39329.4k $656.6k $656.6k 0.16% Reduced -11.1k -11,125
71 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 27,76027.8k $620.2k $620.2k 0.01% Reduced -267 -267
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,42327.4k $612.6k $612.6k 0.01% Added +11.4k +11,399
73 ARMSTRONG ADVISORY GROUP, INC 0.07% of their portfolio NEEDHAM, MA 24,84324.8k $555.0k $555.0k 0.07% First filing
74 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 24,28724.3k $563.7k $563.7k 0.03% Added +6.4k +6,398
75 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 23,74823.7k $530.5k $530.5k 0.04% Reduced -3.3k -3,317
76 Collaborative Wealth Managment Inc. 0.34% of their portfolio LAKE MARY, FL 23,30223.3k $520.6k $520.6k 0.34% Added +1.1k +1,113
77 USAdvisors Wealth Management, LLC 0.25% of their portfolio EDEN PRAIRIE, MN 23,27423.3k $520.0k $520.0k 0.25% Added +451 +451
78 Jackson Creek Investment Advisors LLC 0.23% of their portfolio CASTLE ROCK, CO 23,07223.1k $515.0k $515.0k 0.23% New
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 22,45622.5k $502.0k $502.0k 0.00% Added +22.3k +22,321
80 Alaska Wealth Advisors, LLC 0.09% of their portfolio ANCHORAGE, AK 21,63221.6k $483.3k $483.3k 0.09% New
81 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 20,63020.6k $460.9k $460.9k 0.02% Reduced -2.2k -2,173
82 TRIAD FINANCIAL ADVISORS, INC. 0.20% of their portfolio GREENSBORO, NC 19,64219.6k $438.8k $438.8k 0.20% New
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,02419.0k $425.0k $425.0k 0.00% Reduced -7.4k -7,399
84 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 18,82918.8k $420.6k $420.6k 0.03% Reduced -80.5k -80,475
85 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 18,17518.2k $406.0k $406.0k 0.02% Added +4.8k +4,804
86 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 17,28617.3k $386.2k $386.2k 0.04% Reduced -6.9k -6,857
87 Vise Technologies, Inc. 0.12% of their portfolio NEW YORK, NY 17,11517.1k $382.3k $382.3k 0.12% Added +5.2k +5,248
88 Private Portfolio Partners LLC 0.10% of their portfolio PARAMUS, NJ 16,74416.7k $374.1k $374.1k 0.10% Reduced -4.2k -4,181
89 Hilltop Partners LLC 0.19% of their portfolio MISHAWAKA, IN 15,89715.9k $355.1k $355.1k 0.19% First filing
90 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 14,98615.0k $335.0k $335.0k 0.01% Added +1.3k +1,343
91 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 14,90514.9k $333.0k $333.0k 0.01% New
92 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 14,58014.6k $325.7k $325.7k 0.02% New
93 Atlas Private Wealth Advisors 0.17% of their portfolio RED BANK, NJ 14,41614.4k $322.1k $322.1k 0.17% New
94 Colonial River Investments, LLC 0.20% of their portfolio MIDLOTHIAN, VA 14,14214.1k $315.9k $315.9k 0.20% Added +34 +34
95 FSB PREMIER WEALTH MANAGEMENT, INC. 0.17% of their portfolio WATERLOO, IA 13,77213.8k $307.6k $307.6k 0.17% Reduced -504 -504
96 Intelligence Driven Advisers, LLC 0.06% of their portfolio CARLSBAD, CA 13,65513.7k $312.3k $312.3k 0.06% Reduced -89.0k -88,969
97 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 13,36413.4k $298.6k $298.6k 0.01% Added +3.0k +3,044
98 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,21113.2k $295.1k $295.1k 0.00% Added +1.7k +1,728
99 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 12,42812.4k $277.6k $277.6k 0.02% New
100 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,25812.3k $274.0k $274.0k 0.00% Unchanged