Vault-13

SPDR SER TR KIE

S&P INS ETF · ETP · CUSIP 78464A789

137 institutional holders -1 vs Q1 2024
15,193,66315.2m shares reported held*
$757.9mreported value*
23 new 45 added 34 reduced 22 sold out net sold ≈ $103.0m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.88. Options: 3 managers hold calls ($2.7m notional), 3 hold puts ($39.9m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 135Q1 23: 128Q2 23: 118Q3 23: 132Q4 23: 139Q1 24: 138Q2 24: 137137Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022113
Q4 2022135
Q1 2023128
Q2 2023118
Q3 2023132
Q4 2023139
Q1 2024138
Q2 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 41 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 69 cut or sold outQ2 23: 53 bought or addedQ2 23: 76 cut or sold outQ2 23Q3 23: 62 bought or addedQ3 23: 50 cut or sold outQ4 23: 62 bought or addedQ4 23: 64 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 69 cut or sold outQ2 24: 68 bought or addedQ2 24: 56 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227641
Q1 20235569
Q2 20235376
Q3 20236250
Q4 20236264
Q1 20246969
Q2 20246856

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 23 calls: $365.8kQ3 23 puts: $1.3mQ3 23P/C 3.48Q4 23 calls: $4.3mQ4 23 puts: $714.5kQ4 23P/C 0.17Q1 24 calls: $2.5mQ1 24 puts: $1.2mQ1 24P/C 0.50Q2 24 calls: $2.7mQ2 24 puts: $39.9mQ2 24P/C 14.82
Numbers
QuarterCallsPutsP/C
Q3 2023$365.8k$1.3m3.48
Q4 2023$4.3m$714.5k0.17
Q1 2024$2.5m$1.2m0.50
Q2 2024$2.7m$39.9m14.82

Biggest buyers

GOLDMAN SACHS GROUP INC Added +742,302+742.3k
CITIGROUP INC Added +342,826+342.8k
UBS Group AG Added +174,003+174.0k
RAYMOND JAMES & ASSOCIATES Added +122,709+122.7k
HRT FINANCIAL LP Added +98,360+98.4k
GTS SECURITIES LLC Added +82,795+82.8k
FISCHER INVESTMENT STRATEGIES, LLC Added +38,476+38.5k
PRUDENTIAL PLC New +36,830+36.8k
FIFTH LANE CAPITAL, LP New +31,458+31.5k
MARSHALL WACE, LLP New +27,910+27.9k

Biggest sellers

MORGAN STANLEY Reduced -2,085,583-2.1m
Janney Capital Management LLC Sold out -377,238-377.2k
JPMORGAN CHASE & CO Reduced -350,082-350.1k
Insight Wealth Strategies, LLC Sold out -168,446-168.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -116,301-116.3k
CITADEL ADVISORS LLC Reduced -112,090-112.1k
JMAC ENTERPRISES LLC Reduced -92,638-92.6k
Concentric Capital Strategies, LP Sold out -92,110-92.1k
Cambridge Investment Research Advisors, Inc. Reduced -75,847-75.8k
DRW Securities, LLC Sold out -69,100-69.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m28.6k shares
CITADEL ADVISORS LLC Added $1.1m22.9k shares
HOLLENCREST CAPITAL MANAGEMENT New $124.6k2.5k shares

Biggest puts

Philadelphia Financial Management of San Francisco, LLC New $37.4m750.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m26.2k shares
CITADEL ADVISORS LLC Added $1.2m24.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 5,475,6505.5m $272.9m $272.9m 0.01% Reduced -350.1k -350,082
2 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,117,4322.1m $105.5m $105.5m 0.02% Added +742.3k +742,302
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 829,826829.8k $41.4m $41.4m 0.00% Reduced -2.1m -2,085,583
4 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 661,799661.8k $33.0m $33.0m 0.03% Added +342.8k +342,826
5 FACTORY MUTUAL INSURANCE CO 0.35% of their portfolio WALTHAM, MA 615,100615.1k $30.7m $30.7m 0.35% Unchanged
6 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 501,310501.3k $25.4m $25.4m 0.01% Reduced -6.3k -6,350
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 469,678469.7k $23.4m $23.4m 0.01% Added +174.0k +174,003
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 468,939468.9k $23.4m $23.4m 0.00% Added +12.4k +12,422
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 395,221395.2k $19.7m $19.7m 0.01% Added +4.2k +4,233
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 375,540375.5k $18.7m $18.7m 0.01% Added +496 +496
11 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 204,372204.4k $10.2m $10.2m 0.00% Added +4.4k +4,372
12 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 175,725175.7k $8.8m $8.8m 0.01% Reduced -116.3k -116,301
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 169,728169.7k $8.5m $8.5m 0.01% Added +122.7k +122,709
14 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 168,326168.3k $8.4m $8.4m 0.05% Added +98.4k +98,360
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,765138.8k $6.9m $6.9m 0.00% Added +2.5k +2,516
16 Capital Planning Advisors, LLC 1.18% of their portfolio Roseville, CA 137,939137.9k $6.9m $6.9m 1.18% Added +4.4k +4,444
17 Chicago Wealth Management, Inc. 3.78% of their portfolio CHICAGO, IL 131,750131.8k $6.6m $6.6m 3.78% Added +1.2k +1,221
18 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 120,386120.4k $6.0m $6.0m 0.14% Reduced -10.4k -10,428
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 107,869107.9k $5.4m $5.4m 0.01% Reduced -112.1k -112,090
20 GTS SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 99,19799.2k $4.9m $4.9m 0.10% Added +82.8k +82,795
21 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.58% of their portfolio New Cumberland, PA 95,17895.2k $4.7m $4.7m 1.58% Added +15.1k +15,137
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 90,62090.6k $4.5m $4.5m 0.00% Added +9.0k +9,000
23 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 85,11785.1k $4.2m $4.2m 0.03% Added +694 +694
24 Triangle Securities Wealth Management 1.19% of their portfolio RALEIGH, NC 84,35084.3k $4.2m $4.2m 1.19% Reduced -600 -600
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,32581.3k $4.1m $4.1m 0.00% Added +2.0k +1,959
26 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 77,56077.6k $4.1m $4.1m 0.07% Added +3.8k +3,838
27 FISCHER INVESTMENT STRATEGIES, LLC 3.43% of their portfolio Westlake Village, CA 70,63870.6k $3.5m $3.5m 3.43% Added +38.5k +38,476
28 VICUS CAPITAL 0.26% of their portfolio STATE COLLEGE, PA 57,25757.3k $2.9m $2.9m 0.26% Added +1.8k +1,817
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 56,60956.6k $2.8m $2.8m 0.01% Added +6.2k +6,242
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 52,74852.7k $2.6m $2.6m 0.00% Reduced -12.2k -12,240
31 Arkadios Wealth Advisors 0.17% of their portfolio ATLANTA, GA 51,44351.4k $2.6m $2.6m 0.17% Added +4.1k +4,094
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $2.5m $2.5m 0.00% Added +26.1k +26,100
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,82844.8k $2.2m $2.2m 0.00% Added +9.1k +9,074
34 AMICA MUTUAL INSURANCE CO 0.20% of their portfolio PROVIDENCE, RI 40,28140.3k $2.0m $2.0m 0.20% Reduced -48.6k -48,605
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 39,55739.6k $2.0m $2.0m 0.00% Added +22.5k +22,486
36 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 36,83036.8k $1.8m $1.8m 0.01% New
37 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 36,14836.1k $1.9m $1.9m 0.06% Reduced -23.2k -23,196
38 FIFTH LANE CAPITAL, LP 3.43% of their portfolio Austin, TX 31,45831.5k $1.6m $1.6m 3.43% New
39 Navis Wealth Advisors, LLC 1.77% of their portfolio RYE BROOK, NY 30,93830.9k $1.5m $1.5m 1.77% Added +111 +111
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,25230.3k $1.5m $1.5m 0.00% Added +1.6k +1,647
41 Baker Avenue Asset Management, LP 0.05% of their portfolio SAN FRANCISCO, CA 29,72429.7k $1.5m $1.5m 0.05% Added +19.7k +19,673
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,60828.6k $1.4m $1.4m 0.00% Reduced -1.1k -1,133
43 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 27,91027.9k $1.4m $1.4m 0.00% New
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,59425.6k $1.3m $1.3m 0.00% New
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,42924.4k $1.2m $1.2m 0.00% Reduced -16.9k -16,899
46 Cannon Global Investment Management, LLC 5.50% of their portfolio DAVIE, FL 23,70023.7k $1.2m $1.2m 5.50% New
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,92420.9k $1.0m $1.0m 0.00% Reduced -37.7k -37,717
48 WEXFORD CAPITAL LP 0.26% of their portfolio WEST PALM BEACH, FL 20,65020.6k $1.0m $1.0m 0.26% New
49 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 19,79419.8k $986.3k $986.3k 0.03% Unchanged
50 Ellis Investment Partners, LLC 0.21% of their portfolio Berwyn, PA 19,72419.7k $982.9k $982.9k 0.21% Added +517 +517
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,54019.5k $973.8k $973.8k 0.00% Added +914 +914
52 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 18,98919.0k $946.2k $946.2k 0.03% Reduced -19 -19
53 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 18,57118.6k $925.4k $925.4k 0.00% Added +4.6k +4,629
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,22918.2k $908.4k $908.4k 0.00% Added +18 +18
55 BAROMETER CAPITAL MANAGEMENT INC. 0.30% of their portfolio TORONTO, A6 15,83015.8k $788.8k $788.8k 0.30% Added +3.0k +3,000
56 1858 WEALTH MANAGEMENT, LLC 0.61% of their portfolio AKRON, OH 14,72214.7k $733.6k $733.6k 0.61% Added +1.7k +1,737
57 JMAC ENTERPRISES LLC 0.13% of their portfolio NEWTOWN, PA 14,62014.6k $728.5k $728.5k 0.13% Reduced -92.6k -92,638
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,58914.6k $727.0k $727.0k 0.00% Added +8.6k +8,555
59 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,00014.0k $697.6k $697.6k 0.00% Unchanged
60 TOTH FINANCIAL ADVISORY CORP 0.08% of their portfolio LEESBURG, VA 13,40513.4k $668.0k $668.0k 0.08% Added +11 +11
61 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 13,13113.1k $654.3k $654.3k 0.01% Reduced -40.2k -40,219
62 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 12,30012.3k $612.9k $612.9k 0.00% New
63 Kaizen Financial Strategies 0.41% of their portfolio CAMPBELL, CA 12,10012.1k $657.4k $657.4k 0.41% Reduced -1.5k -1,480
64 COOKSON PEIRCE & CO INC 0.03% of their portfolio PITTSBURGH, PA 11,96112.0k $596.0k $596.0k 0.03% Reduced -73 -73
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,70911.7k $583.5k $583.5k 0.00% Reduced -1.2k -1,237
66 FMR LLC 0.00% of their portfolio BOSTON, MA 10,19110.2k $507.8k $507.8k 0.00% Added +887 +887
67 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 9,9169.9k $494.1k $494.1k 0.00% New
68 Trademark Financial Management, LLC 0.40% of their portfolio Bloomington, MN 9,7939.8k $488.0k $488.0k 0.40% Reduced -832 -832
69 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 8,4948.5k $423.3k $423.3k 0.02% Added +30 +30
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,2808.3k $412.6k $412.6k 0.00% Reduced -5.2k -5,216
71 Fifth Third Securities, Inc. 0.04% of their portfolio Cincinnati, OH 7,9578.0k $396.5k $396.5k 0.04% Added +512 +512
72 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 7,9117.9k $394.2k $394.2k 0.00% New
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,8557.9k $391.0k $391.0k 0.00% Reduced -75.8k -75,847
74 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 7,8047.8k $389.3k $389.3k 0.02% New
75 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 7,0017.0k $348.9k $348.9k 0.01% New
76 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 7,0007.0k $348.8k $348.8k 0.01% Reduced -2.0k -2,000
77 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 6,9296.9k $345.3k $345.3k 0.00% Added +1 +1
78 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,7206.7k $334.9k $334.9k 0.00% Reduced -701 -701
79 Narus Financial Partners, LLC 0.13% of their portfolio SALT LAKE CITY, UT 6,6006.6k $328.9k $328.9k 0.13% Unchanged
80 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 6,5146.5k $324.6k $324.6k 0.01% Reduced -213 -213
81 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 6,1706.2k $307.5k $307.5k 0.02% Reduced -479 -479
82 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 5,9506.0k $296.5k $296.5k 0.02% Unchanged
83 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 5,7725.8k $287.6k $287.6k 0.00% New
84 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 5,7605.8k $287.0k $287.0k 0.00% Unchanged
85 Keebeck Wealth Management 0.04% of their portfolio Chicago, IL 5,7175.7k $284.9k $284.9k 0.04% Reduced -346 -346
86 Yoder Wealth Management, Inc. 0.18% of their portfolio WALNUT CREEK, CA 5,6605.7k $282.0k $282.0k 0.18% Reduced -160 -160
87 Segment Wealth Management, LLC 0.02% of their portfolio HOUSTON, TX 5,3705.4k $267.6k $267.6k 0.02% Unchanged
88 Tradewinds, LLC. 0.08% of their portfolio RALEIGH, NC 4,9725.0k $247.8k $247.8k 0.08% Unchanged
89 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,6404.6k $231.0k $231.0k 0.00% Reduced -5.3k -5,341
90 PFG Advisors 0.02% of their portfolio Phoenix, AZ 4,6004.6k $229.2k $229.2k 0.02% Reduced -4.5k -4,514
91 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,3294.3k $215.7k $215.7k 0.00% Unchanged
92 Capital CS Group, LLC 0.25% of their portfolio IRVINE, CA 4,3114.3k $214.8k $214.8k 0.25% New
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2314.2k $210.9k $210.9k 0.00% Added +2.2k +2,165
94 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,1634.2k $207.0k $207.0k 0.02% New
95 Capital Square, LLC 0.14% of their portfolio ATHENS, TN 4,0774.1k $210.9k $210.9k 0.14% New
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,4293.4k $170.9k $170.9k 0.00% Added +564 +564
97 Manchester Capital Management LLC 0.02% of their portfolio MANCHESTER, VT 3,3003.3k $164.4k $164.4k 0.02% Unchanged
98 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 2,9342.9k $146.2k $146.2k 0.02% Unchanged
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,3012.3k $114.7k $114.7k 0.00% Reduced -30 -30
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,7971.8k $89.5k $89.5k 0.00% Unchanged