Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

684 institutional holders +60 vs Q3 2024
196,756,424196.8m shares reported held*
$10.8bnreported value*
61 new 295 added 199 reduced 35 sold out net bought ≈ $835.7m (+15.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.73. Options: 1 managers hold calls ($114.8k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462Q3 23: 485Q4 23: 550Q1 24: 567Q2 24: 593Q3 24: 624Q4 24: 684684Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462
Q3 2023485
Q4 2023550
Q1 2024567
Q2 2024593
Q3 2024624
Q4 2024684

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ2 23: 254 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 195 cut or sold outQ4 23: 288 bought or addedQ4 23: 187 cut or sold outQ4 23Q1 24: 288 bought or addedQ1 24: 230 cut or sold outQ2 24: 313 bought or addedQ2 24: 220 cut or sold outQ2 24Q3 24: 346 bought or addedQ3 24: 214 cut or sold outQ4 24: 356 bought or addedQ4 24: 234 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023236176
Q2 2023254160
Q3 2023249195
Q4 2023288187
Q1 2024288230
Q2 2024313220
Q3 2024346214
Q4 2024356234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 24 calls: $106.7kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $5.1kQ2 24 puts: $15.4kQ2 24P/C 3.00Q3 24 calls: $54.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $114.8kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$106.7k$00.00
Q2 2024$5.1k$15.4k3.00
Q3 2024$54.7k$00.00
Q4 2024$114.8k$00.00

Biggest buyers

Creative Planning Added +3,744,485+3.7m
Facet Wealth, Inc. New +2,560,704+2.6m
TEXAS PERMANENT SCHOOL FUND CORP Added +1,979,981+2.0m
BANK OF AMERICA CORP /DE/ Added +1,011,948+1.0m
LPL Financial LLC Added +678,876+678.9k
Betterment LLC Added +647,293+647.3k
MBB PUBLIC MARKETS I LLC Added +526,258+526.3k
Independent Advisor Alliance New +466,795+466.8k
OneAscent Financial Services LLC New +433,993+434.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +391,509+391.5k

Biggest sellers

ACT Advisors, LLC. Sold out -513,615-513.6k
Savant Capital, LLC Reduced -254,245-254.2k
AlTi Global, Inc. Reduced -193,275-193.3k
Leslie Global Wealth, LLC Reduced -137,143-137.1k
JPMORGAN CHASE & CO Reduced -123,863-123.9k
Stratos Wealth Partners, LTD. Reduced -105,172-105.2k
PRECEDENT WEALTH PARTNERS, LLC Reduced -97,813-97.8k
Global Retirement Partners, LLC Reduced -69,168-69.2k
MERCER GLOBAL ADVISORS INC /ADV Reduced -62,230-62.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -60,225-60.2k

Biggest calls

CITADEL ADVISORS LLC Added $114.8k2.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 4.10% of their portfolio OVERLAND PARK, KS 76,994,60477.0m $4.2bn $4.2bn 4.10% Added +3.7m +3,744,485
2 Betterment LLC 2.34% of their portfolio NEW YORK, NY 17,932,98817.9m $980.8m $980.8m 2.34% Added +647.3k +647,293
3 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 12,880,51212.9m $704.4m $704.4m 0.29% Added +678.9k +678,876
4 Valmark Advisers, Inc. 5.08% of their portfolio AKRON, OH 5,995,6776.0m $327.9m $327.9m 5.08% Added +136.7k +136,738
5 CWM, LLC 1.30% of their portfolio OMAHA, NE 5,707,4885.7m $312.1m $312.1m 1.30% Reduced -14.5k -14,510
6 AlTi Global, Inc. 7.11% of their portfolio NEW YORK, NY 5,390,3975.4m $294.8m $294.8m 7.11% Reduced -193.3k -193,275
7 TEXAS PERMANENT SCHOOL FUND CORP 9.54% of their portfolio AUSTIN, TX 2,974,2523.0m $162.7m $162.7m 9.54% Added +2.0m +1,979,981
8 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 2,804,6362.8m $153.4m $153.4m 0.21% Added +75.0k +75,029
9 Facet Wealth, Inc. 3.82% of their portfolio WEST PALM BEACH, FL 2,560,7042.6m $143.9m $143.9m 3.82% New
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,231,1862.2m $122.0m $122.0m 0.01% Added +173.4k +173,405
11 RFG Advisory, LLC 2.64% of their portfolio BIRMINGHAM, AL 1,709,1821.7m $93.5m $93.5m 2.64% Added +69.1k +69,130
12 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,686,1091.7m $92.2m $92.2m 0.03% Added +234.0k +233,975
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,456,7241.5m $79.7m $79.7m 0.01% Added +1.0m +1,011,948
14 POTOMAC FUND MANAGEMENT INC /ADV 4.31% of their portfolio BETHESDA, MD 1,341,8051.3m $73.4m $73.4m 4.31% First filing
15 Auto-Owners Insurance Co 1.65% of their portfolio LANSING, MI 1,330,0001.3m $72.7m $72.7m 1.65% Added +290.0k +290,000
16 GREAT VALLEY ADVISOR GROUP, INC. 1.61% of their portfolio WILMINGTON, DE 1,312,6611.3m $71.8m $71.8m 1.61% Added +64.8k +64,818
17 Atlas Private Wealth Advisors 10.12% of their portfolio RED BANK, NJ 1,305,0711.3m $71.4m $71.4m 10.12% Added +19.5k +19,496
18 Private Advisor Group, LLC 0.39% of their portfolio MORRISTOWN, NJ 1,267,1931.3m $69.3m $69.3m 0.39% Added +22.9k +22,923
19 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,135,5111.1m $62.1m $62.1m 0.14% Added +148.2k +148,164
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,128,3901.1m $61.7m $61.7m 0.05% Reduced -60.2k -60,225
21 Cornerstone Wealth Management, LLC 3.67% of their portfolio ST. PETERS, MO 994,851994.9k $54.4m $54.4m 3.67% Added +46.5k +46,530
22 Savant Capital, LLC 0.39% of their portfolio ROCKFORD, IL 916,608916.6k $50.1m $50.1m 0.39% Reduced -254.2k -254,245
23 Wealthcare Advisory Partners LLC 1.36% of their portfolio WEST CHESTER, PA 893,367893.4k $48.9m $48.9m 1.36% Added +41.2k +41,178
24 Koss-Olinger Consulting, LLC 4.02% of their portfolio GAINESVILLE, FL 838,859838.9k $45.9m $45.9m 4.02% Added +34.1k +34,067
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 818,836818.8k $44.8m $44.8m 0.09% Added +391.5k +391,509
26 MASON STREET ADVISORS, LLC 5.74% of their portfolio MILWAUKEE, WI 811,500811.5k $44.4m $44.4m 5.74% Added +90.6k +90,600
27 First Command Advisory Services, Inc. 0.42% of their portfolio FORT WORTH, TX 811,462811.5k $44.4m $44.4m 0.42% Added +92.0k +92,037
28 JNBA Financial Advisors 4.26% of their portfolio BLOOMINGTON, MN 762,866762.9k $41.7m $41.7m 4.26% Added +53.6k +53,610
29 Good Life Advisors, LLC 2.84% of their portfolio READING, PA 711,981712.0k $38.9m $38.9m 2.84% Added +78.8k +78,797
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 696,305696.3k $38.1m $38.1m 0.01% Added +58.1k +58,114
31 AlphaStar Capital Management, LLC 3.92% of their portfolio CORNELIUS, NC 686,447686.4k $37.5m $37.5m 3.92% Added +78.0k +78,042
32 BLAIR WILLIAM & CO/IL 0.11% of their portfolio CHICAGO, IL 686,127686.1k $37.5m $37.5m 0.11% Added +113.8k +113,848
33 WALLER FINANCIAL PLANNING GROUP, INC 9.41% of their portfolio COLUMBUS, OH 682,611682.6k $37.3m $37.3m 9.41% Reduced -1.5k -1,496
34 Peterson Wealth Advisors, LLC 6.69% of their portfolio Orem, UT 672,749672.7k $37.1m $37.1m 6.69% Added +19.4k +19,413
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 656,615656.6k $35.9m $35.9m 0.01% Added +52.5k +52,516
36 HHM Wealth Advisors, LLC 4.33% of their portfolio CHATTANOOGA, TN 581,893581.9k $31.8m $31.8m 4.33% Added +18.0k +17,972
37 Hills Bank & Trust Co 2.35% of their portfolio North Liberty, IA 570,208570.2k $31.2m $31.2m 2.35% Added +25.9k +25,884
38 MBB PUBLIC MARKETS I LLC 3.45% of their portfolio CHICAGO, IL 532,381532.4k $29.1m $29.1m 3.45% Added +526.3k +526,258
39 1900 WEALTH MANAGEMENT LLC 2.38% of their portfolio SAN ANTONIO, TX 517,869517.9k $28.3m $28.3m 2.38% Added +9.6k +9,553
40 Global Retirement Partners, LLC 0.75% of their portfolio San Rafael, CA 475,513475.5k $26.0m $26.0m 0.75% Reduced -69.2k -69,168
41 Independent Advisor Alliance 0.34% of their portfolio CHARLOTTE, NC 466,795466.8k $25.5m $25.5m 0.34% New
42 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 440,672440.7k $24.1m $24.1m 0.01% Added +28.6k +28,563
43 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 439,175439.2k $24.0m $24.0m 0.07% Reduced -25.1k -25,112
44 OneAscent Financial Services LLC 2.02% of their portfolio BIRMINGHAM, AL 433,993434.0k $23.7m $23.7m 2.02% New
45 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 415,752415.8k $22.7m $22.7m 0.22% Added +51.4k +51,402
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 394,369394.4k $21.6m $21.6m 0.00% Added +17.2k +17,241
47 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 386,378386.4k $20.6m $20.6m 0.03% Added +20.8k +20,800
48 Crews Bank & Trust 3.48% of their portfolio PORT CHARLOTTE, FL 377,412377.4k $20.6m $20.6m 3.48% First filing
49 Gerber Kawasaki Wealth & Investment Management 0.89% of their portfolio SANTA MONICA, CA 373,892373.9k $20.4m $20.4m 0.89% Added +22.5k +22,464
50 First National Trust Co 0.76% of their portfolio Johnstown, PA 368,415368.4k $20.1m $20.1m 0.76% Added +24.0k +24,021
51 Financial Strategies Group, Inc. 4.73% of their portfolio OKEMOS, MI 364,045364.0k $19.8m $19.8m 4.73% Reduced -3.2k -3,181
52 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 360,572360.6k $19.7m $19.7m 0.06% Added +25.4k +25,430
53 RESTON WEALTH MANAGEMENT LLC 7.30% of their portfolio Reston, VA 358,841358.8k $19.6m $19.6m 7.30% Added +4.3k +4,339
54 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 357,330357.3k $19.5m $19.5m 0.07% Reduced -7.7k -7,703
55 NORTH STAR ASSET MANAGEMENT INC 0.86% of their portfolio NEENAH, WI 355,123355.1k $19.4m $19.4m 0.86% Reduced -10.4k -10,390
56 TLWM 3.80% of their portfolio SAN ANTONIO, TX 353,627353.6k $19.3m $19.3m 3.80% Added +4.7k +4,708
57 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 351,278351.3k $19.2m $19.2m 0.07% Added +22.2k +22,227
58 Impact Partnership Wealth, LLC 3.85% of their portfolio MARIETTA, GA 348,431348.4k $19.1m $19.1m 3.85% Added +14.2k +14,231
59 Summit Trail Advisors, LLC 0.68% of their portfolio NEW YORK, NY 338,503338.5k $18.5m $18.5m 0.68% Added +71.2k +71,200
60 ST GERMAIN D J CO INC 0.81% of their portfolio SPRINGFIELD, MA 327,780327.8k $17.9m $17.9m 0.81% Added +12.6k +12,612
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 322,486322.5k $17.6m $17.6m 0.00% Added +214.5k +214,501
62 CAHABA WEALTH MANAGEMENT, INC. 1.43% of their portfolio Atlanta, GA 316,285316.3k $17.3m $17.3m 1.43% Reduced -5.0k -5,036
63 Farther Finance Advisors, LLC 0.62% of their portfolio SAN FRANCISCO, CA 312,663312.7k $17.1m $17.1m 0.62% Added +77.1k +77,100
64 Waverly Advisors, LLC 0.26% of their portfolio BIRMINGHAM, AL 302,094302.1k $16.5m $16.5m 0.26% Added +12.3k +12,329
65 Sollinda Capital Management LLC 4.25% of their portfolio HICKORY, NC 282,460282.5k $15.4m $15.4m 4.25% Reduced -8.3k -8,278
66 CITIZENS & NORTHERN CORP 4.20% of their portfolio WELLSBORO, PA 280,513280.5k $15.3m $15.3m 4.20% Added +2.6k +2,585
67 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 268,676268.7k $14.7m $14.7m 0.01% First filing
68 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 266,587266.6k $14.6m $14.6m 0.04% Added +173.9k +173,919
69 New Perspectives, Inc 7.64% of their portfolio TOUGALOO, MS 260,702260.7k $14.3m $14.3m 7.64% Added +3.2k +3,166
70 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 248,406248.4k $13.6m $13.6m 0.03% Reduced -16.3k -16,307
71 Measured Wealth Private Client Group, LLC 4.34% of their portfolio PORTSMOUTH, NH 245,715245.7k $13.4m $13.4m 4.34% Reduced -28.1k -28,080
72 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 242,221242.2k $13.9m $13.9m 0.08% Added +24.7k +24,715
73 Financial Gravity Companies, Inc. 2.97% of their portfolio Lakeway, TX 238,028238.0k $13.0m $13.0m 2.97% Added +11.3k +11,277
74 Geneos Wealth Management Inc. 0.45% of their portfolio ENGLEWOOD, CO 235,546235.5k $12.9m $12.9m 0.45% Added +9.6k +9,619
75 TOWNSQUARE CAPITAL LLC 0.14% of their portfolio Lehi, UT 233,750233.8k $12.8m $12.8m 0.14% Reduced -2.3k -2,340
76 Western Wealth Management, LLC 0.67% of their portfolio GOLDEN, CO 229,951230.0k $12.6m $12.6m 0.67% Added +12.0k +12,038
77 Louisiana State Employees Retirement System 0.22% of their portfolio BATON ROUGE, LA 218,600218.6k $12.0m $12.0m 0.22% Added +32.8k +32,800
78 RETIREMENT INCOME SOLUTIONS, INC 2.39% of their portfolio ANN ARBOR, MI 216,775216.8k $11.9m $11.9m 2.39% Added +23.4k +23,406
79 Alta Wealth Advisors LLC 5.07% of their portfolio Woburn, MA 211,714211.7k $11.6m $11.6m 5.07% Added +9.8k +9,843
80 Advance Capital Management, Inc. 0.53% of their portfolio SOUTHFIELD, MI 210,540210.5k $11.5m $11.5m 0.53% Added +1.2k +1,246
81 EVERMAY WEALTH MANAGEMENT LLC 1.72% of their portfolio ARLINGTON, VA 207,742207.7k $11.4m $11.4m 1.72% Added +66.5k +66,494
82 Montz Harcus Wealth Management LLC 6.35% of their portfolio New Orleans, LA 207,568207.6k $11.4m $11.4m 6.35% Added +4.4k +4,374
83 WBH ADVISORY INC 1.05% of their portfolio BALTIMORE, MD 206,019206.0k $11.3m $11.3m 1.05% Added +5.4k +5,421
84 RKL Wealth Management LLC 1.00% of their portfolio LANCASTER, PA 204,818204.8k $11.2m $11.2m 1.00% Added +164.5k +164,481
85 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 203,693203.7k $11.1m $11.1m 0.07% Added +14.3k +14,298
86 Avior Wealth Management, LLC 0.40% of their portfolio OMAHA, NE 200,697200.7k $11.0m $11.0m 0.40% Added +12.8k +12,784
87 Symphony Financial, Ltd. Co. 1.79% of their portfolio HOUSTON, TX 197,752197.8k $11.4m $11.4m 1.79% Added +11.9k +11,902
88 CARY STREET PARTNERS FINANCIAL LLC 0.35% of their portfolio RICHMOND, VA 197,583197.6k $10.8m $10.8m 0.35% First filing
89 First International Bank & Trust 3.49% of their portfolio WATFORD CITY, ND 197,005197.0k $10.8m $10.8m 3.49% Added +4.0k +3,988
90 Higgins & Schmidt Wealth Strategies LLC 6.72% of their portfolio DENVER, CO 196,981197.0k $10.8m $10.8m 6.72% Reduced -25.2k -25,207
91 Cascade Financial Partners, LLC 1.38% of their portfolio SAN DIEGO, CA 193,238193.2k $10.6m $10.6m 1.38% Added +7.6k +7,565
92 MONETA GROUP INVESTMENT ADVISORS LLC 0.15% of their portfolio ST LOUIS, MO 192,161192.2k $10.5m $10.5m 0.15% Added +254 +254
93 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 191,311191.3k $10.7m $10.7m 0.01% Added +95.8k +95,812
94 WRAPMANAGER INC 2.65% of their portfolio MILL VALLEY, CA 189,283189.3k $10.4m $10.4m 2.65% Added +14.8k +14,800
95 Exchange Capital Management, Inc. 1.64% of their portfolio Ann Arbor, MI 188,370188.4k $10.3m $10.3m 1.64% Added +29.5k +29,527
96 PINKERTON WEALTH, LLC 1.48% of their portfolio COEUR D ALENE, ID 186,897186.9k $10.2m $10.2m 1.48% Reduced -25.2k -25,188
97 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 186,826186.8k $10.2m $10.2m 0.10% Added +561 +561
98 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 186,826186.8k $10.2m $10.2m 0.10% Added +561 +561
99 PSI Advisors, LLC 3.00% of their portfolio TAMPA, FL 185,071185.1k $10.1m $10.1m 3.00% Added +3.8k +3,824
100 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 184,742184.7k $10.1m $10.1m 0.10% Added +10.3k +10,287