Vault-13

SPDR SER TR

S&P 600 SML CAP · ETP · CUSIP 78464A813

287 institutional holders +25 vs Q3 2022
11,097,12211.1m shares reported held*
$866.6mreported value*
38 new 102 added 67 reduced 24 sold out net bought ≈ $14.2m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($323.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.10.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 262Q4 22: 287287Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022262
Q4 2022287

Biggest buyers

Beirne Wealth Consulting Services, LLC New +462,337+462.3k
LPL Financial LLC Added +207,808+207.8k
Aspire Capital Advisors LLC New +108,826+108.8k
PNC Financial Services Group, Inc. Added +93,229+93.2k
JPMORGAN CHASE & CO Added +81,268+81.3k
MORGAN STANLEY Added +53,473+53.5k
Financial Advocates Investment Management Added +52,618+52.6k
Cetera Advisor Networks LLC Added +47,348+47.3k
Ironwood Wealth Management, LLC. Added +41,671+41.7k
JANE STREET GROUP, LLC New +40,314+40.3k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -1,619,412-1.6m
Gerber Kawasaki Wealth & Investment Management Reduced -135,420-135.4k
OneDigital Investment Advisors LLC Reduced -118,113-118.1k
STATE STREET CORP Reduced -101,032-101.0k
HighTower Advisors, LLC Reduced -94,008-94.0k
GOLDMAN SACHS GROUP INC Reduced -80,747-80.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -67,347-67.3k
Crestwood Advisors Group, LLC Reduced -65,245-65.2k
Thrivent Financial for Lutherans Reduced -52,978-53.0k
Wall Capital Group, Inc. Reduced -50,616-50.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 1,515,2751.5m $124.6m $124.6m 0.11% Added +207.8k +207,808
2 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 700,740700.7k $57.6m $57.6m 0.06% Added +93.2k +93,229
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 465,260465.3k $38.2m $38.2m 0.00% Added +53.5k +53,473
4 Beirne Wealth Consulting Services, LLC 1.45% of their portfolio SHELTON, CT 462,337462.3k $2.9m $2.9m 1.45% New
5 Crestwood Advisors Group, LLC 1.22% of their portfolio BOSTON, MA 434,229434.2k $35.7m $35.7m 1.22% Reduced -65.2k -65,245
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 417,725417.7k $34.3m $34.3m 0.01% Added +26.2k +26,180
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 378,507378.5k $31.1m $31.1m 0.00% Reduced -3.7k -3,729
8 OneDigital Investment Advisors LLC 0.87% of their portfolio OVERLAND PARK, KS 362,967363.0k $29.8m $29.8m 0.87% Reduced -118.1k -118,113
9 RVW Wealth, LLC 3.35% of their portfolio LOS ANGELES, CA 319,899319.9k $26.3m $26.3m 3.35% Reduced -8.4k -8,445
10 DAVENPORT & Co LLC 0.17% of their portfolio RICHMOND, VA 255,310255.3k $21.0m $21.0m 0.17% Added +12.3k +12,272
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 239,911239.9k $19.7m $19.7m 0.01% Reduced -67.3k -67,347
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 236,674236.7k $19.5m $19.5m 0.01% Added +1.8k +1,847
13 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 205,197205.2k $16.9m $16.9m 0.04% Reduced -53.0k -52,978
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 175,909175.9k $14.5m $14.5m 0.03% Added +15.4k +15,358
15 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.97% of their portfolio RICHMOND, VA 159,957160.0k $13.2m $13.2m 0.97% Reduced -9.7k -9,674
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 156,512156.5k $12.9m $12.9m 0.00% Reduced -9.9k -9,915
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149,062149.1k $12.3m $12.3m 0.00% Added +33.2k +33,227
18 Banco Santander, S.A. 0.18% of their portfolio Madrid, U3 144,800144.8k $11.9m $11.9m 0.18% Unchanged
19 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 142,837142.8k $332.3k $332.3k 0.01% Reduced -11.2k -11,226
20 Taylor & Morgan Wealth Management, LLC 9.66% of their portfolio TROY, MI 124,695124.7k $10.3m $10.3m 9.66% Added +2.2k +2,212
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 121,514121.5k $10.0m $10.0m 0.00% Added +81.3k +81,268
22 Gerber Kawasaki Wealth & Investment Management 0.83% of their portfolio SANTA MONICA, CA 113,644113.6k $9.3m $9.3m 0.83% Reduced -135.4k -135,420
23 Aspire Capital Advisors LLC 5.09% of their portfolio SEATTLE, WA 108,826108.8k $8.9m $8.9m 5.09% New
24 Atlas Private Wealth Advisors 4.58% of their portfolio RED BANK, NJ 104,528104.5k $8.6m $8.6m 4.58% Added +21.3k +21,309
25 Carnegie Investment Counsel 0.34% of their portfolio PEPPER PIKE, OH 97,02297.0k $8.0m $8.0m 0.34% Added +1.4k +1,411
26 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 96,73696.7k $8.0m $8.0m 0.02% Added +12.7k +12,728
27 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 95,66595.7k $7.9m $7.9m 0.00% Reduced -101.0k -101,032
28 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.49% of their portfolio WILKES BARRE, PA 92,88692.9k $7.6m $7.6m 0.49% Added +7.9k +7,894
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,28184.3k $6.9m $6.9m 0.01% Added +28.2k +28,224
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 79,74079.7k $6.6m $6.6m 0.01% Added +1.5k +1,520
31 Financial Advocates Investment Management 0.46% of their portfolio OLYMPIA, WA 74,17674.2k $6.1m $6.1m 0.46% Added +52.6k +52,618
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 71,40571.4k $5.9m $5.9m 0.01% Reduced -94.0k -94,008
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 70,87170.9k $5.8m $5.8m 0.01% Added +38.4k +38,383
34 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 67,89567.9k $5.6m $5.6m 0.05% Added +47.3k +47,348
35 Asset Management Group, Inc. 1.31% of their portfolio STAMFORD, CT 67,89067.9k $5.6m $5.6m 1.31% Added +17 +17
36 Ironwood Wealth Management, LLC. 2.31% of their portfolio CHANDLER, AZ 67,23067.2k $5.5m $5.5m 2.31% Added +41.7k +41,671
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 62,36662.4k $5.1m $5.1m 0.00% Reduced -80.7k -80,747
38 1900 WEALTH MANAGEMENT LLC 0.55% of their portfolio SAN ANTONIO, TX 62,07362.1k $5.1m $5.1m 0.55% Unchanged
39 JOURNEY STRATEGIC WEALTH LLC 0.55% of their portfolio SUMMIT, NJ 56,69556.7k $4.7m $4.7m 0.55% Unchanged
40 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 55,40955.4k $4.6m $4.6m 0.05% Added +8.4k +8,425
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 53,79953.8k $4.4m $4.4m 0.01% Added +12.6k +12,621
42 Wall Capital Group, Inc. 6.35% of their portfolio PHOENIX, AZ 53,26053.3k $4.6m $4.6m 6.35% Reduced -50.6k -50,616
43 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 51,96352.0k $4.3m $4.3m 0.10% Added +65 +65
44 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 48,90848.9k $4.0m $4.0m 0.02% Reduced -2.3k -2,279
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 48,34548.3k $4.0m $4.0m 0.00% Unchanged
46 Affinity Capital Advisors, LLC 1.23% of their portfolio BERKELEY, CA 43,76443.8k $3.6m $3.6m 1.23% Reduced -426 -426
47 Merit Financial Group, LLC 0.13% of their portfolio ALPHARETTA, GA 43,31743.3k $3.6m $3.6m 0.13% Added +54 +54
48 SENTINEL TRUST CO LBA 0.54% of their portfolio HOUSTON, TX 42,23142.2k $3.5m $3.5m 0.54% Reduced -962 -962
49 Carr Financial Group Corp 1.78% of their portfolio WORCESTER, MA 41,24341.2k $3.4m $3.4m 1.78% First filing
50 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 40,31440.3k $3.3m $3.3m 0.01% New
51 Mitsubishi UFJ Asset Management (UK) Ltd. 2.27% of their portfolio LONDON, X0 39,50039.5k $3.2m $3.2m 2.27% Added +10.0k +10,000
52 IFG Advisors, LLC 1.37% of their portfolio ST. LOUIS, MO 38,16438.2k $3.1m $3.1m 1.37% Reduced -692 -692
53 TITLEIST ASSET MANAGEMENT, LTD. 0.73% of their portfolio San Antonio, TX 38,10938.1k $3.1m $3.1m 0.73% Added +637 +637
54 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 37,72137.7k $3.1m $3.1m 0.01% Added +948 +948
55 Northeast Financial Consultants Inc 0.19% of their portfolio WESTPORT, CT 34,61034.6k $2.8m $2.8m 0.19% Reduced -8.8k -8,778
56 Mathes Company, Inc. 1.43% of their portfolio New York, NY 34,35034.4k $2.8m $2.8m 1.43% Unchanged
57 AJ WEALTH STRATEGIES, LLC 0.15% of their portfolio NEW YORK, NY 34,15034.1k $2.8m $2.8m 0.15% Reduced -39.0k -39,010
58 Orange Investment Advisors, Inc. 0.41% of their portfolio GOSHEN, NY 32,79832.8k $2.7m $2.7m 0.41% Reduced -1.3k -1,304
59 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 32,58132.6k $2.7m $2.7m 0.01% Reduced -3 -3
60 Mariner, LLC 0.01% of their portfolio Overland Park, KS 31,57231.6k $2.6m $2.6m 0.01% Added +23.7k +23,711
61 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 30,21930.2k $2.5m $2.5m 0.05% Added +1.0k +1,046
62 AFFINIA FINANCIAL GROUP, LLC 2.12% of their portfolio BURLINGTON, MA 29,15729.2k $2.5m $2.5m 2.12% Added +2.7k +2,651
63 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 27,39127.4k $2.3m $2.3m 0.04% Added +2.8k +2,817
64 BCGM Wealth Management, LLC 1.05% of their portfolio LAFAYETTE, IN 26,22126.2k $2.2m $2.2m 1.05% Reduced -779 -779
65 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 1.94% of their portfolio Dublin, OH 26,08626.1k $2.1m $2.1m 1.94% First filing
66 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,91825.9k $2.1m $2.1m 0.01% Reduced -65 -65
67 Founders Financial Alliance, LLC 0.98% of their portfolio RALEIGH, NC 25,88825.9k $2.1m $2.1m 0.98% Added +2.7k +2,677
68 Legacy Private Trust Co. 0.17% of their portfolio NEENAH, WI 23,36723.4k $1.9m $1.9m 0.17% Added +431 +431
69 626 Financial, LLC 1.32% of their portfolio PORTAGE, MI 23,11323.1k $1.9m $1.9m 1.32% Added +4.2k +4,174
70 LBMC INVESTMENT ADVISORS, LLC 0.20% of their portfolio BRENTWOOD, TN 22,99423.0k $1.9m $1.9m 0.20% New
71 Garden State Investment Advisory Services LLC 1.11% of their portfolio Red Bank, NJ 22,71122.7k $1.9m $1.9m 1.11% First filing
72 Intrua Financial, LLC 0.45% of their portfolio Houston, TX 22,67822.7k $1.9m $1.9m 0.45% Added +11.2k +11,239
73 Lehman & Derafelo Financial Resources LLC 0.55% of their portfolio MEDIA, PA 22,51922.5k $1.9m $1.9m 0.55% Unchanged
74 Montz Harcus Wealth Management LLC 1.83% of their portfolio New Orleans, LA 22,50922.5k $1.9m $1.9m 1.83% Added +98 +98
75 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 22,06422.1k $1.8m $1.8m 0.02% Added +890 +890
76 Valeo Financial Advisors, LLC 0.10% of their portfolio CARMEL, IN 21,84021.8k $1.8m $1.8m 0.10% Added +1.1k +1,083
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,58321.6k $1.8m $1.8m 0.00% Added +2.2k +2,157
78 TFG Advisers LLC 0.91% of their portfolio Auburn Hills, MI 21,57421.6k $1.8m $1.8m 0.91% Reduced -154 -154
79 Northwest Bancshares, Inc. 0.35% of their portfolio WARREN, PA 20,95121.0k $1.7m $1.7m 0.35% Reduced -1.4k -1,408
80 LEVEL FOUR ADVISORY SERVICES, LLC 0.13% of their portfolio DALLAS, TX 20,86320.9k $1.7m $1.7m 0.13% New
81 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 20,77920.8k $1.7m $1.7m 0.17% Reduced -21.0k -21,026
82 Westwind Capital 0.57% of their portfolio LAS CRUCES, NM 20,47520.5k $1.7m $1.7m 0.57% New
83 CFS Investment Advisory Services, LLC 0.38% of their portfolio TOTOWA, NJ 20,14420.1k $1.7m $1.7m 0.38% Reduced -1.6m -1,619,412
84 CFM WEALTH PARTNERS LLC 0.50% of their portfolio AUSTIN, TX 20,12020.1k $1.7m $1.7m 0.50% Added +78 +78
85 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,49219.5k $1.6m $1.6m 0.00% Reduced -24.0k -24,022
86 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 19,41419.4k $1.6m $1.6m 0.12% Reduced -66 -66
87 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 18,78718.8k $1.5m $1.5m 0.03% Added +941 +941
88 Shoker Investment Counsel, Inc. 0.68% of their portfolio OXFORD, OH 18,34218.3k $1.5m $1.5m 0.68% Reduced -4.7k -4,737
89 Bridgeworth, LLC 0.23% of their portfolio BIRMINGHAM, AL 17,67517.7k $1.5m $1.5m 0.23% Reduced -15.4k -15,409
90 BlackRock Inc. 0.00% of their portfolio New York, NY 16,77916.8k $1.4m $1.4m 0.00% Reduced -1.5k -1,548
91 Paulson Wealth Management Inc. 0.67% of their portfolio West Palm Beach, FL 16,58616.6k $1.4m $1.4m 0.67% New
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,00016.0k $1.3m $1.3m 0.00% Added +3.3k +3,305
93 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 15,72615.7k $1.3m $1.3m 0.06% Added +7.4k +7,439
94 PINKERTON WEALTH, LLC 0.27% of their portfolio COEUR D ALENE, ID 15,40815.4k $1.3m $1.3m 0.27% New
95 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 15,39715.4k $1.3m $1.3m 0.01% Added +1.9k +1,891
96 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 15,38115.4k $1.3m $1.3m 0.08% Reduced -1.4k -1,383
97 Edge Capital Group, LLC 0.09% of their portfolio ATLANTA, GA 15,30315.3k $1.3m $1.3m 0.09% New
98 Cyndeo Wealth Partners, LLC 0.14% of their portfolio ST. PETERSBURG, FL 14,23814.2k $1.2m $1.2m 0.14% First filing
99 Manhattan West Asset Management, LLC 0.58% of their portfolio Los Angeles, CA 13,74513.7k $1.1m $1.1m 0.58% Reduced -3.8k -3,768
100 WHALEROCK POINT PARTNERS, LLC 0.46% of their portfolio West Palm Beach, FL 13,71513.7k $1.1m $1.1m 0.46% Unchanged