Vault-13

SSGA ACTIVE ETF TR ULST

ULT SHT TRM BD · ETP · CUSIP 78467V707

95 institutional holders +1 vs Q1 2023
10,381,75210.4m shares reported held*
$417.9mreported value*
11 new 36 added 28 reduced 13 sold out net bought ≈ $31.8m (+790.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.25.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 82Q1 23: 94Q2 23: 9595Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202279
Q4 202282
Q1 202394
Q2 202395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 41 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224435
Q1 20234842
Q2 20234741

Biggest buyers

MORGAN STANLEY Added +519,666+519.7k
Bouchey Financial Group, Ltd. Added +331,232+331.2k
ROYAL BANK OF CANADA Added +300,288+300.3k
WT Wealth Management Added +247,838+247.8k
Gradient Investments LLC Added +236,662+236.7k
ENVESTNET ASSET MANAGEMENT INC Added +163,339+163.3k
BIP Wealth, LLC Added +94,364+94.4k
CWM, LLC Added +75,906+75.9k
Atria Investments, Inc New +66,580+66.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +60,018+60.0k

Biggest sellers

NewEdge Advisors, LLC Reduced -606,468-606.5k
IHT Wealth Management, LLC Sold out -386,656-386.7k
Tidal Investments LLC Reduced -172,344-172.3k
HARBOUR INVESTMENTS, INC. Reduced -133,917-133.9k
RETIREMENT CAPITAL STRATEGIES Sold out -77,437-77.4k
Raymond James Financial Services Advisors, Inc. Reduced -43,209-43.2k
PVG ASSET MANAGEMENT CORP Reduced -39,865-39.9k
Ashton Thomas Private Wealth, LLC Sold out -29,559-29.6k
Legacy Capital Wealth Partners, LLC Sold out -26,386-26.4k
Merit Financial Group, LLC Sold out -20,707-20.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,058,5821.1m $42.6m $42.6m 0.00% Added +519.7k +519,666
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 911,174911.2k $36.7m $36.7m 0.03% Added +52.7k +52,718
3 CWM, LLC 0.20% of their portfolio OMAHA, NE 790,468790.5k $31.8m $31.8m 0.20% Added +75.9k +75,906
4 Gradient Investments LLC 0.74% of their portfolio ARDEN HILLS, MN 711,836711.8k $28.7m $28.7m 0.74% Added +236.7k +236,662
5 David Kennon Inc 10.38% of their portfolio SARASOTA, FL 553,651553.7k $22.3m $22.3m 10.38% Added +2.5k +2,541
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 546,017546.0k $22.0m $22.0m 0.00% Added +1.0k +1,020
7 Bouchey Financial Group, Ltd. 2.61% of their portfolio TROY, NY 535,435535.4k $21.6m $21.6m 2.61% Added +331.2k +331,232
8 Continuum Advisory, LLC 3.07% of their portfolio EAGLE, ID 480,213480.2k $19.3m $19.3m 3.07% Added +47.9k +47,947
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 477,674477.7k $19.2m $19.2m 0.01% Added +163.3k +163,339
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 455,929455.9k $18.4m $18.4m 0.03% Reduced -11.7k -11,736
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 390,851390.9k $15.7m $15.7m 0.00% Added +300.3k +300,288
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 355,284355.3k $14.3m $14.3m 0.15% Added +60.0k +60,018
13 BIP Wealth, LLC 1.10% of their portfolio ATLANTA, GA 335,607335.6k $13.5m $13.5m 1.10% Added +94.4k +94,364
14 WT Wealth Management 4.83% of their portfolio SCOTTSDALE, AZ 289,287289.3k $11.6m $11.6m 4.83% Added +247.8k +247,838
15 Avestar Capital, LLC 1.52% of their portfolio New York, NY 217,324217.3k $8.7m $8.7m 1.52% Added +1.2k +1,181
16 Everhart Financial Group, Inc. 3.57% of their portfolio Dublin, OH 214,421214.4k $8.6m $8.6m 3.57% Added +22.2k +22,242
17 Auour Investments LLC 2.02% of their portfolio WOBURN, MA 118,126118.1k $4.8m $4.8m 2.02% First filing
18 Tidal Investments LLC 0.14% of their portfolio Milwaukee, WI 115,886115.9k $4.7m $4.7m 0.14% Reduced -172.3k -172,344
19 NAPLES GLOBAL ADVISORS, LLC 0.54% of their portfolio NAPLES, FL 115,359115.4k $4.6m $4.6m 0.54% Reduced -1.4k -1,350
20 PVG ASSET MANAGEMENT CORP 18.13% of their portfolio GOLDEN, CO 104,420104.4k $4.2m $4.2m 18.13% Reduced -39.9k -39,865
21 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 103,480103.5k $4.2m $4.2m 0.01% Added +56.5k +56,471
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 102,800102.8k $4.1m $4.1m 0.00% Reduced -6.3k -6,307
23 Heartwood Wealth Advisors LLC 0.49% of their portfolio RICHMOND, VA 85,80885.8k $3.5m $3.5m 0.49% Added +2.0k +1,958
24 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 76,68976.7k $3.1m $3.1m 0.03% Added +1.2k +1,169
25 Elmwood Wealth Management, Inc. 1.43% of their portfolio BERKELEY, CA 76,05076.0k $3.1m $3.1m 1.43% Added +8.6k +8,550
26 Moloney Securities Asset Management, LLC 0.50% of their portfolio MANCHESTER, MO 70,67170.7k $2.8m $2.8m 0.50% Reduced -6.7k -6,739
27 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 66,58066.6k $2.7m $2.7m 0.05% New
28 Apollon Wealth Management, LLC 0.12% of their portfolio MOUNT PLEASANT, SC 60,98161.0k $2.5m $2.5m 0.12% Added +11.2k +11,195
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 53,88753.9k $2.2m $2.2m 0.00% Added +16.6k +16,553
30 Ameliora Wealth Management Ltd. 1.29% of their portfolio ZURICH, V8 51,92151.9k $2.1m $2.1m 1.29% Unchanged
31 Perennial Investment Advisors, LLC 0.35% of their portfolio Los Angeles, CA 49,11249.1k $2.0m $2.0m 0.35% Reduced -11.5k -11,457
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,47442.5k $1.7m $1.7m 0.00% Reduced -43.2k -43,209
33 Levy Wealth Management Group, LLC 0.49% of their portfolio PHILADELPHIA, PA 40,81140.8k $1.6m $1.6m 0.49% Reduced -4.4k -4,424
34 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 40,40540.4k $1.6m $1.6m 0.12% Added +34.0k +33,959
35 Kraft, Davis & Associates, LLC 0.52% of their portfolio St. Louis, MO 37,17337.2k $1.5m $1.5m 0.52% First filing
36 CGN Advisors LLC 0.21% of their portfolio MANHATTAN, KS 36,82836.8k $1.5m $1.5m 0.21% Reduced -3.2k -3,186
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 34,03234.0k $1.4m $1.4m 0.02% Reduced -606.5k -606,468
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 32,83132.8k $1.3m $1.3m 0.01% Added +9.7k +9,675
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,57732.6k $1.3m $1.3m 0.00% Reduced -9.2k -9,218
40 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 28,84028.8k $1.2m $1.2m 0.02% Reduced -1.8k -1,835
41 Advisor Resource Council 0.64% of their portfolio DALLAS, TX 27,43027.4k $1.1m $1.1m 0.64% Reduced -3.0k -3,014
42 Authentikos Wealth Advisory, LLC 1.02% of their portfolio MORGAN HILL, CA 26,82426.8k $1.1m $1.1m 1.02% Added +18.6k +18,608
43 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 22,42122.4k $902.4k $902.4k 0.06% Reduced -2.8k -2,827
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,22822.2k $894.7k $894.7k 0.00% First filing
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,12822.1k $891.0k $891.0k 0.00% Added +3.0k +2,990
46 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,27921.3k $856.5k $856.5k 0.01% Reduced -3.4k -3,384
47 Eldridge Investment Advisors, Inc. 0.26% of their portfolio MANCHESTER, NH 19,80019.8k $797.0k $797.0k 0.26% New
48 Hobart Private Capital, LLC 0.27% of their portfolio CHARLOTTE, NC 18,32218.3k $737.5k $737.5k 0.27% Added +1.1k +1,071
49 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 18,16618.2k $731.2k $731.2k 0.03% Unchanged
50 Fortis Group Advisors, LLC 0.17% of their portfolio WESTWOOD, NJ 15,64615.6k $629.7k $629.7k 0.17% Reduced -4.1k -4,101
51 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 15,00215.0k $603.8k $603.8k 0.08% Reduced -235 -235
52 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 14,17014.2k $570.3k $570.3k 0.15% Reduced -8.5k -8,458
53 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 13,14613.1k $529.1k $529.1k 0.04% Unchanged
54 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,85711.9k $477.2k $477.2k 0.01% New
55 SOL Capital Management CO 0.07% of their portfolio ROCKVILLE, MD 11,70011.7k $471.0k $471.0k 0.07% Reduced -500 -500
56 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 11,51611.5k $463.5k $463.5k 0.04% Added +300 +300
57 Trivium Point Advisory, LLC 0.12% of their portfolio WILTON, CT 11,41911.4k $459.6k $459.6k 0.12% Added +3.8k +3,825
58 Penobscot Investment Management Company, Inc. 0.07% of their portfolio BOSTON, MA 11,12011.1k $447.6k $447.6k 0.07% Reduced -500 -500
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,79210.8k $434.0k $434.0k 0.00% Added +2.3k +2,284
60 CATALYST PRIVATE WEALTH, LLC 0.25% of their portfolio SAN MATEO, CA 10,00010.0k $402.5k $402.5k 0.25% Unchanged
61 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,7729.8k $393.3k $393.3k 0.02% Reduced -133.9k -133,917
62 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.40% of their portfolio DUNMORE, PA 9,6719.7k $389.3k $389.3k 0.40% Added +99 +99
63 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,5359.5k $383.8k $383.8k 0.00% New
64 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 8,8678.9k $356.9k $356.9k 0.01% New
65 Cape Investment Advisory, Inc. 0.19% of their portfolio MCDONOUGH, GA 8,5158.5k $342.7k $342.7k 0.19% Added +53 +53
66 NFSG Corp 0.16% of their portfolio BOCA RATON, FL 8,0358.0k $323.4k $323.4k 0.16% Added +1.0k +1,035
67 Winch Advisory Services, LLC 0.11% of their portfolio Appleton, WI 7,6717.7k $309.0k $309.0k 0.11% Added +575 +575
68 Bridgeworth, LLC 0.03% of their portfolio BIRMINGHAM, AL 7,5007.5k $301.9k $301.9k 0.03% Reduced -150 -150
69 Financial Architects, Inc 0.04% of their portfolio MARLTON, NJ 7,3947.4k $297.6k $297.6k 0.04% Reduced -3.4k -3,378
70 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0507.0k $283.8k $283.8k 0.00% Unchanged
71 Signature Wealth Management Group 0.13% of their portfolio ATLANTA, GA 6,7216.7k $270.5k $270.5k 0.13% Unchanged
72 Cadence Bank 0.02% of their portfolio Tupelo, MS 6,6056.6k $265.9k $265.9k 0.02% Unchanged
73 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 6,1206.1k $246.2k $246.2k 0.02% Unchanged
74 Seed Wealth Management, Inc. 0.26% of their portfolio EVANSTON, IL 6,0006.0k $241.5k $241.5k 0.26% Unchanged
75 Worth Asset Management, LLC 0.18% of their portfolio DALLAS, TX 5,9315.9k $238.7k $238.7k 0.18% Unchanged
76 G&S Capital LLC 0.11% of their portfolio DENVER, CO 5,4455.4k $219.2k $219.2k 0.11% New
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,2155.2k $209.9k $209.9k 0.00% Unchanged
78 Sweet Financial Partners, LLC 0.05% of their portfolio FAIRMONT, MN 5,0565.1k $203.5k $203.5k 0.05% Reduced -2.3k -2,326
79 ANGELES WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANTA MONICA, CA 5,0005.0k $201.2k $201.2k 0.03% Unchanged
80 Avondale Wealth Management 0.11% of their portfolio WEST LAKE HILLS, TX 3,1253.1k $125.8k $125.8k 0.11% Reduced -3.1k -3,125
81 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 1,5871.6k $63.9k $63.9k 0.01% Reduced -625 -625
82 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 908908 $36.6k $36.6k 0.00% Added +9 +9
83 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 795795 $32.0k $32.0k 0.00% New
84 Northwest Capital Management Inc 0.01% of their portfolio Lake Oswego, OR 758758 $30.5k $30.5k 0.01% New
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 510510 $20.5k $20.5k 0.00% New
86 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 497497 $20.0k $20.0k 0.00% New
87 McClarren Financial Advisors, Inc. 0.01% of their portfolio STATE COLLEGE, PA 311311 $12.0k $12.0k 0.01% Added +4 +4
88 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 276276 $11.1k $11.1k 0.00% Unchanged
89 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 141141 $5.7k $5.7k 0.00% Added +38 +38
90 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 124124 $5.0k $5.0k 0.00% Unchanged
91 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 9494 $3.8k $3.8k 0.00% New
92 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6363 $2.5k $2.5k 0.00% Unchanged
93 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $81 $81 0.00% Unchanged
94 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $16 $16 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -69 -69