Vault-13

SSGA ACTIVE ETF TR ULST

ULT SHT TRM BD · ETP · CUSIP 78467V707

104 institutional holders -3 vs Q4 2023
12,021,55612.0m shares reported held*
$486.8mreported value*
14 new 39 added 37 reduced 14 sold out net bought ≈ $21.2m (+523.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.50.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 82Q1 23: 94Q2 23: 95Q3 23: 95Q4 23: 107Q1 24: 104104Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202279
Q4 202282
Q1 202394
Q2 202395
Q3 202395
Q4 2023107
Q1 2024104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 44 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 43 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 51 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224435
Q1 20234842
Q2 20234741
Q3 20234449
Q4 20235043
Q1 20245351

Biggest buyers

MORGAN STANLEY Added +741,502+741.5k
CWM, LLC Added +557,069+557.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +105,373+105.4k
Gradient Investments LLC Added +99,639+99.6k
MML INVESTORS SERVICES, LLC Added +51,945+51.9k
BIP Wealth, LLC Added +42,528+42.5k
RAYMOND JAMES & ASSOCIATES Added +37,896+37.9k
LPL Financial LLC Added +35,677+35.7k
Bouchey Financial Group, Ltd. Added +28,654+28.7k
FLOW TRADERS U.S. LLC New +28,342+28.3k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -336,743-336.7k
Avestar Capital, LLC Reduced -216,929-216.9k
Advisor Resource Council Reduced -189,443-189.4k
Kraft, Davis & Associates, LLC Reduced -130,101-130.1k
ROYAL BANK OF CANADA Reduced -66,869-66.9k
Perennial Investment Advisors, LLC Reduced -52,109-52.1k
Norris Financial Group, LLC Reduced -51,207-51.2k
Orion Portfolio Solutions, LLC Reduced -51,125-51.1k
Orion Porfolio Solutions, LLC Reduced -51,125-51.1k
Provenance Wealth Advisors, LLC Sold out -40,972-41.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,946,1841.9m $78.8m $78.8m 0.00% Added +741.5k +741,502
2 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,688,1201.7m $68.4m $68.4m 0.33% Added +557.1k +557,069
3 Gradient Investments LLC 1.46% of their portfolio ARDEN HILLS, MN 1,559,2741.6m $63.2m $63.2m 1.46% Added +99.6k +99,639
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 998,968999.0k $40.5m $40.5m 0.02% Added +35.7k +35,677
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 553,771553.8k $22.4m $22.4m 0.01% Reduced -66.9k -66,869
6 Bouchey Financial Group, Ltd. 2.05% of their portfolio TROY, NY 514,008514.0k $20.8m $20.8m 2.05% Added +28.7k +28,654
7 Avestar Capital, LLC 2.08% of their portfolio New York, NY 447,926447.9k $18.1m $18.1m 2.08% Reduced -216.9k -216,929
8 BIP Wealth, LLC 1.26% of their portfolio ATLANTA, GA 423,757423.8k $17.2m $17.2m 1.26% Added +42.5k +42,528
9 CW Advisors, LLC 0.24% of their portfolio BOSTON, MA 336,839336.8k $13.6m $13.6m 0.24% Added +1.6k +1,608
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 314,524314.5k $12.7m $12.7m 0.01% Added +37.9k +37,896
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 284,481284.5k $11.5m $11.5m 0.00% Reduced -2.6k -2,607
12 ORBA Wealth Advisors, L.L.C. 5.73% of their portfolio CHICAGO, IL 255,820255.8k $10.4m $10.4m 5.73% Reduced -2.2k -2,247
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 198,271198.3k $8.0m $8.0m 0.02% Reduced -336.7k -336,743
14 WT Wealth Management 2.81% of their portfolio SCOTTSDALE, AZ 194,027194.0k $7.9m $7.9m 2.81% Reduced -15.9k -15,868
15 David Kennon Inc 3.36% of their portfolio SARASOTA, FL 193,833193.8k $7.9m $7.9m 3.36% Added +1.5k +1,451
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 184,893184.9k $7.5m $7.5m 0.00% Added +1.7k +1,663
17 Auour Investments LLC 1.97% of their portfolio WOBURN, MA 132,108132.1k $5.4m $5.4m 1.97% Added +7.0k +7,019
18 Kraft, Davis & Associates, LLC 1.31% of their portfolio St. Louis, MO 107,996108.0k $4.4m $4.4m 1.31% Reduced -130.1k -130,101
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 105,373105.4k $4.3m $4.3m 0.01% New
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,67190.7k $3.7m $3.7m 0.00% Added +4.0k +3,966
21 Moloney Securities Asset Management, LLC 0.51% of their portfolio MANCHESTER, MO 83,49383.5k $3.4m $3.4m 0.51% Added +6.1k +6,109
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,33682.3k $3.3m $3.3m 0.00% Reduced -4.8k -4,812
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 79,00379.0k $3.2m $3.2m 0.01% Added +51.9k +51,945
24 NAPLES GLOBAL ADVISORS, LLC 0.30% of their portfolio NAPLES, FL 71,18471.2k $2.9m $2.9m 0.30% Reduced -12.4k -12,375
25 ADAR1 Capital Management, LLC 0.53% of their portfolio AUSTIN, TX 47,68447.7k $1.9m $1.9m 0.53% Reduced -13.6k -13,580
26 Ameliora Wealth Management Ltd. 0.86% of their portfolio ZURICH, V8 46,84446.8k $1.9m $1.9m 0.86% Reduced -3.1k -3,140
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,44143.4k $1.8m $1.8m 0.00% Reduced -17.2k -17,217
28 Eldridge Investment Advisors, Inc. 0.43% of their portfolio MANCHESTER, NH 41,78841.8k $1.7m $1.7m 0.43% Reduced -4.5k -4,515
29 Continuum Advisory, LLC 0.24% of their portfolio EAGLE, ID 40,46440.5k $1.6m $1.6m 0.24% Added +7.0k +7,008
30 Elmwood Wealth Management, Inc. 0.66% of their portfolio BERKELEY, CA 38,29738.3k $1.6m $1.6m 0.66% Added +21.6k +21,554
31 VERUS CAPITAL PARTNERS, LLC 0.16% of their portfolio SCOTTSDALE, AZ 35,51235.5k $1.4m $1.4m 0.16% Added +14.1k +14,093
32 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 33,73733.7k $1.4m $1.4m 0.08% Reduced -1.0k -1,029
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,43533.4k $1.4m $1.4m 0.00% Added +20.3k +20,309
34 Levy Wealth Management Group, LLC 0.37% of their portfolio PHILADELPHIA, PA 32,78232.8k $1.3m $1.3m 0.37% Unchanged
35 CGN Advisors LLC 0.15% of their portfolio MANHATTAN, KS 29,85629.9k $1.2m $1.2m 0.15% Reduced -3.3k -3,349
36 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 28,84028.8k $1.2m $1.2m 0.02% Unchanged
37 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 28,44528.4k $1.2m $1.2m 0.02% Added +4.7k +4,741
38 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 28,34228.3k $1.1m $1.1m 0.06% New
39 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,37626.4k $1.1m $1.1m 0.01% Reduced -80 -80
40 Authentikos Wealth Advisory, LLC 1.01% of their portfolio MORGAN HILL, CA 24,75324.8k $1.0m $1.0m 1.01% Added +2.7k +2,669
41 Arete Wealth Advisors, LLC 0.09% of their portfolio CHICAGO, IL 24,57224.6k $995.2k $995.2k 0.09% Reduced -5.2k -5,213
42 PFG Advisors 0.07% of their portfolio Phoenix, AZ 22,65122.7k $917.4k $917.4k 0.07% Added +13.1k +13,138
43 SALEM INVESTMENT COUNSELORS INC 0.03% of their portfolio WINSTON-SALEM, NC 21,88521.9k $886.3k $886.3k 0.03% New
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,05121.1k $852.6k $852.6k 0.00% Added +4.9k +4,928
45 Advisor Resource Council 0.34% of their portfolio DALLAS, TX 19,99420.0k $807.4k $807.4k 0.34% Reduced -189.4k -189,443
46 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 18,70418.7k $757.5k $757.5k 0.01% Reduced -51.1k -51,125
47 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 18,70418.7k $757.5k $757.5k 0.01% Reduced -51.1k -51,125
48 Destination Wealth Management 0.02% of their portfolio Walnut Creek, CA 18,16618.2k $735.7k $735.7k 0.02% Unchanged
49 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 17,69517.7k $716.7k $716.7k 0.06% Added +1.1k +1,134
50 Everhart Financial Group, Inc. 0.21% of their portfolio Dublin, OH 17,42017.4k $705.5k $705.5k 0.21% Reduced -15.2k -15,170
51 Norris Financial Group, LLC 0.38% of their portfolio GREENVILLE, SC 17,25617.3k $698.9k $698.9k 0.38% Reduced -51.2k -51,207
52 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.08% of their portfolio Westlake, OH 16,21716.2k $656.8k $656.8k 0.08% New
53 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 15,76915.8k $638.6k $638.6k 0.02% Added +2.0k +1,991
54 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 14,73014.7k $596.6k $596.6k 0.01% Added +1.4k +1,403
55 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 13,88813.9k $562.5k $562.5k 0.03% Reduced -3.5k -3,531
56 Perennial Investment Advisors, LLC 0.09% of their portfolio Los Angeles, CA 13,78913.8k $558.4k $558.4k 0.09% Reduced -52.1k -52,109
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,72613.7k $555.9k $555.9k 0.00% Reduced -1.8k -1,788
58 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,72512.7k $515.4k $515.4k 0.01% Added +7.8k +7,776
59 Fortis Group Advisors, LLC 0.09% of their portfolio WESTWOOD, NJ 12,50012.5k $506.3k $506.3k 0.09% Reduced -7.5k -7,480
60 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,36312.4k $500.7k $500.7k 0.01% New
61 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,30012.3k $498.2k $498.2k 0.00% Reduced -13.0k -12,997
62 Opal Wealth Advisors, LLC 0.16% of their portfolio JERICHO, NY 11,99912.0k $486.0k $486.0k 0.16% Reduced -9.1k -9,050
63 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,04611.0k $447.0k $447.0k 0.00% Added +524 +524
64 Penobscot Investment Management Company, Inc. 0.05% of their portfolio BOSTON, MA 11,00011.0k $445.5k $445.5k 0.05% Unchanged
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,97511.0k $444.5k $444.5k 0.00% Reduced -266 -266
66 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 10,67110.7k $432.2k $432.2k 0.02% Added +62 +62
67 Redwood Financial Network Corp 0.36% of their portfolio SOLON, OH 10,15210.2k $411.2k $411.2k 0.36% Reduced -2.3k -2,344
68 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.29% of their portfolio DUNMORE, PA 10,02910.0k $406.2k $406.2k 0.29% Added +82 +82
69 CATALYST PRIVATE WEALTH, LLC 0.21% of their portfolio SAN MATEO, CA 10,00010.0k $405.0k $405.0k 0.21% Unchanged
70 RICHARDSON FINANCIAL SERVICES INC. 0.28% of their portfolio MEDWAY, MA 9,6719.7k $391.7k $391.7k 0.28% New
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,4519.5k $382.0k $382.0k 0.00% Added +2.6k +2,647
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,4449.4k $382.0k $382.0k 0.00% New
73 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 9,1809.2k $371.8k $371.8k 0.02% Added +2.0k +2,000
74 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,0359.0k $365.9k $365.9k 0.01% New
75 Cape Investment Advisory, Inc. 0.16% of their portfolio MCDONOUGH, GA 8,4778.5k $343.3k $343.3k 0.16% Reduced -167 -167
76 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,2268.2k $333.2k $333.2k 0.00% New
77 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 7,9007.9k $320.0k $320.0k 0.02% Unchanged
78 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,6777.7k $310.9k $310.9k 0.00% Added +727 +727
79 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 7,5947.6k $307.6k $307.6k 0.00% Added +2.1k +2,118
80 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 7,3537.4k $297.8k $297.8k 0.01% Reduced -10.2k -10,208
81 Walkner Condon Financial Advisors LLC 0.06% of their portfolio MADISON, WI 7,0067.0k $283.7k $283.7k 0.06% Reduced -7.2k -7,164
82 Winch Advisory Services, LLC 0.08% of their portfolio Appleton, WI 6,8186.8k $276.1k $276.1k 0.08% Added +56 +56
83 Cadence Bank 0.02% of their portfolio Tupelo, MS 6,6056.6k $267.5k $267.5k 0.02% Unchanged
84 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,2966.3k $255.0k $255.0k 0.00% Reduced -1.5k -1,508
85 Tactive Advisors, LLC 0.13% of their portfolio Jacksonville, FL 5,9556.0k $241.2k $241.2k 0.13% New
86 Worth Asset Management, LLC 0.15% of their portfolio DALLAS, TX 5,9315.9k $240.2k $240.2k 0.15% Unchanged
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,6575.7k $229.1k $229.1k 0.00% New
88 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,3285.3k $215.8k $215.8k 0.00% Added +2.9k +2,868
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,2155.2k $211.2k $211.2k 0.00% Unchanged
90 ANGELES WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANTA MONICA, CA 5,0005.0k $202.5k $202.5k 0.02% Unchanged
91 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,5944.6k $186.1k $186.1k 0.00% Reduced -86 -86
92 ICA Group Wealth Management, LLC 0.03% of their portfolio DENVER, CO 3,2913.3k $133.3k $133.3k 0.03% Added +123 +123
93 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 2,7312.7k $110.6k $110.6k 0.02% Added +4 +4
94 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 2,2052.2k $89.3k $89.3k 0.01% Added +19 +19
95 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 1,4781.5k $59.9k $59.9k 0.02% Unchanged
96 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0021.0k $40.6k $40.6k 0.00% Unchanged
97 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 872872 $35.3k $35.3k 0.00% Reduced -968 -968
98 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 647647 $26.2k $26.2k 0.00% New
99 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 522522 $21.1k $21.1k 0.00% New
100 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 451451 $18.3k $18.3k 0.01% Reduced -635 -635