Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

119 institutional holders -2 vs Q1 2023
32,513,05532.5m shares reported held*
$2.1bnreported value*
21 new 30 added 39 reduced 22 sold out net bought ≈ $110.8m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.75. Options: 13 managers hold calls ($219.7m notional), 17 hold puts ($386.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114Q1 23: 121Q2 23: 119119Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022103
Q4 2022114
Q1 2023121
Q2 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 61 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225646
Q1 20236652
Q2 20235161

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $146.0mQ3 22 puts: $500.8mQ3 22P/C 3.43Q4 22 calls: $123.2mQ4 22 puts: $429.4mQ4 22P/C 3.49Q1 23 calls: $179.7mQ1 23 puts: $801.2mQ1 23P/C 4.46Q2 23 calls: $219.7mQ2 23 puts: $386.1mQ2 23P/C 1.76
Numbers
QuarterCallsPutsP/C
Q3 2022$146.0m$500.8m3.43
Q4 2022$123.2m$429.4m3.49
Q1 2023$179.7m$801.2m4.46
Q2 2023$219.7m$386.1m1.76

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,500,000+1.5m
BNP PARIBAS FINANCIAL MARKETS Added +1,168,961+1.2m
MIZUHO SECURITIES USA LLC New +1,050,000+1.1m
TORONTO DOMINION BANK Added +900,000+900.0k
GOLDMAN SACHS GROUP INC Added +626,404+626.4k
JANE STREET GROUP, LLC Added +395,840+395.8k
Twin Tree Management, LP New +345,806+345.8k
BARCLAYS PLC Added +327,346+327.3k
HRT FINANCIAL LP New +274,192+274.2k
Quantitative Investment Management, LLC New +241,505+241.5k

Biggest sellers

BANK OF NOVA SCOTIA Sold out -1,500,000-1.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -897,437-897.4k
MORGAN STANLEY Reduced -742,545-742.5k
JPMORGAN CHASE & CO Reduced -551,330-551.3k
UBS Group AG Reduced -530,175-530.2k
SG Americas Securities, LLC Reduced -497,380-497.4k
CITIGROUP INC Reduced -309,097-309.1k
Walleye Capital LLC Reduced -160,636-160.6k
MILLENNIUM MANAGEMENT LLC Sold out -130,045-130.0k
D. E. Shaw & Co., Inc. Reduced -79,300-79.3k

Biggest calls

Alden Global Capital LLC New $46.9m735.0k shares
CITADEL ADVISORS LLC Added $43.3m679.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $42.1m661.1k shares
Candlestick Capital Management LP New $31.9m500.0k shares
Polar Asset Management Partners Inc. New $26.9m421.9k shares
Walleye Trading LLC Added $10.6m165.9k shares
WOLVERINE TRADING, LLC Added $8.1m127.6k shares
PEAK6 Investments LLC Reduced $5.3m83.0k shares
Parallax Volatility Advisers, L.P. Added $1.7m26.5k shares
Squarepoint Ops LLC New $1.5m23.4k shares

Biggest puts

Herr Investment Group LLC Added $170.6m2.7m shares
CITADEL ADVISORS LLC Added $116.0m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $50.6m794.4k shares
J. Goldman & Co LP Reduced $12.8m201.3k shares
WOLVERINE TRADING, LLC Reduced $8.4m132.2k shares
CITIGROUP INC New $6.4m100.0k shares
Walleye Trading LLC Added $5.6m88.0k shares
Parallax Volatility Advisers, L.P. Added $5.4m84.7k shares
Connacht Asset Management LP Reduced $4.4m69.4k shares
PEAK6 Investments LLC Unchanged $2.4m38.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.87% of their portfolio TORONTO, A6 6,558,0006.6m $418.1m $418.1m 1.87% Added +1.5m +1,500,000
2 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 5,834,9115.8m $372.0m $372.0m 0.09% Added +626.4k +626,404
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.22% of their portfolio BALA CYNWYD, PA 2,153,3882.2m $137.3m $137.3m 0.22% Reduced -897.4k -897,437
4 BNP PARIBAS FINANCIAL MARKETS 0.26% of their portfolio PARIS, I0 2,072,8622.1m $132.1m $132.1m 0.26% Added +1.2m +1,168,961
5 TORONTO DOMINION BANK 0.09% of their portfolio TORONTO, ONTARIO, A6 1,800,0001.8m $114.7m $114.7m 0.09% Added +900.0k +900,000
6 CANADA PENSION PLAN INVESTMENT BOARD 0.17% of their portfolio TORONTO ONTARIO, A6 1,760,0001.8m $112.2m $112.2m 0.17% Unchanged
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,322,9531.3m $84.3m $84.3m 0.01% Reduced -71.0k -70,989
8 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 1,086,9341.1m $69.3m $69.3m 0.05% Added +327.3k +327,346
9 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 1,069,1311.1m $68.2m $68.2m 0.04% Added +79.8k +79,752
10 MIZUHO SECURITIES USA LLC 2.22% of their portfolio NEW YORK, NY 1,050,0001.1m $66.9m $66.9m 2.22% New
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 921,153921.2k $58.7m $58.7m 0.01% Reduced -742.5k -742,545
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 906,117906.1k $57.8m $57.8m 0.03% Reduced -530.2k -530,175
13 STATE OF WISCONSIN INVESTMENT BOARD 0.16% of their portfolio MADISON, WI 898,800898.8k $57.3m $57.3m 0.16% Reduced -17.6k -17,600
14 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 886,741886.7k $56.5m $56.5m 0.07% Reduced -309.1k -309,097
15 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 426,502426.5k $27.2m $27.2m 0.04% Added +395.8k +395,840
16 Walleye Capital LLC 0.43% of their portfolio NEW YORK, NY 384,908384.9k $24.5m $24.5m 0.43% Reduced -160.6k -160,636
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 371,637371.6k $23.7m $23.7m 0.01% Reduced -17.0k -17,001
18 Twin Tree Management, LP 0.45% of their portfolio DALLAS, TX 345,806345.8k $22.0m $22.0m 0.45% New
19 HRT FINANCIAL LP 0.17% of their portfolio NEW YORK, NY 274,192274.2k $17.5m $17.5m 0.17% New
20 Quantitative Investment Management, LLC 1.46% of their portfolio CHARLOTTESVILLE, VA 241,505241.5k $15.4m $15.4m 1.46% New
21 CASTLEARK MANAGEMENT LLC 0.64% of their portfolio CHICAGO, IL 221,940221.9k $14.1m $14.1m 0.64% Added +84.9k +84,920
22 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 155,110155.1k $9.9m $9.9m 0.03% Added +121.5k +121,550
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 132,733132.7k $8.5m $8.5m 0.00% Added +88.6k +88,635
24 Lighthouse Investment Partners, LLC 0.58% of their portfolio Palm Beach Gardens, FL 120,000120.0k $7.7m $7.7m 0.58% Added +50.0k +50,000
25 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 107,032107.0k $6.8m $6.8m 0.01% New
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 106,910106.9k $6.8m $6.8m 0.00% Reduced -10.1k -10,112
27 BW Gestao de Investimentos Ltda. 0.97% of their portfolio SAO PAULO, D5 99,52099.5k $6.3m $6.3m 0.97% Unchanged
28 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 96,60096.6k $6.2m $6.2m 0.01% Reduced -79.3k -79,300
29 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 86,88886.9k $5.5m $5.5m 0.01% New
30 Venture Visionary Partners LLC 0.29% of their portfolio Sylvania, OH 76,95677.0k $4.9m $4.9m 0.29% Added +1.7k +1,684
31 Isomer Partners LP 2.58% of their portfolio New York, NY 70,00070.0k $4.5m $4.5m 2.58% Added +20.0k +20,000
32 Maven Securities LTD 0.63% of their portfolio ST HELIER, Y9 68,71168.7k $4.4m $4.4m 0.63% Added +34.1k +34,061
33 LEUTHOLD GROUP, LLC 0.43% of their portfolio MINNEAPOLIS, MN 52,48152.5k $3.3m $3.3m 0.43% Unchanged
34 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 51,69951.7k $3.3m $3.3m 0.00% Added +7.7k +7,653
35 Atom Investors LP 1.22% of their portfolio AUSTIN, TX 50,24650.2k $3.2m $3.2m 1.22% Added +42.8k +42,837
36 J. Goldman & Co LP 0.18% of their portfolio NEW YORK, NY 48,85048.9k $3.1m $3.1m 0.18% Reduced -38.4k -38,382
37 Waldron Private Wealth LLC 0.14% of their portfolio BRIDGEVILLE, PA 44,51944.5k $2.8m $2.8m 0.14% Unchanged
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,82243.8k $2.8m $2.8m 0.00% Reduced -3.9k -3,898
39 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.02% of their portfolio VICTORIA, A1 40,00040.0k $2.5m $2.5m 0.02% Reduced -54.0k -54,000
40 Man Group plc 0.01% of their portfolio LONDON, X0 30,25730.3k $1.9m $1.9m 0.01% New
41 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 26,51726.5k $1.7m $1.7m 0.01% New
42 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 22,10922.1k $1.4m $1.4m 0.02% Added +2.0k +1,993
43 Ellis Investment Partners, LLC 0.34% of their portfolio Berwyn, PA 21,96522.0k $1.4m $1.4m 0.34% Added +10.4k +10,448
44 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 21,55221.6k $1.4m $1.4m 0.02% Added +15.0k +14,992
45 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 19,77019.8k $1.3m $1.3m 0.04% Reduced -3.6k -3,566
46 DARK FOREST CAPITAL MANAGEMENT LP 0.12% of their portfolio NEW YORK, NY 18,80818.8k $1.2m $1.2m 0.12% Added +13.2k +13,228
47 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 17,36417.4k $1.1m $1.1m 0.04% Reduced -4.6k -4,611
48 Bayesian Capital Management, LP 0.11% of their portfolio Brooklyn, NY 15,80015.8k $1.0m $1.0m 0.11% Added +11.3k +11,300
49 CX Institutional 0.05% of their portfolio AUBURN, IN 13,69913.7k $873.3k $873.3k 0.05% Added +242 +242
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,69313.7k $872.9k $872.9k 0.00% Added +2.0k +1,999
51 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,24413.2k $844.3k $844.3k 0.01% Added +162 +162
52 GSA CAPITAL PARTNERS LLP 0.08% of their portfolio LONDON, X0 13,06613.1k $833.0k $833.0k 0.08% New
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,73212.7k $812.0k $812.0k 0.00% Reduced -4.5k -4,508
54 Vestcor Inc 0.03% of their portfolio FREDERICTON, A3 11,90011.9k $759.0k $759.0k 0.03% New
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,50611.5k $734.0k $734.0k 0.00% Reduced -1.2k -1,249
56 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 10,90010.9k $694.9k $694.9k 0.00% Reduced -29.9k -29,900
57 IPG Investment Advisors LLC 0.14% of their portfolio SAN DIEGO, CA 10,15610.2k $647.4k $647.4k 0.14% Unchanged
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,03410.0k $639.7k $639.7k 0.00% Reduced -6.5k -6,548
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,2869.3k $592.0k $592.0k 0.00% Reduced -22.6k -22,556
60 Marex Group Ltd 0.11% of their portfolio London, X0 9,1579.2k $583.8k $583.8k 0.11% New
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,0058.0k $510.3k $510.3k 0.00% Reduced -4.6k -4,614
62 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 7,7307.7k $492.8k $492.8k 0.02% First filing
63 Camelot Portfolios, LLC 0.30% of their portfolio Maumee, OH 7,5577.6k $481.7k $481.7k 0.30% New
64 Castle Rock Wealth Management, LLC 0.15% of their portfolio WALNUT CREEK, CA 6,7906.8k $435.0k $435.0k 0.15% Reduced -31 -31
65 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,4296.4k $409.8k $409.8k 0.01% Reduced -19.1k -19,109
66 PEAK6 Investments LLC 0.03% of their portfolio CHICAGO, IL 6,1196.1k $390.1k $390.1k 0.03% New
67 Fort Point Capital Partners LLC 0.06% of their portfolio San Francisco, CA 6,0096.0k $383.1k $383.1k 0.06% Reduced -770 -770
68 MCMILLION CAPITAL MANAGEMENT INC 0.34% of their portfolio GREENSBORO, NC 6,0006.0k $382.5k $382.5k 0.34% Unchanged
69 Edgestream Partners, L.P. 0.03% of their portfolio Princeton, NJ 5,8245.8k $371.3k $371.3k 0.03% New
70 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,7925.8k $447.1k $447.1k 0.00% New
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,7045.7k $363.6k $363.6k 0.00% Reduced -2.0k -1,987
72 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 5,1485.1k $328.2k $328.2k 0.06% Unchanged
73 Parallax Volatility Advisers, L.P. 0.01% of their portfolio San Francisco, CA 4,9945.0k $318.4k $318.4k 0.01% Reduced -20.5k -20,503
74 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 4,9004.9k $312.0k $312.0k 0.00% New
75 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,4414.4k $283.1k $283.1k 0.00% Added +101 +101
76 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 4,3534.4k $278.0k $278.0k 0.00% Reduced -497.4k -497,380
77 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 4,1084.1k $261.9k $261.9k 0.02% Added +1 +1
78 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 3,9043.9k $248.9k $248.9k 0.05% New
79 Cutler Group LLC / CA 0.06% of their portfolio SAN FRANCISCO, CA 3,8453.8k $245.0k $245.0k 0.06% Reduced -9.9k -9,936
80 McGuire Investment Group, LLC 0.05% of their portfolio WAKEFIELD, RI 3,8023.8k $242.4k $242.4k 0.05% Added +65 +65
81 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 3,5503.5k $226.3k $226.3k 0.00% Reduced -87 -87
82 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 3,4003.4k $217.0k $217.0k 0.00% Reduced -180 -180
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,3743.4k $215.1k $215.1k 0.00% Reduced -551.3k -551,330
84 Secure Asset Management, LLC 0.07% of their portfolio Troy, MI 3,3563.4k $213.9k $213.9k 0.07% New
85 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,3323.3k $212.4k $212.4k 0.00% Added +100 +100
86 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 1,5771.6k $100.5k $100.5k 0.01% New
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 993993 $63.3k $63.3k 0.01% Reduced -514 -514
88 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 900900 $57.4k $57.4k 0.01% Unchanged
89 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 900900 $57.1k $57.1k 0.00% New
90 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 647647 $41.2k $41.2k 0.00% Added +28 +28
91 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 647647 $41.2k $41.2k 0.01% Added +28 +28
92 Byrne Asset Management LLC 0.03% of their portfolio KINGSTON, NJ 640640 $41.0k $41.0k 0.03% Reduced -710 -710
93 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 630630 $40.2k $40.2k 0.01% Unchanged
94 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 520520 $33.0k $33.0k 0.00% Unchanged
95 FMR LLC 0.00% of their portfolio BOSTON, MA 514514 $32.8k $32.8k 0.00% Reduced -616 -616
96 Main Management LLC 0.00% of their portfolio SAN FRANCISCO, CA 460460 $29.0k $29.0k 0.00% Unchanged
97 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 457457 $29.1k $29.1k 0.00% Unchanged
98 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 400400 $25.5k $25.5k 0.00% New
99 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 390390 $24.9k $24.9k 0.00% Unchanged
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 304304 $19.4k $19.4k 0.00% Reduced -95 -95