Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

567 institutional holders +17 vs Q4 2023
166,859,663166.9m shares reported held*
$8.9bnreported value*
56 new 232 added 200 reduced 30 sold out net bought ≈ $1.2bn (+20.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.35. Options: 1 managers hold calls ($106.7k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462Q3 23: 485Q4 23: 550Q1 24: 567567Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462
Q3 2023485
Q4 2023550
Q1 2024567

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ4 22Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23Q2 23: 254 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 195 cut or sold outQ3 23Q4 23: 288 bought or addedQ4 23: 187 cut or sold outQ4 23Q1 24: 288 bought or addedQ1 24: 230 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176
Q2 2023254160
Q3 2023249195
Q4 2023288187
Q1 2024288230

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.6mQ2 23 puts: $9.2kQ2 23P/C 0.01Q3 23 calls: $107.6kQ3 23 puts: $4.4kQ3 23P/C 0.04Q4 23 calls: $175.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $106.7kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$1.6m$9.2k0.01
Q3 2023$107.6k$4.4k0.04
Q4 2023$175.4k$00.00
Q1 2024$106.7k$00.00

Biggest buyers

Betterment LLC New +14,522,420+14.5m
Creative Planning Added +3,917,111+3.9m
MORGAN STANLEY Added +3,459,203+3.5m
BANK OF AMERICA CORP /DE/ Added +1,174,665+1.2m
HHM Wealth Advisors, LLC Added +476,433+476.4k
First National Trust Co New +473,564+473.6k
CWM, LLC Added +463,113+463.1k
JNBA Financial Advisors Added +399,011+399.0k
PINKERTON WEALTH, LLC New +348,193+348.2k
Waverly Advisors, LLC Added +230,362+230.4k

Biggest sellers

Financial Gravity Asset Management, Inc. Reduced -2,659,649-2.7m
Syntegra Private Wealth Group, LLC Reduced -1,181,243-1.2m
Koss-Olinger Consulting, LLC Sold out -707,358-707.4k
Atlas Private Wealth Advisors Reduced -487,840-487.8k
AE Wealth Management LLC Reduced -437,200-437.2k
First International Bank & Trust Reduced -262,795-262.8k
WELLS FARGO & COMPANY/MN Reduced -210,554-210.6k
TEXAS PERMANENT SCHOOL FUND CORP Reduced -205,843-205.8k
Advisor Resource Council Reduced -196,353-196.4k
Raymond James Financial Services Advisors, Inc. Reduced -187,182-187.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $106.7k2.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.91% of their portfolio OVERLAND PARK, KS 66,205,55966.2m $3.5bn $3.5bn 3.91% Added +3.9m +3,917,111
2 Betterment LLC 2.08% of their portfolio NEW YORK, NY 14,522,42014.5m $774.6m $774.6m 2.08% New
3 LPL Financial LLC 0.32% of their portfolio FORT MILL, SC 11,286,08311.3m $602.0m $602.0m 0.32% Added +124.3k +124,311
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,271,1919.3m $494.5m $494.5m 0.01% Added +3.5m +3,459,203
5 AlTi Global, Inc. 8.62% of their portfolio NEW YORK, NY 5,811,2045.8m $310.0m $310.0m 8.62% Reduced -46.9k -46,856
6 Valmark Advisers, Inc. 5.28% of their portfolio AKRON, OH 5,682,2025.7m $303.1m $303.1m 5.28% Added +65.3k +65,310
7 CWM, LLC 1.25% of their portfolio OMAHA, NE 4,805,3804.8m $256.3m $256.3m 1.25% Added +463.1k +463,113
8 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 2,556,4482.6m $136.3m $136.3m 0.22% Added +3.1k +3,062
9 RFG Advisory, LLC 2.82% of their portfolio BIRMINGHAM, AL 1,555,0721.6m $82.9m $82.9m 2.82% Added +108.2k +108,178
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,464,2231.5m $78.1m $78.1m 0.01% Added +1.2m +1,174,665
11 Private Advisor Group, LLC 0.44% of their portfolio MORRISTOWN, NJ 1,144,6671.1m $61.1m $61.1m 0.44% Reduced -16.5k -16,474
12 Auto-Owners Insurance Co 1.47% of their portfolio LANSING, MI 1,040,0001.0m $55.6m $55.6m 1.47% Unchanged
13 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,038,9201.0m $55.4m $55.4m 0.12% Added +89.6k +89,620
14 GREAT VALLEY ADVISOR GROUP, INC. 1.47% of their portfolio WILMINGTON, DE 904,839904.8k $48.3m $48.3m 1.47% Added +124.8k +124,810
15 Cornerstone Wealth Management, LLC 3.74% of their portfolio ST. PETERS, MO 866,457866.5k $46.2m $46.2m 3.74% Added +7.1k +7,094
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 839,912839.9k $44.8m $44.8m 0.05% Reduced -105.4k -105,415
17 Wealthcare Advisory Partners LLC 1.26% of their portfolio WEST CHESTER, PA 717,936717.9k $38.3m $38.3m 1.26% Added +181.2k +181,163
18 WALLER FINANCIAL PLANNING GROUP, INC 9.68% of their portfolio COLUMBUS, OH 681,428681.4k $36.3m $36.3m 9.68% Reduced -12.1k -12,090
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 671,277671.3k $35.8m $35.8m 0.01% Reduced -40.0k -40,003
20 Atlas Private Wealth Advisors 11.39% of their portfolio RED BANK, NJ 638,798638.8k $34.1m $34.1m 11.39% Reduced -487.8k -487,840
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 630,392630.4k $33.6m $33.6m 0.01% Reduced -210.6k -210,554
22 Peterson Wealth Advisors, LLC 6.96% of their portfolio Orem, UT 613,808613.8k $32.7m $32.7m 6.96% Added +13.1k +13,072
23 AlphaStar Capital Management, LLC 3.13% of their portfolio CORNELIUS, NC 571,511571.5k $30.5m $30.5m 3.13% Reduced -4.4k -4,408
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 566,632566.6k $30.2m $30.2m 0.01% Reduced -20.1k -20,054
25 BLAIR WILLIAM & CO/IL 0.09% of their portfolio CHICAGO, IL 557,127557.1k $29.7m $29.7m 0.09% Added +35.1k +35,141
26 OneAscent Financial Services LLC 3.21% of their portfolio BIRMINGHAM, AL 544,499544.5k $29.0m $29.0m 3.21% Reduced -115.5k -115,548
27 Good Life Advisors, LLC 2.56% of their portfolio READING, PA 541,329541.3k $28.9m $28.9m 2.56% Added +13.1k +13,126
28 Hills Bank & Trust Co 2.28% of their portfolio North Liberty, IA 503,830503.8k $26.9m $26.9m 2.28% Added +196.6k +196,615
29 Financial Gravity Asset Management, Inc. 3.36% of their portfolio Lakeway, TX 490,754490.8k $25.1m $25.1m 3.36% Reduced -2.7m -2,659,649
30 JNBA Financial Advisors 2.73% of their portfolio BLOOMINGTON, MN 487,143487.1k $26.0m $26.0m 2.73% Added +399.0k +399,011
31 Global Retirement Partners, LLC 0.96% of their portfolio San Rafael, CA 482,669482.7k $25.7m $25.7m 0.96% Added +42.8k +42,779
32 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 480,187480.2k $25.6m $25.6m 0.08% Reduced -76.9k -76,895
33 HHM Wealth Advisors, LLC 4.21% of their portfolio CHATTANOOGA, TN 479,578479.6k $25.6m $25.6m 4.21% Added +476.4k +476,433
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 475,474475.5k $25.5m $25.5m 0.01% Reduced -103.7k -103,730
35 First National Trust Co 1.03% of their portfolio Johnstown, PA 473,564473.6k $25.3m $25.3m 1.03% New
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 430,463430.5k $23.0m $23.0m 0.06% Added +20.6k +20,583
37 1900 WEALTH MANAGEMENT LLC 2.02% of their portfolio SAN ANTONIO, TX 415,063415.1k $22.1m $22.1m 2.02% Added +168.8k +168,767
38 UBS Group AG 0.01% of their portfolio ZURICH, V8 387,563387.6k $20.7m $20.7m 0.01% Reduced -98.2k -98,183
39 CGN Advisors LLC 2.60% of their portfolio MANHATTAN, KS 384,173384.2k $20.5m $20.5m 2.60% Added +18.7k +18,699
40 Financial Strategies Group, Inc. 5.18% of their portfolio OKEMOS, MI 365,975366.0k $19.3m $19.3m 5.18% Reduced -29.9k -29,881
41 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 354,326354.3k $18.9m $18.9m 0.03% Added +16.0k +15,978
42 RESTON WEALTH MANAGEMENT LLC 7.65% of their portfolio Reston, VA 353,176353.2k $18.8m $18.8m 7.65% Reduced -273 -273
43 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 348,311348.3k $18.6m $18.6m 0.07% Added +23.9k +23,912
44 PINKERTON WEALTH, LLC 2.99% of their portfolio COEUR D ALENE, ID 348,193348.2k $18.6m $18.6m 2.99% New
45 TLWM 4.11% of their portfolio SAN ANTONIO, TX 347,221347.2k $18.5m $18.5m 4.11% Reduced -300 -300
46 Retirement Planning Group, LLC 1.41% of their portfolio LEAWOOD, KS 344,750344.8k $18.4m $18.4m 1.41% Added +30.5k +30,524
47 Measured Wealth Private Client Group, LLC 6.36% of their portfolio PORTSMOUTH, NH 341,426341.4k $18.2m $18.2m 6.36% Reduced -120.3k -120,274
48 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 340,572340.6k $18.2m $18.2m 0.20% Reduced -6.4k -6,424
49 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 323,729323.7k $17.3m $17.3m 0.07% Reduced -474 -474
50 CAHABA WEALTH MANAGEMENT, INC. 1.49% of their portfolio Atlanta, GA 306,632306.6k $16.4m $16.4m 1.49% Added +1.7k +1,683
51 Sollinda Capital Management LLC 5.08% of their portfolio HICKORY, NC 304,848304.8k $16.3m $16.3m 5.08% Added +72.7k +72,674
52 NORTH STAR ASSET MANAGEMENT INC 0.75% of their portfolio NEENAH, WI 296,029296.0k $15.8m $15.8m 0.75% Added +137.1k +137,054
53 Gerber Kawasaki Wealth & Investment Management 0.82% of their portfolio SANTA MONICA, CA 283,558283.6k $15.1m $15.1m 0.82% Added +33.8k +33,805
54 Wealthquest Corp 1.60% of their portfolio CINCINNATI, OH 280,454280.5k $15.0m $15.0m 1.60% Added +4.4k +4,424
55 HM PAYSON & CO 0.27% of their portfolio PORTLAND, ME 276,968277.0k $14.8m $14.8m 0.27% Added +133.2k +133,183
56 Waverly Advisors, LLC 0.35% of their portfolio BIRMINGHAM, AL 276,440276.4k $14.7m $14.7m 0.35% Added +230.4k +230,362
57 ST GERMAIN D J CO INC 0.71% of their portfolio SPRINGFIELD, MA 272,809272.8k $14.6m $14.6m 0.71% Added +14.2k +14,181
58 IHT Wealth Management, LLC 0.56% of their portfolio Chicago, IL 263,679263.7k $14.1m $14.1m 0.56% Reduced -33.2k -33,247
59 CITIZENS & NORTHERN CORP 4.61% of their portfolio WELLSBORO, PA 255,479255.5k $13.6m $13.6m 4.61% Added +83.1k +83,056
60 TOWNSQUARE CAPITAL LLC 0.20% of their portfolio Lehi, UT 255,044255.0k $13.6m $13.6m 0.20% Added +32.9k +32,889
61 RETIREMENT INCOME SOLUTIONS, INC 3.04% of their portfolio ANN ARBOR, MI 251,100251.1k $13.4m $13.4m 3.04% Added +5.2k +5,233
62 TEXAS PERMANENT SCHOOL FUND CORP 0.11% of their portfolio AUSTIN, TX 250,717250.7k $13.4m $13.4m 0.11% Reduced -205.8k -205,843
63 New Perspectives, Inc 7.12% of their portfolio TOUGALOO, MS 241,106241.1k $12.9m $12.9m 7.12% First filing
64 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 224,671224.7k $12.0m $12.0m 0.05% Added +39.7k +39,709
65 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 210,404210.4k $11.2m $11.2m 0.03% Added +179.2k +179,160
66 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 209,312209.3k $11.2m $11.2m 0.02% Reduced -187.2k -187,182
67 Higgins & Schmidt Wealth Strategies LLC 8.18% of their portfolio DENVER, CO 207,934207.9k $11.1m $11.1m 8.18% Added +5.5k +5,476
68 Mariner, LLC 0.02% of their portfolio Overland Park, KS 206,804206.8k $11.0m $11.0m 0.02% Added +19.9k +19,911
69 Advance Capital Management, Inc. 0.75% of their portfolio SOUTHFIELD, MI 203,398203.4k $10.8m $10.8m 0.75% Reduced -42.9k -42,876
70 Trilogy Capital Inc. 0.62% of their portfolio IRVINE, CA 201,767201.8k $10.8m $10.8m 0.62% Added +2.4k +2,422
71 First International Bank & Trust 3.67% of their portfolio WATFORD CITY, ND 199,476199.5k $10.6m $10.6m 3.67% Reduced -262.8k -262,795
72 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 198,805198.8k $10.6m $10.6m 0.11% Added +140.8k +140,833
73 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 198,805198.8k $10.6m $10.6m 0.11% Added +140.8k +140,833
74 Windsor Capital Management, LLC 3.27% of their portfolio Phoenix, AZ 197,632197.6k $10.5m $10.5m 3.27% Reduced -5.7k -5,714
75 Geneos Wealth Management Inc. 0.48% of their portfolio ENGLEWOOD, CO 197,566197.6k $10.5m $10.5m 0.48% Reduced -78.6k -78,625
76 Western Wealth Management, LLC 0.82% of their portfolio GOLDEN, CO 197,051197.1k $10.5m $10.5m 0.82% Reduced -17.6k -17,647
77 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 196,924196.9k $10.5m $10.5m 0.14% Reduced -10.2k -10,200
78 Beacon Pointe Advisors, LLC 0.12% of their portfolio NEWPORT BEACH, CA 193,724193.7k $10.3m $10.3m 0.12% Added +1.7k +1,662
79 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 192,937192.9k $10.3m $10.3m 0.07% Added +11.2k +11,207
80 WBH ADVISORY INC 1.03% of their portfolio BALTIMORE, MD 188,365188.4k $10.0m $10.0m 1.03% Added +5.1k +5,115
81 Alta Wealth Advisors LLC 5.09% of their portfolio Woburn, MA 187,859187.9k $10.0m $10.0m 5.09% Added +6.5k +6,498
82 MONETA GROUP INVESTMENT ADVISORS LLC 0.16% of their portfolio ST LOUIS, MO 186,333186.3k $9.9m $9.9m 0.16% Reduced -16.7k -16,734
83 Impact Partnership Wealth, LLC 3.93% of their portfolio MARIETTA, GA 186,143186.1k $9.9m $9.9m 3.93% Added +37.4k +37,443
84 Montz Harcus Wealth Management LLC 6.59% of their portfolio New Orleans, LA 182,448182.4k $9.7m $9.7m 6.59% Added +2.2k +2,213
85 Cascade Financial Partners, LLC 1.33% of their portfolio SAN DIEGO, CA 181,243181.2k $9.2m $9.2m 1.33% First filing
86 Syntegra Private Wealth Group, LLC 1.24% of their portfolio Chesterfield, MO 180,609180.6k $9.6m $9.6m 1.24% Reduced -1.2m -1,181,243
87 Abich Financial Wealth Management LLC 7.43% of their portfolio ASHBURN, VA 180,386180.4k $9.6m $9.6m 7.43% Added +109.2k +109,218
88 KWB Wealth 1.27% of their portfolio REDLANDS, CA 176,382176.4k $9.4m $9.4m 1.27% Reduced -45.1k -45,113
89 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 173,180173.2k $9.2m $9.2m 0.01% Added +129.2k +129,187
90 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 172,984173.0k $9.2m $9.2m 0.15% Added +41.4k +41,434
91 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 170,234170.2k $9.1m $9.1m 0.03% Added +34.7k +34,741
92 Pachira Investments Inc. 7.41% of their portfolio DANA POINT, CA 169,903169.9k $9.1m $9.1m 7.41% Reduced -12.6k -12,638
93 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 165,106165.1k $8.8m $8.8m 0.04% Reduced -5.1k -5,121
94 Capital Investment Advisory Services, LLC 0.93% of their portfolio RALEIGH, NC 163,083163.1k $8.7m $8.7m 0.93% Reduced -76.5k -76,539
95 M Holdings Securities, Inc. 1.46% of their portfolio PORTLAND, OR 162,687162.7k $8.7m $8.7m 1.46% Reduced -4.5k -4,485
96 PSI Advisors, LLC 3.13% of their portfolio TAMPA, FL 162,644162.6k $8.7m $8.7m 3.13% Reduced -15.2k -15,247
97 Avior Wealth Management, LLC 0.40% of their portfolio OMAHA, NE 161,596161.6k $8.6m $8.6m 0.40% Added +33.8k +33,769
98 Executive Wealth Management, LLC 0.74% of their portfolio BRIGHTON, MI 159,785159.8k $8.5m $8.5m 0.74% Added +111.1k +111,064
99 PARK AVENUE SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 158,338158.3k $8.4m $8.4m 0.11% Added +7.5k +7,479
100 Private Wealth Group, LLC 4.34% of their portfolio Tampa, FL 157,145157.1k $8.4m $8.4m 4.34% Added +6.7k +6,676