Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

550 institutional holders +65 vs Q3 2023
147,840,365147.8m shares reported held*
$4.2bnreported value*
62 new 226 added 159 reduced 28 sold out net bought ≈ $435.5m (+11.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.10. Options: 1 managers hold calls ($175.4k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462Q3 23: 485Q4 23: 550550Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462
Q3 2023485
Q4 2023550

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ4 22Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23Q2 23: 254 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 195 cut or sold outQ3 23Q4 23: 288 bought or addedQ4 23: 187 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176
Q2 2023254160
Q3 2023249195
Q4 2023288187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $1.6mQ2 23 puts: $9.2kQ2 23P/C 0.01Q3 23 calls: $107.6kQ3 23 puts: $4.4kQ3 23P/C 0.04Q4 23 calls: $175.4kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$1.6m$9.2k0.01
Q3 2023$107.6k$4.4k0.04
Q4 2023$175.4k$00.00

Biggest buyers

MORGAN STANLEY Added +3,178,766+3.2m
Creative Planning Added +2,354,215+2.4m
CWM, LLC Added +1,746,161+1.7m
LPL Financial LLC Added +734,157+734.2k
OneAscent Financial Services LLC New +660,047+660.0k
AE Wealth Management LLC Added +420,933+420.9k
GREAT VALLEY ADVISOR GROUP, INC. Added +309,677+309.7k
Hills Bank & Trust Co New +307,215+307.2k
Cornerstone Wealth Management, LLC Added +302,817+302.8k
HighTower Advisors, LLC Added +266,799+266.8k

Biggest sellers

Gateway Wealth Partners, LLC Reduced -664,007-664.0k
PINKERTON WEALTH, LLC Sold out -544,513-544.5k
Foundations Investment Advisors, LLC Reduced -229,092-229.1k
OSAIC HOLDINGS, INC. Reduced -178,876-178.9k
Atlas Private Wealth Advisors Reduced -129,915-129.9k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -110,438-110.4k
Private Advisor Group, LLC Reduced -95,608-95.6k
CITADEL ADVISORS LLC Reduced -93,832-93.8k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Sold out -84,113-84.1k
Summit X, LLC Sold out -66,083-66.1k

Biggest calls

CITADEL ADVISORS LLC Added $175.4k3.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 62,288,44862.3m $35.1m $35.1m 0.07% Added +2.4m +2,354,215
2 LPL Financial LLC 0.33% of their portfolio FORT MILL, SC 11,161,77211.2m $543.8m $543.8m 0.33% Added +734.2k +734,157
3 AlTi Global, Inc. 8.73% of their portfolio NEW YORK, NY 5,858,0605.9m $285.4m $285.4m 8.73% First filing
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,811,9885.8m $283.2m $283.2m 0.01% Added +3.2m +3,178,766
5 Valmark Advisers, Inc. 5.12% of their portfolio AKRON, OH 5,616,8925.6m $273.7m $273.7m 5.12% Added +63.6k +63,568
6 CWM, LLC 1.14% of their portfolio OMAHA, NE 4,342,2674.3m $211.6m $211.6m 1.14% Added +1.7m +1,746,161
7 Financial Gravity Asset Management, Inc. 1.17% of their portfolio Lakeway, TX 3,150,4033.2m $105.0m $105.0m 1.17% Added +243.7k +243,740
8 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 2,553,3862.6m $124.4m $124.4m 0.21% Added +266.8k +266,799
9 Bridgeworth, LLC 8.09% of their portfolio BIRMINGHAM, AL 1,678,7481.7m $81.8m $81.8m 8.09% Reduced -1.7k -1,740
10 RFG Advisory, LLC 2.75% of their portfolio BIRMINGHAM, AL 1,446,8941.4m $70.5m $70.5m 2.75% Added +103.6k +103,611
11 Syntegra Private Wealth Group, LLC 9.36% of their portfolio Chesterfield, MO 1,361,8521.4m $66.3m $66.3m 9.36% Added +6.2k +6,203
12 Private Advisor Group, LLC 0.44% of their portfolio MORRISTOWN, NJ 1,161,1411.2m $56.6m $56.6m 0.44% Reduced -95.6k -95,608
13 Atlas Private Wealth Advisors 10.20% of their portfolio RED BANK, NJ 1,126,6381.1m $54.9m $54.9m 10.20% Reduced -129.9k -129,915
14 Auto-Owners Insurance Co 1.53% of their portfolio LANSING, MI 1,040,0001.0m $50.7m $50.7m 1.53% Unchanged
15 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 949,300949.3k $46.3m $46.3m 0.08% Reduced -178.9k -178,876
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 945,327945.3k $46.1m $46.1m 0.05% Added +95.5k +95,540
17 Cornerstone Wealth Management, LLC 3.60% of their portfolio ST. PETERS, MO 859,363859.4k $41.9m $41.9m 3.60% Added +302.8k +302,817
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 840,946840.9k $41.0m $41.0m 0.01% Added +74.6k +74,555
19 GREAT VALLEY ADVISOR GROUP, INC. 1.33% of their portfolio WILMINGTON, DE 780,029780.0k $38.0m $38.0m 1.33% Added +309.7k +309,677
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 711,280711.3k $34.7m $34.7m 0.01% Added +81.8k +81,767
21 Koss-Olinger Consulting, LLC 3.38% of their portfolio GAINESVILLE, FL 707,358707.4k $34.5m $34.5m 3.38% Added +19.2k +19,159
22 WALLER FINANCIAL PLANNING GROUP, INC 8.88% of their portfolio COLUMBUS, OH 693,518693.5k $33.8m $33.8m 8.88% Added +8.2k +8,156
23 OneAscent Financial Services LLC 3.99% of their portfolio BIRMINGHAM, AL 660,047660.0k $32.2m $32.2m 3.99% New
24 Peterson Wealth Advisors, LLC 6.95% of their portfolio Orem, UT 600,736600.7k $29.3m $29.3m 6.95% Added +19.0k +18,966
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 586,686586.7k $28.6m $28.6m 0.01% Added +106.2k +106,188
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 579,204579.2k $28.2m $28.2m 0.01% Reduced -21.8k -21,803
27 AlphaStar Capital Management, LLC 2.56% of their portfolio CORNELIUS, NC 575,919575.9k $28.1m $28.1m 2.56% Added +10.5k +10,532
28 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 557,082557.1k $27.1m $27.1m 0.10% Reduced -18.9k -18,924
29 Wealthcare Advisory Partners LLC 1.04% of their portfolio WEST CHESTER, PA 536,773536.8k $26.2m $26.2m 1.04% Added +23.1k +23,141
30 Good Life Advisors, LLC 2.54% of their portfolio READING, PA 528,203528.2k $25.7m $25.7m 2.54% Added +12.1k +12,071
31 BLAIR WILLIAM & CO/IL 0.09% of their portfolio CHICAGO, IL 521,986522.0k $25.4m $25.4m 0.09% Added +101.5k +101,478
32 UBS Group AG 0.01% of their portfolio ZURICH, V8 485,746485.7k $23.7m $23.7m 0.01% Added +102.1k +102,135
33 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 465,715465.7k $22.5m $22.5m 0.12% Added +420.9k +420,933
34 First International Bank & Trust 8.81% of their portfolio WATFORD CITY, ND 462,271462.3k $22.5m $22.5m 8.81% Added +23.5k +23,470
35 Measured Wealth Private Client Group, LLC 8.29% of their portfolio PORTSMOUTH, NH 461,700461.7k $22.5m $22.5m 8.29% Reduced -5.9k -5,883
36 TEXAS PERMANENT SCHOOL FUND CORP 0.19% of their portfolio AUSTIN, TX 456,560456.6k $22.2m $22.2m 0.19% Added +26.3k +26,344
37 Global Retirement Partners, LLC 0.87% of their portfolio San Rafael, CA 439,890439.9k $20.9m $20.9m 0.87% Added +8.3k +8,290
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 409,880409.9k $20.0m $20.0m 0.06% Added +43.6k +43,646
39 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 396,494396.5k $19.3m $19.3m 0.03% Added +219.7k +219,674
40 Financial Strategies Group, Inc. 5.44% of their portfolio OKEMOS, MI 395,856395.9k $19.0m $19.0m 5.44% Reduced -1.5k -1,514
41 CGN Advisors LLC 2.47% of their portfolio MANHATTAN, KS 365,474365.5k $17.8m $17.8m 2.47% Reduced -732 -732
42 RESTON WEALTH MANAGEMENT LLC 7.88% of their portfolio Reston, VA 353,449353.4k $17.2m $17.2m 7.88% Added +11.1k +11,077
43 TLWM 4.00% of their portfolio SAN ANTONIO, TX 347,521347.5k $16.9m $16.9m 4.00% Added +12.8k +12,764
44 Equitable Holdings, Inc. 0.21% of their portfolio NEW YORK, NY 346,996347.0k $16.9m $16.9m 0.21% Added +20.2k +20,238
45 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 338,348338.3k $16.5m $16.5m 0.03% Added +172.4k +172,445
46 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 324,399324.4k $15.8m $15.8m 0.07% Added +31.2k +31,245
47 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 324,203324.2k $15.8m $15.8m 0.07% Added +39 +39
48 Retirement Planning Group, LLC 1.37% of their portfolio LEAWOOD, KS 314,226314.2k $15.3m $15.3m 1.37% Added +33.7k +33,727
49 Hills Bank & Trust Co 1.46% of their portfolio North Liberty, IA 307,215307.2k $15.0m $15.0m 1.46% New
50 CAHABA WEALTH MANAGEMENT, INC. 1.47% of their portfolio Atlanta, GA 304,949304.9k $14.9m $14.9m 1.47% Added +14.4k +14,358
51 IHT Wealth Management, LLC 0.64% of their portfolio Chicago, IL 296,926296.9k $14.5m $14.5m 0.64% Added +3.1k +3,087
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 289,558289.6k $14.1m $14.1m 0.00% Added +2.8k +2,779
53 Geneos Wealth Management Inc. 0.66% of their portfolio ENGLEWOOD, CO 276,191276.2k $13.5m $13.5m 0.66% Added +13.3k +13,298
54 Wealthquest Corp 1.49% of their portfolio CINCINNATI, OH 276,030276.0k $13.4m $13.4m 1.49% Added +26.1k +26,139
55 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 265,415265.4k $12.9m $12.9m 0.02% Reduced -10.1k -10,142
56 ST GERMAIN D J CO INC 0.66% of their portfolio SPRINGFIELD, MA 258,628258.6k $12.6m $12.6m 0.66% Added +29.6k +29,642
57 Gerber Kawasaki Wealth & Investment Management 0.73% of their portfolio SANTA MONICA, CA 249,753249.8k $12.2m $12.2m 0.73% Added +53.7k +53,708
58 1900 WEALTH MANAGEMENT LLC 1.10% of their portfolio SAN ANTONIO, TX 246,296246.3k $12.0m $12.0m 1.10% Added +228.2k +228,200
59 Advance Capital Management, Inc. 0.95% of their portfolio SOUTHFIELD, MI 246,274246.3k $12.0m $12.0m 0.95% Added +12.1k +12,068
60 RETIREMENT INCOME SOLUTIONS, INC 2.98% of their portfolio ANN ARBOR, MI 245,867245.9k $12.0m $12.0m 2.98% Added +6.8k +6,842
61 Capital Investment Advisory Services, LLC 1.09% of their portfolio RALEIGH, NC 239,622239.6k $11.7m $11.7m 1.09% Reduced -9.4k -9,375
62 Sollinda Capital Management LLC 3.19% of their portfolio HICKORY, NC 232,174232.2k $11.3m $11.3m 3.19% First filing
63 TOWNSQUARE CAPITAL LLC 0.19% of their portfolio Lehi, UT 222,155222.2k $10.8m $10.8m 0.19% Added +46.1k +46,062
64 KWB Wealth 1.56% of their portfolio REDLANDS, CA 221,495221.5k $10.8m $10.8m 1.56% Added +10.6k +10,621
65 StrategIQ Financial Group, LLC 1.20% of their portfolio MERRILLVILLE, IN 218,293218.3k $10.6m $10.6m 1.20% Added +7.3k +7,316
66 Western Wealth Management, LLC 0.75% of their portfolio GOLDEN, CO 214,698214.7k $10.5m $10.5m 0.75% Added +19.6k +19,588
67 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.79% of their portfolio RICHMOND, VA 214,398214.4k $10.4m $10.4m 1.79% Reduced -131 -131
68 Advisor Resource Council 1.18% of their portfolio DALLAS, TX 207,367207.4k $10.1m $10.1m 1.18% New
69 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 207,124207.1k $10.1m $10.1m 0.14% Reduced -11.1k -11,053
70 Windsor Capital Management, LLC 3.24% of their portfolio Phoenix, AZ 203,346203.3k $9.9m $9.9m 3.24% Reduced -3.7k -3,730
71 MONETA GROUP INVESTMENT ADVISORS LLC 0.20% of their portfolio ST LOUIS, MO 203,067203.1k $9.9m $9.9m 0.20% Reduced -6.5k -6,494
72 Higgins & Schmidt Wealth Strategies LLC 7.94% of their portfolio DENVER, CO 202,458202.5k $9.9m $9.9m 7.94% First filing
73 Advisory Alpha, LLC 0.45% of their portfolio HOLLAND, MI 200,279200.3k $9.8m $9.8m 0.45% Added +19.8k +19,796
74 Trilogy Capital Inc. 0.60% of their portfolio IRVINE, CA 199,345199.3k $9.7m $9.7m 0.60% Added +32.4k +32,423
75 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 192,062192.1k $9.4m $9.4m 0.11% Added +2.4k +2,352
76 Mariner, LLC 0.02% of their portfolio Overland Park, KS 186,893186.9k $9.1m $9.1m 0.02% Reduced -63.3k -63,289
77 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 184,962185.0k $9.0m $9.0m 0.04% Added +54.3k +54,292
78 WBH ADVISORY INC 0.99% of their portfolio BALTIMORE, MD 183,250183.2k $8.9m $8.9m 0.99% Added +10.3k +10,324
79 Pachira Investments Inc. 7.85% of their portfolio DANA POINT, CA 182,541182.5k $8.9m $8.9m 7.85% Reduced -2.4k -2,353
80 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 181,730181.7k $8.9m $8.9m 0.07% Reduced -7.2k -7,204
81 Alta Wealth Advisors LLC 4.93% of their portfolio Woburn, MA 181,361181.4k $8.8m $8.8m 4.93% Added +101.8k +101,794
82 Montz Harcus Wealth Management LLC 6.71% of their portfolio New Orleans, LA 180,235180.2k $8.8m $8.8m 6.71% Added +409 +409
83 PSI Advisors, LLC 3.24% of their portfolio TAMPA, FL 177,891177.9k $8.7m $8.7m 3.24% Added +34.6k +34,570
84 CITIZENS & NORTHERN CORP 3.00% of their portfolio WELLSBORO, PA 172,423172.4k $8.4m $8.4m 3.00% Reduced -5.9k -5,876
85 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 170,227170.2k $8.3m $8.3m 0.05% First filing
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 168,558168.6k $8.2m $8.2m 0.00% Added +78.4k +78,368
87 M Holdings Securities, Inc. 0.92% of their portfolio PORTLAND, OR 167,172167.2k $8.1m $8.1m 0.92% Reduced -3.9k -3,892
88 Anfield Capital Management, LLC 4.19% of their portfolio IRVINE, CA 159,468159.5k $7.8m $7.8m 4.19% Reduced -2.9k -2,869
89 NORTH STAR ASSET MANAGEMENT INC 0.39% of their portfolio NEENAH, WI 158,975159.0k $7.7m $7.7m 0.39% Added +146.8k +146,819
90 Symphony Financial, Ltd. Co. 1.60% of their portfolio HOUSTON, TX 156,893156.9k $7.5m $7.5m 1.60% Added +29.8k +29,795
91 WRAPMANAGER INC 2.20% of their portfolio MILL VALLEY, CA 154,014154.0k $7.5m $7.5m 2.20% Reduced -3.6k -3,643
92 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 150,859150.9k $7.3m $7.3m 0.10% Added +5.9k +5,892
93 Private Wealth Group, LLC 4.16% of their portfolio Tampa, FL 150,469150.5k $7.3m $7.3m 4.16% Reduced -4.2k -4,238
94 Impact Partnership Wealth, LLC 2.65% of their portfolio MARIETTA, GA 148,700148.7k $7.2m $7.2m 2.65% New
95 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 146,693146.7k $7.1m $7.1m 0.12% Reduced -52.3k -52,282
96 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 145,298145.3k $7.1m $7.1m 0.04% Added +17.0k +16,997
97 IAG Wealth Partners, LLC 1.61% of their portfolio WAUKESHA, WI 144,887144.9k $7.1m $7.1m 1.61% Added +10.5k +10,454
98 HM PAYSON & CO 0.15% of their portfolio PORTLAND, ME 143,785143.8k $7.0m $7.0m 0.15% Unchanged
99 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 138,455138.5k $6.7m $6.7m 0.06% Added +12.0k +11,993
100 Collaborative Wealth Managment Inc. 3.58% of their portfolio LAKE MARY, FL 135,511135.5k $6.6m $6.6m 3.58% Added +8.8k +8,826