Vault-13

SPDR SER TR EFIV

S&P 500 ESG ETF · ETP · CUSIP 78468R531

106 institutional holders +14 vs Q1 2024
4,470,3574.5m shares reported held*
$237.5mreported value*
17 new 41 added 29 reduced 6 sold out net bought ≈ $31.3m (+588.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.14.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 52Q4 22: 60Q1 23: 64Q2 23: 76Q3 23: 79Q4 23: 83Q1 24: 92Q2 24: 106106Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202252
Q4 202260
Q1 202364
Q2 202376
Q3 202379
Q4 202383
Q1 202492
Q2 2024106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 34 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 24 cut or sold outQ2 23: 45 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 30 cut or sold outQ4 23: 41 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 26 cut or sold outQ2 24: 58 bought or addedQ2 24: 35 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223424
Q1 20233624
Q2 20234520
Q3 20234230
Q4 20234137
Q1 20245626
Q2 20245835

Biggest buyers

RETIREMENT CAPITAL STRATEGIES Added +557,254+557.3k
Koss-Olinger Consulting, LLC New +351,995+352.0k
SOA Wealth Advisors, LLC. Added +80,449+80.4k
SHEETS SMITH WEALTH MANAGEMENT New +48,307+48.3k
UBS Group AG New +18,974+19.0k
SEEDS INVESTOR LLC Added +11,492+11.5k
Olde Wealth Management, LLC Added +11,369+11.4k
CITADEL ADVISORS LLC New +10,881+10.9k
US BANCORP \DE\ New +7,137+7.1k
Baltimore-Washington Financial Advisors, Inc. Added +6,412+6.4k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -380,191-380.2k
PRINCIPAL FINANCIAL GROUP INC Reduced -50,193-50.2k
PINEBRIDGE INVESTMENTS, L.P. Reduced -39,848-39.8k
JANE STREET GROUP, LLC Reduced -30,293-30.3k
Zurich Insurance Group Ltd/FI Sold out -12,516-12.5k
OmniStar Financial Group, Inc. Sold out -9,960-10.0k
MORGAN STANLEY Reduced -5,926-5.9k
RETIREMENT INCOME SOLUTIONS, INC Reduced -5,711-5.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,327-5.3k
TWO SIGMA INVESTMENTS, LP Sold out -4,900-4.9k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of Italy 1.55% of their portfolio ROME, L6 771,136771.1k $40.9m $40.9m 1.55% Unchanged
2 RETIREMENT CAPITAL STRATEGIES 14.86% of their portfolio SAN JOSE, CA 697,951698.0k $37.1m $37.1m 14.86% Added +557.3k +557,254
3 Baltimore-Washington Financial Advisors, Inc. 1.17% of their portfolio Columbia, MD 380,256380.3k $20.2m $20.2m 1.17% Added +6.4k +6,412
4 Koss-Olinger Consulting, LLC 1.73% of their portfolio GAINESVILLE, FL 351,995352.0k $18.7m $18.7m 1.73% New
5 Laurel Wealth Planning LLC 8.21% of their portfolio EDINA, MN 222,197222.2k $11.8m $11.8m 8.21% Reduced -4.1k -4,086
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 213,486213.5k $11.3m $11.3m 0.01% Added +1.4k +1,422
7 Olde Wealth Management, LLC 3.58% of their portfolio SAMMAMISH, WA 177,184177.2k $9.4m $9.4m 3.58% Added +11.4k +11,369
8 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 153,869153.9k $8.2m $8.2m 0.00% Reduced -50.2k -50,193
9 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 100,685100.7k $5.3m $5.3m 0.01% Added +2.5k +2,495
10 Blue Edge Capital, LLC 0.85% of their portfolio RICHMOND, VA 96,56196.6k $5.1m $5.1m 0.85% Added +5.2k +5,218
11 SOA Wealth Advisors, LLC. 0.97% of their portfolio NEW YORK, NY 90,48990.5k $4.8m $4.8m 0.97% Added +80.4k +80,449
12 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 85,60885.6k $4.5m $4.5m 0.06% Reduced -380.2k -380,191
13 Gradient Investments LLC 0.08% of their portfolio ARDEN HILLS, MN 70,53870.5k $3.7m $3.7m 0.08% Added +664 +664
14 SEEDS INVESTOR LLC 1.56% of their portfolio NEW YORK, NY 57,28257.3k $3.0m $3.0m 1.56% Added +11.5k +11,492
15 One Capital Management, LLC 0.10% of their portfolio WESTLAKE VILLAGE, CA 55,46555.5k $2.9m $2.9m 0.10% Reduced -45 -45
16 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 52,08252.1k $2.8m $2.8m 0.02% Reduced -1.3k -1,304
17 FSA WEALTH PARTNERS, INC. 0.75% of their portfolio Rockville, MD 51,25051.2k $2.7m $2.7m 0.75% Added +328 +328
18 SHEETS SMITH WEALTH MANAGEMENT 0.31% of their portfolio WINSTON-SALEM, NC 48,30748.3k $2.6m $2.6m 0.31% New
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,19140.2k $2.1m $2.1m 0.00% Added +323 +323
20 Armbruster Capital Management, Inc. 0.43% of their portfolio PITTSFORD, NY 39,43039.4k $2.1m $2.1m 0.43% Added +50 +50
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 35,25735.3k $1.9m $1.9m 0.00% Added +4.0k +3,970
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 34,22334.2k $1.8m $1.8m 0.00% Reduced -2.6k -2,553
23 US FINANCIAL ADVISORS, LLC 0.52% of their portfolio BRAINTREE, MA 28,95028.9k $1.5m $1.5m 0.52% Reduced -2.4k -2,358
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,07127.1k $1.4m $1.4m 0.00% Added +55 +55
25 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 26,73726.7k $1.4m $1.4m 0.01% Reduced -1.0k -1,007
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,24626.2k $1.4m $1.4m 0.00% Added +263 +263
27 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 25,80325.8k $1.4m $1.4m 0.02% Reduced -80 -80
28 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 20,32420.3k $1.1m $1.1m 0.05% Reduced -958 -958
29 Capital Analysts, LLC 0.05% of their portfolio FORT WASHINGTON, PA 20,17720.2k $1.1m $1.1m 0.05% Added +1.8k +1,769
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,33219.3k $1.0m $1.0m 0.00% Added +944 +944
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 18,97419.0k $1.0m $1.0m 0.00% New
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,84016.8k $894.2k $894.2k 0.00% Added +2.2k +2,217
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 16,73216.7k $888.4k $888.4k 0.00% Added +2.5k +2,467
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,58016.6k $880.4k $880.4k 0.00% Reduced -818 -818
35 SAX WEALTH ADVISORS, LLC 0.08% of their portfolio PARSIPPANY, NJ 15,75015.8k $836.3k $836.3k 0.08% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,36215.4k $815.7k $815.7k 0.00% Reduced -5.3k -5,327
37 Veracity Capital LLC 0.34% of their portfolio Atlanta, GA 15,30415.3k $812.7k $812.7k 0.34% Reduced -671 -671
38 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 13,84713.8k $735.3k $735.3k 0.00% Added +60 +60
39 RETIREMENT INCOME SOLUTIONS, INC 0.17% of their portfolio ANN ARBOR, MI 13,63613.6k $724.1k $724.1k 0.17% Reduced -5.7k -5,711
40 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,50013.5k $716.9k $716.9k 0.00% Unchanged
41 Fort Point Capital Partners LLC 0.08% of their portfolio San Francisco, CA 12,25612.3k $650.8k $650.8k 0.08% Unchanged
42 R. W. Roge & Company, Inc. 0.37% of their portfolio BOHEMIA, NY 12,12312.1k $643.0k $643.0k 0.37% Added +29 +29
43 Warren Street Wealth Advisors, LLC 0.32% of their portfolio IRVINE, CA 11,92211.9k $633.1k $633.1k 0.32% Unchanged
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,88110.9k $577.8k $577.8k 0.00% New
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,02610.0k $532.4k $532.4k 0.00% Added +102 +102
46 DENVER WEALTH MANAGEMENT, INC. 0.27% of their portfolio DENVER, CO 10,02610.0k $532.4k $532.4k 0.27% Added +1.8k +1,777
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,5879.6k $509.1k $509.1k 0.00% Added +52 +52
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,9659.0k $476.0k $476.0k 0.00% Added +155 +155
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,3828.4k $445.1k $445.1k 0.00% Reduced -4.1k -4,082
50 Operose Advisors LLC 0.15% of their portfolio MILWAUKEE, WI 8,2418.2k $437.6k $437.6k 0.15% Added +27 +27
51 Single Point Partners, LLC 0.74% of their portfolio BOSTON, MA 8,1778.2k $434.0k $434.0k 0.74% Reduced -608 -608
52 WNY Asset Management, LLC 0.06% of their portfolio Williamsville, NY 8,1368.1k $432.0k $432.0k 0.06% Unchanged
53 Chicago Capital, LLC 0.01% of their portfolio Chicago, IL 8,0678.1k $428.4k $428.4k 0.01% Added +4.0k +3,977
54 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 8,0418.0k $427.0k $427.0k 0.02% Reduced -167 -167
55 Sage Advisory Services, Ltd.Co. 0.12% of their portfolio AUSTIN, TX 7,7277.7k $410.0k $410.0k 0.12% Reduced -1.3k -1,321
56 ST GERMAIN D J CO INC 0.02% of their portfolio SPRINGFIELD, MA 7,5557.6k $401.2k $401.2k 0.02% Unchanged
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,2127.2k $383.0k $383.0k 0.00% Reduced -595 -595
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,1377.1k $379.0k $379.0k 0.00% New
59 KWB Wealth 0.05% of their portfolio REDLANDS, CA 6,7366.7k $341.1k $341.1k 0.05% Unchanged
60 Marshall Financial Group, LLC 0.10% of their portfolio Hunt Valley, MD 6,5576.6k $348.2k $348.2k 0.10% Unchanged
61 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 6,0226.0k $319.8k $319.8k 0.01% Reduced -9 -9
62 J.Safra Asset Management Corp 0.03% of their portfolio NEW YORK, NY 6,0106.0k $319.1k $319.1k 0.03% New
63 Veridan Wealth LLC 0.14% of their portfolio WEST LINN, OR 5,9135.9k $346.2k $346.2k 0.14% First filing
64 BRAVE ASSET MANAGEMENT INC 0.07% of their portfolio Summit, NJ 5,2995.3k $281.4k $281.4k 0.07% Added +434 +434
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,2965.3k $281.0k $281.0k 0.00% Added +534 +534
66 Perennial Investment Advisors, LLC 0.04% of their portfolio Los Angeles, CA 5,1985.2k $276.0k $276.0k 0.04% New
67 Zhang Financial LLC 0.02% of their portfolio PORTAGE, MI 4,7444.7k $251.9k $251.9k 0.02% Added +200 +200
68 ZACKS INVESTMENT MANAGEMENT 0.00% of their portfolio Chicago, IL 4,4804.5k $237.9k $237.9k 0.00% Added +417 +417
69 Per Stirling Capital Management, LLC. 0.04% of their portfolio AUSTIN, TX 4,4624.5k $236.9k $236.9k 0.04% Reduced -1.3k -1,281
70 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 4,4364.4k $235.6k $235.6k 0.01% Reduced -2.2k -2,217
71 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,4004.4k $233.6k $233.6k 0.01% Reduced -1.1k -1,138
72 First Affirmative Financial Network 0.16% of their portfolio COLORADO SPRINGS, CO 4,3704.4k $232.0k $232.0k 0.16% New
73 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,3394.3k $230.4k $230.4k 0.00% Reduced -30.3k -30,293
74 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,1444.1k $220.1k $220.1k 0.01% New
75 Good Life Advisors, LLC 0.02% of their portfolio READING, PA 4,1444.1k $220.0k $220.0k 0.02% Reduced -3 -3
76 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,9423.9k $209.3k $209.3k 0.00% New
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,9083.9k $207.5k $207.5k 0.00% Added +10 +10
78 PINEBRIDGE INVESTMENTS, L.P. 0.00% of their portfolio NEW YORK, NY 3,8183.8k $202.7k $202.7k 0.00% Reduced -39.8k -39,848
79 Front Row Advisors LLC 0.06% of their portfolio TIBURON, CA 3,4303.4k $182.1k $182.1k 0.06% New
80 Wells Financial Advisors INC 0.12% of their portfolio FRAMINGHAM, MA 3,3983.4k $180.4k $180.4k 0.12% Unchanged
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,2013.2k $172.1k $172.1k 0.00% Added +10 +10
82 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,9633.0k $157.4k $157.4k 0.00% Reduced -5.9k -5,926
83 Brown Financial Advisors 0.07% of their portfolio MILFORD, OH 2,9122.9k $154.6k $154.6k 0.07% First filing
84 Hills Bank & Trust Co 0.01% of their portfolio North Liberty, IA 2,7812.8k $147.7k $147.7k 0.01% Added +536 +536
85 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,1822.2k $115.9k $115.9k 0.00% New
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,5801.6k $83.9k $83.9k 0.00% New
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2801.3k $68.0k $68.0k 0.00% Added +546 +546
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,1971.2k $64.0k $64.0k 0.00% Added +943 +943
89 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,1601.2k $61.6k $61.6k 0.00% Added +119 +119
90 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 1,1601.2k $61.6k $61.6k 0.01% Added +119 +119
91 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0421.0k $55.3k $55.3k 0.00% Unchanged
92 Tradewinds Capital Management, LLC 0.01% of their portfolio BELLINGHAM, WA 794794 $42.2k $42.2k 0.01% Added +579 +579
93 Mattson Financial Services, LLC 0.01% of their portfolio KENTWOOD, MI 793793 $42.1k $42.1k 0.01% First filing
94 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 791791 $42.0k $42.0k 0.00% Reduced -920 -920
95 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 619619 $32.9k $32.9k 0.00% Added +2 +2
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 495495 $26.3k $26.3k 0.00% Unchanged
97 Pacific Capital Wealth Advisors, Inc. 0.00% of their portfolio CORONA, CA 414414 $22.0k $22.0k 0.00% New
98 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 361361 $19.2k $19.2k 0.00% New
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 229229 $12.2k $12.2k 0.00% Added +4 +4
100 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 213213 $11.3k $11.3k 0.00% Reduced -2.9k -2,935