Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

505 institutional holders +21 vs Q1 2023
70,647,60970.6m shares reported held*
$3.8bnreported value*
43 new 193 added 190 reduced 24 sold out net bought ≈ $145.1m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.39. Options: 10 managers hold calls ($31.9m notional), 2 hold puts ($76.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505505Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 214 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214
Q2 2023236214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $32.5mQ3 22 puts: $222.0kQ3 22P/C 0.01Q4 22 calls: $30.6mQ4 22 puts: $520.2kQ4 22P/C 0.02Q1 23 calls: $19.4mQ1 23 puts: $358.1kQ1 23P/C 0.02Q2 23 calls: $31.9mQ2 23 puts: $76.2kQ2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$32.5m$222.0k0.01
Q4 2022$30.6m$520.2k0.02
Q1 2023$19.4m$358.1k0.02
Q2 2023$31.9m$76.2k0.00

Biggest buyers

SigFig Wealth Management, LLC New +549,427+549.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +534,527+534.5k
Horizon Wealth Management, LLC New +425,903+425.9k
Legacy Private Trust Co. New +297,805+297.8k
RETIREMENT CAPITAL STRATEGIES New +255,180+255.2k
MONEY CONCEPTS CAPITAL CORP Added +237,595+237.6k
Baltimore-Washington Financial Advisors, Inc. Added +204,616+204.6k
Integrated Wealth Concepts LLC Added +202,665+202.7k
CreativeOne Wealth, LLC Added +180,517+180.5k
Cerity Partners LLC Added +179,923+179.9k

Biggest sellers

MORGAN STANLEY Reduced -761,522-761.5k
Financial Enhancement Group LLC Reduced -470,553-470.6k
WORLD EQUITY GROUP, INC. Reduced -278,211-278.2k
Wealthcare Advisory Partners LLC Reduced -206,815-206.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -122,062-122.1k
Leicht Financial Planning & Wealth Management, Inc. Reduced -110,243-110.2k
PARK AVENUE SECURITIES LLC Reduced -92,616-92.6k
Snowden Capital Advisors LLC Reduced -69,044-69.0k
Belpointe Asset Management LLC Reduced -68,677-68.7k
Wealth Management Solutions, LLC Reduced -64,576-64.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $17.4m320.5k shares
JANE STREET GROUP, LLC Reduced $5.7m112.6k shares
IMC-Chicago, LLC Reduced $4.1m80.0k shares
Maven Securities LTD New $2.3m45.1k shares
Belvedere Trading LLC Reduced $1.9m34.5k shares
CITADEL ADVISORS LLC Reduced $157.9k2.9k shares
Cutler Group LLC / CA Added $149.0k14.0k shares
Ausbil Investment Management Ltd New $100.5k150.0k shares
JPMORGAN CHASE & CO Added $55.9k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $76.2k1.4k shares
Cutler Group LLC / CA Unchanged $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 7,067,1067.1m $384.7m $384.7m 0.28% Added +67.5k +67,474
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.22% of their portfolio PLYMOUTH, MN 3,790,4993.8m $206.4m $206.4m 2.22% Added +534.5k +534,527
3 Private Advisor Group, LLC 1.10% of their portfolio MORRISTOWN, NJ 2,333,2142.3m $127.1m $127.1m 1.10% Reduced -9.3k -9,287
4 Valmark Advisers, Inc. 2.42% of their portfolio AKRON, OH 2,185,8332.2m $119.0m $119.0m 2.42% Added +126.4k +126,360
5 Wealthcare Advisory Partners LLC 5.21% of their portfolio WEST CHESTER, PA 2,140,2282.1m $116.5m $116.5m 5.21% Reduced -206.8k -206,815
6 CWM, LLC 0.57% of their portfolio OMAHA, NE 1,701,4101.7m $92.6m $92.6m 0.57% Added +39.0k +38,960
7 Shepherd Financial Partners LLC 12.57% of their portfolio WINCHESTER, MA 1,488,6841.5m $81.0m $81.0m 12.57% Added +19.4k +19,392
8 Rockbridge Investment Management, LCC 13.55% of their portfolio Syracuse, NY 1,415,3771.4m $77.1m $77.1m 13.55% Added +56.2k +56,186
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,293,1141.3m $70.4m $70.4m 0.03% Reduced -122.1k -122,062
10 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,250,0021.3m $68.1m $68.1m 0.12% Added +20.2k +20,240
11 Professional Financial Advisors, LLC 34.89% of their portfolio NORTH PLATTE, NE 1,239,6881.2m $67.5m $67.5m 34.89% Added +163.4k +163,353
12 RFG Advisory, LLC 2.80% of their portfolio BIRMINGHAM, AL 1,156,8091.2m $63.0m $63.0m 2.80% Added +104.3k +104,311
13 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,129,6001.1m $61.5m $61.5m 0.02% Added +113.6k +113,639
14 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.65% of their portfolio OMAHA, NE 1,126,3751.1m $61.3m $61.3m 0.65% Reduced -53.3k -53,301
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,124,0061.1m $61.2m $61.2m 0.01% Reduced -761.5k -761,522
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,024,4531.0m $55.8m $55.8m 0.02% Added +28.1k +28,089
17 Financial Strategies Group, Inc. 15.58% of their portfolio OKEMOS, MI 894,722894.7k $48.7m $48.7m 15.58% Added +103.4k +103,447
18 Allworth Financial LP 0.40% of their portfolio FOLSOM, CA 871,075871.1k $47.4m $47.4m 0.40% Added +50.6k +50,630
19 Wealthquest Corp 5.38% of their portfolio CINCINNATI, OH 827,245827.2k $45.0m $45.0m 5.38% Added +161.9k +161,904
20 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 14.67% of their portfolio BERMUDA RUN, NC 812,089812.1k $44.2m $44.2m 14.67% Reduced -9.6k -9,569
21 ARS Wealth Advisors Group, LLC 6.93% of their portfolio St. Petersburg, FL 801,685801.7k $43.6m $43.6m 6.93% Reduced -17.4k -17,400
22 Weitzel Financial Services, Inc. 22.03% of their portfolio DUBUQUE, IA 712,673712.7k $38.8m $38.8m 22.03% Added +5.2k +5,207
23 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 632,563632.6k $34.4m $34.4m 0.16% Reduced -12.0k -12,008
24 PARK AVENUE SECURITIES LLC 0.53% of their portfolio NEW YORK, NY 614,519614.5k $33.5m $33.5m 0.53% Reduced -92.6k -92,616
25 Asset Management Resources, LLC 19.72% of their portfolio HYANNIS, MA 596,195596.2k $32.5m $32.5m 19.72% Added +32.5k +32,460
26 Rinkey Investments 14.75% of their portfolio San Diego, CA 592,286592.3k $32.2m $32.2m 14.75% Added +60.5k +60,478
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 571,359571.4k $31.1m $31.1m 0.00% Added +44.0k +44,043
28 Stratos Wealth Partners, LTD. 0.70% of their portfolio BEACHWOOD, OH 563,684563.7k $30.7m $30.7m 0.70% Added +111.8k +111,849
29 Portfolio Strategies, Inc. 5.41% of their portfolio MONTVALE, NJ 549,999550.0k $29.9m $29.9m 5.41% Reduced -2.5k -2,543
30 SigFig Wealth Management, LLC 1.17% of their portfolio SAN FRANCISCO, CA 549,427549.4k $30.2m $30.2m 1.17% New
31 Rosenberg Matthew Hamilton 10.01% of their portfolio GRAND JUNCTION, CO 544,042544.0k $29.6m $29.6m 10.01% Added +25.8k +25,812
32 StrategIQ Financial Group, LLC 3.33% of their portfolio MERRILLVILLE, IN 536,462536.5k $29.2m $29.2m 3.33% Reduced -4.0k -3,964
33 Blueprint Investment Partners LLC 10.20% of their portfolio GREENSBORO, NC 522,072522.1k $28.4m $28.4m 10.20% Added +167.7k +167,667
34 Winch Advisory Services, LLC 9.58% of their portfolio Appleton, WI 489,769489.8k $26.7m $26.7m 9.58% Added +5.8k +5,846
35 Balefire, LLC 10.77% of their portfolio DALLAS, TX 483,646483.6k $26.3m $26.3m 10.77% Added +1.6k +1,585
36 Winthrop Advisory Group LLC 4.09% of their portfolio BOSTON, MA 468,290468.3k $25.5m $25.5m 4.09% Added +4.0k +3,971
37 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 468,050468.1k $25.5m $25.5m 0.15% Added +63.6k +63,648
38 GM Advisory Group, LLC 2.07% of their portfolio MELVILLE, NY 458,831458.8k $25.0m $25.0m 2.07% Unchanged
39 Astor Investment Management LLC 8.37% of their portfolio CHICAGO, IL 453,296453.3k $24.7m $24.7m 8.37% Reduced -45.7k -45,736
40 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 446,024446.0k $24.0m $24.0m 0.48% Reduced -38.9k -38,913
41 Horizon Wealth Management, LLC 9.14% of their portfolio LA GRANGE, IL 425,903425.9k $23.2m $23.2m 9.14% New
42 AJ WEALTH STRATEGIES, LLC 1.08% of their portfolio NEW YORK, NY 409,619409.6k $22.3m $22.3m 1.08% Added +56.6k +56,631
43 Treasure Coast Financial Planning 14.54% of their portfolio VERO BEACH, FL 395,178395.2k $21.5m $21.5m 14.54% Reduced -14.2k -14,225
44 N.E.W. Advisory Services LLC 2.98% of their portfolio DE PERE, WI 392,423392.4k $21.4m $21.4m 2.98% Added +6.7k +6,674
45 Aquire Wealth Advisors, LLC 8.31% of their portfolio Salt Lake City, UT 382,798382.8k $20.8m $20.8m 8.31% Reduced -9.3k -9,260
46 Balentine LLC 0.69% of their portfolio ATLANTA, GA 381,199381.2k $20.8m $20.8m 0.69% Reduced -979 -979
47 Callan Capital, LLC 2.28% of their portfolio LA JOLLA, CA 378,906378.9k $20.6m $20.6m 2.28% Reduced -7.7k -7,657
48 Symphony Financial, Ltd. Co. 4.88% of their portfolio HOUSTON, TX 368,886368.9k $19.9m $19.9m 4.88% Added +1.9k +1,946
49 Parallel Advisors, LLC 0.63% of their portfolio SAN FRANCISCO, CA 357,720357.7k $19.5m $19.5m 0.63% Reduced -23.4k -23,379
50 RVW Wealth, LLC 2.29% of their portfolio LOS ANGELES, CA 356,783356.8k $19.4m $19.4m 2.29% Reduced -22.3k -22,349
51 MONEY CONCEPTS CAPITAL CORP 1.93% of their portfolio PALM BEACH GARDENS, FL 347,633347.6k $18.9m $18.9m 1.93% Added +237.6k +237,595
52 Boston Standard Wealth Management, LLC 4.82% of their portfolio WINCHESTER, MA 346,480346.5k $18.9m $18.9m 4.82% Added +4.5k +4,518
53 Annex Advisory Services, LLC 1.01% of their portfolio BROOKFIELD, WI 332,638332.6k $18.1m $18.1m 1.01% Reduced -19.6k -19,626
54 Baltimore-Washington Financial Advisors, Inc. 1.39% of their portfolio Columbia, MD 318,112318.1k $17.3m $17.3m 1.39% Added +204.6k +204,616
55 Compass Financial Group, INC/SD 5.08% of their portfolio Sioux Falls, SD 313,597313.6k $17.1m $17.1m 5.08% Reduced -11.5k -11,464
56 AdvisorNet Financial, Inc 1.39% of their portfolio MINNETONKA, MN 299,075299.1k $16.3m $16.3m 1.39% Added +9.3k +9,346
57 Legacy Private Trust Co. 1.34% of their portfolio NEENAH, WI 297,805297.8k $16.2m $16.2m 1.34% New
58 Snowden Capital Advisors LLC 0.57% of their portfolio New York, NY 294,487294.5k $16.0m $16.0m 0.57% Reduced -69.0k -69,044
59 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 293,062293.1k $16.0m $16.0m 0.09% Reduced -15.1k -15,119
60 Pure Financial Advisors, LLC 0.64% of their portfolio SAN DIEGO, CA 275,486275.5k $15.0m $15.0m 0.64% Reduced -8.3k -8,347
61 Wealth Management Solutions, LLC 9.67% of their portfolio EXTON, PA 272,417272.4k $14.8m $14.8m 9.67% Reduced -64.6k -64,576
62 Jaffetilchin Investment Partners, LLC 1.56% of their portfolio TAMPA, FL 272,284272.3k $14.8m $14.8m 1.56% Added +30.2k +30,215
63 BIP Wealth, LLC 1.21% of their portfolio ATLANTA, GA 272,183272.2k $14.8m $14.8m 1.21% Reduced -7.6k -7,596
64 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 267,442267.4k $14.6m $14.6m 0.25% Added +202.7k +202,665
65 GREAT LAKES ADVISORS, LLC 0.14% of their portfolio CHICAGO, IL 266,200266.2k $14.5m $14.5m 0.14% Reduced -14.4k -14,369
66 Geneos Wealth Management Inc. 0.75% of their portfolio ENGLEWOOD, CO 261,278261.3k $14.2m $14.2m 0.75% Added +8.6k +8,576
67 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 260,779260.8k $14.2m $14.2m 0.20% Added +6.2k +6,188
68 RETIREMENT CAPITAL STRATEGIES 6.39% of their portfolio SAN JOSE, CA 255,180255.2k $13.9m $13.9m 6.39% New
69 Capasso Planning Partners LLC 6.94% of their portfolio CHARLESTON, SC 237,129237.1k $12.9m $12.9m 6.94% Added +7.3k +7,350
70 CreativeOne Wealth, LLC 0.28% of their portfolio OVERLAND PARK, KS 230,450230.4k $11.1m $11.1m 0.28% Added +180.5k +180,517
71 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 212,296212.3k $1.2m $1.2m 0.02% Added +179.1k +179,133
72 IAG Wealth Partners, LLC 3.00% of their portfolio WAUKESHA, WI 208,696208.7k $11.4m $11.4m 3.00% Added +1.7k +1,669
73 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 203,965204.0k $11.1m $11.1m 0.02% Reduced -899 -899
74 Financial Enhancement Group LLC 2.02% of their portfolio ANDERSON, IN 196,926196.9k $10.9m $10.9m 2.02% Reduced -470.6k -470,553
75 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 196,738196.7k $10.7m $10.7m 0.02% Added +2.7k +2,742
76 Mariner, LLC 0.03% of their portfolio Overland Park, KS 195,848195.8k $10.7m $10.7m 0.03% Added +52.6k +52,559
77 SENTINEL PENSION ADVISORS, LLC 2.55% of their portfolio WAKEFIELD, MA 193,145193.1k $10.5m $10.5m 2.55% Reduced -3.4k -3,446
78 AIFG Consultants Ltd. 8.18% of their portfolio HALFMOON, NY 187,293187.3k $10.2m $10.2m 8.18% Added +1.1k +1,078
79 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 184,866184.9k $10.1m $10.1m 0.04% Added +179.9k +179,923
80 Evensky & Katz LLC 0.75% of their portfolio CORAL GABLES, FL 180,861180.9k $9.8m $9.8m 0.75% Reduced -6.7k -6,674
81 Advisors Capital Management, LLC 0.23% of their portfolio RIDGEWOOD, NJ 179,054179.1k $9.7m $9.7m 0.23% Added +41.7k +41,676
82 BEACON FINANCIAL GROUP 1.26% of their portfolio DALLAS, TX 171,913171.9k $9.3m $9.3m 1.26% Reduced -1.1k -1,126
83 Larson Financial Group LLC 0.93% of their portfolio ST LOUIS, MO 171,067171.1k $9.3m $9.3m 0.93% Reduced -7.8k -7,829
84 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 170,516170.5k $9.3m $9.3m 0.09% Added +49.1k +49,093
85 Treynor Bancshares, Inc. 5.59% of their portfolio TREYNOR, IA 169,644169.6k $8.5m $8.5m 5.59% Reduced -66 -66
86 Jacobi Capital Management LLC 1.02% of their portfolio PITTSTON, PA 167,367167.4k $9.1m $9.1m 1.02% Added +2.9k +2,875
87 Bridgewealth Advisory Group, LLC 14.68% of their portfolio Fresno, CA 165,979166.0k $9.0m $9.0m 14.68% Added +43.4k +43,355
88 IRON Financial LLC 4.83% of their portfolio NORTHBROOK, IL 164,900164.9k $9.0m $9.0m 4.83% Added +22.6k +22,646
89 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 164,386164.4k $8.9m $8.9m 0.30% Added +8.0k +8,001
90 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 6.32% of their portfolio Phoenix, AZ 162,433162.4k $8.8m $8.8m 6.32% Added +2.8k +2,792
91 UBS Group AG 0.00% of their portfolio ZURICH, V8 162,028162.0k $8.8m $8.8m 0.00% Added +4.4k +4,409
92 Investors Research Corp 2.22% of their portfolio ATLANTA, GA 161,859161.9k $8.8m $8.8m 2.22% Added +4.7k +4,738
93 Ervin Investment Management, LLC 7.01% of their portfolio SEATTLE, WA 160,449160.4k $8.7m $8.7m 7.01% Added +414 +414
94 PAX Financial Group, LLC 1.96% of their portfolio SAN ANTONIO, TX 159,232159.2k $8.7m $8.7m 1.96% Reduced -6.1k -6,129
95 Centennial Wealth Advisory LLC 4.41% of their portfolio Traverse City, MI 155,264155.3k $8.5m $8.5m 4.41% Reduced -5.4k -5,371
96 Perennial Investment Advisors, LLC 1.47% of their portfolio Los Angeles, CA 151,615151.6k $8.3m $8.3m 1.47% Reduced -37.9k -37,944
97 WNY Asset Management, LLC 1.73% of their portfolio Williamsville, NY 149,148149.1k $8.1m $8.1m 1.73% Added +2.1k +2,064
98 Arete Wealth Advisors, LLC 0.69% of their portfolio CHICAGO, IL 144,181144.2k $7.8m $7.8m 0.69% Reduced -31.2k -31,213
99 Summit Investment Advisory Services, LLC 5.00% of their portfolio ROSEVILLE, MN 138,875138.9k $7.6m $7.6m 5.00% Added +2.6k +2,633
100 Peterson Wealth Advisors, LLC 1.97% of their portfolio Orem, UT 136,834136.8k $7.5m $7.5m 1.97% Reduced -22.2k -22,153