Vault-13

SPDR S&P MIDCAP 400 ETF TR MDY

UTSER1 S&PDCRP · ETP · CUSIP 78467Y107

1,293 institutional holders -4 vs Q1 2024
24,978,60025.0m shares reported held*
$13.3bnreported value*
74 new 349 added 426 reduced 80 sold out net sold ≈ $2.1bn (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $530.94. Options: 13 managers hold calls ($155.0m notional), 15 hold puts ($222.6m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,051Q4 22: 1,146Q1 23: 1,136Q2 23: 1,155Q3 23: 1,159Q4 23: 1,235Q1 24: 1,297Q2 24: 1,2931,293Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,051
Q4 20221,146
Q1 20231,136
Q2 20231,155
Q3 20231,159
Q4 20231,235
Q1 20241,297
Q2 20241,293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 415 bought or addedQ4 22: 395 cut or sold outQ4 22Q1 23: 364 bought or addedQ1 23: 484 cut or sold outQ2 23: 344 bought or addedQ2 23: 456 cut or sold outQ2 23Q3 23: 351 bought or addedQ3 23: 449 cut or sold outQ4 23: 414 bought or addedQ4 23: 452 cut or sold outQ4 23Q1 24: 454 bought or addedQ1 24: 491 cut or sold outQ2 24: 423 bought or addedQ2 24: 506 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022415395
Q1 2023364484
Q2 2023344456
Q3 2023351449
Q4 2023414452
Q1 2024454491
Q2 2024423506

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 23 calls: $994.2mQ3 23 puts: $476.6mQ3 23P/C 0.48Q4 23 calls: $932.2mQ4 23 puts: $520.9mQ4 23P/C 0.56Q1 24 calls: $182.2mQ1 24 puts: $286.7mQ1 24P/C 1.57Q2 24 calls: $155.0mQ2 24 puts: $222.6mQ2 24P/C 1.44
Numbers
QuarterCallsPutsP/C
Q3 2023$994.2m$476.6m0.48
Q4 2023$932.2m$520.9m0.56
Q1 2024$182.2m$286.7m1.57
Q2 2024$155.0m$222.6m1.44

Biggest buyers

Strategic Financial Concepts, LLC Added +237,092+237.1k
USA FINANCIAL FORMULAS New +131,970+132.0k
Modern Wealth Management, LLC New +76,178+76.2k
Cercano Management LLC Added +73,336+73.3k
PINKERTON WEALTH, LLC New +63,618+63.6k
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Added +57,113+57.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +48,888+48.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +44,327+44.3k
MILLENNIUM MANAGEMENT LLC Added +36,546+36.5k
AMERIPRISE FINANCIAL INC Added +34,824+34.8k

Biggest sellers

MORGAN STANLEY Reduced -3,756,367-3.8m
ROYAL BANK OF CANADA Reduced -446,326-446.3k
Global Assets Advisory, LLC Sold out -220,952-221.0k
CITIGROUP INC Reduced -145,507-145.5k
JPMORGAN CHASE & CO Reduced -101,144-101.1k
GOLDMAN SACHS GROUP INC Reduced -85,677-85.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -55,029-55.0k
Balyasny Asset Management L.P. Sold out -35,840-35.8k
CITADEL ADVISORS LLC Reduced -27,622-27.6k
WELLS FARGO & COMPANY/MN Reduced -25,609-25.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $79.7m149.0k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $20.3m380 shares
IMC-Chicago, LLC Reduced $14.0m26.1k shares
CITADEL ADVISORS LLC Added $11.9m22.2k shares
JANE STREET GROUP, LLC Reduced $10.6m19.8k shares
Maven Securities LTD New $7.8m14.6k shares
GTS SECURITIES LLC Added $3.6m6.8k shares
SIMPLEX TRADING, LLC Reduced $2.9m5.4k shares
CenterStar Asset Management, LLC Added $2.6m4.9k shares
GOLDMAN SACHS GROUP INC New $1.3m2.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $74.3m138.8k shares
BRANT POINT INVESTMENT MANAGEMENT LLC Added $53.5m1.0k shares
Troluce Capital Advisors LLC New $24.7m46.2k shares
CITIGROUP INC Unchanged $18.7m35.0k shares
JANE STREET GROUP, LLC Reduced $15.8m29.5k shares
CenterStar Asset Management, LLC Reduced $8.5m15.9k shares
CITADEL ADVISORS LLC Reduced $7.8m14.6k shares
Maven Securities LTD New $6.5m12.1k shares
IMC-Chicago, LLC Reduced $6.2m11.6k shares
SIMPLEX TRADING, LLC Reduced $4.0m7.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 2,391,2672.4m $1.3bn $1.3bn 0.12% Reduced -21.6k -21,630
2 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 1,336,9431.3m $715.4m $715.4m 0.18% Reduced -25.6k -25,609
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 1,147,8771.1m $614.2m $614.2m 0.05% Reduced -3.8m -3,756,367
4 NORTHERN TRUST CORP 0.10% of their portfolio CHICAGO, IL 1,113,1091.1m $595.6m $595.6m 0.10% Reduced -1.4k -1,412
5 US BANCORP \DE\ 0.77% of their portfolio MINNEAPOLIS, MN 1,052,2451.1m $563.0m $563.0m 0.77% Reduced -16.8k -16,767
6 Pathstone Holdings, LLC 2.24% of their portfolio ENGLEWOOD, NJ 925,886925.9k $495.4m $495.4m 2.24% Reduced -24.4k -24,374
7 PNC Financial Services Group, Inc. 0.27% of their portfolio Pittsburgh, PA 763,017763.0k $408.3m $408.3m 0.27% Reduced -14.3k -14,255
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 642,212642.2k $343.6m $343.6m 0.01% Reduced -101.1k -101,144
9 UBS Group AG 0.10% of their portfolio ZURICH, V8 610,216610.2k $326.5m $326.5m 0.10% Reduced -11.5k -11,522
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.28% of their portfolio MILWAUKEE, WI 533,690533.7k $285.6m $285.6m 0.28% Reduced -55.0k -55,029
11 BANK OF MONTREAL /CAN/ 0.08% of their portfolio TORONTO, A6 504,716504.7k $269.7m $269.7m 0.08% Added +17.1k +17,125
12 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 487,235487.2k $260.7m $260.7m 0.05% Reduced -85.7k -85,677
13 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 367,233367.2k $196.5m $196.5m 0.13% Added +10.4k +10,447
14 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 338,531338.5k $181.1m $181.1m 0.04% Reduced -446.3k -446,326
15 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 291,710291.7k $156.1m $156.1m 0.05% Added +1.8k +1,845
16 BNP PARIBAS FINANCIAL MARKETS 0.15% of their portfolio PARIS, I0 266,552266.6k $142.6m $142.6m 0.15% Added +26.2k +26,178
17 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 259,522259.5k $138.9m $138.9m 0.15% Reduced -6.0k -5,951
18 Corient Private Wealth LP 0.24% of their portfolio MIAMI, FL 259,509259.5k $138.9m $138.9m 0.24% Added +2.4k +2,404
19 ARVEST TRUST CO N A 7.78% of their portfolio ROGERS, AR 244,564244.6k $130.9m $130.9m 7.78% Reduced -12.9k -12,875
20 Strategic Financial Concepts, LLC 0.05% of their portfolio SAN ANTONIO, TX 237,663237.7k $80.7k $80.7k 0.05% Added +237.1k +237,092
21 MAI Capital Management 1.23% of their portfolio INDEPENDENCE, OH 233,055233.1k $124.7m $124.7m 1.23% Added +26.8k +26,783
22 Conservest Capital Advisors, Inc. 13.92% of their portfolio WYNNEWOOD, PA 231,963232.0k $129.1m $129.1m 13.92% Reduced -10.1k -10,143
23 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 173,470173.5k $92.8m $92.8m 0.02% Reduced -2.4k -2,425
24 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 146,894146.9k $78.6m $78.6m 0.11% Added +8.2k +8,182
25 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 141,170141.2k $75.5m $75.5m 0.12% Reduced -3.0k -3,038
26 Welch & Forbes LLC 0.99% of their portfolio Boston, MA 139,912139.9k $74.3m $74.3m 0.99% Reduced -13.8k -13,778
27 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 139,608139.6k $74.7m $74.7m 0.04% Added +364 +364
28 WHITTIER TRUST CO 1.06% of their portfolio SOUTH PASADENA, CA 139,504139.5k $74.6m $74.6m 1.06% Added +360 +360
29 WADDELL & ASSOCIATES, LLC 9.60% of their portfolio MEMPHIS, TN 136,396136.4k $73.0m $73.0m 9.60% Added +1.5k +1,529
30 USA FINANCIAL FORMULAS 11.45% of their portfolio ADA, MI 131,970132.0k $70.6m $70.6m 11.45% New
31 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 125,670125.7k $67.2m $67.2m 0.02% Added +34.8k +34,824
32 FineMark National Bank & Trust 2.47% of their portfolio FORT MYERS, FL 125,231125.2k $67.0m $67.0m 2.47% Reduced -1.4k -1,415
33 BROWN ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 122,276122.3k $65.4m $65.4m 0.09% Added +7.6k +7,616
34 Hills Bank & Trust Co 5.26% of their portfolio North Liberty, IA 121,386121.4k $65.0m $65.0m 5.26% Added +222 +222
35 MONTAG A & ASSOCIATES INC 2.96% of their portfolio ATLANTA, GA 109,077109.1k $58.6m $58.6m 2.96% Reduced -1.3k -1,282
36 Employees Retirement System of Texas 0.54% of their portfolio AUSTIN, TX 108,500108.5k $58.1m $58.1m 0.54% Unchanged
37 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 108,302108.3k $58.0m $58.0m 0.09% Added +7.1k +7,127
38 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.14% of their portfolio LOS ANGELES, CA 107,037107.0k $57.3m $57.3m 0.14% Added +57.1k +57,113
39 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 103,975104.0k $55.6m $55.6m 0.08% Added +987 +987
40 Mariner, LLC 0.11% of their portfolio Overland Park, KS 102,280102.3k $54.7m $54.7m 0.11% Added +1.2k +1,154
41 SG Americas Securities, LLC 0.34% of their portfolio NEW YORK, NY 99,44899.4k $53.2m $53.2m 0.34% Reduced -2.4k -2,355
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% of their portfolio BALA CYNWYD, PA 98,86598.9k $52.9m $52.9m 0.09% Added +48.9k +48,888
43 WASHINGTON TRUST Co 1.93% of their portfolio WESTERLY, RI 98,81698.8k $52.9m $52.9m 1.93% Reduced -6.3k -6,263
44 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 95,52895.5k $51.2m $51.2m 0.14% Added +5.4k +5,357
45 Sandy Spring Bank 2.23% of their portfolio Olney, MD 94,34494.3k $50.5m $50.5m 2.23% Reduced -2.0k -2,011
46 Cercano Management LLC 1.20% of their portfolio BELLEVUE, WA 83,93483.9k $45.0m $45.0m 1.20% Added +73.3k +73,336
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 81,60281.6k $43.7m $43.7m 0.10% Added +44.3k +44,327
48 HYMAN CHARLES D 2.30% of their portfolio PONTE VEDRA BEACH, FL 77,24177.2k $41.3m $41.3m 2.30% Added +504 +504
49 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 76,99077.0k $41.2m $41.2m 0.09% Added +13.5k +13,471
50 Modern Wealth Management, LLC 3.01% of their portfolio KANSAS CITY, MO 76,17876.2k $40.8m $40.8m 3.01% New
51 Henshaw Capital LLC 1.81% of their portfolio WOBURN, MA 75,05075.0k $40.2m $40.2m 1.81% Unchanged
52 Portland Global Advisors LLC 5.25% of their portfolio PORTLAND, ME 72,33072.3k $38.7m $38.7m 5.25% Reduced -2.1k -2,113
53 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 70,46270.5k $37.7m $37.7m 0.02% Added +32.7k +32,702
54 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 70,45370.5k $37.7m $37.7m 0.01% Added +5.1k +5,105
55 PITTENGER & ANDERSON INC 1.52% of their portfolio LINCOLN, NE 69,34069.3k $37.1m $37.1m 1.52% Added +376 +376
56 BLAIR WILLIAM & CO/IL 0.11% of their portfolio CHICAGO, IL 68,42968.4k $36.6m $36.6m 0.11% Added +1.7k +1,661
57 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 67,05367.1k $35.9m $35.9m 0.08% Added +8.7k +8,717
58 WHITTIER TRUST CO OF NEVADA INC 0.98% of their portfolio RENO, NV 66,03666.0k $35.3m $35.3m 0.98% Added +770 +770
59 FINANCIAL COUNSELORS INC 0.57% of their portfolio Overland Park, KS 65,88665.9k $35.3m $35.3m 0.57% Added +1.1k +1,103
60 PINNACLE ASSOCIATES LTD 0.54% of their portfolio NEW YORK, NY 64,62964.6k $34.6m $34.6m 0.54% Reduced -268 -268
61 PINKERTON WEALTH, LLC 5.23% of their portfolio COEUR D ALENE, ID 63,61863.6k $34.0m $34.0m 5.23% New
62 MetLife Investment Management, LLC 0.20% of their portfolio Whippany, NJ 62,70062.7k $33.5m $33.5m 0.20% Reduced -10.7k -10,700
63 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 61,99962.0k $33.2m $33.2m 0.11% Reduced -130 -130
64 Divergent Planning, LLC 13.15% of their portfolio BETHESDA, MD 61,92661.9k $33.0m $33.0m 13.15% Added +1.9k +1,868
65 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.50% of their portfolio CINCINNATI, OH 61,69061.7k $33.1m $33.1m 0.50% Reduced -160 -160
66 SMITH, MOORE & CO. 3.33% of their portfolio CLAYTON, MO 60,42860.4k $32.3m $32.3m 3.33% Added +521 +521
67 MassMutual Private Wealth & Trust, FSB 0.98% of their portfolio Windsor, CT 60,07460.1k $32.1m $32.1m 0.98% Added +1.9k +1,886
68 Ascent Wealth Partners, LLC 4.61% of their portfolio NEW HARTFORD, NY 58,78658.8k $31.5m $31.5m 4.61% Reduced -417 -417
69 PEAPACK GLADSTONE FINANCIAL CORP 0.47% of their portfolio BEDMINSTER, NJ 57,00457.0k $30.5m $30.5m 0.47% Reduced -267 -267
70 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 56,40956.4k $30.2m $30.2m 0.03% Added +4.4k +4,378
71 BlackRock Inc. 0.00% of their portfolio New York, NY 56,04556.0k $30.0m $30.0m 0.00% Added +20.3k +20,310
72 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 54,74354.7k $29.3m $29.3m 0.06% Reduced -1.5k -1,523
73 HERITAGE INVESTORS MANAGEMENT CORP 1.01% of their portfolio BETHESDA, MD 53,95754.0k $28.9m $28.9m 1.01% Reduced -639 -639
74 Clearstead Advisors, LLC 0.49% of their portfolio CLEVELAND, OH 53,67653.7k $28.7m $28.7m 0.49% Added +625 +625
75 Oldfather Financial Services, LLC 11.42% of their portfolio KEARNEY, NE 52,02852.0k $27.8m $27.8m 11.42% Added +127 +127
76 Cresset Asset Management, LLC 0.12% of their portfolio Chicago, IL 51,00751.0k $27.4m $27.4m 0.12% Added +14.6k +14,568
77 CITIZENS FINANCIAL GROUP INC/RI 0.60% of their portfolio PROVIDENCE, RI 50,66550.7k $27.1m $27.1m 0.60% Added +4.8k +4,781
78 Chicago Partners Investment Group LLC 1.10% of their portfolio CHICAGO, IL 50,37850.4k $28.4m $28.4m 1.10% Added +2.7k +2,693
79 FIRST HAWAIIAN BANK 0.90% of their portfolio HONOLULU, HI 50,29150.3k $26.9m $26.9m 0.90% Added +1.3k +1,330
80 Passaic Partners LLC 3.95% of their portfolio NEWARK, NJ 50,25850.3k $26.9m $26.9m 3.95% Added +26.4k +26,397
81 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 49,30349.3k $26.4m $26.4m 0.03% Reduced -27.6k -27,622
82 Crewe Advisors LLC 2.91% of their portfolio SALT LAKE CITY, UT 48,51748.5k $26.0m $26.0m 2.91% Added +69 +69
83 CUMBERLAND ADVISORS INC 10.32% of their portfolio SARASOTA, FL 47,10247.1k $25.2m $25.2m 10.32% Added +2.2k +2,235
84 Retirement Systems of Alabama 0.10% of their portfolio MONTGOMERY, AL 47,09947.1k $25.2m $25.2m 0.10% Added +147 +147
85 CONNING INC. 0.88% of their portfolio HARTFORD, CT 45,42245.4k $24.3m $24.3m 0.88% Reduced -1.3k -1,331
86 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 44,78444.8k $24.0m $24.0m 0.07% Reduced -94 -94
87 Klingman & Associates, LLC 1.61% of their portfolio New York, NY 44,39544.4k $23.8m $23.8m 1.61% Reduced -251 -251
88 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 43,09643.1k $23.1m $23.1m 0.02% Reduced -145.5k -145,507
89 LCM Capital Management Inc 14.11% of their portfolio CHICAGO, IL 42,28042.3k $22.6m $22.6m 14.11% Added +482 +482
90 Kowal Investment Group, LLC 4.49% of their portfolio BROOKFIELD, WI 42,09542.1k $22.5m $22.5m 4.49% Reduced -473 -473
91 DUMONT & BLAKE INVESTMENT ADVISORS LLC 3.11% of their portfolio PRINCETON, NJ 41,06141.1k $22.0m $22.0m 3.11% Added +20.6k +20,587
92 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 40,91140.9k $21.9m $21.9m 0.07% Added +261 +261
93 IFG Advisors, LLC 5.12% of their portfolio ST. LOUIS, MO 40,52540.5k $21.7m $21.7m 5.12% Added +1.4k +1,393
94 Edge Capital Group, LLC 1.03% of their portfolio ATLANTA, GA 39,73839.7k $21.3m $21.3m 1.03% Reduced -1.6k -1,625
95 COMERICA BANK 0.09% of their portfolio DALLAS, TX 39,28339.3k $21.0m $21.0m 0.09% Reduced -7.8k -7,770
96 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 38,82538.8k $20.8m $20.8m 0.02% Added +36.5k +36,546
97 Waldron Private Wealth LLC 0.91% of their portfolio BRIDGEVILLE, PA 37,84537.8k $20.3m $20.3m 0.91% Reduced -339 -339
98 JOHNSON INVESTMENT COUNSEL INC 0.21% of their portfolio Cincinnati, OH 36,79436.8k $19.7m $19.7m 0.21% Reduced -140 -140
99 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 36,34536.3k $19.4m $19.4m 0.04% Added +27.1k +27,096
100 Granite Bay Wealth Management, LLC 10.35% of their portfolio PORTSMOUTH, NH 36,11736.1k $19.3m $19.3m 10.35% Added +3.3k +3,333