Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

567 institutional holders -1 vs Q1 2024
77,397,92777.4m shares reported held*
$5.3bnreported value*
36 new 194 added 238 reduced 37 sold out net sold ≈ $149.6m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.41. Options: 7 managers hold calls ($35.5m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557Q1 24: 568Q2 24: 567567Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557
Q1 2024568
Q2 2024567

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ2 23: 236 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 233 cut or sold outQ4 23: 236 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 222 bought or addedQ1 24: 281 cut or sold outQ2 24: 230 bought or addedQ2 24: 275 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214
Q2 2023236214
Q3 2023217233
Q4 2023236232
Q1 2024222281
Q2 2024230275

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 23 calls: $24.0mQ3 23 puts: $65.0kQ3 23P/C 0.00Q4 23 calls: $109.4mQ4 23 puts: $163.7kQ4 23P/C 0.00Q1 24 calls: $85.3mQ1 24 puts: $6.4kQ1 24P/C 0.00Q2 24 calls: $35.5mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$24.0m$65.0k0.00
Q4 2023$109.4m$163.7k0.00
Q1 2024$85.3m$6.4k0.00
Q2 2024$35.5m$00.00

Biggest buyers

Strategic Financial Concepts, LLC Added +1,058,096+1.1m
LPL Financial LLC Added +354,978+355.0k
Modern Wealth Management, LLC Added +327,074+327.1k
Legacy Private Trust Co. Added +310,819+310.8k
Blueprint Investment Partners LLC Added +203,455+203.5k
CWM, LLC Added +168,574+168.6k
BANK OF MONTREAL /CAN/ Added +142,974+143.0k
FreeGulliver LLC New +95,138+95.1k
Jacobi Capital Management LLC Added +71,177+71.2k
HBW ADVISORY SERVICES LLC Added +66,247+66.2k

Biggest sellers

MORGAN STANLEY Reduced -2,339,888-2.3m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -204,351-204.4k
HUNTINGTON NATIONAL BANK Reduced -182,729-182.7k
Dogwood Wealth Management LLC Reduced -152,572-152.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -148,236-148.2k
Foundations Investment Advisors, LLC Reduced -142,483-142.5k
BANK OF AMERICA CORP /DE/ Reduced -139,242-139.2k
Summit Investment Advisory Services, LLC Sold out -128,811-128.8k
Cambridge Investment Research Advisors, Inc. Reduced -120,533-120.5k
Financial Management Professionals, Inc. Sold out -108,534-108.5k

Biggest calls

JPMORGAN CHASE & CO Reduced $14.3m240.6k shares
IMC-Chicago, LLC Added $7.1m120.1k shares
JANE STREET GROUP, LLC Reduced $6.8m114.9k shares
GARDA CAPITAL PARTNERS LP Reduced $5.6m94.5k shares
Maven Securities LTD New $931.5k15.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $729.9k11.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 8,784,8588.8m $582.9m $582.9m 0.29% Added +355.0k +354,978
2 HUNTINGTON NATIONAL BANK 1.79% of their portfolio COLUMBUS, OH 3,491,3563.5m $231.7m $231.7m 1.79% Reduced -182.7k -182,729
3 CWM, LLC 1.08% of their portfolio OMAHA, NE 3,447,7983.4m $228.8m $228.8m 1.08% Added +168.6k +168,574
4 Private Advisor Group, LLC 1.32% of their portfolio MORRISTOWN, NJ 2,961,5283.0m $196.5m $196.5m 1.32% Reduced -41.8k -41,788
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,643,1792.6m $175.4m $175.4m 0.06% Reduced -148.2k -148,236
6 Valmark Advisers, Inc. 2.62% of their portfolio AKRON, OH 2,325,4152.3m $154.3m $154.3m 2.62% Reduced -34.3k -34,272
7 Wealthcare Advisory Partners LLC 4.47% of their portfolio WEST CHESTER, PA 2,155,8022.2m $143.0m $143.0m 4.47% Added +42.7k +42,726
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.27% of their portfolio PLYMOUTH, MN 1,741,9401.7m $115.6m $115.6m 0.27% Reduced -204.4k -204,351
9 Rockbridge Investment Management, LCC 14.55% of their portfolio Syracuse, NY 1,547,2021.5m $102.7m $102.7m 14.55% Added +30.4k +30,352
10 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,518,3181.5m $100.8m $100.8m 0.03% Reduced -61.2k -61,248
11 Professional Financial Advisors, LLC 27.29% of their portfolio NORTH PLATTE, NE 1,489,7001.5m $98.8m $98.8m 27.29% Added +17.2k +17,199
12 Shepherd Financial Partners LLC 12.47% of their portfolio WINCHESTER, MA 1,457,9391.5m $96.7m $96.7m 12.47% Reduced -5.7k -5,680
13 Syntegra Private Wealth Group, LLC 11.71% of their portfolio Chesterfield, MO 1,388,4761.4m $92.1m $92.1m 11.71% Added +49.4k +49,416
14 RFG Advisory, LLC 2.76% of their portfolio BIRMINGHAM, AL 1,275,7351.3m $84.6m $84.6m 2.76% Added +25.0k +25,045
15 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 1,275,6251.3m $84.6m $84.6m 0.20% Reduced -632 -632
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,217,4761.2m $80.8m $80.8m 0.01% Reduced -2.3m -2,339,888
17 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 1,075,6581.1m $58.6k $58.6k 0.03% Added +1.1m +1,058,096
18 Wealthquest Corp 7.38% of their portfolio CINCINNATI, OH 1,044,1921.0m $69.3m $69.3m 7.38% Added +62.3k +62,337
19 ARS Wealth Advisors Group, LLC 8.66% of their portfolio St. Petersburg, FL 1,005,7721.0m $66.7m $66.7m 8.66% Added +12.7k +12,703
20 Blueprint Investment Partners LLC 13.94% of their portfolio GREENSBORO, NC 970,895970.9k $64.4m $64.4m 13.94% Added +203.5k +203,455
21 Allworth Financial LP 0.40% of their portfolio FOLSOM, CA 934,902934.9k $62.7m $62.7m 0.40% Added +50.3k +50,312
22 Modern Wealth Management, LLC 4.34% of their portfolio KANSAS CITY, MO 886,095886.1k $58.8m $58.8m 4.34% Added +327.1k +327,074
23 Keener Financial Planning LLC 35.60% of their portfolio KELLER, TX 822,363822.4k $54.6m $54.6m 35.60% Added +35.9k +35,859
24 Financial Strategies Group, Inc. 12.92% of their portfolio OKEMOS, MI 760,043760.0k $51.4m $51.4m 12.92% Reduced -19.2k -19,213
25 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 12.21% of their portfolio BERMUDA RUN, NC 737,456737.5k $48.9m $48.9m 12.21% Added +32.6k +32,632
26 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 721,368721.4k $47.9m $47.9m 0.01% Reduced -2.1k -2,056
27 Stratos Wealth Partners, LTD. 0.74% of their portfolio BEACHWOOD, OH 700,017700.0k $46.4m $46.4m 0.74% Added +6.3k +6,251
28 Weitzel Financial Services, Inc. 22.55% of their portfolio DUBUQUE, IA 680,448680.4k $45.2m $45.2m 22.55% Reduced -3.9k -3,918
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 642,939642.9k $42.7m $42.7m 0.00% Reduced -139.2k -139,242
30 Rinkey Investments 15.26% of their portfolio San Diego, CA 640,158640.2k $42.5m $42.5m 15.26% Added +12.2k +12,203
31 Legacy Private Trust Co. 3.00% of their portfolio NEENAH, WI 636,543636.5k $42.2m $42.2m 3.00% Added +310.8k +310,819
32 Callan Capital, LLC 1.64% of their portfolio LA JOLLA, CA 596,863596.9k $39.6m $39.6m 1.64% Reduced -3.9k -3,874
33 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 588,349588.3k $39.0m $39.0m 0.11% Reduced -9.5k -9,480
34 Winch Advisory Services, LLC 10.63% of their portfolio Appleton, WI 560,472560.5k $37.2m $37.2m 10.63% Added +10.1k +10,121
35 Royal Harbor Partners, LLC 15.24% of their portfolio HOUSTON, TX 554,932554.9k $36.8m $36.8m 15.24% Reduced -8.1k -8,142
36 Portfolio Strategies, Inc. 4.99% of their portfolio MONTVALE, NJ 551,682551.7k $36.6m $36.6m 4.99% Added +4.2k +4,246
37 Baltimore-Washington Financial Advisors, Inc. 2.11% of their portfolio Columbia, MD 548,938548.9k $36.4m $36.4m 2.11% Added +42.5k +42,503
38 Rosenberg Matthew Hamilton 10.30% of their portfolio GRAND JUNCTION, CO 525,349525.3k $34.9m $34.9m 10.30% Reduced -47.2k -47,247
39 Jaffetilchin Investment Partners, LLC 2.96% of their portfolio TAMPA, FL 522,964523.0k $34.7m $34.7m 2.96% Added +8.7k +8,692
40 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 504,373504.4k $33.5m $33.5m 0.05% Added +7.8k +7,797
41 Symphony Financial, Ltd. Co. 6.10% of their portfolio HOUSTON, TX 501,965502.0k $33.4m $33.4m 6.10% Added +22.1k +22,123
42 Treasure Coast Financial Planning 21.44% of their portfolio VERO BEACH, FL 490,106490.1k $32.5m $32.5m 21.44% Reduced -20.4k -20,375
43 PARK AVENUE SECURITIES LLC 0.38% of their portfolio NEW YORK, NY 468,559468.6k $31.1m $31.1m 0.38% Reduced -24.3k -24,340
44 GM Advisory Group, LLC 1.93% of their portfolio MELVILLE, NY 450,454450.5k $29.9m $29.9m 1.93% Reduced -2.2k -2,189
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 448,840448.8k $29.8m $29.8m 0.01% Reduced -51.0k -51,018
46 SigFig Wealth Management, LLC 0.93% of their portfolio SAN FRANCISCO, CA 409,157409.2k $24.7m $24.7m 0.93% Reduced -34.5k -34,505
47 Balefire, LLC 9.64% of their portfolio DALLAS, TX 408,853408.9k $27.1m $27.1m 9.64% Reduced -7.4k -7,351
48 Waverly Advisors, LLC 0.53% of their portfolio BIRMINGHAM, AL 403,787403.8k $26.8m $26.8m 0.53% Reduced -1.8k -1,770
49 N.E.W. Advisory Services LLC 2.85% of their portfolio DE PERE, WI 398,277398.3k $26.4m $26.4m 2.85% Added +11.9k +11,879
50 Advisors Capital Management, LLC 0.44% of their portfolio RIDGEWOOD, NJ 381,204381.2k $25.3m $25.3m 0.44% Added +61.7k +61,661
51 Boston Standard Wealth Management, LLC 5.26% of their portfolio WINCHESTER, MA 360,960361.0k $23.9m $23.9m 5.26% Reduced -485 -485
52 Aquire Wealth Advisors, LLC 7.34% of their portfolio Salt Lake City, UT 329,500329.5k $21.9m $21.9m 7.34% Reduced -10.7k -10,708
53 Geneos Wealth Management Inc. 0.95% of their portfolio ENGLEWOOD, CO 322,093322.1k $21.4m $21.4m 0.95% Added +20.1k +20,119
54 RVW Wealth, LLC 2.11% of their portfolio LOS ANGELES, CA 318,246318.2k $21.1m $21.1m 2.11% Reduced -13.4k -13,383
55 Fox Financial, Inc 19.42% of their portfolio WYOMISSING, PA 317,480317.5k $21.1m $21.1m 19.42% Reduced -8.1k -8,148
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 314,956315.0k $20.9m $20.9m 0.00% Added +25.3k +25,298
57 Jacobi Capital Management LLC 1.80% of their portfolio PITTSTON, PA 312,148312.1k $20.7m $20.7m 1.80% Added +71.2k +71,177
58 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 310,727310.7k $20.6m $20.6m 0.22% Added +9.9k +9,882
59 DORVAL Corp 8.79% of their portfolio MAPLE GROVE, MN 309,092309.1k $19.9m $19.9m 8.79% Added +2.0k +1,966
60 Capasso Planning Partners LLC 6.22% of their portfolio CHARLESTON, SC 288,822288.8k $19.2m $19.2m 6.22% Reduced -23.8k -23,794
61 Annex Advisory Services, LLC 0.67% of their portfolio BROOKFIELD, WI 288,669288.7k $19.2m $19.2m 0.67% Reduced -3.6k -3,618
62 MONEY CONCEPTS CAPITAL CORP 1.56% of their portfolio PALM BEACH GARDENS, FL 279,170279.2k $18.5m $18.5m 1.56% Reduced -6.4k -6,407
63 Compass Financial Group, INC/SD 3.89% of their portfolio Sioux Falls, SD 270,308270.3k $17.9m $17.9m 3.89% Reduced -6.0k -5,952
64 Parallel Advisors, LLC 0.44% of their portfolio SAN FRANCISCO, CA 258,811258.8k $17.2m $17.2m 0.44% Reduced -14.1k -14,130
65 Pure Financial Advisors, LLC 0.45% of their portfolio SAN DIEGO, CA 246,141246.1k $16.3m $16.3m 0.45% Reduced -7.4k -7,416
66 Mariner, LLC 0.03% of their portfolio Overland Park, KS 238,074238.1k $15.8m $15.8m 0.03% Added +2.3k +2,289
67 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 233,202233.2k $15.5m $15.5m 0.06% Reduced -120.5k -120,533
68 GREAT LAKES ADVISORS, LLC 0.13% of their portfolio CHICAGO, IL 221,194221.2k $14.7m $14.7m 0.13% Reduced -48.0k -47,959
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 213,378213.4k $14.2m $14.2m 0.00% Added +25.7k +25,678
70 Solano Wealth Management, Inc. 7.60% of their portfolio Fairfield, CA 209,076209.1k $13.9m $13.9m 7.60% Added +14.0k +13,995
71 BIP Wealth, LLC 1.07% of their portfolio ATLANTA, GA 196,053196.1k $13.0m $13.0m 1.07% Reduced -41.9k -41,892
72 AIFG Consultants Ltd. 9.65% of their portfolio HALFMOON, NY 195,712195.7k $13.0m $13.0m 9.65% Reduced -19.4k -19,367
73 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 189,167189.2k $12.6m $12.6m 0.02% Reduced -5.5k -5,483
74 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 5.24% of their portfolio Phoenix, AZ 184,658184.7k $12.3m $12.3m 5.24% Added +6.7k +6,737
75 IAG Wealth Partners, LLC 2.45% of their portfolio WAUKESHA, WI 183,714183.7k $12.2m $12.2m 2.45% Reduced -5.2k -5,200
76 RETIREMENT CAPITAL STRATEGIES 4.87% of their portfolio SAN JOSE, CA 183,089183.1k $12.1m $12.1m 4.87% Reduced -5.0k -5,043
77 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 182,419182.4k $12.1m $12.1m 0.05% Added +5.5k +5,512
78 Bridgewealth Advisory Group, LLC 5.29% of their portfolio Fresno, CA 180,085180.1k $11.9m $11.9m 5.29% Added +14.0k +13,952
79 SENTINEL PENSION ADVISORS, LLC 2.43% of their portfolio WAKEFIELD, MA 176,767176.8k $11.7m $11.7m 2.43% Reduced -850 -850
80 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 172,943172.9k $11.5m $11.5m 0.10% Reduced -9.6k -9,625
81 Snowden Capital Advisors LLC 0.33% of their portfolio New York, NY 169,630169.6k $11.3m $11.3m 0.33% Added +3.4k +3,427
82 Ervin Investment Management, LLC 7.61% of their portfolio SEATTLE, WA 165,512165.5k $11.0m $11.0m 7.61% Reduced -566 -566
83 Facet Wealth, Inc. 0.33% of their portfolio WEST PALM BEACH, FL 161,738161.7k $10.8m $10.8m 0.33% Reduced -34.8k -34,765
84 G&S Capital LLC 4.67% of their portfolio DENVER, CO 156,937156.9k $10.8m $10.8m 4.67% Added +6.5k +6,549
85 Balentine LLC 0.47% of their portfolio ATLANTA, GA 155,772155.8k $10.3m $10.3m 0.47% Reduced -7.9k -7,892
86 Evensky & Katz LLC 0.72% of their portfolio CORAL GABLES, FL 155,677155.7k $10.3m $10.3m 0.72% Reduced -6.8k -6,799
87 BEACON FINANCIAL GROUP 1.17% of their portfolio DALLAS, TX 155,111155.1k $10.3m $10.3m 1.17% Reduced -4.8k -4,782
88 Financial Enhancement Group LLC 1.65% of their portfolio ANDERSON, IN 154,192154.2k $10.3m $10.3m 1.65% Reduced -9.6k -9,633
89 Investors Research Corp 2.37% of their portfolio ATLANTA, GA 152,721152.7k $10.1m $10.1m 2.37% Reduced -1.3k -1,325
90 HBW ADVISORY SERVICES LLC 1.67% of their portfolio SIMI VALLEY, CA 152,018152.0k $10.1m $10.1m 1.67% Added +66.2k +66,247
91 Zhang Financial LLC 0.70% of their portfolio PORTAGE, MI 151,271151.3k $10.0m $10.0m 0.70% Added +15.7k +15,712
92 Larson Financial Group LLC 0.67% of their portfolio ST LOUIS, MO 147,922147.9k $9.8m $9.8m 0.67% Reduced -6.7k -6,741
93 Arete Wealth Advisors, LLC 0.80% of their portfolio CHICAGO, IL 146,335146.3k $9.7m $9.7m 0.80% Added +1.4k +1,350
94 Freedom Day Solutions, LLC 3.28% of their portfolio HOUSTON, TX 145,986146.0k $9.7m $9.7m 3.28% Added +15.0k +14,984
95 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 145,212145.2k $9.7m $9.7m 0.00% Added +143.0k +142,974
96 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 143,183143.2k $9.5m $9.5m 0.01% Reduced -919 -919
97 Astor Investment Management LLC 4.23% of their portfolio CHICAGO, IL 138,457138.5k $9.2m $9.2m 4.23% Reduced -24.8k -24,778
98 IRON Financial LLC 5.05% of their portfolio NORTHBROOK, IL 135,670135.7k $9.0m $9.0m 5.05% Reduced -11.5k -11,471
99 Capital Analysts, LLC 0.39% of their portfolio FORT WASHINGTON, PA 134,165134.2k $8.9m $8.9m 0.39% Added +16.8k +16,822
100 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 128,921128.9k $8.6m $8.6m 0.12% Reduced -3.8k -3,782