Vault-13

SSGA ACTIVE ETF TR RLY

MULT ASS RLRTN · ETP · CUSIP 78467V103

92 institutional holders -4 vs Q3 2023
15,036,57215.0m shares reported held*
$409.3mreported value*
6 new 42 added 30 reduced 14 sold out net sold ≈ $42.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.22. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 110Q1 23: 102Q2 23: 100Q3 23: 96Q4 23: 9292Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202290
Q4 2022110
Q1 2023102
Q2 2023100
Q3 202396
Q4 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 46 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 44 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227822
Q1 20236248
Q2 20236050
Q3 20235446
Q4 20234844

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ1 23 calls: $5.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$5.5k$00.00
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +447,395+447.4k
Apollon Wealth Management, LLC Added +206,545+206.5k
Retireful, LLC New +130,485+130.5k
LPL Financial LLC Added +125,043+125.0k
Harbor Group, Inc. Added +60,886+60.9k
Thrivent Financial for Lutherans Added +52,172+52.2k
BANK OF AMERICA CORP /DE/ Added +48,587+48.6k
ENVESTNET ASSET MANAGEMENT INC Added +47,915+47.9k
D.A. DAVIDSON & CO. Added +40,794+40.8k
Aviance Capital Partners, LLC New +30,185+30.2k

Biggest sellers

Composition Wealth, LLC Reduced -889,596-889.6k
UBS Group AG Reduced -556,923-556.9k
LWMG, LLC Sold out -394,497-394.5k
Avestar Capital, LLC Sold out -193,838-193.8k
WELLS FARGO & COMPANY/MN Reduced -179,041-179.0k
Fortress Wealth Management, Inc. Reduced -103,238-103.2k
HANTZ FINANCIAL SERVICES, INC. Reduced -94,121-94.1k
Capital Planning Advisors, LLC Reduced -85,881-85.9k
Cambridge Investment Research Advisors, Inc. Sold out -84,381-84.4k
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC Reduced -65,107-65.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 8.6% new 3.2m≈ $109.4m 2026-09-08

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Focus Partners Wealth 0.46% of their portfolio ST LOUIS, MO 1,302,7731.3m $35.5m $35.5m 0.46% First filing
2 HANTZ FINANCIAL SERVICES, INC. 0.75% of their portfolio SOUTHFIELD, MI 1,269,5521.3m $34.6m $34.6m 0.75% Reduced -94.1k -94,121
3 Composition Wealth, LLC 0.84% of their portfolio LOS ANGELES, CA 1,120,7261.1m $30.5m $30.5m 0.84% Reduced -889.6k -889,596
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,042,0471.0m $28.4m $28.4m 0.01% Added +47.9k +47,915
5 D.A. DAVIDSON & CO. 0.26% of their portfolio GREAT FALLS, MT 985,864985.9k $26.8m $26.8m 0.26% Added +40.8k +40,794
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 841,132841.1k $22.9m $22.9m 0.00% Added +48.6k +48,587
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 774,464774.5k $21.1m $21.1m 0.00% Added +447.4k +447,395
8 Apollon Wealth Management, LLC 0.60% of their portfolio MOUNT PLEASANT, SC 638,685638.7k $17.4m $17.4m 0.60% Added +206.5k +206,545
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 627,995628.0k $17.1m $17.1m 0.01% Added +125.0k +125,043
10 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 627,579627.6k $17.1m $17.1m 0.03% Reduced -42.5k -42,522
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 588,294588.3k $16.0m $16.0m 0.00% Reduced -179.0k -179,041
12 Capital Planning Advisors, LLC 2.12% of their portfolio Roseville, CA 411,212411.2k $11.2m $11.2m 2.12% Reduced -85.9k -85,881
13 Visionary Wealth Advisors 0.59% of their portfolio O'FALLON, IL 293,855293.9k $8.0m $8.0m 0.59% Reduced -38.8k -38,778
14 Harbor Group, Inc. 2.29% of their portfolio BEDFORD, NH 293,472293.5k $8.0m $8.0m 2.29% Added +60.9k +60,886
15 Eldridge Investment Advisors, Inc. 2.06% of their portfolio MANCHESTER, NH 288,734288.7k $7.9m $7.9m 2.06% Reduced -1.7k -1,749
16 Curi Wealth Management, LLC 0.98% of their portfolio Raleigh, NC 260,420260.4k $7.1m $7.1m 0.98% Added +22.7k +22,654
17 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 257,960258.0k $7.0m $7.0m 0.02% Added +52.2k +52,172
18 Corrigan Financial, Inc. 1.98% of their portfolio MIDDLETOWN, RI 240,383240.4k $6.5m $6.5m 1.98% Added +4.5k +4,471
19 TRUST POINT INC. 0.53% of their portfolio LA CROSSE, WI 235,364235.4k $6.4m $6.4m 0.53% First filing
20 Tilson Financial Group, Inc. 4.01% of their portfolio NEW PROVIDENCE, NJ 228,911228.9k $6.2m $6.2m 4.01% Added +6.6k +6,570
21 Fortress Wealth Management, Inc. 3.05% of their portfolio Culver City, CA 205,292205.3k $5.6m $5.6m 3.05% Reduced -103.2k -103,238
22 AdvisorNet Financial, Inc 0.49% of their portfolio MINNETONKA, MN 193,513193.5k $5.3m $5.3m 0.49% Added +27.7k +27,658
23 Auxano Advisors, LLC 1.67% of their portfolio BELLEVUE, WA 182,378182.4k $5.0m $5.0m 1.67% Added +7.9k +7,858
24 Cornerstone Wealth Group, LLC 0.67% of their portfolio HUNTERSVILLE, NC 172,669172.7k $4.7m $4.7m 0.67% Added +20.7k +20,652
25 DeDora Capital, Inc. 1.51% of their portfolio Napa, CA 157,548157.5k $4.3m $4.3m 1.51% Reduced -21.0k -21,020
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 143,546143.5k $3.9m $3.9m 0.00% Reduced -556.9k -556,923
27 Retireful, LLC 1.55% of their portfolio HASLETT, MI 130,485130.5k $3.6m $3.6m 1.55% New
28 Independent Family Office, LLC 1.90% of their portfolio ALBANY, NY 123,120123.1k $3.4m $3.4m 1.90% Reduced -27.4k -27,400
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,723108.7k $3.0m $3.0m 0.01% Reduced -6.9k -6,877
30 HBK Sorce Advisory LLC 0.11% of their portfolio ERIE, PA 103,634103.6k $2.8m $2.8m 0.11% Added +12.2k +12,228
31 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 82,04882.0k $2.2m $2.2m 0.17% Added +1.9k +1,882
32 MBE Wealth Management, LLC 1.11% of their portfolio TOMAH, WI 79,88479.9k $2.2m $2.2m 1.11% Reduced -1.4k -1,425
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 77,55877.6k $2.1m $2.1m 0.01% Added +15.6k +15,566
34 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 62,65262.7k $1.7m $1.7m 0.01% Added +5.8k +5,839
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 53,67053.7k $1.5m $1.5m 0.01% Reduced -16.8k -16,768
36 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 52,07252.1k $1.4m $1.4m 0.07% Added +752 +752
37 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 43,81243.8k $1.2m $1.2m 0.01% Reduced -1.2k -1,225
38 Twelve Points Wealth Management LLC 0.56% of their portfolio CONCORD, MA 43,07043.1k $1.2m $1.2m 0.56% Added +1.9k +1,884
39 Apollon Financial, LLC 0.43% of their portfolio MOUNT PLEASANT, SC 40,24740.2k $1.1m $1.1m 0.43% First filing
40 ECLECTIC ASSOCIATES INC /ADV 0.50% of their portfolio FULLERTON, CA 38,29938.3k $1.0m $1.0m 0.50% Added +10.1k +10,118
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,98537.0k $1.0m $1.0m 0.00% Reduced -7.7k -7,680
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,25735.3k $959.7k $959.7k 0.00% Added +9.6k +9,576
43 Aviance Capital Partners, LLC 0.18% of their portfolio NAPLES, FL 30,18530.2k $821.6k $821.6k 0.18% New
44 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.67% of their portfolio CLARKSDALE, MS 30,10130.1k $819.3k $819.3k 0.67% Added +289 +289
45 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.12% of their portfolio Fort Collins, CO 27,68927.7k $753.7k $753.7k 0.12% Added +335 +335
46 PRIVATE CLIENT SERVICES, LLC 0.61% of their portfolio LOUISVILLE, KY 27,08127.1k $737.1k $737.1k 0.61% First filing
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,11026.1k $711.0k $711.0k 0.00% Added +5.4k +5,392
48 Ellenbecker Investment Group 0.16% of their portfolio WAUKESHA, WI 25,12525.1k $683.0k $683.0k 0.16% Added +3.7k +3,681
49 Register Financial Advisors LLC 0.44% of their portfolio ATLANTA, GA 24,32724.3k $662.2k $662.2k 0.44% Added +1.0k +1,036
50 Horan Securities, Inc. 0.32% of their portfolio CINCINNATI, X1 23,58023.6k $641.9k $641.9k 0.32% Added +2.8k +2,778
51 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.23% of their portfolio BETHLEHEM, PA 22,28022.3k $606.5k $606.5k 0.23% Reduced -65.1k -65,107
52 WCG Wealth Advisors LLC 0.04% of their portfolio LAS VEGAS, NV 21,98322.0k $598.0k $598.0k 0.04% Reduced -13.9k -13,907
53 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 21,02621.0k $572.3k $572.3k 0.06% Reduced -941 -941
54 NorthRock Partners, LLC 0.02% of their portfolio MINNEAPOLIS, MN 19,32219.3k $525.9k $525.9k 0.02% Added +3.4k +3,394
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,40717.4k $473.8k $473.8k 0.00% New
56 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 17,16317.2k $467.2k $467.2k 0.03% Added +750 +750
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,01116.0k $435.8k $435.8k 0.00% Reduced -3.6k -3,649
58 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 15,66615.7k $423.6k $423.6k 0.00% Added +3.6k +3,627
59 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 15,66615.7k $423.6k $423.6k 0.00% Added +3.6k +3,627
60 Keystone Financial Group 0.07% of their portfolio LEXINGTON, KY 13,95414.0k $379.8k $379.8k 0.07% Added +883 +883
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,68313.7k $372.5k $372.5k 0.00% Added +4.9k +4,864
62 Veracity Capital LLC 0.14% of their portfolio Atlanta, GA 13,08613.1k $356.2k $356.2k 0.14% Reduced -558 -558
63 Bank of Marin 0.30% of their portfolio Novato, CA 12,33912.3k $335.9k $335.9k 0.30% Reduced -130 -130
64 Keebeck Wealth Management 0.05% of their portfolio Chicago, IL 11,11011.1k $302.4k $302.4k 0.05% Reduced -8.3k -8,310
65 Shepherd Financial Partners LLC 0.04% of their portfolio WINCHESTER, MA 10,77610.8k $293.3k $293.3k 0.04% Added +654 +654
66 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 10,75710.8k $292.8k $292.8k 0.00% Reduced -200 -200
67 FSC Wealth Advisors, LLC 0.19% of their portfolio WAPPINGERS FALLS, NY 9,6669.7k $263.1k $263.1k 0.19% Added +3.7k +3,662
68 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 9,3069.3k $253.3k $253.3k 0.02% Added +404 +404
69 Johnson Financial Group, Inc. 0.01% of their portfolio RACINE, WI 9,1849.2k $250.0k $250.0k 0.01% Unchanged
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4748.5k $232.4k $232.4k 0.00% Unchanged
71 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,2818.3k $225.4k $225.4k 0.00% Added +91 +91
72 Betterment LLC 0.00% of their portfolio NEW YORK, NY 7,8707.9k $214.0k $214.0k 0.00% New
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,8324.8k $132.0k $132.0k 0.00% Reduced -983 -983
74 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,7943.8k $103.3k $103.3k 0.00% Reduced -190 -190
75 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,3333.3k $88.0k $88.0k 0.00% Added +8 +8
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,9001.9k $51.7k $51.7k 0.00% Reduced -44 -44
77 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 1,8341.8k $50.0k $50.0k 0.01% Added +801 +801
78 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 1,3151.3k $35.8k $35.8k 0.01% Unchanged
79 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 763763 $20.8k $20.8k 0.00% Reduced -2.2k -2,244
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 602602 $16.4k $16.4k 0.00% Unchanged
81 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 513513 $14.0k $14.0k 0.00% Unchanged
82 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 483483 $13.1k $13.1k 0.00% New
83 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 434434 $11.8k $11.8k 0.01% Reduced -730 -730
84 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 413413 $11.2k $11.2k 0.00% Added +8 +8
85 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 404404 $11.0k $11.0k 0.00% Added +8 +8
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 400400 $10.9k $10.9k 0.00% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 299299 $8.1k $8.1k 0.00% Reduced -100 -100
88 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 257257 $7.0k $7.0k 0.00% First filing
89 FMR LLC 0.00% of their portfolio BOSTON, MA 223223 $6.1k $6.1k 0.00% New
90 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 9696 $2.6k $2.6k 0.00% Unchanged
91 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 6868 $1.0k $1.0k 0.00% Unchanged
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged