Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

485 institutional holders +23 vs Q2 2023
134,968,106135.0m shares reported held*
$5.9bnreported value*
43 new 206 added 167 reduced 28 sold out net bought ≈ $381.3m (+9.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.54. Options: 2 managers hold calls ($107.6k notional), 1 hold puts ($4.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462Q3 23: 485485Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462
Q3 2023485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ4 22Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23Q2 23: 254 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 195 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176
Q2 2023254160
Q3 2023249195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $1.6mQ2 23 puts: $9.2kQ2 23P/C 0.01Q3 23 calls: $107.6kQ3 23 puts: $4.4kQ3 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q4 2022$1.6m$00.00
Q1 2023$0$0—
Q2 2023$1.6m$9.2k0.01
Q3 2023$107.6k$4.4k0.04

Biggest buyers

Financial Gravity Asset Management, Inc. Added +2,786,372+2.8m
Creative Planning Added +1,676,572+1.7m
CWM, LLC Added +582,359+582.4k
PINKERTON WEALTH, LLC New +544,513+544.5k
ROYAL BANK OF CANADA Added +404,302+404.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +366,234+366.2k
HighTower Advisors, LLC Added +304,723+304.7k
FIFTH THIRD BANCORP Added +292,559+292.6k
OSAIC HOLDINGS, INC. Added +273,081+273.1k
CARY STREET PARTNERS ASSET MANAGEMENT LLC New +214,529+214.5k

Biggest sellers

Cornerstone Wealth Management, LLC Reduced -230,158-230.2k
Veritable, L.P. Sold out -148,381-148.4k
Good Life Advisors, LLC Reduced -78,338-78.3k
RESTON WEALTH MANAGEMENT LLC Reduced -73,345-73.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -63,395-63.4k
TPG Financial Advisors, LLC Reduced -55,275-55.3k
CX Institutional Sold out -45,621-45.6k
Econ Financial Services Corp Reduced -45,462-45.5k
TIEDEMANN ADVISORS, LLC Reduced -42,626-42.6k
AlphaStar Capital Management, LLC Reduced -41,580-41.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $92.0k2.1k shares
Private Advisor Group, LLC New $15.7k35.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $4.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.50% of their portfolio OVERLAND PARK, KS 59,934,23359.9m $2.6bn $2.6bn 3.50% Added +1.7m +1,676,572
2 LPL Financial LLC 0.32% of their portfolio FORT MILL, SC 10,427,61510.4m $456.6m $456.6m 0.32% Added +142.6k +142,595
3 TIEDEMANN ADVISORS, LLC 10.80% of their portfolio NEW YORK, NY 5,749,4135.7m $251.8m $251.8m 10.80% Reduced -42.6k -42,626
4 Valmark Advisers, Inc. 5.05% of their portfolio AKRON, OH 5,553,3245.6m $243.2m $243.2m 5.05% Added +94.7k +94,664
5 Financial Gravity Asset Management, Inc. 1.06% of their portfolio Lakeway, TX 2,906,6632.9m $93.9m $93.9m 1.06% Added +2.8m +2,786,372
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,633,2222.6m $115.3m $115.3m 0.01% Added +87.8k +87,841
7 CWM, LLC 0.70% of their portfolio OMAHA, NE 2,596,1062.6m $113.7m $113.7m 0.70% Added +582.4k +582,359
8 HighTower Advisors, LLC 0.19% of their portfolio CHICAGO, IL 2,286,5872.3m $100.1m $100.1m 0.19% Added +304.7k +304,723
9 Bridgeworth, LLC 8.13% of their portfolio BIRMINGHAM, AL 1,680,4881.7m $73.6m $73.6m 8.13% Reduced -12.8k -12,823
10 Syntegra Private Wealth Group, LLC 9.32% of their portfolio Chesterfield, MO 1,355,6491.4m $59.4m $59.4m 9.32% Added +65.1k +65,134
11 RFG Advisory, LLC 2.63% of their portfolio BIRMINGHAM, AL 1,343,2831.3m $58.8m $58.8m 2.63% Added +80.1k +80,133
12 Private Advisor Group, LLC 0.49% of their portfolio MORRISTOWN, NJ 1,256,7491.3m $55.0m $55.0m 0.49% Added +53.0k +52,980
13 Atlas Private Wealth Advisors 10.40% of their portfolio RED BANK, NJ 1,256,5531.3m $55.0m $55.0m 10.40% Added +175.1k +175,068
14 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,128,1761.1m $49.4m $49.4m 0.07% Added +273.1k +273,081
15 Auto-Owners Insurance Co 1.52% of their portfolio LANSING, MI 1,040,0001.0m $45.5m $45.5m 1.52% Unchanged
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 849,787849.8k $37.2m $37.2m 0.05% Added +110.7k +110,663
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 766,391766.4k $33.6m $33.6m 0.01% Reduced -14.1k -14,077
18 Gateway Wealth Partners, LLC 5.57% of their portfolio APPLETON, WI 705,708705.7k $30.9m $30.9m 5.57% Reduced -27.4k -27,444
19 Koss-Olinger Consulting, LLC 4.45% of their portfolio GAINESVILLE, FL 688,199688.2k $30.1m $30.1m 4.45% Added +20.0k +20,031
20 WALLER FINANCIAL PLANNING GROUP, INC 8.73% of their portfolio COLUMBUS, OH 685,362685.4k $30.0m $30.0m 8.73% Reduced -5.5k -5,485
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 629,513629.5k $27.6m $27.6m 0.01% Reduced -63.4k -63,395
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 601,007601.0k $26.3m $26.3m 0.01% Added +33.0k +32,984
23 Peterson Wealth Advisors, LLC 6.85% of their portfolio Orem, UT 581,770581.8k $25.5m $25.5m 6.85% Added +15.7k +15,747
24 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 576,006576.0k $25.2m $25.2m 0.10% Reduced -7.1k -7,148
25 AlphaStar Capital Management, LLC 3.10% of their portfolio CORNELIUS, NC 565,387565.4k $24.8m $24.8m 3.10% Reduced -41.6k -41,580
26 Cornerstone Wealth Management, LLC 2.30% of their portfolio ST. PETERS, MO 556,546556.5k $24.4m $24.4m 2.30% Reduced -230.2k -230,158
27 PINKERTON WEALTH, LLC 5.18% of their portfolio COEUR D ALENE, ID 544,513544.5k $23.8m $23.8m 5.18% New
28 Good Life Advisors, LLC 2.59% of their portfolio READING, PA 516,132516.1k $22.6m $22.6m 2.59% Reduced -78.3k -78,338
29 Wealthcare Advisory Partners LLC 1.03% of their portfolio WEST CHESTER, PA 513,632513.6k $22.5m $22.5m 1.03% Added +34.3k +34,339
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 480,498480.5k $21.0m $21.0m 0.01% Added +404.3k +404,302
31 GREAT VALLEY ADVISOR GROUP, INC. 0.85% of their portfolio WILMINGTON, DE 470,352470.4k $20.6m $20.6m 0.85% Added +21.8k +21,806
32 Measured Wealth Private Client Group, LLC 8.23% of their portfolio PORTSMOUTH, NH 467,583467.6k $20.5m $20.5m 8.23% Added +9.6k +9,591
33 First International Bank & Trust 6.92% of their portfolio WATFORD CITY, ND 438,801438.8k $19.2m $19.2m 6.92% Reduced -35.4k -35,352
34 Global Retirement Partners, LLC 0.93% of their portfolio San Rafael, CA 431,600431.6k $18.4m $18.4m 0.93% Added +9.3k +9,291
35 TEXAS PERMANENT SCHOOL FUND CORP 0.18% of their portfolio AUSTIN, TX 430,216430.2k $18.8m $18.8m 0.18% Added +37.4k +37,373
36 BLAIR WILLIAM & CO/IL 0.07% of their portfolio CHICAGO, IL 420,508420.5k $18.4m $18.4m 0.07% Added +41.2k +41,175
37 Financial Strategies Group, Inc. 5.52% of their portfolio OKEMOS, MI 397,370397.4k $17.5m $17.5m 5.52% Added +7.6k +7,566
38 UBS Group AG 0.01% of their portfolio ZURICH, V8 383,611383.6k $16.8m $16.8m 0.01% Added +13.7k +13,726
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 366,234366.2k $16.0m $16.0m 0.05% New
40 CGN Advisors LLC 2.16% of their portfolio MANHATTAN, KS 366,206366.2k $16.0m $16.0m 2.16% Added +12.3k +12,323
41 RESTON WEALTH MANAGEMENT LLC 7.57% of their portfolio Reston, VA 342,372342.4k $15.0m $15.0m 7.57% Reduced -73.3k -73,345
42 Foundations Investment Advisors, LLC 0.46% of their portfolio PHOENIX, AZ 340,571340.6k $14.9m $14.9m 0.46% Added +41.2k +41,213
43 TLWM 3.89% of their portfolio SAN ANTONIO, TX 334,757334.8k $14.7m $14.7m 3.89% Added +38.2k +38,160
44 Equitable Holdings, Inc. 0.21% of their portfolio NEW YORK, NY 326,758326.8k $14.3m $14.3m 0.21% Added +30.6k +30,559
45 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 324,164324.2k $14.2m $14.2m 0.08% Reduced -16.1k -16,138
46 IHT Wealth Management, LLC 0.65% of their portfolio Chicago, IL 293,839293.8k $12.9m $12.9m 0.65% Reduced -26.5k -26,511
47 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 293,154293.2k $12.8m $12.8m 0.06% Added +292.6k +292,559
48 CAHABA WEALTH MANAGEMENT, INC. 1.40% of their portfolio Atlanta, GA 290,591290.6k $12.7m $12.7m 1.40% Added +10.8k +10,781
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 286,779286.8k $12.6m $12.6m 0.00% Added +62.5k +62,492
50 Retirement Planning Group, LLC 1.30% of their portfolio LEAWOOD, KS 280,499280.5k $12.3m $12.3m 1.30% Added +9.5k +9,547
51 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 275,557275.6k $12.1m $12.1m 0.03% Reduced -5.9k -5,937
52 Geneos Wealth Management Inc. 0.59% of their portfolio ENGLEWOOD, CO 262,893262.9k $11.5m $11.5m 0.59% Added +16.6k +16,616
53 Mariner, LLC 0.03% of their portfolio Overland Park, KS 250,182250.2k $11.0m $11.0m 0.03% Added +19.8k +19,790
54 Wealthquest Corp 1.34% of their portfolio CINCINNATI, OH 249,891249.9k $10.9m $10.9m 1.34% Added +27.8k +27,808
55 Capital Investment Advisory Services, LLC 1.08% of their portfolio RALEIGH, NC 248,997249.0k $10.9m $10.9m 1.08% Added +3.9k +3,858
56 RETIREMENT INCOME SOLUTIONS, INC 2.93% of their portfolio ANN ARBOR, MI 239,025239.0k $10.5m $10.5m 2.93% Reduced -265 -265
57 Advance Capital Management, Inc. 0.95% of their portfolio SOUTHFIELD, MI 234,206234.2k $10.3m $10.3m 0.95% Added +56.0k +55,950
58 ST GERMAIN D J CO INC 0.56% of their portfolio SPRINGFIELD, MA 228,986229.0k $10.0m $10.0m 0.56% Added +4.5k +4,479
59 Wealthspire Advisors, LLC 0.16% of their portfolio NEW YORK, NY 218,177218.2k $9.6m $9.6m 0.16% Reduced -6.2k -6,171
60 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.76% of their portfolio RICHMOND, VA 214,529214.5k $9.4m $9.4m 1.76% New
61 StrategIQ Financial Group, LLC 1.07% of their portfolio MERRILLVILLE, IN 210,977211.0k $9.2m $9.2m 1.07% Added +8.1k +8,115
62 KWB Wealth 1.55% of their portfolio REDLANDS, CA 210,874210.9k $9.7m $9.7m 1.55% Reduced -1.1k -1,109
63 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 209,561209.6k $9.2m $9.2m 0.21% Added +824 +824
64 Windsor Capital Management, LLC 3.14% of their portfolio Phoenix, AZ 207,076207.1k $9.1m $9.1m 3.14% Reduced -6.5k -6,507
65 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 198,975199.0k $8.7m $8.7m 0.15% Reduced -39.7k -39,684
66 Gerber Kawasaki Wealth & Investment Management 0.58% of their portfolio SANTA MONICA, CA 196,045196.0k $8.6m $8.6m 0.58% Added +45.7k +45,729
67 Western Wealth Management, LLC 0.72% of their portfolio GOLDEN, CO 195,110195.1k $8.5m $8.5m 0.72% Added +19.1k +19,063
68 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 189,710189.7k $8.3m $8.3m 0.10% Reduced -3.1k -3,064
69 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 188,934188.9k $8.3m $8.3m 0.07% Added +19.5k +19,504
70 Pachira Investments Inc. 9.09% of their portfolio DANA POINT, CA 184,894184.9k $8.1m $8.1m 9.09% Reduced -3.4k -3,425
71 Advisory Alpha, LLC 0.41% of their portfolio HOLLAND, MI 180,483180.5k $7.9m $7.9m 0.41% Added +3.4k +3,435
72 Montz Harcus Wealth Management LLC 6.73% of their portfolio New Orleans, LA 179,826179.8k $7.9m $7.9m 6.73% Added +2.3k +2,283
73 CITIZENS & NORTHERN CORP 3.14% of their portfolio WELLSBORO, PA 178,299178.3k $7.8m $7.8m 3.14% Reduced -8.6k -8,594
74 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 176,820176.8k $7.7m $7.7m 0.01% Reduced -9.9k -9,932
75 TOWNSQUARE CAPITAL LLC 0.14% of their portfolio Lehi, UT 176,093176.1k $7.7m $7.7m 0.14% Reduced -10.8k -10,770
76 WBH ADVISORY INC 0.93% of their portfolio BALTIMORE, MD 172,926172.9k $7.6m $7.6m 0.93% Reduced -2.4k -2,439
77 M Holdings Securities, Inc. 0.99% of their portfolio PORTLAND, OR 171,064171.1k $7.5m $7.5m 0.99% Added +138.5k +138,515
78 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 169,409169.4k $7.4m $7.4m 0.16% Reduced -8.2k -8,154
79 Trilogy Capital Inc. 0.49% of their portfolio IRVINE, CA 166,922166.9k $7.3m $7.3m 0.49% Reduced -1.3k -1,296
80 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 165,903165.9k $7.6m $7.6m 0.02% Added +51.3k +51,308
81 Anfield Capital Management, LLC 3.39% of their portfolio IRVINE, CA 162,337162.3k $7.1m $7.1m 3.39% Reduced -31.1k -31,081
82 WRAPMANAGER INC 2.21% of their portfolio MILL VALLEY, CA 157,657157.7k $6.9m $6.9m 2.21% Added +4.6k +4,641
83 Private Wealth Group, LLC 4.44% of their portfolio Tampa, FL 154,707154.7k $6.8m $6.8m 4.44% Added +64.3k +64,277
84 OneDigital Investment Advisors LLC 0.14% of their portfolio OVERLAND PARK, KS 151,907151.9k $6.7m $6.7m 0.14% Reduced -8.7k -8,700
85 PATHSTONE FAMILY OFFICE, LLC 0.05% of their portfolio ENGLEWOOD, NJ 151,000151.0k $6.6m $6.6m 0.05% New
86 Moisand Fitzgerald Tamayo, LLC 1.38% of their portfolio ORLANDO, FL 149,373149.4k $6.5m $6.5m 1.38% Reduced -134 -134
87 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 144,967145.0k $6.3m $6.3m 0.10% Added +10.8k +10,768
88 HM PAYSON & CO 0.15% of their portfolio PORTLAND, ME 143,785143.8k $6.3m $6.3m 0.15% Reduced -22.1k -22,128
89 PSI Advisors, LLC 2.72% of their portfolio TAMPA, FL 143,321143.3k $6.3m $6.3m 2.72% Added +19.4k +19,396
90 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 139,418139.4k $6.1m $6.1m 0.03% Added +5.6k +5,557
91 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 137,825137.8k $6.0m $6.0m 0.01% Added +116.3k +116,258
92 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 136,655136.7k $6.0m $6.0m 0.01% Added +60.3k +60,280
93 IAG Wealth Partners, LLC 1.64% of their portfolio WAUKESHA, WI 134,433134.4k $5.9m $5.9m 1.64% Reduced -3.7k -3,715
94 TPG Financial Advisors, LLC 3.02% of their portfolio PORTLAND, OR 133,523133.5k $5.8m $5.8m 3.02% Reduced -55.3k -55,275
95 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 130,670130.7k $5.7m $5.7m 0.03% First filing
96 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 128,301128.3k $5.6m $5.6m 0.04% Added +18.0k +17,955
97 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 127,357127.4k $5.6m $5.6m 0.00% Added +38.8k +38,771
98 Symphony Financial, Ltd. Co. 1.35% of their portfolio HOUSTON, TX 127,098127.1k $5.5m $5.5m 1.35% Added +25.1k +25,075
99 Collaborative Wealth Managment Inc. 3.31% of their portfolio LAKE MARY, FL 126,685126.7k $5.5m $5.5m 3.31% Added +12.2k +12,199
100 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 126,462126.5k $5.5m $5.5m 0.06% Added +11.5k +11,468