Vault-13

SSGA ACTIVE ETF TR RLY

MULT ASS RLRTN · ETP · CUSIP 78467V103

100 institutional holders -2 vs Q1 2023
15,874,82215.9m shares reported held*
$422.8mreported value*
14 new 46 added 32 reduced 18 sold out net sold ≈ $8.4m (-313.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.64. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 110Q1 23: 102Q2 23: 100100Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202290
Q4 2022110
Q1 2023102
Q2 2023100

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 50 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227822
Q1 20236248
Q2 20236050

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $5.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$5.5k$00.00
Q2 2023$0$0—

Biggest buyers

Curi Wealth Management, LLC New +252,451+252.5k
HANTZ FINANCIAL SERVICES, INC. Added +158,486+158.5k
Composition Wealth, LLC Added +129,379+129.4k
Apollon Wealth Management, LLC Added +98,719+98.7k
BANK OF AMERICA CORP /DE/ Added +92,919+92.9k
ENVESTNET ASSET MANAGEMENT INC Added +57,309+57.3k
CAPTRUST FINANCIAL ADVISORS New +50,970+51.0k
D.A. DAVIDSON & CO. Added +46,946+46.9k
Fortress Wealth Management, Inc. Added +38,548+38.5k
HighTower Advisors, LLC Added +37,541+37.5k

Biggest sellers

Private Advisor Group, LLC Reduced -180,127-180.1k
Banco Santander, S.A. Sold out -157,778-157.8k
BANK OF MONTREAL /CAN/ Reduced -133,011-133.0k
Raymond James Financial Services Advisors, Inc. Reduced -106,186-106.2k
MORGAN STANLEY Reduced -98,743-98.7k
LPL Financial LLC Reduced -91,368-91.4k
Moran Wealth Management, LLC Sold out -90,780-90.8k
Stratos Wealth Advisors, LLC Sold out -70,395-70.4k
Janney Montgomery Scott LLC Reduced -66,620-66.6k
Equitable Holdings, Inc. Reduced -62,630-62.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 8.6% new 3.2m≈ $109.4m 2026-09-08

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Composition Wealth, LLC 1.61% of their portfolio LOS ANGELES, CA 1,986,4402.0m $52.9m $52.9m 1.61% Added +129.4k +129,379
2 HANTZ FINANCIAL SERVICES, INC. 0.81% of their portfolio SOUTHFIELD, MI 1,219,1931.2m $32.5m $32.5m 0.81% Added +158.5k +158,486
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 956,719956.7k $25.5m $25.5m 0.01% Added +57.3k +57,309
4 D.A. DAVIDSON & CO. 0.26% of their portfolio GREAT FALLS, MT 919,833919.8k $24.5m $24.5m 0.26% Added +46.9k +46,946
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 905,846905.8k $24.1m $24.1m 0.00% Added +92.9k +92,919
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 753,013753.0k $20.1m $20.1m 0.01% Reduced -44.6k -44,589
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 687,299687.3k $18.3m $18.3m 0.01% Added +19.3k +19,319
8 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 617,358617.4k $16.4m $16.4m 0.03% Added +37.5k +37,541
9 New England Capital Financial Advisors LLC 9.13% of their portfolio MERIDEN, CT 519,735519.7k $13.8m $13.8m 9.13% Added +16.3k +16,288
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 494,901494.9k $13.2m $13.2m 0.01% Reduced -91.4k -91,368
11 Capital Planning Advisors, LLC 2.66% of their portfolio Roseville, CA 493,210493.2k $13.1m $13.1m 2.66% Reduced -53.6k -53,625
12 Apollon Wealth Management, LLC 0.51% of their portfolio MOUNT PLEASANT, SC 394,390394.4k $10.5m $10.5m 0.51% Added +98.7k +98,719
13 Visionary Wealth Advisors 0.80% of their portfolio O'FALLON, IL 376,774376.8k $10.0m $10.0m 0.80% Added +15.6k +15,565
14 LWMG, LLC 2.80% of their portfolio LAKE ELMO, MN 376,193376.2k $10.0m $10.0m 2.80% Added +14.1k +14,143
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 363,539363.5k $9.7m $9.7m 0.00% Reduced -98.7k -98,743
16 Avestar Capital, LLC 1.65% of their portfolio New York, NY 356,745356.7k $9.5m $9.5m 1.65% Added +5.0k +5,044
17 COLONY GROUP LLC 0.12% of their portfolio Boston, MA 318,373318.4k $8.5m $8.5m 0.12% Reduced -54.5k -54,480
18 Fortress Wealth Management, Inc. 5.25% of their portfolio Culver City, CA 304,513304.5k $8.1m $8.1m 5.25% Added +38.5k +38,548
19 Curi Wealth Management, LLC 0.91% of their portfolio Raleigh, NC 252,451252.5k $6.7m $6.7m 0.91% New
20 Eldridge Investment Advisors, Inc. 2.18% of their portfolio MANCHESTER, NH 250,277250.3k $6.7m $6.7m 2.18% Reduced -5.4k -5,432
21 Corrigan Financial, Inc. 2.01% of their portfolio MIDDLETOWN, RI 240,763240.8k $6.4m $6.4m 2.01% Reduced -3.5k -3,488
22 Harbor Group, Inc. 3.35% of their portfolio BEDFORD, NH 227,199227.2k $6.1m $6.1m 3.35% Added +21.5k +21,493
23 Tilson Financial Group, Inc. 10.07% of their portfolio NEW PROVIDENCE, NJ 222,306222.3k $5.9m $5.9m 10.07% Added +824 +824
24 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 192,037192.0k $5.1m $5.1m 0.01% Added +33.1k +33,058
25 DeDora Capital, Inc. 1.96% of their portfolio Napa, CA 189,737189.7k $5.1m $5.1m 1.96% Added +27.0k +26,958
26 AdvisorNet Financial, Inc 0.37% of their portfolio MINNETONKA, MN 162,869162.9k $4.3m $4.3m 0.37% Reduced -2.7k -2,749
27 Independent Family Office, LLC 2.47% of their portfolio ALBANY, NY 153,345153.3k $4.1m $4.1m 2.47% Reduced -1.1k -1,115
28 Cornerstone Wealth Group, LLC 0.73% of their portfolio HUNTERSVILLE, NC 151,678151.7k $4.0m $4.0m 0.73% Added +6.8k +6,822
29 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 131,073131.1k $3.5m $3.5m 0.03% Reduced -180.1k -180,127
30 HBK Sorce Advisory LLC 0.15% of their portfolio ERIE, PA 130,512130.5k $3.5m $3.5m 0.15% Added +9.2k +9,172
31 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 110,695110.7k $2.9m $2.9m 0.01% Reduced -306 -306
32 Auxano Advisors, LLC 1.04% of their portfolio BELLEVUE, WA 94,41494.4k $2.6m $2.6m 1.04% Unchanged
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 93,75693.8k $2.5m $2.5m 0.00% Added +5.0k +5,040
34 Norris Financial Group, LLC 1.64% of their portfolio GREENVILLE, SC 89,15789.2k $2.4m $2.4m 1.64% Reduced -22.2k -22,162
35 MBE Wealth Management, LLC 1.27% of their portfolio TOMAH, WI 88,82388.8k $2.4m $2.4m 1.27% Added +13.7k +13,669
36 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 1.01% of their portfolio BETHLEHEM, PA 88,08888.1k $2.3m $2.3m 1.01% Added +2.0k +1,975
37 Regal Investment Advisors LLC 0.18% of their portfolio KENTWOOD, MI 78,78778.8k $2.1m $2.1m 0.18% Reduced -2.4k -2,397
38 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 51,26251.3k $1.4m $1.4m 0.07% Added +10.0k +10,001
39 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 50,97051.0k $1.4m $1.4m 0.01% New
40 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 44,93744.9k $1.2m $1.2m 0.01% Added +4.5k +4,500
41 Twelve Points Wealth Management LLC 0.53% of their portfolio CONCORD, MA 37,62037.6k $1.0m $1.0m 0.53% Reduced -4.0k -3,980
42 ECLECTIC ASSOCIATES INC /ADV 0.46% of their portfolio FULLERTON, CA 35,12035.1k $935.3k $935.3k 0.46% Added +42 +42
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,64932.6k $869.4k $869.4k 0.00% Reduced -106.2k -106,186
44 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.65% of their portfolio CLARKSDALE, MS 28,44328.4k $757.4k $757.4k 0.65% Added +1.3k +1,290
45 Legacy Financial Group LLC 0.19% of their portfolio DES MOINES, IA 27,84427.8k $741.5k $741.5k 0.19% Reduced -1.5k -1,527
46 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.12% of their portfolio Fort Collins, CO 27,13927.1k $722.7k $722.7k 0.12% Added +29 +29
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,73526.7k $712.0k $712.0k 0.00% Added +5.2k +5,195
48 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 26,08126.1k $694.5k $694.5k 0.01% Reduced -62.6k -62,630
49 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.37% of their portfolio LEAWOOD, KS 25,54725.5k $680.3k $680.3k 0.37% First filing
50 Horan Securities, Inc. 0.28% of their portfolio CINCINNATI, X1 25,01125.0k $666.1k $666.1k 0.28% Added +2.1k +2,150
51 VitalStone Financial, LLC 0.37% of their portfolio SHAVANO PARK, TX 24,19024.2k $661.0k $661.0k 0.37% New
52 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 24,13424.1k $642.7k $642.7k 0.01% Added +73 +73
53 WCG Wealth Advisors LLC 0.07% of their portfolio LAS VEGAS, NV 24,11024.1k $642.0k $642.0k 0.07% Reduced -337 -337
54 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 22,91122.9k $610.1k $610.1k 0.00% Added +1.3k +1,270
55 Register Financial Advisors LLC 0.42% of their portfolio ATLANTA, GA 22,31722.3k $594.3k $594.3k 0.42% Added +1.5k +1,529
56 CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio KOKOMO, IN 21,77621.8k $579.9k $579.9k 0.07% Added +3.1k +3,147
57 Keebeck Wealth Management 0.08% of their portfolio Chicago, IL 20,70520.7k $551.4k $551.4k 0.08% Unchanged
58 Ellenbecker Investment Group 0.13% of their portfolio WAUKESHA, WI 20,11020.1k $535.0k $535.0k 0.13% Added +1.4k +1,351
59 Johnson Financial Group, Inc. 0.03% of their portfolio RACINE, WI 15,86015.9k $422.3k $422.3k 0.03% Reduced -2.4k -2,420
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,80715.8k $421.0k $421.0k 0.00% Reduced -66.6k -66,620
61 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 15,10515.1k $402.3k $402.3k 0.04% Added +157 +157
62 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 15,02115.0k $400.0k $400.0k 0.03% Added +1.4k +1,372
63 Veracity Capital LLC 0.17% of their portfolio Atlanta, GA 14,85414.9k $395.6k $395.6k 0.17% Added +1.5k +1,474
64 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,78814.8k $394.0k $394.0k 0.00% Added +6.8k +6,798
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 14,78814.8k $393.8k $393.8k 0.00% Reduced -12.7k -12,672
66 Bank of Marin 0.31% of their portfolio Novato, CA 12,46912.5k $332.0k $332.0k 0.31% Reduced -55 -55
67 Keystone Financial Group 0.06% of their portfolio LEXINGTON, KY 12,26912.3k $326.7k $326.7k 0.06% First filing
68 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,22012.2k $325.0k $325.0k 0.00% Reduced -18.3k -18,253
69 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 11,18311.2k $297.8k $297.8k 0.02% Added +43 +43
70 Shepherd Financial Partners LLC 0.04% of their portfolio WINCHESTER, MA 10,37010.4k $276.2k $276.2k 0.04% New
71 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 10,34310.3k $275.4k $275.4k 0.00% Reduced -8.3k -8,284
72 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 10,34310.3k $275.4k $275.4k 0.00% Reduced -8.3k -8,284
73 Pasadena Private Wealth, LLC 0.06% of their portfolio PASADENA, CA 8,6478.6k $230.3k $230.3k 0.06% Added +415 +415
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,5378.5k $233.7k $233.7k 0.00% Reduced -133.0k -133,011
75 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 8,2788.3k $220.4k $220.4k 0.00% New
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8,0488.0k $214.3k $214.3k 0.00% First filing
77 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,8967.9k $210.3k $210.3k 0.00% New
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,6946.7k $178.0k $178.0k 0.00% Added +1.9k +1,868
79 FSC Wealth Advisors, LLC 0.13% of their portfolio WAPPINGERS FALLS, NY 5,5755.6k $148.5k $148.5k 0.13% Reduced -67 -67
80 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,9834.0k $106.1k $106.1k 0.01% Added +85 +85
81 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,5123.5k $93.5k $93.5k 0.00% Reduced -340 -340
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,3243.3k $88.5k $88.5k 0.00% Added +4 +4
83 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,8412.8k $76.0k $76.0k 0.00% Reduced -1.2k -1,213
84 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 1,7981.8k $48.2k $48.2k 0.01% New
85 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 1,3151.3k $35.0k $35.0k 0.01% Unchanged
86 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 1,3131.3k $35.0k $35.0k 0.01% New
87 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,1471.1k $30.5k $30.5k 0.01% Reduced -696 -696
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0771.1k $28.7k $28.7k 0.00% Added +162 +162
89 PCA Investment Advisory Services Inc. 0.01% of their portfolio CINCINNATI, OH 875875 $23.3k $23.3k 0.01% New
90 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 513513 $14.0k $14.0k 0.00% Unchanged
91 O'Dell Group, LLC 0.00% of their portfolio CINCINNATI, OH 508508 $13.5k $13.5k 0.00% New
92 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 404404 $10.8k $10.8k 0.00% Added +4 +4
93 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 400400 $10.7k $10.7k 0.00% Reduced -700 -700
94 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 395395 $10.5k $10.5k 0.00% Added +4 +4
95 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 336336 $8.9k $8.9k 0.00% New
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 184184 $4.9k $4.9k 0.00% New
97 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 146146 $3.9k $3.9k 0.00% New
98 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $80 $80 0.00% Reduced -7 -7
99 First Capital Advisors Group, LLC. 0.00% of their portfolio LITTLE SILVER, NJ 11 $22 $22 0.00% New
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged