Vault-13

SPDR SER TR XES

OILGAS EQUIP · ETP · CUSIP 78468R549

87 institutional holders -3 vs Q1 2024
1,201,2141.2m shares reported held*
$109.5mreported value*
7 new 23 added 33 reduced 10 sold out net sold ≈ $70.2m (-772.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $91.17. Options: 2 managers hold calls ($1.8m notional), 2 hold puts ($754.1k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 77Q1 23: 89Q2 23: 78Q3 23: 88Q4 23: 91Q1 24: 90Q2 24: 8787Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202265
Q4 202277
Q1 202389
Q2 202378
Q3 202388
Q4 202391
Q1 202490
Q2 202487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 36 cut or sold outQ2 23: 30 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 32 cut or sold outQ4 23: 49 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 53 cut or sold outQ2 24: 30 bought or addedQ2 24: 43 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223731
Q1 20235036
Q2 20233051
Q3 20235232
Q4 20234944
Q1 20243953
Q2 20243043

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $1.7mQ3 23 puts: $3.0mQ3 23P/C 1.77Q4 23 calls: $2.1mQ4 23 puts: $2.1mQ4 23P/C 1.02Q1 24 calls: $4.4mQ1 24 puts: $2.7mQ1 24P/C 0.63Q2 24 calls: $1.8mQ2 24 puts: $754.1kQ2 24P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2023$1.7m$3.0m1.77
Q4 2023$2.1m$2.1m1.02
Q1 2024$4.4m$2.7m0.63
Q2 2024$1.8m$754.1k0.43

Biggest buyers

JPMORGAN CHASE & CO Added +49,752+49.8k
LPL Financial LLC Added +38,869+38.9k
GOLDMAN SACHS GROUP INC Added +26,867+26.9k
Tower Research Capital LLC (TRC) Added +13,015+13.0k
GSA CAPITAL PARTNERS LLP Added +9,339+9.3k
HRT FINANCIAL LP Added +7,771+7.8k
MARSHALL WACE, LLP New +2,562+2.6k
MERIDIAN INVESTMENT COUNSEL INC. Added +2,500+2.5k
HighTower Advisors, LLC Added +2,152+2.2k
WELLS FARGO & COMPANY/MN Added +1,879+1.9k

Biggest sellers

MORGAN STANLEY Reduced -349,842-349.8k
ROYAL BANK OF CANADA Reduced -163,853-163.9k
JANE STREET GROUP, LLC Reduced -115,901-115.9k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Sold out -72,700-72.7k
RAYMOND JAMES & ASSOCIATES Reduced -66,441-66.4k
TWO SIGMA INVESTMENTS, LP Sold out -25,090-25.1k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -24,322-24.3k
AMICA MUTUAL INSURANCE CO Reduced -24,311-24.3k
D. E. Shaw & Co., Inc. Sold out -20,551-20.6k
Raymond James Financial Services Advisors, Inc. Reduced -12,862-12.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m15.6k shares
CITADEL ADVISORS LLC Reduced $336.1k3.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $499.7k5.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $254.4k2.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Canoe Financial LP 0.31% of their portfolio CALGARY, A0 182,500182.5k $17.0m $17.0m 0.31% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 121,044121.0k $11.0m $11.0m 0.00% Reduced -349.8k -349,842
3 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 77,04677.0k $7.0m $7.0m 0.00% Added +26.9k +26,867
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 76,50876.5k $7.0m $7.0m 0.00% Added +38.9k +38,869
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 74,78974.8k $6.8m $6.8m 0.00% Reduced -1.6k -1,630
6 ONE PLUS ONE WEALTH MANAGEMENT, LLC 3.10% of their portfolio JUPITER, FL 59,67559.7k $5.4m $5.4m 3.10% Reduced -1.8k -1,832
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,87452.9k $4.8m $4.8m 0.00% Added +49.8k +49,752
8 Janney Capital Management LLC 0.33% of their portfolio PITTSBURGH, PA 52,23152.2k $4.7m $4.7m 0.33% Reduced -996 -996
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,67645.7k $4.1m $4.1m 0.01% Reduced -1.2k -1,171
10 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 45,04545.0k $4.1m $4.1m 0.02% Added +7.8k +7,771
11 HORIZON KINETICS ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 38,98339.0k $3.5m $3.5m 0.06% Added +108 +108
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,31034.3k $3.1m $3.1m 0.00% Added +1.9k +1,879
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 27,14327.1k $2.5m $2.5m 0.00% Reduced -242 -242
14 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 26,11626.1k $2.4m $2.4m 0.07% Reduced -2.2k -2,156
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,31722.3k $2.0m $2.0m 0.00% Reduced -11.0k -10,988
16 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 20,80820.8k $1.9m $1.9m 0.03% Added +13.0k +13,015
17 Aspen Grove Capital, LLC 0.42% of their portfolio AVON, CO 19,56119.6k $1.8m $1.8m 0.42% Added +57 +57
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,05816.1k $1.5m $1.5m 0.00% Reduced -163.9k -163,853
19 PFG Advisors 0.08% of their portfolio Phoenix, AZ 12,53012.5k $1.1m $1.1m 0.08% Reduced -4.1k -4,126
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,04812.0k $1.1m $1.1m 0.00% Reduced -904 -904
21 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 11,78311.8k $1.1m $1.1m 0.07% Added +9.3k +9,339
22 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,43711.4k $1.0m $1.0m 0.01% Reduced -4.8k -4,821
23 Financial Sense Advisors, Inc. 0.30% of their portfolio SAN DIEGO, CA 10,31710.3k $937.3k $937.3k 0.30% Reduced -293 -293
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,17910.2k $924.7k $924.7k 0.00% Reduced -66.4k -66,441
25 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,1159.1k $828.1k $828.1k 0.01% Reduced -598 -598
26 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 8,2018.2k $745.0k $745.0k 0.01% Reduced -98 -98
27 Diversify Advisory Services, LLC 0.04% of their portfolio SANDY, UT 7,6227.6k $668.9k $668.9k 0.04% Reduced -371 -371
28 AMICA MUTUAL INSURANCE CO 0.07% of their portfolio PROVIDENCE, RI 7,4777.5k $680.0k $680.0k 0.07% Reduced -24.3k -24,311
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,4617.5k $677.8k $677.8k 0.00% Added +118 +118
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,9927.0k $635.4k $635.4k 0.00% Reduced -2.9k -2,875
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,7776.8k $616.0k $616.0k 0.00% Reduced -65 -65
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7206.7k $610.5k $610.5k 0.00% Reduced -385 -385
33 MERIDIAN INVESTMENT COUNSEL INC. 0.18% of their portfolio LAFAYETTE, CA 6,1456.1k $558.3k $558.3k 0.18% Added +2.5k +2,500
34 BAROMETER CAPITAL MANAGEMENT INC. 0.21% of their portfolio TORONTO, A6 6,1006.1k $554.2k $554.2k 0.21% Added +1.2k +1,200
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,3805.4k $488.0k $488.0k 0.00% Added +2.2k +2,152
36 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,0355.0k $457.4k $457.4k 0.01% Reduced -841 -841
37 TWIN FOCUS CAPITAL PARTNERS, LLC 0.07% of their portfolio Boston, MA 4,5954.6k $417.5k $417.5k 0.07% Unchanged
38 MGB Wealth Management, LLC 0.16% of their portfolio ADDISON, TX 4,5374.5k $418.5k $418.5k 0.16% Unchanged
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,4734.5k $406.4k $406.4k 0.00% Reduced -115.9k -115,901
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,1674.2k $379.0k $379.0k 0.00% Added +1.4k +1,396
41 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 4,0024.0k $363.6k $363.6k 0.02% Added +911 +911
42 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 3,8103.8k $346.1k $346.1k 0.00% Reduced -54 -54
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,4343.4k $311.9k $311.9k 0.00% Reduced -12.9k -12,862
44 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 2,7132.7k $246.0k $246.0k 0.01% Reduced -1.9k -1,870
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,6032.6k $236.0k $236.0k 0.00% Reduced -90 -90
46 Concorde Financial Corp 0.15% of their portfolio DALLAS, TX 2,5712.6k $233.6k $233.6k 0.15% Unchanged
47 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 2,5622.6k $232.8k $232.8k 0.00% New
48 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 2,5552.6k $232.1k $232.1k 0.03% Added +9 +9
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,5482.5k $231.5k $231.5k 0.00% Added +20 +20
50 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 2,5042.5k $227.0k $227.0k 0.00% Reduced -672 -672
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4081.4k $128.1k $128.1k 0.00% Added +100 +100
52 Transcendent Capital Group LLC 0.05% of their portfolio EDMOND, OK 906906 $82.3k $82.3k 0.05% Reduced -681 -681
53 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 697697 $63.3k $63.3k 0.00% Unchanged
54 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 654654 $59.4k $59.4k 0.00% Added +1 +1
55 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 650650 $59.1k $59.1k 0.01% Unchanged
56 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 639639 $58.1k $58.1k 0.00% Reduced -1.2k -1,200
57 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 637637 $57.9k $57.9k 0.00% Unchanged
58 FMR LLC 0.00% of their portfolio BOSTON, MA 587587 $53.4k $53.4k 0.00% Unchanged
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 522522 $47.4k $47.4k 0.00% Added +416 +416
60 JTC Employer Solutions Trustee Ltd 0.00% of their portfolio ST HELIER, Y9 400400 $36.0k $36.0k 0.00% Reduced -400 -400
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 386386 $35.1k $35.1k 0.00% New
62 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 298298 $27.1k $27.1k 0.00% Added +199 +199
63 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 291291 $26.4k $26.4k 0.00% Reduced -75 -75
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 258258 $23.4k $23.4k 0.00% Added +71 +71
65 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 243243 $22.1k $22.1k 0.01% Unchanged
66 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 236236 $21.4k $21.4k 0.00% Added +1 +1
67 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $18.2k $18.2k 0.00% Unchanged
68 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 200200 $18.2k $18.2k 0.00% New
69 Winthrop Capital Management, LLC 0.01% of their portfolio Carmel, IN 200200 $18.0k $18.0k 0.01% Unchanged
70 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 132132 $12.0k $12.0k 0.00% New
71 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 125125 $11.6k $11.6k 0.00% New
72 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 120120 $10.9k $10.9k 0.00% New
73 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 5656 $5.1k $5.1k 0.00% Unchanged
74 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.00% of their portfolio FORT WAYNE, IN 5050 $4.5k $4.5k 0.00% Unchanged
75 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 4545 $4.1k $4.1k 0.00% Unchanged
76 VAN DEN BERG MANAGEMENT I, INC 0.00% of their portfolio AUSTIN, TX 3737 $3.4k $3.4k 0.00% Reduced -1 -1
77 Founders Capital Management 0.00% of their portfolio HOUSTON, TX 3333 $3.0k $3.0k 0.00% Unchanged
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3232 $2.9k $2.9k 0.00% Unchanged
79 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 2525 $2.3k $2.3k 0.00% Unchanged
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2020 $1.8k $1.8k 0.00% Unchanged
81 Perritt Capital Management Inc 0.00% of their portfolio Chicago, IL 1818 $1.6k $1.6k 0.00% Unchanged
82 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $1.2k $1.2k 0.00% Unchanged
83 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 1010 $911 $911 0.00% New
84 CBIZ Investment Advisory Services, LLC 0.00% of their portfolio INDEPENDENCE, OH 88 $751 $751 0.00% Unchanged
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 11 $91 $91 0.00% Unchanged
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
87 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 00 $18 $18 0.00% Unchanged