Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

357 institutional holders +9 vs Q4 2023
27,605,78427.6m shares reported held*
$2.1bnreported value*
42 new 110 added 141 reduced 31 sold out net sold ≈ $403.3m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.67.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303Q3 23: 306Q4 23: 348Q1 24: 357357Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303
Q3 2023306
Q4 2023348
Q1 2024357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 138 cut or sold outQ3 23Q4 23: 174 bought or addedQ4 23: 122 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 172 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153
Q2 2023129137
Q3 2023131138
Q4 2023174122
Q1 2024152172

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +721,830+721.8k
Kestra Advisory Services, LLC Added +374,595+374.6k
MORGAN STANLEY Added +369,696+369.7k
Tradewinds Capital Management, LLC Added +218,808+218.8k
BALANCED WEALTH GROUP LLC Added +192,575+192.6k
GOLDMAN SACHS GROUP INC Added +73,192+73.2k
NorthRock Partners, LLC Added +58,076+58.1k
Equitable Holdings, Inc. Added +52,746+52.7k
Intrua Financial, LLC New +50,822+50.8k
Aptus Capital Advisors, LLC New +50,015+50.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -2,909,251-2.9m
Clark Capital Management Group, Inc. Reduced -1,243,662-1.2m
OSAIC HOLDINGS, INC. Reduced -880,575-880.6k
Orion Portfolio Solutions, LLC Reduced -550,151-550.2k
Orion Porfolio Solutions, LLC Reduced -550,151-550.2k
PRINCIPAL SECURITIES, INC. Reduced -152,885-152.9k
Cetera Advisor Networks LLC Sold out -135,632-135.6k
ABLE Financial Group, LLC Reduced -118,801-118.8k
Raymond James Financial Services Advisors, Inc. Reduced -116,130-116.1k
JNBA Financial Advisors Reduced -91,936-91.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.03% of their portfolio PLYMOUTH, MN 5,237,2285.2m $398.0m $398.0m 1.03% Added +721.8k +721,830
2 Financial Engines Advisors L.L.C. 0.29% of their portfolio SANTA CLARA, CA 1,703,9121.7m $129.5m $129.5m 0.29% Reduced -12.5k -12,539
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,421,2921.4m $108.0m $108.0m 0.00% Added +369.7k +369,696
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,348,8591.3m $102.5m $102.5m 0.06% Reduced -21.9k -21,898
5 NorthRock Partners, LLC 3.52% of their portfolio MINNEAPOLIS, MN 1,207,1161.2m $91.7m $91.7m 3.52% Added +58.1k +58,076
6 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 933,400933.4k $70.9m $70.9m 0.08% Added +2.8k +2,821
7 TOWNSQUARE CAPITAL LLC 0.89% of their portfolio Lehi, UT 803,852803.9k $61.1m $61.1m 0.89% Added +30.4k +30,408
8 Lutz Financial Services LLC 4.42% of their portfolio OMAHA, NE 665,207665.2k $50.6m $50.6m 4.42% Added +20.0k +20,004
9 BENJAMIN F. EDWARDS & COMPANY, INC. 0.91% of their portfolio ST. LOUIS, MO 656,557656.6k $49.9m $49.9m 0.91% Added +7.6k +7,635
10 TIAA TRUST, NATIONAL ASSOCIATION 0.15% of their portfolio CHARLOTTE, NC 642,775642.8k $48.9m $48.9m 0.15% Reduced -10.5k -10,496
11 FAS Wealth Partners, Inc. 3.77% of their portfolio LEAWOOD, KS 559,855559.9k $42.5m $42.5m 3.77% Reduced -4.0k -4,002
12 Kestra Advisory Services, LLC 0.27% of their portfolio AUSTIN, TX 529,356529.4k $40.2m $40.2m 0.27% Added +374.6k +374,595
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 350,933350.9k $26.7m $26.7m 0.01% Added +35.2k +35,187
14 First Pacific Financial 7.42% of their portfolio VANCOUVER, WA 349,360349.4k $26.6m $26.6m 7.42% Added +6.5k +6,502
15 Klingman & Associates, LLC 1.83% of their portfolio New York, NY 345,645345.6k $26.3m $26.3m 1.83% Reduced -3.8k -3,804
16 First National Trust Co 1.03% of their portfolio Johnstown, PA 333,437333.4k $25.3m $25.3m 1.03% Reduced -35.2k -35,208
17 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.33% of their portfolio ST. LOUIS, MO 326,099326.1k $24.8m $24.8m 0.33% Reduced -5.4k -5,408
18 Asset Dedication, LLC 1.53% of their portfolio SAN FRANCISCO, CA 269,779269.8k $20.5m $20.5m 1.53% Reduced -2.9k -2,891
19 GHP Investment Advisors, Inc. 1.00% of their portfolio Denver, CO 265,962266.0k $20.2m $20.2m 1.00% Added +3.6k +3,641
20 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 263,624263.6k $20.0m $20.0m 0.23% Reduced -2.0k -2,041
21 JNBA Financial Advisors 2.05% of their portfolio BLOOMINGTON, MN 256,430256.4k $19.5m $19.5m 2.05% Reduced -91.9k -91,936
22 McAdam, LLC 1.17% of their portfolio Philadelphia, PA 240,767240.8k $18.3m $18.3m 1.17% Reduced -4.5k -4,461
23 BALANCED WEALTH GROUP LLC 3.81% of their portfolio WESTLAKE, OH 234,401234.4k $8.5m $8.5m 3.81% Added +192.6k +192,575
24 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.74% of their portfolio RICHMOND, VA 231,300231.3k $17.6m $17.6m 0.74% Added +3.7k +3,722
25 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 228,113228.1k $17.3m $17.3m 0.01% Reduced -2.9m -2,909,251
26 Convergence Financial, LLC 7.08% of their portfolio COLUMBIA, MO 225,723225.7k $17.2m $17.2m 7.08% Reduced -16.9k -16,855
27 Tradewinds Capital Management, LLC 4.64% of their portfolio BELLINGHAM, WA 220,951221.0k $16.8m $16.8m 4.64% Added +218.8k +218,808
28 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 219,527219.5k $16.7m $16.7m 0.03% Reduced -35.6k -35,563
29 ERn Financial, LLC 2.89% of their portfolio MIDDLETON, WI 219,510219.5k $16.7m $16.7m 2.89% Added +328 +328
30 Rockbridge Investment Management, LCC 2.35% of their portfolio Syracuse, NY 211,265211.3k $16.1m $16.1m 2.35% Added +7.7k +7,696
31 Rodgers & Associates, LTD 2.05% of their portfolio Lancaster, PA 209,729209.7k $15.9m $15.9m 2.05% Added +6.5k +6,458
32 KWB Wealth 1.93% of their portfolio REDLANDS, CA 188,465188.5k $14.3m $14.3m 1.93% Reduced -6.6k -6,639
33 SIGNET FINANCIAL MANAGEMENT, LLC 1.95% of their portfolio PARSIPPANY, NJ 186,548186.5k $14.2m $14.2m 1.95% Reduced -3.1k -3,124
34 Marathon Mission, Inc. 10.59% of their portfolio ALBANY, NY 176,554176.6k $13.4m $13.4m 10.59% Added +9.5k +9,512
35 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 176,085176.1k $13.4m $13.4m 0.15% Added +52.7k +52,746
36 Avior Wealth Management, LLC 0.58% of their portfolio OMAHA, NE 164,008164.0k $12.5m $12.5m 0.58% Added +10.6k +10,641
37 Clark Capital Management Group, Inc. 0.09% of their portfolio PHILADELPHIA, PA 161,284161.3k $12.3m $12.3m 0.09% Reduced -1.2m -1,243,662
38 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 153,983154.0k $11.7m $11.7m 0.03% Added +22.3k +22,341
39 FinTrust Capital Advisors, LLC 2.22% of their portfolio Greenville, SC 150,881150.9k $11.5m $11.5m 2.22% Reduced -3.7k -3,732
40 Private Wealth Management Group, LLC 4.99% of their portfolio PRINCETON, NJ 144,852144.9k $11.0m $11.0m 4.99% Added +4.5k +4,497
41 Retirement Group, LLC 3.80% of their portfolio SAN DIEGO, CA 139,556139.6k $10.6m $10.6m 3.80% Reduced -717 -717
42 Alesco Advisors, LLC, An ESL Co 0.34% of their portfolio Pittsford, NY 134,897134.9k $10.3m $10.3m 0.34% Reduced -71.8k -71,800
43 IHT Wealth Management, LLC 0.40% of their portfolio Chicago, IL 131,480131.5k $10.0m $10.0m 0.40% Added +2.2k +2,210
44 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 131,314131.3k $10.0m $10.0m 0.02% Added +10.9k +10,936
45 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 123,201123.2k $9.4m $9.4m 0.02% Added +2.5k +2,526
46 Mariner, LLC 0.02% of their portfolio Overland Park, KS 105,853105.9k $8.0m $8.0m 0.02% Reduced -2.7k -2,680
47 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 104,668104.7k $8.0m $8.0m 0.02% Reduced -880.6k -880,575
48 Total Wealth Planning, LLC 1.34% of their portfolio CINCINNATI, OH 102,463102.5k $7.8m $7.8m 1.34% Reduced -4.0k -3,973
49 WCG Wealth Advisors LLC 0.64% of their portfolio LAS VEGAS, NV 101,257101.3k $7.7m $7.7m 0.64% Reduced -47.6k -47,632
50 Diligent Investors, LLC 1.72% of their portfolio REDLANDS, CA 90,18590.2k $6.9m $6.9m 1.72% Reduced -654 -654
51 CWM, LLC 0.03% of their portfolio OMAHA, NE 89,48889.5k $6.8m $6.8m 0.03% Added +16.8k +16,806
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 89,35489.4k $6.8m $6.8m 0.00% Added +1.8k +1,791
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 88,02988.0k $6.7m $6.7m 0.00% Added +73.2k +73,192
54 Prestige Wealth Management Group LLC 1.37% of their portfolio FLEMINGTON, NJ 83,60583.6k $6.4m $6.4m 1.37% Added +9.6k +9,600
55 SAGE FINANCIAL GROUP INC 0.55% of their portfolio W. CONSHOHOCKEN, PA 80,94680.9k $6.2m $6.2m 0.55% Reduced -187 -187
56 Councilor Wealth, LLC 3.01% of their portfolio BETHESDA, MD 79,14579.1k $6.0m $6.0m 3.01% Added +1.3k +1,257
57 Freedom Investment Management, Inc. 0.47% of their portfolio SOUTH WINDSOR, CT 77,20677.2k $5.9m $5.9m 0.47% Reduced -14.6k -14,590
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,96574.0k $5.6m $5.6m 0.00% Reduced -34.7k -34,692
59 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 71,80571.8k $5.5m $5.5m 0.03% Unchanged
60 Marotta Asset Management 1.13% of their portfolio CHARLOTTESVILLE, VA 71,75371.8k $5.5m $5.5m 1.13% Reduced -6.7k -6,740
61 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 70,95671.0k $5.4m $5.4m 0.01% Reduced -116.1k -116,130
62 CAPITAL WEALTH MANAGEMENT, LLC 2.51% of their portfolio W. WARWICK, RI 69,11369.1k $5.3m $5.3m 2.51% Added +2.1k +2,124
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 67,88467.9k $5.2m $5.2m 0.00% Reduced -10.0k -9,959
64 WealthShield Partners, LLC 0.82% of their portfolio CARY, NC 66,77166.8k $5.1m $5.1m 0.82% Reduced -14.4k -14,358
65 RTD Financial Advisors, Inc. 0.68% of their portfolio Philadelphia, PA 66,40366.4k $5.0m $5.0m 0.68% Reduced -1.7k -1,707
66 Foundations Investment Advisors, LLC 0.13% of their portfolio PHOENIX, AZ 64,18364.2k $4.9m $4.9m 0.13% Added +22.5k +22,518
67 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 64,14064.1k $4.9m $4.9m 0.14% Added +1.6k +1,571
68 WALLER FINANCIAL PLANNING GROUP, INC 1.29% of their portfolio COLUMBUS, OH 63,48463.5k $4.8m $4.8m 1.29% Added +1.0k +1,004
69 IAG Wealth Partners, LLC 1.03% of their portfolio WAUKESHA, WI 63,34663.3k $4.8m $4.8m 1.03% Reduced -1.1k -1,104
70 Perennial Investment Advisors, LLC 0.72% of their portfolio Los Angeles, CA 62,58762.6k $4.8m $4.8m 0.72% Added +4.7k +4,685
71 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 62,57662.6k $4.8m $4.8m 0.26% Reduced -899 -899
72 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 61,94861.9k $4.7m $4.7m 0.03% Added +2.2k +2,194
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,11560.1k $4.6m $4.6m 0.00% Reduced -1 -1
74 Clarus Wealth Advisors 2.39% of their portfolio PEORIA, AZ 57,64357.6k $4.2m $4.2m 2.39% Added +733 +733
75 Garden State Investment Advisory Services LLC 1.59% of their portfolio Red Bank, NJ 57,01557.0k $4.3m $4.3m 1.59% Reduced -28.7k -28,714
76 Intrua Financial, LLC 0.60% of their portfolio Houston, TX 50,82250.8k $3.9m $3.9m 0.60% New
77 BAILARD, INC. 0.11% of their portfolio Foster City, CA 50,07150.1k $3.8m $3.8m 0.11% Reduced -42 -42
78 Aptus Capital Advisors, LLC 0.08% of their portfolio FAIRHOPE, AL 50,01550.0k $3.8m $3.8m 0.08% New
79 Financial Guidance Group, Inc. 2.47% of their portfolio Palm Harbor, FL 50,01550.0k $3.8m $3.8m 2.47% Added +878 +878
80 Koshinski Asset Management, Inc. 0.39% of their portfolio DECATUR, IL 49,85949.9k $3.8m $3.8m 0.39% New
81 Annapolis Financial Services, LLC 1.24% of their portfolio ANNAPOLIS, MD 49,72949.7k $3.8m $3.8m 1.24% Added +49 +49
82 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 48,28048.3k $3.7m $3.7m 0.01% Reduced -938 -938
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 47,83447.8k $3.6m $3.6m 0.00% Reduced -47 -47
84 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 43,25243.3k $3.3m $3.3m 0.08% Reduced -8 -8
85 Portside Wealth Group, LLC 0.57% of their portfolio Provo, UT 40,53640.5k $3.1m $3.1m 0.57% Added +2.2k +2,233
86 BENJAMIN EDWARDS INC 0.60% of their portfolio Clayton, MO 39,56139.6k $3.0m $3.0m 0.60% Added +1.1k +1,094
87 Avantax Planning Partners, Inc. 0.09% of their portfolio DUBUQUE, IA 37,52437.5k $2.9m $2.9m 0.09% Reduced -1.4k -1,413
88 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 37,38037.4k $2.8m $2.8m 0.13% Reduced -5.0k -5,019
89 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 36,59736.6k $2.8m $2.8m 0.00% Added +3.9k +3,856
90 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.38% of their portfolio ALAMO, CA 34,94134.9k $2.7m $2.7m 0.38% Reduced -343 -343
91 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 34,02034.0k $2.6m $2.6m 0.04% Reduced -1.7k -1,741
92 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 31,94531.9k $2.3m $2.3m 0.10% Added +1.1k +1,134
93 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 30,42130.4k $2.3m $2.3m 0.01% Reduced -1.1k -1,141
94 Courage Miller Partners, LLC 0.76% of their portfolio NORFOLK, VA 29,07329.1k $2.2m $2.2m 0.76% Added +365 +365
95 IMC-Chicago, LLC 0.08% of their portfolio CHICAGO, IL 28,62228.6k $2.2m $2.2m 0.08% New
96 Farther Finance Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 28,49028.5k $2.1m $2.1m 0.13% Reduced -4.3k -4,264
97 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 28,19728.2k $2.1m $2.1m 0.13% Reduced -1.0k -1,001
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,95227.0k $2.0m $2.0m 0.00% Reduced -2.0k -2,000
99 Ignite Planners, LLC 0.55% of their portfolio SAN CLEMENTE, CA 26,20126.2k $2.0m $2.0m 0.55% Added +4.2k +4,246
100 Occidental Asset Management, LLC 0.35% of their portfolio Burlingame, CA 24,82624.8k $1.9m $1.9m 0.35% Added +147 +147