Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

624 institutional holders +31 vs Q2 2024
178,866,493178.9m shares reported held*
$9.8bnreported value*
52 new 294 added 188 reduced 26 sold out net bought ≈ $531.5m (+9.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.69. Options: 1 managers hold calls ($54.7k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462Q3 23: 485Q4 23: 550Q1 24: 567Q2 24: 593Q3 24: 624624Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462
Q3 2023485
Q4 2023550
Q1 2024567
Q2 2024593
Q3 2024624

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23Q2 23: 254 bought or addedQ2 23: 160 cut or sold outQ3 23: 249 bought or addedQ3 23: 195 cut or sold outQ3 23Q4 23: 288 bought or addedQ4 23: 187 cut or sold outQ1 24: 288 bought or addedQ1 24: 230 cut or sold outQ1 24Q2 24: 313 bought or addedQ2 24: 220 cut or sold outQ3 24: 346 bought or addedQ3 24: 214 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176
Q2 2023254160
Q3 2023249195
Q4 2023288187
Q1 2024288230
Q2 2024313220
Q3 2024346214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 23 calls: $175.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $106.7kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $5.1kQ2 24 puts: $15.4kQ2 24P/C 3.00Q3 24 calls: $54.7kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$175.4k$00.00
Q1 2024$106.7k$00.00
Q2 2024$5.1k$15.4k3.00
Q3 2024$54.7k$00.00

Biggest buyers

Creative Planning Added +3,462,382+3.5m
Betterment LLC Added +1,027,202+1.0m
TEXAS PERMANENT SCHOOL FUND CORP New +994,271+994.3k
ENVESTNET ASSET MANAGEMENT INC Added +755,505+755.5k
First Command Advisory Services, Inc. Added +719,225+719.2k
MASON STREET ADVISORS, LLC Added +648,800+648.8k
CWM, LLC Added +607,400+607.4k
ACT Advisors, LLC. Added +493,469+493.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +320,629+320.6k
Summit Trail Advisors, LLC Added +254,685+254.7k

Biggest sellers

OneAscent Financial Services LLC Sold out -458,833-458.8k
Strategic Financial Concepts, LLC Reduced -451,827-451.8k
Savant Capital, LLC Reduced -302,273-302.3k
AlTi Global, Inc. Reduced -219,804-219.8k
JNBA Financial Advisors Reduced -167,393-167.4k
Wealthquest Corp Reduced -162,689-162.7k
LPL Financial LLC Reduced -160,560-160.6k
IHT Wealth Management, LLC Reduced -135,512-135.5k
Abich Financial Wealth Management LLC Reduced -123,982-124.0k
Executive Wealth Management, LLC Reduced -117,399-117.4k

Biggest calls

CITADEL ADVISORS LLC Added $54.7k1.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.97% of their portfolio OVERLAND PARK, KS 73,250,11973.3m $4.0bn $4.0bn 3.97% Added +3.5m +3,462,382
2 Betterment LLC 2.26% of their portfolio NEW YORK, NY 17,285,69517.3m $945.2m $945.2m 2.26% Added +1.0m +1,027,202
3 LPL Financial LLC 0.30% of their portfolio FORT MILL, SC 12,201,63612.2m $667.2m $667.2m 0.30% Reduced -160.6k -160,560
4 Valmark Advisers, Inc. 5.01% of their portfolio AKRON, OH 5,858,9395.9m $320.4m $320.4m 5.01% Added +154.4k +154,374
5 CWM, LLC 1.35% of their portfolio OMAHA, NE 5,721,9985.7m $312.9m $312.9m 1.35% Added +607.4k +607,400
6 AlTi Global, Inc. 7.34% of their portfolio NEW YORK, NY 5,583,6725.6m $305.3m $305.3m 7.34% Reduced -219.8k -219,804
7 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 2,729,6072.7m $149.2m $149.2m 0.21% Added +100.4k +100,426
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,057,7812.1m $112.5m $112.5m 0.01% Added +44.0k +44,004
9 RFG Advisory, LLC 2.73% of their portfolio BIRMINGHAM, AL 1,640,0521.6m $89.7m $89.7m 2.73% Added +121.8k +121,771
10 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,452,1341.5m $79.4m $79.4m 0.03% Added +755.5k +755,505
11 Atlas Private Wealth Advisors 10.19% of their portfolio RED BANK, NJ 1,285,5751.3m $70.3m $70.3m 10.19% Reduced -5.7k -5,676
12 GREAT VALLEY ADVISOR GROUP, INC. 1.68% of their portfolio WILMINGTON, DE 1,247,8431.2m $68.2m $68.2m 1.68% Added +184.5k +184,473
13 Private Advisor Group, LLC 0.42% of their portfolio MORRISTOWN, NJ 1,244,2701.2m $68.0m $68.0m 0.42% Reduced -19.0k -18,992
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 1,188,6151.2m $65.0m $65.0m 0.06% Added +320.6k +320,629
15 Savant Capital, LLC 0.53% of their portfolio ROCKFORD, IL 1,170,8531.2m $64.0m $64.0m 0.53% Reduced -302.3k -302,273
16 Auto-Owners Insurance Co 1.39% of their portfolio LANSING, MI 1,040,0001.0m $56.8m $56.8m 1.39% Unchanged
17 TEXAS PERMANENT SCHOOL FUND CORP 9.10% of their portfolio AUSTIN, TX 994,271994.3k $54.4m $54.4m 9.10% New
18 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 987,347987.3k $54.0m $54.0m 0.12% Added +59.3k +59,270
19 Cornerstone Wealth Management, LLC 3.65% of their portfolio ST. PETERS, MO 948,321948.3k $51.9m $51.9m 3.65% Added +44.3k +44,287
20 Wealthcare Advisory Partners LLC 1.33% of their portfolio WEST CHESTER, PA 852,189852.2k $46.6m $46.6m 1.33% Added +27.6k +27,559
21 Koss-Olinger Consulting, LLC 3.82% of their portfolio GAINESVILLE, FL 804,792804.8k $44.0m $44.0m 3.82% Added +19.8k +19,823
22 MASON STREET ADVISORS, LLC 4.79% of their portfolio MILWAUKEE, WI 720,900720.9k $39.4m $39.4m 4.79% Added +648.8k +648,800
23 First Command Advisory Services, Inc. 0.38% of their portfolio FORT WORTH, TX 719,425719.4k $39.3m $39.3m 0.38% Added +719.2k +719,225
24 JNBA Financial Advisors 3.91% of their portfolio BLOOMINGTON, MN 709,256709.3k $38.8m $38.8m 3.91% Reduced -167.4k -167,393
25 WALLER FINANCIAL PLANNING GROUP, INC 9.27% of their portfolio COLUMBUS, OH 684,107684.1k $37.4m $37.4m 9.27% Added +1.5k +1,520
26 Peterson Wealth Advisors, LLC 6.75% of their portfolio Orem, UT 653,336653.3k $35.7m $35.7m 6.75% Added +29.1k +29,087
27 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 638,191638.2k $34.9m $34.9m 0.01% Added +11.1k +11,081
28 Good Life Advisors, LLC 2.13% of their portfolio READING, PA 633,184633.2k $34.6m $34.6m 2.13% Added +37.3k +37,346
29 AlphaStar Capital Management, LLC 2.64% of their portfolio CORNELIUS, NC 608,405608.4k $33.3m $33.3m 2.64% Added +47.1k +47,121
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 604,099604.1k $33.0m $33.0m 0.01% Added +28.4k +28,438
31 BLAIR WILLIAM & CO/IL 0.09% of their portfolio CHICAGO, IL 572,279572.3k $31.3m $31.3m 0.09% Added +14.6k +14,584
32 HHM Wealth Advisors, LLC 4.37% of their portfolio CHATTANOOGA, TN 563,921563.9k $30.8m $30.8m 4.37% Added +20.1k +20,086
33 Global Retirement Partners, LLC 0.90% of their portfolio San Rafael, CA 544,681544.7k $29.8m $29.8m 0.90% Reduced -6.4k -6,413
34 Hills Bank & Trust Co 2.25% of their portfolio North Liberty, IA 544,324544.3k $29.8m $29.8m 2.25% Added +8.0k +7,986
35 ACT Advisors, LLC. 13.25% of their portfolio ASHEVILLE, NC 513,615513.6k $28.1m $28.1m 13.25% Added +493.5k +493,469
36 1900 WEALTH MANAGEMENT LLC 2.38% of their portfolio SAN ANTONIO, TX 508,316508.3k $27.8m $27.8m 2.38% Added +57.0k +56,954
37 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 464,287464.3k $25.4m $25.4m 0.07% Reduced -9.9k -9,918
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 444,776444.8k $24.3m $24.3m 0.00% Added +45.5k +45,462
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 427,327427.3k $23.4m $23.4m 0.05% Added +2.8k +2,764
40 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 412,109412.1k $22.5m $22.5m 0.01% Reduced -2.5k -2,537
41 UBS Group AG 0.01% of their portfolio ZURICH, V8 377,128377.1k $20.6m $20.6m 0.01% Added +19.3k +19,302
42 Financial Strategies Group, Inc. 4.78% of their portfolio OKEMOS, MI 367,226367.2k $20.4m $20.4m 4.78% Added +2.2k +2,194
43 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 365,578365.6k $20.0m $20.0m 0.03% Added +3.6k +3,553
44 NORTH STAR ASSET MANAGEMENT INC 0.90% of their portfolio NEENAH, WI 365,513365.5k $20.0m $20.0m 0.90% Added +21.5k +21,504
45 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 365,033365.0k $20.0m $20.0m 0.07% Added +49.7k +49,733
46 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 364,350364.4k $19.9m $19.9m 0.19% Added +34.1k +34,084
47 RESTON WEALTH MANAGEMENT LLC 7.02% of their portfolio Reston, VA 354,502354.5k $19.4m $19.4m 7.02% Reduced -826 -826
48 Gerber Kawasaki Wealth & Investment Management 0.88% of their portfolio SANTA MONICA, CA 351,428351.4k $19.2m $19.2m 0.88% Added +24.2k +24,232
49 TLWM 3.87% of their portfolio SAN ANTONIO, TX 348,919348.9k $19.1m $19.1m 3.87% Added +1.3k +1,323
50 First National Trust Co 0.73% of their portfolio Johnstown, PA 344,394344.4k $18.8m $18.8m 0.73% Added +1.0k +1,036
51 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 335,142335.1k $18.3m $18.3m 0.06% Added +60.3k +60,272
52 Impact Partnership Wealth, LLC 4.12% of their portfolio MARIETTA, GA 334,200334.2k $18.3m $18.3m 4.12% Added +50.7k +50,667
53 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 329,051329.1k $18.0m $18.0m 0.07% Added +2.8k +2,801
54 CAHABA WEALTH MANAGEMENT, INC. 1.45% of their portfolio Atlanta, GA 321,321321.3k $17.6m $17.6m 1.45% Reduced -285 -285
55 ST GERMAIN D J CO INC 0.79% of their portfolio SPRINGFIELD, MA 315,168315.2k $17.2m $17.2m 0.79% Added +15.8k +15,831
56 Sollinda Capital Management LLC 4.49% of their portfolio HICKORY, NC 290,738290.7k $15.9m $15.9m 4.49% Reduced -3.5k -3,471
57 Waverly Advisors, LLC 0.29% of their portfolio BIRMINGHAM, AL 289,765289.8k $15.8m $15.8m 0.29% Added +9.0k +9,020
58 CITIZENS & NORTHERN CORP 4.56% of their portfolio WELLSBORO, PA 277,928277.9k $15.2m $15.2m 4.56% Added +232 +232
59 Measured Wealth Private Client Group, LLC 5.01% of their portfolio PORTSMOUTH, NH 273,795273.8k $15.0m $15.0m 5.01% Reduced -78.1k -78,131
60 Summit Trail Advisors, LLC 0.36% of their portfolio NEW YORK, NY 267,303267.3k $14.6m $14.6m 0.36% Added +254.7k +254,685
61 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 264,713264.7k $14.5m $14.5m 0.03% Added +8.1k +8,110
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 264,414264.4k $14.5m $14.5m 0.00% Added +88.2k +88,244
63 New Perspectives, Inc 7.50% of their portfolio TOUGALOO, MS 257,536257.5k $14.1m $14.1m 7.50% Added +8.5k +8,486
64 TOWNSQUARE CAPITAL LLC 0.15% of their portfolio Lehi, UT 236,090236.1k $12.9m $12.9m 0.15% Added +46.0k +45,958
65 Farther Finance Advisors, LLC 0.48% of their portfolio SAN FRANCISCO, CA 235,563235.6k $12.9m $12.9m 0.48% Added +73.0k +72,988
66 Financial Gravity Companies, Inc. 3.32% of their portfolio Lakeway, TX 226,751226.8k $12.4m $12.4m 3.32% First filing
67 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 226,658226.7k $12.4m $12.4m 0.18% Added +31.3k +31,324
68 Geneos Wealth Management Inc. 0.47% of their portfolio ENGLEWOOD, CO 225,927225.9k $12.4m $12.4m 0.47% Added +13.1k +13,126
69 Higgins & Schmidt Wealth Strategies LLC 7.84% of their portfolio DENVER, CO 222,188222.2k $12.1m $12.1m 7.84% Added +12.4k +12,376
70 Western Wealth Management, LLC 0.68% of their portfolio GOLDEN, CO 217,913217.9k $11.9m $11.9m 0.68% Added +20.1k +20,137
71 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 217,506217.5k $11.9m $11.9m 0.07% Added +10.4k +10,447
72 PINKERTON WEALTH, LLC 1.69% of their portfolio COEUR D ALENE, ID 212,085212.1k $11.6m $11.6m 1.69% Reduced -27.9k -27,860
73 Advance Capital Management, Inc. 0.51% of their portfolio SOUTHFIELD, MI 209,294209.3k $11.4m $11.4m 0.51% Added +640 +640
74 Montz Harcus Wealth Management LLC 6.49% of their portfolio New Orleans, LA 203,194203.2k $11.1m $11.1m 6.49% Added +13.8k +13,794
75 Alta Wealth Advisors LLC 5.05% of their portfolio Woburn, MA 201,871201.9k $11.0m $11.0m 5.05% Added +15.3k +15,284
76 WBH ADVISORY INC 1.04% of their portfolio BALTIMORE, MD 200,598200.6k $11.0m $11.0m 1.04% Added +8.3k +8,336
77 RETIREMENT INCOME SOLUTIONS, INC 2.42% of their portfolio ANN ARBOR, MI 193,369193.4k $10.6m $10.6m 2.42% Reduced -232 -232
78 First International Bank & Trust 3.38% of their portfolio WATFORD CITY, ND 193,017193.0k $10.6m $10.6m 3.38% Reduced -6.0k -6,040
79 MONETA GROUP INVESTMENT ADVISORS LLC 0.15% of their portfolio ST LOUIS, MO 191,907191.9k $10.5m $10.5m 0.15% Reduced -6.4k -6,407
80 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 189,395189.4k $10.4m $10.4m 0.07% Reduced -2.0k -2,016
81 Avior Wealth Management, LLC 0.41% of their portfolio OMAHA, NE 187,913187.9k $10.3m $10.3m 0.41% Added +12.6k +12,596
82 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 186,265186.3k $10.2m $10.2m 0.10% Reduced -5.5k -5,539
83 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 186,265186.3k $10.2m $10.2m 0.10% Reduced -5.5k -5,539
84 Windsor Capital Management, LLC 2.95% of their portfolio Phoenix, AZ 186,092186.1k $10.2m $10.2m 2.95% Reduced -2.5k -2,470
85 Symphony Financial, Ltd. Co. 1.68% of their portfolio HOUSTON, TX 185,850185.8k $10.2m $10.2m 1.68% Added +13.4k +13,405
86 Louisiana State Employees Retirement System 0.19% of their portfolio BATON ROUGE, LA 185,800185.8k $10.2m $10.2m 0.19% Reduced -23.3k -23,300
87 Cascade Financial Partners, LLC 1.28% of their portfolio SAN DIEGO, CA 185,673185.7k $10.2m $10.2m 1.28% Added +3.6k +3,631
88 Beacon Pointe Advisors, LLC 0.12% of their portfolio NEWPORT BEACH, CA 185,448185.4k $10.1m $10.1m 0.12% Reduced -971 -971
89 PSI Advisors, LLC 2.90% of their portfolio TAMPA, FL 181,247181.2k $9.9m $9.9m 2.90% Added +3.2k +3,215
90 IAG Wealth Partners, LLC 1.81% of their portfolio WAUKESHA, WI 178,746178.7k $9.8m $9.8m 1.81% Added +14.3k +14,322
91 Leslie Global Wealth, LLC 4.69% of their portfolio Itasca, IL 176,634176.6k $9.7m $9.7m 4.69% Added +8.9k +8,893
92 Syntegra Private Wealth Group, LLC 1.11% of their portfolio Chesterfield, MO 176,105176.1k $9.6m $9.6m 1.11% Reduced -1.2k -1,171
93 Wealthspire Advisors, LLC 0.10% of their portfolio NEW YORK, NY 174,758174.8k $9.6m $9.6m 0.10% Reduced -13.9k -13,926
94 WRAPMANAGER INC 2.47% of their portfolio MILL VALLEY, CA 174,483174.5k $9.5m $9.5m 2.47% Added +39.8k +39,846
95 PARK AVENUE SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 174,455174.5k $9.5m $9.5m 0.11% Added +5.7k +5,683
96 Trilogy Capital Inc. 0.48% of their portfolio IRVINE, CA 174,109174.1k $9.5m $9.5m 0.48% Reduced -38.7k -38,747
97 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 170,417170.4k $9.3m $9.3m 0.03% Added +5.6k +5,601
98 KWB Wealth 1.12% of their portfolio REDLANDS, CA 167,506167.5k $8.6m $8.6m 1.12% Reduced -1.1k -1,101
99 Pachira Investments Inc. 7.02% of their portfolio DANA POINT, CA 166,822166.8k $9.1m $9.1m 7.02% Reduced -1.7k -1,749
100 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 165,106165.1k $9.0m $9.0m 0.04% Unchanged